Vault-13

FIRST TR EXCHANGE-TRADED FD SDVY

SMID RISNG ETF · ETP · CUSIP 33741X102

476 institutional holders -11 vs Q1 2025
182,475,078182.5m shares reported held*
$6.4bnreported value*
41 new 232 added 151 reduced 52 sold out net bought ≈ $157.1m (+4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($442.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.30. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 146Q4 22: 154Q1 23: 164Q2 23: 168Q3 23: 179Q4 23: 237Q1 24: 306Q2 24: 340Q3 24: 404Q4 24: 505Q1 25: 487Q2 25: 476476Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022146
Q4 2022154
Q1 2023164
Q2 2023168
Q3 2023179
Q4 2023237
Q1 2024306
Q2 2024340
Q3 2024404
Q4 2024505
Q1 2025487
Q2 2025476

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 23: 118 bought or addedQ3 23: 52 cut or sold outQ4 23: 161 bought or addedQ4 23: 57 cut or sold outQ4 23Q1 24: 246 bought or addedQ1 24: 58 cut or sold outQ2 24: 242 bought or addedQ2 24: 91 cut or sold outQ2 24Q3 24: 301 bought or addedQ3 24: 89 cut or sold outQ4 24: 348 bought or addedQ4 24: 101 cut or sold outQ4 24Q1 25: 320 bought or addedQ1 25: 173 cut or sold outQ2 25: 273 bought or addedQ2 25: 203 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202311852
Q4 202316157
Q1 202424658
Q2 202424291
Q3 202430189
Q4 2024348101
Q1 2025320173
Q2 2025273203

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 24 calls: $243.7kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $143.4kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $358.4kQ1 25 puts: $0Q1 25P/C 0.00Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —
Numbers
QuarterCallsPutsP/C
Q3 2024$243.7k$00.00
Q4 2024$143.4k$00.00
Q1 2025$358.4k$00.00
Q2 2025$0$0—

Biggest buyers

ROYAL BANK OF CANADA Added +5,678,703+5.7m
HARBOUR INVESTMENTS, INC. Added +2,340,638+2.3m
Rockefeller Capital Management L.P. Added +588,619+588.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +445,817+445.8k
Richmond Investment Services, LLC Added +284,745+284.7k
PARK NATIONAL CORP /OH/ Added +278,498+278.5k
OSAIC HOLDINGS, INC. Added +275,395+275.4k
Cetera Investment Advisers Added +273,077+273.1k
&PARTNERS Added +251,543+251.5k
Qube Research & Technologies Ltd Added +241,547+241.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -1,263,819-1.3m
SAGE PRIVATE WEALTH GROUP, LLC Sold out -584,927-584.9k
NewEdge Advisors, LLC Reduced -527,301-527.3k
Advance Capital Management, Inc. Reduced -494,065-494.1k
RAYMOND JAMES FINANCIAL INC Reduced -477,616-477.6k
Csenge Advisory Group Reduced -468,313-468.3k
BANK OF AMERICA CORP /DE/ Reduced -454,045-454.0k
TRUIST FINANCIAL CORP Reduced -425,226-425.2k
Private Advisor Group, LLC Reduced -392,614-392.6k
N.E.W. Advisory Services LLC Reduced -375,016-375.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.28% of their portfolio FORT MILL, SC 23,536,43223.5m $830.4m $830.4m 0.28% Added +162.4k +162,418
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 19,713,39819.7m $695.5m $695.5m 0.05% Added +239.4k +239,379
