Vault-13

ISHARES TR SOXX

ISHARES SEMICDTR · ETP · CUSIP 464287523 · ISIN US4642875235

524 institutional holders +18 vs Q1 2023
6,384,5976.4m shares reported held*
$3.2bnreported value*
70 new 171 added 175 reduced 58 sold out net sold ≈ $197.5m (-902.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $506.59. Options: 10 managers hold calls ($524.9m notional), 16 hold puts ($569.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 416Q4 22: 461Q1 23: 506Q2 23: 524524Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022416
Q4 2022461
Q1 2023506
Q2 2023524

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 225 bought or addedQ4 22: 195 cut or sold outQ4 22Q1 23: 243 bought or addedQ1 23: 215 cut or sold outQ1 23Q2 23: 241 bought or addedQ2 23: 233 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022225195
Q1 2023243215
Q2 2023241233

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $280.6mQ3 22 puts: $427.8mQ3 22P/C 1.52Q4 22 calls: $403.7mQ4 22 puts: $405.1mQ4 22P/C 1.00Q1 23 calls: $415.7mQ1 23 puts: $577.8mQ1 23P/C 1.39Q2 23 calls: $524.9mQ2 23 puts: $569.1mQ2 23P/C 1.08
Numbers
QuarterCallsPutsP/C
Q3 2022$280.6m$427.8m1.52
Q4 2022$403.7m$405.1m1.00
Q1 2023$415.7m$577.8m1.39
Q2 2023$524.9m$569.1m1.08

Biggest buyers

BNP PARIBAS FINANCIAL MARKETS Added +211,699+211.7k
JPMORGAN CHASE & CO Added +189,835+189.8k
BANK OF AMERICA CORP /DE/ Added +50,082+50.1k
SPC Financial, Inc. Added +38,045+38.0k
HRT FINANCIAL LP New +29,370+29.4k
CITIGROUP INC Added +18,541+18.5k
STIFEL FINANCIAL CORP Added +15,567+15.6k
BARCLAYS PLC Added +14,867+14.9k
Paragon Wealth Strategies, LLC Added +14,244+14.2k
Advisory Services Network, LLC Added +13,660+13.7k

