ROMAN BUTLER FULLERTON & CO

ST LOUIS, MO · CIK 733444 · 13F filing filed 2023-07-25

SEC-registered investment adviser since 1984 · corporation

Assets managed$716.1m
Staff17 · 16 in investment roles
Main clients (by assets)High net worth individuals 73%, Individuals 21%, Companies 3%
Main officeSt. Louis, MO
Form ADV · 2026-08-19SEC adviser record

$217.9m reported value +8.4% vs Q1 2023

187positions

29.7%in top 10

14 new 97 added 60 reduced 16 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	58,267	$11.4m5.22%	5.22%	Added +924	+924 1.6%
2	MICROSOFT CORP COM MSFT	MSFT	27,166	$9.6m4.43%	4.43%	Reduced -6.2k	-6,242 -18.7%
3	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	19,802	$9.0m4.14%	4.14%	Reduced -1.7k	-1,738 -8.1%
4	MASTERCARD INCORPORATED CL A MA	MA	16,807	$6.7m3.07%	3.07%	Added +318	+318 1.9%
5	AMAZON COM INC COM AMZN	AMZN	49,376	$6.7m3.07%	3.07%	Added +1.1k	+1,116 2.3%
6	NVIDIA CORPORATION COM NVDA	NVDA	10,843	$5.1m2.34%	2.34%	Added +211	+211 2.0%
7	ELI LILLY & CO COM LLY	LLY	9,882	$4.5m2.06%	2.06%	Added +554	+554 5.9%
8	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	26,655	$4.4m2.01%	2.01%	Added +144	+144 0.5%
9	PROCTER AND GAMBLE CO COM PG	PG	26,483	$4.0m1.83%	1.83%	Reduced -2.7k	-2,651 -9.1%
10	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	45,115	$3.4m1.57%	1.57%	Added +423	+423 0.9%
11	PROSHARES TR S&P 500 DV ARIST NOBL	NOBL	34,303	$3.4m1.57%	1.57%	Unchanged
12	ALPHABET INC CAP STK CL C GOOG	GOOG	27,419	$3.4m1.54%	1.54%	Reduced -749	-749 -2.7%
13	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	9,617	$3.3m1.51%	1.51%	Reduced -25	-25 -0.3%
14	ISHARES TR CORE S&P SCP ETF IJR	IJR	29,141	$3.0m1.39%	1.39%	Reduced -1.6k	-1,557 -5.1%
15	HOME DEPOT INC COM HD	HD	9,473	$3.0m1.39%	1.39%	Added +4	+4 0.0%
16	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	7,522	$2.9m1.33%	1.33%	Added +4.9k	+4,924 189.5%
17	EATON VANCE ENHANCED EQUITY COM EOI	EOI	171,407	$2.9m1.32%	1.32%	Added +9.5k	+9,527 5.9%
18	META PLATFORMS INC CL A META	META	9,134	$2.9m1.32%	1.32%	Added +1.0k	+1,005 12.4%
19	ISHARES TR PFD AND INCM SEC PFF	PFF	91,744	$2.8m1.30%	1.30%	Added +12.4k	+12,404 15.6%
20	WALMART INC COM WMT	WMT	16,637	$2.6m1.18%	1.18%	Added +632	+632 4.0%
21	PALO ALTO NETWORKS INC COM PANW	PANW	10,094	$2.5m1.14%	1.14%	Added +23	+23 0.2%
22	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	7,927	$2.3m1.07%	1.07%	Added +212	+212 2.8%
23	JOHNSON & JOHNSON COM JNJ	JNJ	13,870	$2.2m1.01%	1.01%	Reduced -421	-421 -3.0%
24	PFIZER INC COM PFE	PFE	58,908	$2.1m0.99%	0.99%	Reduced -13.2k	-13,235 -18.4%
25	VERTEX PHARMACEUTICALS INC COM VRTX	VRTX	5,897	$2.1m0.97%	0.97%	Added +456	+456 8.4%
26	SALESFORCE INC COM CRM	CRM	8,306	$1.9m0.89%	0.89%	Added +4.1k	+4,085 96.8%
27	ISHARES TR CORE S&P500 ETF IVV	IVV	4,147	$1.9m0.87%	0.87%	Added +7	+7 0.2%
28	THE CIGNA GROUP COM CI	CI	6,098	$1.8m0.82%	0.82%	Added +260	+260 4.5%
29	LOWES COS INC COM LOW	LOW	7,639	$1.8m0.81%	0.81%	Added +639	+639 9.1%