3 RAYMOND JAMES FINANCIAL INC 0.15% of their portfolio ST. PETERSBURG, FL 12,018,66912.0m $424.0m $424.0m 0.15% Reduced -477.6k -477,616
4 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 11,972,06412.0m $422.4m $422.4m 0.09% Reduced -1.3m -1,263,819
5 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 11,572,28211.6m $408.3m $408.3m 0.04% Added +5.7m +5,678,703
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 7,368,2667.4m $260.0m $260.0m 0.02% Reduced -454.0k -454,045
7 UBS Group AG 0.05% of their portfolio ZURICH, V8 6,401,9586.4m $225.9m $225.9m 0.05% Reduced -347.6k -347,601
8 Cetera Investment Advisers 0.31% of their portfolio SCHAUMBURG, IL 5,276,2315.3m $186.1m $186.1m 0.31% Added +273.1k +273,077
9 Capital Investment Advisors, LLC 2.54% of their portfolio ATLANTA, GA 3,972,1464.0m $144.1m $144.1m 2.54% Added +240.7k +240,655
10 STIFEL FINANCIAL CORP 0.12% of their portfolio ST. LOUIS, MO 3,463,5453.5m $122.2m $122.2m 0.12% Reduced -15.9k -15,926
11 PARK NATIONAL CORP /OH/ 3.93% of their portfolio NEWARK, OH 3,376,5743.4m $119.1m $119.1m 3.93% Added +278.5k +278,498
12 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,974,2643.0m $104.9m $104.9m 0.03% Reduced -158.5k -158,480
13 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 2,890,1252.9m $102.0m $102.0m 0.13% Reduced -39.1k -39,070
14 HARBOUR INVESTMENTS, INC. 2.53% of their portfolio MADISON, WI 2,835,6422.8m $100.0m $100.0m 2.53% Added +2.3m +2,340,638
15 LVZ, Inc. 11.62% of their portfolio Holland, MI 2,747,3962.7m $96.9m $96.9m 11.62% Added +80.6k +80,630
16 OSAIC HOLDINGS, INC. 0.17% of their portfolio SCOTTSDALE, AZ 2,744,8432.7m $96.8m $96.8m 0.17% Added +275.4k +275,395
17 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 2,598,4802.6m $91.7m $91.7m 0.11% Added +61.6k +61,604
18 TRUIST FINANCIAL CORP 0.12% of their portfolio CHARLOTTE, NC 2,371,7832.4m $83.7m $83.7m 0.12% Reduced -425.2k -425,226
19 Cambridge Investment Research Advisors, Inc. 0.24% of their portfolio FAIRFIELD, IA 2,237,6682.2m $78.9m $78.9m 0.24% Reduced -15.4k -15,430
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 1,939,3331.9m $68.4m $68.4m 0.05% Added +445.8k +445,817
21 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 1,614,1791.6m $56.9m $56.9m 0.16% Added +77.7k +77,708
22 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 1,306,4681.3m $46.1m $46.1m 0.08% Reduced -193.2k -193,158
23 Kestra Advisory Services, LLC 0.22% of their portfolio AUSTIN, TX 1,305,9011.3m $46.1m $46.1m 0.22% Added +36.8k +36,787
24 BLAIR WILLIAM & CO/IL 0.12% of their portfolio CHICAGO, IL 1,265,2201.3m $44.6m $44.6m 0.12% Reduced -5.3k -5,277
25 Private Advisor Group, LLC 0.23% of their portfolio MORRISTOWN, NJ 1,193,5041.2m $42.1m $42.1m 0.23% Reduced -392.6k -392,614
26 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 1,116,9561.1m $39.4m $39.4m 0.05% Added +588.6k +588,619
