Vault-13

UNILEVER PLC

SPON ADR NEW · CUSIP 904767704

1,084 institutional holders -21 vs Q1 2023
255,232,954255.2m shares reported held*
$13.3bnreported value*
63 new 401 added 407 reduced 82 sold out net sold ≈ $722.2m (-16.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $52.07. Options: 18 managers hold calls ($183.9m notional), 13 hold puts ($169.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,021Q4 22: 1,104Q1 23: 1,105Q2 23: 1,0841,084Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,021
Q4 20221,104
Q1 20231,105
Q2 20231,084

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 494 bought or addedQ4 22: 469 cut or sold outQ4 22Q1 23: 495 bought or addedQ1 23: 470 cut or sold outQ1 23Q2 23: 464 bought or addedQ2 23: 489 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022494469
Q1 2023495470
Q2 2023464489

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $199.8mQ3 22 puts: $103.6mQ3 22P/C 0.52Q4 22 calls: $213.4mQ4 22 puts: $150.5mQ4 22P/C 0.71Q1 23 calls: $226.5mQ1 23 puts: $146.5mQ1 23P/C 0.65Q2 23 calls: $183.9mQ2 23 puts: $169.9mQ2 23P/C 0.92
Numbers
QuarterCallsPutsP/C
Q3 2022$199.8m$103.6m0.52
Q4 2022$213.4m$150.5m0.71
Q1 2023$226.5m$146.5m0.65
Q2 2023$183.9m$169.9m0.92

Biggest buyers

LAZARD ASSET MANAGEMENT LLC Added +1,922,771+1.9m
Fisher Asset Management, LLC Added +795,689+795.7k
Balyasny Asset Management L.P. New +704,217+704.2k
Optiver Holding B.V. Added +560,204+560.2k
NewEdge Advisors, LLC Added +539,240+539.2k
DIMENSIONAL FUND ADVISORS LP Added +462,599+462.6k
BANK OF MONTREAL /CAN/ Added +436,279+436.3k
FEDERATED HERMES, INC. Added +402,506+402.5k
MARSHALL WACE, LLP New +385,201+385.2k
Main Street Research LLC Added +219,640+219.6k

Biggest sellers

FMR LLC Reduced -6,577,285-6.6m
Capital International Investors Reduced -3,039,935-3.0m
ENVESTNET ASSET MANAGEMENT INC Reduced -2,441,169-2.4m
GARDNER RUSSO & QUINN LLC Reduced -1,459,407-1.5m
SEGALL BRYANT & HAMILL, LLC Sold out -1,136,333-1.1m
WELLINGTON MANAGEMENT GROUP LLP Reduced -1,026,241-1.0m
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -916,725-916.7k
JOHNSON INVESTMENT COUNSEL INC Reduced -877,454-877.5k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -801,258-801.3k
Clearbridge Investments, LLC Reduced -570,044-570.0k

Biggest calls

Optiver Holding B.V. Added $47.1m903.6k shares
JANE STREET GROUP, LLC Added $39.7m761.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $19.4m371.3k shares
ROYAL BANK OF CANADA New $16.0m307.2k shares
CITADEL ADVISORS LLC Reduced $15.8m303.2k shares
SIMPLEX TRADING, LLC Reduced $12.8m245.3k shares
Squarepoint Ops LLC Reduced $7.6m146.2k shares
GROUP ONE TRADING LLC Added $5.4m104.1k shares
WOLVERINE TRADING, LLC New $3.9m74.8k shares
Walleye Trading LLC Added $3.8m72.6k shares

