MIRAE ASSET SECURITIES (USA) INC.

NEW YORK, NY · CIK 890203 · 13F filing filed 2026-08-05

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityMIRAE ASSET SECURITIES (USA) INC. (US)
Part of 미래에셋캐피탈(주) (KR)

Others nearbyNew York, NY, London

As an employer

In the UK

FCA-authorised companies1
Retail clientsno, professional only

Company	Town	Staff	Pay gap report	FCA register
MIRAE ASSET SECURITIES (UK) LTD. Private Limited CompanyFCA: Authorised · advises, deals, custody	London			Authorisedadvises, deals, custody

Sources: Companies House (accounts filed electronically; the largest groups often file on paper, so their staff numbers can be missing), the UK gender pay gap service (employers with 250+ staff) and the FCA's Financial Services Register. Contains public sector information licensed under the Open Government Licence v3.0.

$2.2bn reported value +6.1% vs Q1 2026

73positions

73.1%in top 10

25 new 18 added 26 reduced 51 sold out vs Q1 2026

Options: 1 call positions ($4.3m notional), 53 put positions ($1.3bn notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	848,158	$633.4m28.21%	28.21%	Added +341.4k	+341,351 67.3%
2	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	402,276	$296.2m13.19%	13.19%	Reduced -117.3k	-117,348 -22.6%
3	ISHARES TR RUSSELL 2000 ETF IWM	IWM	722,143	$217.0m9.66%	9.66%	Reduced -293.9k	-293,851 -28.9%
4	SPDR SER TR S&P RETAIL ETF XRT	XRT	1,300,000	$114.1m5.08%	5.08%	Unchanged
5	VANECK ETF TRUST SEMICONDUCTR ETF SMH	SMH	150,502	$98.7m4.40%	4.40%	New
6	SELECT SECTOR SPDR TR INDL XLI	XLI	352,289	$65.3m2.91%	2.91%	Reduced -297.7k	-297,711 -45.8%
7	ISHARES INC MSCI STH KOR ETF EWY	EWY	300,589	$60.7m2.70%	2.70%	Added +200.4k	+200,397 200.0%
8	SPDR SER TR S&P HOMEBUILD XHB	XHB	500,000	$57.8m2.57%	2.57%	Unchanged
9	NVIDIA CORPORATION COM NVDA	NVDA	261,138	$52.3m2.33%	2.33%	Added +176.0k	+175,953 206.6%
10	MICROSOFT CORP COM MSFT	MSFT	125,750	$46.9m2.09%	2.09%	Added +50.3k	+50,265 66.6%
11	ALPHABET INC CAP STK CL A GOOGL	GOOGL	125,761	$44.9m2.00%	2.00%	Added +75.6k	+75,612 150.8%
12	ALPHABET INC CAP STK CL C GOOG	GOOG	105,646	$37.3m1.66%	1.66%	Added +55.5k	+55,536 110.8%
13	SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP MDY	MDY	50,072	$35.2m1.57%	1.57%	Reduced -33.2k	-33,246 -39.9%
14	TRAVELERS COMPANIES INC COM TRV	TRV	100,228	$33.1m1.47%	1.47%	New