27 SMITH CHAS P & ASSOCIATES PA CPAS 2.04% of their portfolio LAKELAND, FL 1,028,1281.0m $36.3m $36.3m 2.04% Added +25.7k +25,667
28 NewEdge Advisors, LLC 0.17% of their portfolio NEW ORLEANS, LA 953,881953.9k $33.7m $33.7m 0.17% Reduced -527.3k -527,301
29 Prospera Financial Services Inc 0.55% of their portfolio Dallas, TX 834,088834.1k $29.4m $29.4m 0.55% Added +29.6k +29,583
30 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 779,069779.1k $27.5m $27.5m 0.07% Added +14.7k +14,658
31 Good Life Advisors, LLC 1.59% of their portfolio READING, PA 721,425721.4k $25.5m $25.5m 1.59% Added +122.5k +122,511
32 AVANTAX ADVISORY SERVICES, INC. 0.14% of their portfolio DALLAS, TX 701,789701.8k $24.8m $24.8m 0.14% Added +23.7k +23,740
33 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 667,902667.9k $23.6m $23.6m 0.02% Added +192.7k +192,717
34 Integrated Wealth Concepts LLC 0.23% of their portfolio WALTHAM, MA 650,888650.9k $23.0m $23.0m 0.23% Reduced -22.2k -22,227
35 D.A. DAVIDSON & CO. 0.16% of their portfolio GREAT FALLS, MT 643,785643.8k $22.7m $22.7m 0.16% Reduced -10.8k -10,777
36 Western Wealth Management, LLC 1.26% of their portfolio GOLDEN, CO 599,077599.1k $21.1m $21.1m 1.26% Reduced -46.6k -46,636
37 StoneX Group Inc. 1.01% of their portfolio NEW YORK, NY 587,932587.9k $20.7m $20.7m 1.01% Reduced -43.2k -43,202
38 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 586,154586.2k $20.7m $20.7m 0.02% Reduced -107.3k -107,256
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 575,263575.3k $21.0m $21.0m 0.03% Reduced -65.7k -65,720
40 Richmond Investment Services, LLC 4.18% of their portfolio Mequon, WI 560,714560.7k $19.8m $19.8m 4.18% Added +284.7k +284,745
41 Blue Chip Partners, LLC 1.55% of their portfolio FARMINGTON HILLS, MI 540,503540.5k $19.1m $19.1m 1.55% Added +167.7k +167,729
42 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 508,235508.2k $17.9m $17.9m 0.15% Added +68.9k +68,902
43 Sanctuary Advisors, LLC 0.11% of their portfolio INDIANAPOLIS, IN 504,024504.0k $17.8m $17.8m 0.11% Reduced -9.4k -9,361
44 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 502,386502.4k $17.7m $17.7m 0.14% Reduced -97.8k -97,843
45 Wagner Wealth Management, LLC 3.67% of their portfolio GREENVILLE, SC 456,314456.3k $16.1m $16.1m 3.67% Added +18.7k +18,713
46 Aptus Capital Advisors, LLC 0.15% of their portfolio FAIRHOPE, AL 440,289440.3k $15.5m $15.5m 0.15% Added +33.8k +33,769
47 Solano Wealth Investment Advisors LLC 7.64% of their portfolio Fairfield, CA 421,640421.6k $14.9m $14.9m 7.64% Added +16.6k +16,566
48 Advantage Trust Co 7.25% of their portfolio SALINA, KS 417,055417.1k $14.7m $14.7m 7.25% Added +6.2k +6,215
49 Pine Valley Investments Ltd Liability Co 0.86% of their portfolio MARLTON, NJ 416,736416.7k $14.7m $14.7m 0.86% Added +2.2k +2,214
50 GUARDIAN WEALTH ADVISORS, LLC / NC 1.01% of their portfolio RALEIGH, NC 408,309408.3k $14.4m $14.4m 1.01% Added +33.1k +33,136
51 INDEPENDENT FINANCIAL GROUP, LLC 0.39% of their portfolio SAN DIEGO, CA 403,178403.2k $14.2m $14.2m 0.39% Reduced -153.7k -153,708