Biggest puts

Optiver Holding B.V. Reduced $45.6m874.7k shares
CITADEL ADVISORS LLC Added $40.4m775.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $30.4m582.6k shares
MILLENNIUM MANAGEMENT LLC New $13.4m256.2k shares
GROUP ONE TRADING LLC Added $11.6m222.2k shares
SIMPLEX TRADING, LLC Added $8.0m153.3k shares
Squarepoint Ops LLC Reduced $6.6m126.9k shares
Walleye Trading LLC Added $5.9m113.5k shares
Walleye Capital LLC Added $4.4m83.5k shares
PEAK6 Investments LLC Added $1.7m32.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.34% of their portfolio Boston, MA 34,443,13634.4m $1.8bn $1.8bn 0.34% Reduced -1.0m -1,026,241
2 BlackRock Inc. 0.03% of their portfolio New York, NY 18,941,79718.9m $987.4m $987.4m 0.03% Reduced -421.7k -421,668
3 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 10,053,22910.1m $524.1m $524.1m 0.06% Reduced -388.4k -388,444
4 Fisher Asset Management, LLC 0.27% of their portfolio PLANO, TX 9,246,9859.2m $482.0m $482.0m 0.27% Added +795.7k +795,689
5 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 9,009,9949.0m $469.7m $469.7m 0.05% Reduced -105.7k -105,655
6 FMR LLC 0.04% of their portfolio BOSTON, MA 8,033,3598.0m $418.8m $418.8m 0.04% Reduced -6.6m -6,577,285
7 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.35% of their portfolio BLOOMINGTON, IL 6,887,7586.9m $359.1m $359.1m 0.35% Unchanged
8 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 1.22% of their portfolio Los Angeles, CA 6,304,5366.3m $328.7m $328.7m 1.22% Reduced -539.7k -539,700
9 LAZARD ASSET MANAGEMENT LLC 0.38% of their portfolio NEW YORK, NY 5,855,0115.9m $305.2m $305.2m 0.38% Added +1.9m +1,922,771
10 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 5,722,9115.7m $298.3m $298.3m 0.09% Reduced -60.9k -60,948
11 Cullen Capital Management, LLC 2.12% of their portfolio New York, NY 4,545,3964.5m $237.0m $237.0m 2.12% Reduced -48.1k -48,141
12 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 4,252,1184.3m $221.7m $221.7m 0.06% Added +70.7k +70,737
13 DIMENSIONAL FUND ADVISORS LP 0.07% of their portfolio AUSTIN, TX 4,191,3644.2m $218.4m $218.4m 0.07% Added +462.6k +462,599
14 LORD, ABBETT & CO. LLC 0.36% of their portfolio JERSEY CITY, NJ 4,035,4824.0m $210.4m $210.4m 0.36% Added +136 +136
15 FIDUCIARY MANAGEMENT INC /WI/ 1.93% of their portfolio MILWAUKEE, WI 3,671,4033.7m $191.4m $191.4m 1.93% Reduced -293.6k -293,584
16 AMERICAN CENTURY COMPANIES INC 0.14% of their portfolio KANSAS CITY, MO 3,529,8113.5m $184.0m $184.0m 0.14% Reduced -51.6k -51,570
17 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 3,509,3613.5m $182.9m $182.9m 0.08% Reduced -2.4m -2,441,169
18 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 3,444,6933.4m $179.6m $179.6m 0.05% Added +11.2k +11,216
19 RAYMOND JAMES & ASSOCIATES 0.15% of their portfolio ST PETERSBURG, FL 3,382,2533.4m $176.3m $176.3m 0.15% Reduced -24.5k -24,537
20 Manning & Napier Group, LLC 1.97% of their portfolio Fairport, NY 3,310,2783.3m $172.6m $172.6m 1.97% Reduced -22.4k -22,433
21 ALLIANCEBERNSTEIN L.P. 0.07% of their portfolio NASHVILLE, TN 3,227,7743.2m $168.3m $168.3m 0.07% Reduced -204.3k -204,348