30	ORACLE CORP COM ORCL	ORCL	14,711	$1.7m0.80%	0.80%	Reduced -152	-152 -1.0%
31	JPMORGAN CHASE & CO COM JPM	JPM	11,215	$1.7m0.79%	0.79%	Reduced -394	-394 -3.4%
32	AEHR TEST SYS COM AEHR	AEHR	34,627	$1.7m0.79%	0.79%	New
33	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	22,948	$1.7m0.78%	0.78%	Added +2.0k	+2,016 9.6%
34	EATON VANCE TAX-MANAGED GLOB COM ETW	ETW	192,621	$1.6m0.75%	0.75%	Added +7.3k	+7,259 3.9%
35	ARISTA NETWORKS INC COM COM		9,006	$1.6m0.73%	0.73%	Reduced -7	-7 -0.1%
36	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	11,937	$1.6m0.73%	0.73%	Reduced -2	-2 -0.0%
37	AMPHASTAR PHARMACEUTICALS IN COM AMPH	AMPH	24,710	$1.5m0.71%	0.71%	New
38	AXCELIS TECHNOLOGIES INC COM NEW ACLS	ACLS	8,160	$1.5m0.69%	0.69%	Unchanged
39	DATADOG INC CL A COM DDOG	DDOG	13,030	$1.5m0.69%	0.69%	Reduced -60	-60 -0.5%
40	SUPER MICRO COMPUTER INC COM COM		4,886	$1.5m0.68%	0.68%	New
41	STRATEGY SHS DAY HAGAN NED SSUS	SSUS	39,281	$1.4m0.66%	0.66%	Added +8.8k	+8,820 29.0%
42	ADOBE INC COM ADBE	ADBE	2,696	$1.4m0.65%	0.65%	Unchanged
43	PARKER-HANNIFIN CORP COM PH	PH	3,496	$1.4m0.65%	0.65%	Reduced -112	-112 -3.1%
44	AMEREN CORP COM AEE	AEE	16,409	$1.4m0.64%	0.64%	Added +1.8k	+1,819 12.5%
45	EATON VANCE ENHANCED EQUITY COM EOS	EOS	74,097	$1.4m0.63%	0.63%	Reduced -265	-265 -0.4%
46	CBRE GBL REAL ESTATE INC FD COM COM		252,005	$1.4m0.63%	0.63%	Added +14.6k	+14,648 6.2%
47	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	1,908	$1.4m0.63%	0.63%	Added +556	+556 41.1%
48	ISHARES TR MSCI USA MIN VOL USMV	USMV	18,209	$1.4m0.63%	0.63%	Reduced -711	-711 -3.8%
49	NASDAQ INC COM NDAQ	NDAQ	25,651	$1.3m0.59%	0.59%	Reduced -86	-86 -0.3%
50	MERCK & CO INC COM MRK	MRK	12,099	$1.3m0.59%	0.59%	Reduced -2.5k	-2,517 -17.2%
51	ISHARES TR CORE DIV GRWTH DGRO	DGRO	23,854	$1.3m0.57%	0.57%	Added +649	+649 2.8%
52	ARRAY TECHNOLOGIES INC COM SHS ARRY	ARRY	63,349	$1.2m0.57%	0.57%	Unchanged
53	PEPSICO INC COM PEP	PEP	6,601	$1.2m0.56%	0.56%	Added +692	+692 11.7%
54	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	19,081	$1.2m0.54%	0.54%	Reduced -1.9k	-1,915 -9.1%
55	SOLAREDGE TECHNOLOGIES INC COM SEDG	SEDG	4,170	$1.1m0.52%	0.52%	Added +642	+642 18.2%
56	VALERO ENERGY CORP COM VLO	VLO	9,578	$1.1m0.52%	0.52%	Reduced -161	-161 -1.6%
57	ABBOTT LABS COM ABT	ABT	10,516	$1.1m0.52%	0.52%	Reduced -1.2k	-1,227 -10.4%
58	VISA INC COM CL A V	V	4,644	$1.1m0.51%	0.51%	Reduced -3.1k	-3,130 -40.3%
59	MCDONALDS CORP COM MCD	MCD	3,772	$1.1m0.51%	0.51%	Added +200	+200 5.6%
60	EMERSON ELEC CO COM EMR	EMR	11,998	$1.1m0.50%	0.50%	Reduced -4.1k	-4,148 -25.7%
61	CATERPILLAR INC COM CAT	CAT	4,098	$1.1m0.49%	0.49%	Reduced -411	-411 -9.1%
62	IRON MTN INC DEL COM IRM	IRM	17,224	$1.1m0.49%	0.49%	Added +106	+106 0.6%
63	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	19,009	$1.1m0.49%	0.49%	Reduced -6.1k	-6,148 -24.4%
64	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	4,375	$1.0m0.48%	0.48%	Added +17	+17 0.4%
65	CVS HEALTH CORP COM CVS	CVS	13,903	$1.0m0.47%	0.47%	Added +2.1k	+2,150 18.3%