52 Focus Financial Network, Inc. 0.56% of their portfolio MINNEAPOLIS, MN 399,417399.4k $14.1m $14.1m 0.56% Added +27.6k +27,602
53 Sigma Planning Corp 0.42% of their portfolio ANN ARBOR, MI 394,835394.8k $13.9m $13.9m 0.42% Reduced -162.5k -162,466
54 Sanchez Wealth Management Group 3.32% of their portfolio JACKSONVILLE, FL 389,744389.7k $13.8m $13.8m 3.32% Added +15.2k +15,237
55 Crumly & Associates Inc. 3.33% of their portfolio SPRINGFIELD, IL 387,258387.3k $13.7m $13.7m 3.33% Added +110.7k +110,675
56 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 368,711368.7k $13.0m $13.0m 0.02% Added +241.5k +241,547
57 RFG Advisory, LLC 0.30% of their portfolio BIRMINGHAM, AL 358,188358.2k $12.6m $12.6m 0.30% Added +17.5k +17,504
58 CWM, LLC 0.04% of their portfolio OMAHA, NE 357,793357.8k $12.6m $12.6m 0.04% Added +81.1k +81,118
59 B & T Capital Management DBA Alpha Capital Management 2.10% of their portfolio AUSTIN, TX 346,245346.2k $12.2m $12.2m 2.10% Added +4.0k +4,032
60 DAGCO, INC. 3.37% of their portfolio WESTLAKE, OH 342,658342.7k $12.1m $12.1m 3.37% Added +31.3k +31,262
61 Lifestyle Asset Management, Inc. 5.34% of their portfolio FRIENDSWOOD, TX 324,002324.0k $11.4m $11.4m 5.34% Added +44.7k +44,687
62 First Horizon Advisors, Inc. 0.30% of their portfolio MEMPHIS, TN 323,576323.6k $11.4m $11.4m 0.30% Added +17.2k +17,181
63 Mariner, LLC 0.02% of their portfolio Overland Park, KS 308,708308.7k $10.9m $10.9m 0.02% Reduced -101.8k -101,830
64 Atria Investments, Inc 0.13% of their portfolio Charlotte, NC 307,056307.1k $10.8m $10.8m 0.13% Reduced -122.8k -122,819
65 BENJAMIN EDWARDS INC 0.14% of their portfolio Clayton, MO 306,485306.5k $10.8m $10.8m 0.14% Added +55.4k +55,352
66 Golden State Wealth Management, LLC 1.30% of their portfolio SANTA ANA, CA 303,184303.2k $10.7m $10.7m 1.30% Added +8.5k +8,513
67 J.W. COLE ADVISORS, INC. 0.22% of their portfolio TAMPA, FL 297,205297.2k $10.5m $10.5m 0.22% Added +7.7k +7,693
68 First Heartland Consultants, Inc. 0.92% of their portfolio LAKE ST. LOUIS, MO 293,020293.0k $10.3m $10.3m 0.92% Added +7.2k +7,240
69 &PARTNERS 0.08% of their portfolio NASHVILLE, TN 290,064290.1k $10.2m $10.2m 0.08% Added +251.5k +251,543
70 KESTRA PRIVATE WEALTH SERVICES, LLC 0.15% of their portfolio AUSTIN, TX 287,565287.6k $10.1m $10.1m 0.15% Reduced -12.6k -12,613
71 Mach-1 Financial Group, LLC 2.84% of their portfolio Rogers, AR 276,140276.1k $9.7m $9.7m 2.84% Added +30.8k +30,796
72 Ergawealth Advisors, Inc. 4.31% of their portfolio OAK BROOK, IL 271,747271.7k $9.6m $9.6m 4.31% Reduced -25.7k -25,728
73 Wealthcare Advisory Partners LLC 0.22% of their portfolio WEST CHESTER, PA 270,260270.3k $9.5m $9.5m 0.22% Added +9.2k +9,234
74 Arkadios Wealth Advisors 0.28% of their portfolio ATLANTA, GA 267,448267.4k $9.4m $9.4m 0.28% Added +26.1k +26,101
75 ARVEST INVESTMENTS, INC. 1.40% of their portfolio LOWELL, AR 264,590264.6k $9.3m $9.3m 1.40% Added +55.9k +55,861