15	AMAZON COM INC COM AMZN	AMZN	125,951	$30.0m1.34%	1.34%	New
16	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	350,000	$29.1m1.29%	1.29%	Unchanged
17	META PLATFORMS INC CL A META	META	50,246	$28.3m1.26%	1.26%	New
18	QUALCOMM INC COM QCOM	QCOM	150,344	$27.8m1.24%	1.24%	Added +75.2k	+75,177 100.0%
19	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	225,523	$26.3m1.17%	1.17%	Added +100.4k	+100,352 80.2%
20	TESLA INC COM TSLA	TSLA	50,240	$21.1m0.94%	0.94%	Added +25.0k	+24,990 99.0%
21	ADVANCED MICRO DEVICES INC COM AMD	AMD	30,082	$17.5m0.78%	0.78%	Reduced -19.9k	-19,947 -39.9%
22	CATERPILLAR INC COM CAT	CAT	16,054	$17.1m0.76%	0.76%	Reduced -9.0k	-9,002 -35.9%
23	UNITED STS OIL FD LP UNITS USO	USO	150,438	$16.0m0.71%	0.71%	Added +50.4k	+50,357 50.3%
24	SPDR SER TR S&P BIOTECH XBI	XBI	100,000	$15.8m0.70%	0.70%	Unchanged
25	APPLE INC COM AAPL	AAPL	50,301	$14.6m0.65%	0.65%	New
26	GOLDMAN SACHS GROUP INC COM GS	GS	12,529	$12.7m0.56%	0.56%	Reduced -12.6k	-12,601 -50.1%
27	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	25,085	$12.6m0.56%	0.56%	New
28	MICRON TECHNOLOGY INC COM MU	MU	10,034	$11.6m0.52%	0.52%	Reduced -40.2k	-40,242 -80.0%
29	BROADCOM INC COM AVGO	AVGO	25,239	$9.5m0.42%	0.42%	Reduced -230.3k	-230,319 -90.1%
30	RTX CORPORATION COM RTX	RTX	50,123	$9.5m0.42%	0.42%	New
31	GE AEROSPACE COM NEW GE	GE	25,066	$9.4m0.42%	0.42%	Added +3.0k	+3,018 13.7%
32	EXPAND ENERGY CORPORATION COM EXE	EXE	99,722	$9.1m0.40%	0.40%	New
33	HOME DEPOT INC COM HD	HD	25,064	$8.8m0.39%	0.39%	Reduced -10	-10 -0.0%
34	WALMART INC COM WMT	WMT	75,214	$8.5m0.38%	0.38%	New
35	VALERO ENERGY CORP COM VLO	VLO	32,574	$8.5m0.38%	0.38%	New
36	JPMORGAN CHASE & CO COM JPM	JPM	25,083	$8.2m0.37%	0.37%	New
37	CITIGROUP INC COM NEW C	C	55,137	$7.7m0.34%	0.34%	New
38	VANECK ETF TRUST GOLD MINERS ETF GDX	GDX	100,979	$7.6m0.34%	0.34%	Added +767	+767 0.8%
39	ORACLE CORP COM ORCL	ORCL	50,180	$7.4m0.33%	0.33%	Reduced -110.2k	-110,175 -68.7%
40	JOHNSON & JOHNSON COM JNJ	JNJ	25,080	$6.4m0.28%	0.28%	New
41	DOLLAR TREE INC COM DLTR	DLTR	50,112	$6.1m0.27%	0.27%	New
42	HONEYWELL INTL INC COM HON	HON	25,097	$5.6m0.25%	0.25%	New
43	EBAY INC. COM EBAY	EBAY	50,111	$5.6m0.25%	0.25%	New
44	HONEYWELL AEROSPACE INC COM HONA	HONA	25,097	$5.5m0.25%	0.25%	New
45	PAYPAL HLDGS INC COM PYPL	PYPL	125,280	$5.4m0.24%	0.24%	Added +24.9k	+24,907 24.8%
46	CONOCOPHILLIPS COM COP	COP	50,108	$5.2m0.23%	0.23%	New