66	BANK AMERICA CORP COM BAC	BAC	31,684	$999.0k0.46%	0.46%	Reduced -6.6k	-6,552 -17.1%
67	INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV PKW	PKW	10,703	$995.0k0.46%	0.46%	Reduced -215	-215 -2.0%
68	ISHARES TR ISHARES SEMICDTR SOXX	SOXX	1,878	$986.2k0.45%	0.45%	New
69	DIGITAL RLTY TR INC COM DLR	DLR	7,878	$954.6k0.44%	0.44%	Added +10	+10 0.1%
70	CISCO SYS INC COM CSCO	CSCO	17,677	$926.8k0.43%	0.43%	Added +797	+797 4.7%
71	EXXON MOBIL CORP COM XOM	XOM	8,950	$909.5k0.42%	0.42%	Reduced -3.0k	-2,959 -24.9%
72	FIRST SOLAR INC COM FSLR	FSLR	4,549	$903.3k0.41%	0.41%	Reduced -993	-993 -17.9%
73	DOLLAR GEN CORP NEW COM DG	DG	5,035	$837.1k0.38%	0.38%	Added +73	+73 1.5%
74	CINTAS CORP COM CTAS	CTAS	1,658	$835.9k0.38%	0.38%	Added +40	+40 2.5%
75	ISHARES TR SELECT DIVID ETF DVY	DVY	7,131	$829.5k0.38%	0.38%	Added +554	+554 8.4%
76	TARGET CORP COM TGT	TGT	6,233	$827.2k0.38%	0.38%	Reduced -22	-22 -0.3%
77	ALPHABET INC CAP STK CL A GOOGL	GOOGL	6,459	$788.2k0.36%	0.36%	Added +1.6k	+1,600 32.9%
78	PAYPAL HLDGS INC COM PYPL	PYPL	10,369	$769.6k0.35%	0.35%	Added +888	+888 9.4%
79	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	15,316	$767.8k0.35%	0.35%	Added +330	+330 2.2%
80	INVESCO EXCH TRADED FD TR II VAR RATE PFD VRP	VRP	33,953	$764.6k0.35%	0.35%	Added +136	+136 0.4%
81	SMITH & WESSON BRANDS INC COM SWBI	SWBI	57,995	$745.8k0.34%	0.34%	Reduced -147	-147 -0.2%
82	VERIZON COMMUNICATIONS INC COM VZ	VZ	21,919	$744.6k0.34%	0.34%	Reduced -2.4k	-2,425 -10.0%
83	REPUBLIC SVCS INC COM RSG	RSG	4,956	$740.8k0.34%	0.34%	Reduced -43	-43 -0.9%
84	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	5,262	$712.8k0.33%	0.33%	Reduced -2.5k	-2,504 -32.2%
85	FIDELITY COVINGTON TRUST MSCI HLTH CARE I FHLC	FHLC	11,195	$708.4k0.33%	0.33%	Reduced -1.4k	-1,376 -10.9%
86	ISHARES TR 7-10 YR TRSY BD IEF	IEF	7,202	$699.5k0.32%	0.32%	Added +469	+469 7.0%
87	VANGUARD INDEX FDS MCAP GR IDXVIP VOT	VOT	3,206	$685.6k0.31%	0.31%	Added +555	+555 20.9%
88	FREEPORT-MCMORAN INC CL B FCX	FCX	16,737	$680.7k0.31%	0.31%	Added +74	+74 0.4%
89	ISHARES TR S&P 500 GRWT ETF IVW	IVW	8,817	$636.0k0.29%	0.29%	Added +9	+9 0.1%
90	SPIRE INC COM SR	SR	9,860	$633.7k0.29%	0.29%	Added +485	+485 5.2%
91	ABBVIE INC COM ABBV	ABBV	4,584	$631.2k0.29%	0.29%	Added +409	+409 9.8%
92	KROGER CO COM KR	KR	13,158	$618.2k0.28%	0.28%	Added +46	+46 0.3%
93	COCA COLA CO COM KO	KO	9,918	$611.3k0.28%	0.28%	Reduced -3.7k	-3,703 -27.2%
94	KINDER MORGAN INC DEL COM KMI	KMI	34,441	$595.5k0.27%	0.27%	Reduced -176	-176 -0.5%
95	GE AEROSPACE COM NEW GE	GE	5,294	$581.7k0.27%	0.27%	Added +42	+42 0.8%
96	UNILEVER PLC SPON ADR NEW SPON ADR NEW		10,991	$580.5k0.27%	0.27%	Reduced -394	-394 -3.5%
97	SYSCO CORP COM SYY	SYY	7,696	$570.7k0.26%	0.26%	Added +359	+359 4.9%
98	UNITEDHEALTH GROUP INC COM UNH	UNH	1,120	$564.2k0.26%	0.26%	Added +17	+17 1.5%
99	ISHARES TR HDG MSCI EAFE HEFA	HEFA	18,363	$557.9k0.26%	0.26%	Added +929	+929 5.3%
100	AT&T INC COM T	T	38,034	$554.9k0.25%	0.25%	Reduced -1.8k	-1,830 -4.6%