22 NORGES BANK 0.03% of their portfolio OSLO, Q8 3,223,8063.2m $168.1m $168.1m 0.03% Unchanged
23 GARDNER RUSSO & QUINN LLC 1.44% of their portfolio LANCASTER, PA 2,791,4562.8m $145.5m $145.5m 1.44% Reduced -1.5m -1,459,407
24 FEDERATED HERMES, INC. 0.35% of their portfolio PITTSBURGH, PA 2,668,0582.7m $139.1m $139.1m 0.35% Added +402.5k +402,506
25 Saratoga Research & Investment Management 5.34% of their portfolio SARATOGA, CA 2,221,9022.2m $115.8m $115.8m 5.34% Added +138.8k +138,832
26 Hamlin Capital Management, LLC 3.80% of their portfolio New York, NY 2,177,8622.2m $113.5m $113.5m 3.80% Reduced -7.4k -7,412
27 STIFEL FINANCIAL CORP 0.15% of their portfolio ST. LOUIS, MO 2,152,0582.2m $112.2m $112.2m 0.15% Reduced -313.3k -313,260
28 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 2,111,7382.1m $110.1m $110.1m 0.02% Reduced -273.3k -273,267
29 Scharf Investments, LLC 3.30% of their portfolio LOS GATOS, CA 2,107,7102.1m $109.9m $109.9m 3.30% Added +41.8k +41,772
30 EVERETT HARRIS & CO /CA/ 1.34% of their portfolio LOS ANGELES, CA 1,691,6841.7m $88.2m $88.2m 1.34% Added +12.3k +12,254
31 COOKE & BIELER LP 0.80% of their portfolio PHILADELPHIA, PA 1,654,4881.7m $86.2m $86.2m 0.80% Reduced -228.5k -228,503
32 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 1,639,8571.6m $85.6m $85.6m 0.03% Added +436.3k +436,279
33 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,534,1731.5m $80.0m $80.0m 0.01% Reduced -72.6k -72,641
34 NATIXIS ADVISORS, LLC 0.23% of their portfolio Boston, MA 1,443,6601.4m $75.3m $75.3m 0.23% Added +32.5k +32,502
35 EQUITY INVESTMENT CORP 2.25% of their portfolio ATLANTA, GA 1,392,8951.4m $72.6m $72.6m 2.25% Reduced -37.2k -37,194
36 FIRST TRUST ADVISORS LP 0.08% of their portfolio Wheaton, IL 1,362,7381.4m $71.0m $71.0m 0.08% Reduced -49.5k -49,513
37 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.37% of their portfolio IRVING, TX 1,286,7291.3m $67.1m $67.1m 0.37% Added +10.7k +10,673
38 TRUIST FINANCIAL CORP 0.11% of their portfolio CHARLOTTE, NC 1,253,5761.3m $65.3m $65.3m 0.11% Added +88.5k +88,487
39 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,234,5481.2m $64.4m $64.4m 0.05% Added +141.6k +141,560
40 Aristotle Capital Management, LLC 0.12% of their portfolio LOS ANGELES, CA 1,096,7621.1m $57.2m $57.2m 0.12% Added +20.7k +20,651
41 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 997,741997.7k $52.0m $52.0m 0.01% Reduced -916.7k -916,725
42 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 2.17% of their portfolio Munich, 2M 955,040955.0k $49.8m $49.8m 2.17% Reduced -39.7k -39,749
43 TRILLIUM ASSET MANAGEMENT, LLC 1.37% of their portfolio BOSTON, MA 936,844936.8k $48.8m $48.8m 1.37% Reduced -77.1k -77,056
44 NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio NEW YORK, NY 908,945908.9k $47.3m $47.3m 0.04% Added +19.3k +19,289
45 River Road Asset Management, LLC 0.63% of their portfolio LOUISVILLE, KY 874,142874.1k $45.6m $45.6m 0.63% Reduced -73.0k -72,978
46 CORDA Investment Management, LLC. 3.46% of their portfolio HOUSTON, TX 848,663848.7k $44.2m $44.2m 3.46% Added +296 +296
47 CAPTRUST FINANCIAL ADVISORS 0.17% of their portfolio RALEIGH, NC 848,630848.6k $44.2m $44.2m 0.17% Added +38.7k +38,718