47	MICROCHIP TECHNOLOGY INC. COM MCHP	MCHP	50,113	$4.6m0.20%	0.20%	Reduced -25.2k	-25,168 -33.4%
48	UNITEDHEALTH GROUP INC COM UNH	UNH	10,032	$4.2m0.19%	0.19%	New
49	PROCTER AND GAMBLE CO COM PG	PG	27,212	$4.0m0.18%	0.18%	Reduced -435	-435 -1.6%
50	JOHNSON CTLS INTL PLC SHS JCI	JCI	18,061	$2.6m0.12%	0.12%	Reduced -10.5k	-10,498 -36.8%
51	EQT CORP COM EQT	EQT	44,802	$2.4m0.11%	0.11%	Added +1.2k	+1,178 2.7%
52	APA CORPORATION COM APA	APA	72,499	$2.4m0.11%	0.11%	New
53	SM ENERGY CO COM SM	SM	85,576	$2.2m0.10%	0.10%	New
54	SALESFORCE INC COM CRM	CRM	12,535	$2.0m0.09%	0.09%	Reduced -37.6k	-37,574 -75.0%
55	PHILIP MORRIS INTL INC COM PM	PM	10,021	$1.8m0.08%	0.08%	Reduced -13	-13 -0.1%
56	LUCID GROUP INC COM NEW LCID	LCID	269,524	$1.8m0.08%	0.08%	Reduced -225.9k	-225,862 -45.6%
57	CISCO SYS INC COM CSCO	CSCO	12,560	$1.5m0.07%	0.07%	Reduced -37.7k	-37,712 -75.0%
58	OCCIDENTAL PETE CORP COM OXY	OXY	22,059	$1.1m0.05%	0.05%	Reduced -33.9k	-33,858 -60.5%
59	TEMA ETF TRUST S&P 500 HI WE ET DSPY	DSPY	14,638	$963.6k0.04%	0.04%	Added +2.4k	+2,361 19.2%
60	TEMA ETF TRUST ELECTRIFICATION VOLT	VOLT	21,416	$897.1k0.04%	0.04%	Added +122	+122 0.6%
61	TIDAL TRUST II DEFIA AI PWR ETF AIPO	AIPO	20,037	$669.4k0.03%	0.03%	Reduced -28.5k	-28,497 -58.7%
62	EA SERIES TRUST MORGAN DEMPSEY L MDLV	MDLV	20,000	$614.1k0.03%	0.03%	New
63	EA SERIES TRUST EA ASTORIA DYNMC AGGA	AGGA	24,229	$608.9k0.03%	0.03%	Added +8.8k	+8,831 57.4%
64	EA SERIES TRUST SARMAYA THEMATIC LENS	LENS	15,188	$589.1k0.03%	0.03%	Added +5.8k	+5,792 61.6%
65	EA SERIES TRUST TOWLE VALUE ETF TCV	TCV	16,397	$525.5k0.02%	0.02%	Reduced -7.0k	-6,966 -29.8%
66	TIDAL TRUST III BEEHIVE ETF BEEX	BEEX	18,884	$499.5k0.02%	0.02%	Reduced -5.9k	-5,859 -23.7%
67	CHEWY INC CL A CHWY	CHWY	25,051	$492.3k0.02%	0.02%	New
68	PACER FDS TR PACER CASH COWZ QQWZ	QQWZ	16,642	$489.5k0.02%	0.02%	Reduced -6.8k	-6,793 -29.0%
69	EA SERIES TRUST STANCE SUSTAINAB CHGX	CHGX	9,760	$324.1k0.01%	0.01%	Reduced -26.1k	-26,103 -72.8%
70	SERIES PORTFOLIOS TR HEXI ACT NIC ETF NICO	NICO	12,325	$317.7k0.01%	0.01%	New
71	TIDAL TRUST III ALPHA BRANDS LOGO	LOGO	13,082	$270.6k0.01%	0.01%	Reduced -11.7k	-11,652 -47.1%
72	PACER FDS TR S&P 500 QUALITY QFRD	QFRD	8,524	$237.5k0.01%	0.01%	Reduced -12.2k	-12,169 -58.8%
73	INVESTMENT MANAGERS SER TR FPA GLOBAL ALLOC FPAA	FPAA	8,310	$206.5k0.01%	0.01%	New