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
REGENERON PHARMACEUTICALS REGN	REGN	1,541	$1.2m1.5k shares
ULTA BEAUTY INC ULTA	ULTA	1,958	$1.1m2.0k shares
PIONEER NAT RES CO PXD	PXD	4,734	$1.1m4.7k shares
BIOMARIN PHARMACEUTICAL INC BMRN	BMRN	10,841	$1.0m10.8k shares
INTERPARFUMS INC IPAR	IPAR	6,271	$965.4k6.3k shares
LANTHEUS HLDGS INC LNTH	LNTH	10,066	$903.1k10.1k shares
ISHARES TR ILCG	ILCG	12,193	$660.4k12.2k shares
BERKSHIRE HATHAWAY INC DEL BRK.A	BRK.A	1	$495.1k1 shares
COSTCO WHSL CORP NEW COST	COST	897	$451.5k897 shares
NUVEEN MUN VALUE FD INC NUV	NUV	44,835	$393.7k44.8k shares
DOMINION ENERGY INC D	D	4,162	$238.5k4.2k shares
VANGUARD INDEX FDS VOO	VOO	626	$233.7k626 shares
MEDTRONIC PLC MDT	MDT	2,593	$232.6k2.6k shares
NUVEEN AMT FREE MUN CR INC F NVG	NVG	18,997	$221.1k19.0k shares
3M CO MMM	MMM	2,111	$220.4k2.1k shares
TYSON FOODS INC TSN	TSN	3,293	$200.9k3.3k shares