48 Welch Group, LLC 2.40% of their portfolio BIRMINGHAM, AL 804,581804.6k $41.9m $41.9m 2.40% Reduced -1.2k -1,214
49 Optiver Holding B.V. 1.18% of their portfolio AMSTERDAM, P7 783,107783.1k $40.8m $40.8m 1.18% Added +560.2k +560,204
50 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 779,893779.9k $40.7m $40.7m 0.04% Reduced -287.9k -287,914
51 POLEN CAPITAL MANAGEMENT LLC 0.10% of their portfolio Boca Raton, FL 765,200765.2k $39.9m $39.9m 0.10% Reduced -30.1k -30,132
52 BROWN ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 760,257760.3k $39.6m $39.6m 0.06% Added +11.9k +11,884
53 Chevy Chase Trust Holdings, LLC 0.15% of their portfolio BETHESDA, MD 745,207745.2k $38.8m $38.8m 0.15% Reduced -2.9k -2,886
54 UBS Group AG 0.02% of their portfolio ZURICH, V8 719,547719.5k $37.5m $37.5m 0.02% Reduced -188.4k -188,362
55 Balyasny Asset Management L.P. 0.10% of their portfolio Chicago, IL 704,217704.2k $36.7m $36.7m 0.10% New
56 OPPENHEIMER ASSET MANAGEMENT INC. 0.53% of their portfolio NEW YORK, NY 686,531686.5k $35.8m $35.8m 0.53% Added +3.4k +3,369
57 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 673,465673.5k $35.1m $35.1m 0.06% Reduced -6.7k -6,691
58 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 661,100661.1k $34.5m $34.5m 0.13% Added +10.6k +10,598
59 St. James Investment Company, LLC 4.99% of their portfolio SOUTHLAKE, TX 658,584658.6k $34.3m $34.3m 4.99% Reduced -23.0k -23,012
60 Pacer Advisors, Inc. 0.13% of their portfolio Malvern, PA 634,515634.5k $33.1m $33.1m 0.13% Added +60.1k +60,095
61 Morningstar Investment Services LLC 0.41% of their portfolio CHICAGO, IL 618,607618.6k $31.9m $31.9m 0.41% Reduced -12.7k -12,749
62 JARISLOWSKY, FRASER Ltd 0.19% of their portfolio MONTREAL, A8 606,395606.4k $31.6m $31.6m 0.19% Added +11.6k +11,638
63 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 603,041603.0k $31.4m $31.4m 0.01% Reduced -48.0k -48,050
64 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.55% of their portfolio New York, NY 590,796590.8k $30.8m $30.8m 0.55% Reduced -5.1k -5,120
65 Advisors Capital Management, LLC 0.73% of their portfolio RIDGEWOOD, NJ 587,741587.7k $30.6m $30.6m 0.73% Added +20.7k +20,679
66 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 586,816586.8k $30.6m $30.6m 0.07% Added +110.7k +110,655
67 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 575,725575.7k $30.0m $30.0m 0.03% Reduced -3.1k -3,059
68 Federation des caisses Desjardins du Quebec 0.29% of their portfolio LEVIS, A8 573,252573.3k $29.9m $29.9m 0.29% Reduced -131.1k -131,119
69 NewEdge Advisors, LLC 0.33% of their portfolio NEW ORLEANS, LA 566,097566.1k $29.5m $29.5m 0.33% Added +539.2k +539,240
70 CAPITAL ADVISORS INC/OK 0.73% of their portfolio TULSA, OK 552,664552.7k $28.8m $28.8m 0.73% Added +22.0k +22,034
71 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 544,756544.8k $28.4m $28.4m 0.04% Added +97.0k +97,031
72 Boston Common Asset Management, LLC 0.59% of their portfolio BOSTON, MA 529,259529.3k $27.6m $27.6m 0.59% Added +833 +833
73 CLARK ESTATES INC/NY 4.61% of their portfolio NEW YORK, NY 525,000525.0k $27.4m $27.4m 4.61% Unchanged