76 TrueWealth Advisors, LLC 2.75% of their portfolio BIRMINGHAM, AL 263,145263.1k $9.3m $9.3m 2.75% Added +1.2k +1,210
77 Private Wealth Asset Management, LLC 1.22% of their portfolio OMAHA, NE 260,865260.9k $9.2m $9.2m 1.22% Added +79.0k +78,960
78 Stratos Wealth Advisors, LLC 0.48% of their portfolio BEACHWOOD, OH 257,560257.6k $9.1m $9.1m 0.48% Added +42.0k +42,035
79 VestGen Advisors, LLC 0.35% of their portfolio CHICAGO, IL 247,589247.6k $8.7m $8.7m 0.35% Added +42.4k +42,382
80 Atria Wealth Solutions, Inc. 0.19% of their portfolio NEW YORK, NY 242,835242.8k $8.6m $8.6m 0.19% Reduced -41.7k -41,697
81 Visionary Wealth Advisors 0.43% of their portfolio O'FALLON, IL 237,853237.9k $8.4m $8.4m 0.43% Reduced -8.3k -8,337
82 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 234,479234.5k $8.3m $8.3m 0.11% Added +1.3k +1,340
83 Fairvoy Private Wealth, LLC 2.05% of their portfolio BIRMINGHAM, AL 233,877233.9k $8.3m $8.3m 2.05% Added +21.1k +21,134
84 Triumph Capital Management 2.41% of their portfolio DENVER, CO 227,920227.9k $8.0m $8.0m 2.41% Added +12.5k +12,499
85 Procyon Advisors, LLC 0.73% of their portfolio SHELTON, CT 218,908218.9k $7.7m $7.7m 0.73% New
86 Arax Advisory Partners 0.35% of their portfolio NEW YORK, NY 218,141218.1k $7.7m $7.7m 0.35% Added +36.2k +36,192
87 BREAKTHRU ADVISORY SERVICES, LLC 11.22% of their portfolio MUSKEGO, WI 216,531216.5k $7.3m $7.3m 11.22% Unchanged
88 PRECEDENT WEALTH PARTNERS, LLC 1.85% of their portfolio HOUSTON, TX 214,049214.0k $7.6m $7.6m 1.85% Added +13.8k +13,793
89 IHT Wealth Management, LLC 0.21% of their portfolio Chicago, IL 213,476213.5k $7.5m $7.5m 0.21% Reduced -28.5k -28,468
90 Randall & Associates Wealth Management 5.75% of their portfolio BUTLER, PA 212,062212.1k $7.5m $7.5m 5.75% New
91 Southland Equity Partners LLC 1.60% of their portfolio WILDWOOD, MO 207,167207.2k $7.3m $7.3m 1.60% Added +2 +2
92 Gallagher Fiduciary Advisors, LLC 0.28% of their portfolio ROLLING MEADOWS, IL 207,117207.1k $7.3m $7.3m 0.28% Added +6.1k +6,054
93 Certified Advisory Corp 0.75% of their portfolio ALTAMONTE SPRINGS, FL 205,395205.4k $7.2m $7.2m 0.75% Added +4.0k +4,005
94 Capital Investment Counsel, LLC 1.11% of their portfolio DENVER, CO 202,011202.0k $7.1m $7.1m 1.11% Reduced -6.9k -6,925
95 DAYMARK WEALTH PARTNERS, LLC 0.27% of their portfolio CINCINNATI, OH 197,707197.7k $7.0m $7.0m 0.27% Reduced -180.0k -179,973
96 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 191,104191.1k $6.7m $6.7m 0.03% Reduced -317.6k -317,605
97 Csenge Advisory Group 0.34% of their portfolio CLEARWATER, FL 188,174188.2k $6.5m $6.5m 0.34% Reduced -468.3k -468,313
98 Foundations Investment Advisors, LLC 0.10% of their portfolio PHOENIX, AZ 181,321181.3k $6.4m $6.4m 0.10% Reduced -4.0k -3,962
99 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 179,762179.8k $6.3m $6.3m 0.08% Added +10.4k +10,408
100 Aprio Wealth Management, LLC 0.71% of their portfolio ATLANTA, GA 178,088178.1k $6.3m $6.3m 0.71% Reduced -37.2k -37,160