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
SPDR SER TR XOP	XOP	650,000	$118.2m650.0k shares
SPDR DOW JONES INDL AVERAGE DIA	DIA	200,000	$92.6m200.0k shares
TAIWAN SEMICONDUCTOR MFG LTD TSM	TSM	150,814	$51.0m150.8k shares
NETFLIX INC NFLX	NFLX	200,316	$19.3m200.3k shares
BOOKING HOLDINGS INC BKNG	BKNG	102,725	$17.3m102.7k shares
MCDONALDS CORP MCD	MCD	50,465	$15.7m50.5k shares
PEPSICO INC PEP	PEP	100,547	$15.6m100.5k shares
HILTON WORLDWIDE HLDGS INC HLT	HLT	50,107	$15.2m50.1k shares
LOCKHEED MARTIN CORP LMT	LMT	25,053	$15.1m25.1k shares
NIKE INC NKE	NKE	250,220	$13.2m250.2k shares
MASTERCARD INCORPORATED MA	MA	25,135	$12.6m25.1k shares
INTERNATIONAL BUSINESS MACHS IBM	IBM	50,109	$12.1m50.1k shares
BLACKROCK INC BLK	BLK	12,027	$11.6m12.0k shares
CHEVRON CORP NEW CVX	CVX	55,511	$11.5m55.5k shares
TRANE TECHNOLOGIES PLC TT	TT	25,130	$10.5m25.1k shares
ALIBABA GROUP HLDG LTD BABA	BABA	75,398	$9.5m75.4k shares
TARGET CORP TGT	TGT	73,198	$8.9m73.2k shares
DOORDASH INC DASH	DASH	50,188	$7.5m50.2k shares
GOLDMAN SACHS ETF TR GMUB	GMUB	100,000	$5.1m100.0k shares
COEUR MNG INC CDE	CDE	250,936	$4.7m250.9k shares
SHERWIN WILLIAMS CO SHW	SHW	12,527	$4.0m12.5k shares
SOFI TECHNOLOGIES INC SOFI	SOFI	250,932	$4.0m250.9k shares
ISHARES INC EWZ	EWZ	100,185	$3.8m100.2k shares
INVESTMENT MANAGERS SER TR I SNXX	SNXX	105,000	$3.8m105.0k shares
GOLDMAN SACHS ETF TR GCAL	GCAL	75,000	$3.8m75.0k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	465,000	$347.2m465.0k shares	New
VANECK ETF TRUST SMH · Put	SMH	Put	150,000	$98.4m150.0k shares	New
INVESCO QQQ TR QQQ · Put	QQQ	Put	130,000	$95.7m130.0k shares	New
SELECT SECTOR SPDR TR XLI · Put	XLI	Put	350,000	$64.8m350.0k shares	New
ISHARES INC EWY · Put	EWY	Put	300,000	$60.6m300.0k shares	Added
ISHARES TR IWM · Put	IWM	Put	175,000	$52.6m175.0k shares	New
NVIDIA CORPORATION NVDA · Put	NVDA	Put	260,000	$52.0m260.0k shares	Added
MICROSOFT CORP MSFT · Put	MSFT	Put	125,000	$46.6m125.0k shares	Added
ALPHABET INC GOOGL · Put	GOOGL	Put	125,000	$44.7m125.0k shares	Added
ALPHABET INC GOOG · Put	GOOG	Put	105,000	$37.1m105.0k shares	Added
TRAVELERS COMPANIES INC TRV · Put	TRV	Put	100,000	$33.0m100.0k shares	New
AMAZON COM INC AMZN · Put	AMZN	Put	125,000	$29.8m125.0k shares	New
META PLATFORMS INC META · Put	META	Put	50,000	$28.2m50.0k shares	New
QUALCOMM INC QCOM · Put	QCOM	Put	150,000	$27.7m150.0k shares	Added
PALANTIR TECHNOLOGIES INC PLTR · Put	PLTR	Put	225,000	$26.3m225.0k shares	Added
TESLA INC TSLA · Put	TSLA	Put	50,000	$21.0m50.0k shares	Added
ADVANCED MICRO DEVICES INC AMD · Put	AMD	Put	30,000	$17.4m30.0k shares	Reduced
CATERPILLAR INC CAT · Put	CAT	Put	16,000	$17.0m16.0k shares	Reduced
UNITED STS OIL FD LP USO · Put	USO	Put	150,000	$16.0m150.0k shares	Added
APPLE INC AAPL · Put	AAPL	Put	50,000	$14.5m50.0k shares	New
GOLDMAN SACHS GROUP INC GS · Put	GS	Put	12,500	$12.6m12.5k shares	New
BERKSHIRE HATHAWAY INC DEL BRK.B · Put	BRK.B	Put	25,000	$12.5m25.0k shares	New
MICRON TECHNOLOGY INC MU · Put	MU	Put	10,000	$11.5m10.0k shares	New
HONEYWELL INTL INC HON · Put	HON	Put	50,000	$11.2m50.0k shares	New
RTX CORPORATION RTX · Put	RTX	Put	50,000	$9.5m50.0k shares	New