74 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 519,643519.6k $27.1m $27.1m 0.06% Added +21.5k +21,514
75 SATURNA CAPITAL CORP 0.45% of their portfolio BELLINGHAM, WA 499,392499.4k $26.0m $26.0m 0.45% Added +8.4k +8,450
76 CIBC WORLD MARKET INC. 0.09% of their portfolio TORONTO, A6 495,898495.9k $25.9m $25.9m 0.09% Reduced -8.3k -8,311
77 GRANDFIELD & DODD, LLC 1.72% of their portfolio NEW YORK, NY 471,080471.1k $24.6m $24.6m 1.72% Reduced -2.8k -2,834
78 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 467,716467.7k $24.3m $24.3m 0.04% Added +4.6k +4,577
79 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 467,535467.5k $24.4m $24.4m 0.09% Added +2.7k +2,710
80 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 445,178445.2k $23.2m $23.2m 0.03% Added +206.8k +206,782
81 OLD MISSION CAPITAL LLC 0.85% of their portfolio CHICAGO, IL 440,241440.2k $22.9m $22.9m 0.85% Added +28.8k +28,817
82 Main Street Research LLC 3.65% of their portfolio SAUSALITO, CA 439,222439.2k $22.9m $22.9m 3.65% Added +219.6k +219,640
83 LEVIN CAPITAL STRATEGIES, L.P. 2.60% of their portfolio NEW YORK, NY 431,727431.7k $22.5m $22.5m 2.60% Reduced -20.6k -20,563
84 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 417,258417.3k $21.7m $21.7m 0.04% Added +44.3k +44,296
85 INGALLS & SNYDER LLC 1.01% of their portfolio NEW YORK, NY 399,630399.6k $20.8m $20.8m 1.01% Reduced -2.9k -2,860
86 CAUSEWAY CAPITAL MANAGEMENT LLC 0.53% of their portfolio LOS ANGELES, CA 389,680389.7k $20.3m $20.3m 0.53% Added +4.6k +4,614
87 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 388,460388.5k $20.3m $20.3m 0.04% Added +21.5k +21,538
88 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 385,201385.2k $20.1m $20.1m 0.04% New
89 BECKER CAPITAL MANAGEMENT INC 0.73% of their portfolio Portland, OR 370,511370.5k $19.3m $19.3m 0.73% Reduced -11.1k -11,104
90 First Eagle Investment Management, LLC 0.05% of their portfolio NEW YORK, NY 368,819368.8k $19.2m $19.2m 0.05% Added +54.2k +54,190
91 Reynders McVeigh Capital Management, LLC 1.24% of their portfolio BOSTON, MA 362,182362.2k $18.9m $18.9m 1.24% Reduced -7.0k -6,983
92 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 359,132359.1k $18.7m $18.7m 0.01% Reduced -25.6k -25,585
93 Cardinal Capital Management, Inc. 0.92% of their portfolio WINNIPEG, A2 353,889353.9k $18.4m $18.4m 0.92% Reduced -7.0k -6,995
94 Mariner, LLC 0.05% of their portfolio Overland Park, KS 346,610346.6k $18.1m $18.1m 0.05% Reduced -11.7k -11,678
95 Qube Research & Technologies Ltd 0.07% of their portfolio LONDON, X0 345,948345.9k $18.0m $18.0m 0.07% Reduced -106.7k -106,668
96 Capital International Investors 0.00% of their portfolio Los Angeles, CA 344,618344.6k $17.8m $17.8m 0.00% Reduced -3.0m -3,039,935
97 SCOTIA CAPITAL INC. 0.12% of their portfolio TORONTO, A6 336,791336.8k $17.6m $17.6m 0.12% Reduced -4.4k -4,383
98 QV Investors Inc. 1.53% of their portfolio CALGARY, A0 325,834325.8k $17.0m $17.0m 1.53% Reduced -10.1k -10,080
99 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 325,154325.2k $17.0m $17.0m 0.03% Added +8.0k +8,008
100 NORTHSTAR ASSET MANAGEMENT INC 4.86% of their portfolio Boston, MA 316,593316.6k $16.5m $16.5m 4.86% Reduced -2.5k -2,548