Biggest sellers

EP Wealth Advisors, LLC Reduced -440,066-440.1k
MORGAN STANLEY Reduced -189,712-189.7k
MONEY CONCEPTS CAPITAL CORP Reduced -144,057-144.1k
ASSETMARK, INC Reduced -128,347-128.3k
GOLDMAN SACHS GROUP INC Reduced -119,898-119.9k
UBS Group AG Reduced -116,162-116.2k
NISSAY ASSET MANAGEMENT CORP /JAPAN Reduced -85,012-85.0k
JANE STREET GROUP, LLC Reduced -48,019-48.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -39,774-39.8k
ROYAL BANK OF CANADA Reduced -30,856-30.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $333.7m657.8k shares
CITADEL ADVISORS LLC Added $123.6m243.6k shares
WOLVERINE TRADING, LLC Added $29.1m58.3k shares
MARSHALL WACE, LLP Added $19.5m38.5k shares
BNP PARIBAS FINANCIAL MARKETS New $12.7m250 shares
Parallax Volatility Advisers, L.P. Reduced $3.3m6.5k shares
UBS Group AG Added $1.6m3.1k shares
Cutler Group LLC / CA Added $772.0k8.8k shares
PEAK6 Investments LLC Reduced $608.7k1.2k shares
Walleye Trading LLC Reduced $101.5k200 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $332.4m655.3k shares
CITADEL ADVISORS LLC Reduced $103.9m204.8k shares
WOLVERINE TRADING, LLC Added $29.9m59.8k shares
MARSHALL WACE, LLP Added $25.8m50.9k shares
Leonteq Securities AG New $20.5m40.5k shares
UBS Group AG Reduced $13.0m25.7k shares
BARCLAYS PLC Reduced $12.2m24.0k shares
BANK OF AMERICA CORP /DE/ Added $8.9m17.5k shares
Parallax Volatility Advisers, L.P. Reduced $6.6m13.0k shares
Otter Creek Advisors, LLC New $6.3m12.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 695,843695.8k $353.0m $353.0m 0.04% Added +50.1k +50,082
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 560,905560.9k $284.5m $284.5m 0.03% Reduced -189.7k -189,712
3 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 503,743503.7k $255.5m $255.5m 0.03% Added +189.8k +189,835
4 UBS Group AG 0.09% of their portfolio ZURICH, V8 398,132398.1k $202.0m $202.0m 0.09% Reduced -116.2k -116,162
5 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 252,791252.8k $128.2m $128.2m 0.04% Reduced -12.5k -12,544
6 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 245,287245.3k $124.4m $124.4m 0.03% Reduced -119.9k -119,898
7 BNP PARIBAS FINANCIAL MARKETS 0.24% of their portfolio PARIS, I0 235,719235.7k $119.6m $119.6m 0.24% Added +211.7k +211,699
8 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 178,083178.1k $90.3m $90.3m 0.06% Added +11.9k +11,860
9 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 155,029155.0k $78.6m $78.6m 0.02% Reduced -30.9k -30,856
10 ASSETMARK, INC 0.27% of their portfolio CONCORD, CA 135,075135.1k $68.5m $68.5m 0.27% Reduced -128.3k -128,347
11 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.26% of their portfolio TORONTO, A6 115,000115.0k $58.3m $58.3m 0.26% Unchanged
12 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 98,54998.5k $50.0m $50.0m 0.02% Reduced -10.9k -10,882
13 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 84,88484.9k $43.1m $43.1m 0.08% Reduced -8.4k -8,392
14 J.P. Morgan Private Wealth Advisors LLC 0.20% of their portfolio SAN FRANCISCO, CA 74,50374.5k $37.8m $37.8m 0.20% Reduced -4.1k -4,123
15 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 74,44774.4k $37.8m $37.8m 0.05% Added +18.5k +18,541
16 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 57,49757.5k $29.5m $29.5m 0.06% Added +856 +856
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 56,53056.5k $28.7m $28.7m 0.01% Reduced -22.4k -22,370
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.15% of their portfolio IRVING, TX 56,03256.0k $28.4m $28.4m 0.15% Reduced -1.2k -1,218
19 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 55,91255.9k $28.4m $28.4m 0.06% Reduced -1.7k -1,666
20 Mirae Asset Global Investments Co., Ltd. 0.06% of their portfolio SEOUL, M5 52,50652.5k $26.6m $26.6m 0.06% Added +12.9k +12,931
21 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 51,33851.3k $26.0m $26.0m 0.14% Added +740 +740
22 Avalon Trust Co 2.34% of their portfolio SANTA FE, NM 51,11551.1k $25.9m $25.9m 2.34% Reduced -335 -335
23 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 46,64946.6k $23.7m $23.7m 0.02% Added +14.9k +14,867
24 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 42,88042.9k $21.8m $21.8m 0.08% First filing
25 Integrated Wealth Concepts LLC 0.36% of their portfolio WALTHAM, MA 41,61341.6k $21.1m $21.1m 0.36% Added +895 +895
26 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 40,37740.4k $20.5m $20.5m 0.03% Added +15.6k +15,567
27 AFFINITY WEALTH MANAGEMENT LLC 4.57% of their portfolio WILMINGTON, DE 39,28739.3k $19.9m $19.9m 4.57% Reduced -86 -86
28 SPC Financial, Inc. 2.13% of their portfolio ROCKVILLE, MD 38,77138.8k $19.7m $19.7m 2.13% Added +38.0k +38,045
29 Bulltick Wealth Management, LLC 4.56% of their portfolio Miami, FL 38,33438.3k $19.4m $19.4m 4.56% Reduced -1.1k -1,100
30 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 37,31637.3k $18.9m $18.9m 0.04% Reduced -413 -413
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 34,62134.6k $17.6m $17.6m 0.02% Added +6.8k +6,799
32 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 34,33534.3k $17.4m $17.4m 0.03% Reduced -7.1k -7,120
33 FIL Ltd 0.02% of their portfolio HAMILTON, D0 34,22634.2k $17.4m $17.4m 0.02% Added +11.6k +11,625
34 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 34,15834.2k $17.3m $17.3m 0.00% Added +7.1k +7,118
35 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 33,58333.6k $17.0m $17.0m 0.08% Added +6.9k +6,854
36 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 29,38929.4k $14.9m $14.9m 0.02% Reduced -15.2k -15,221
37 HRT FINANCIAL LP 0.14% of their portfolio NEW YORK, NY 29,37029.4k $14.9m $14.9m 0.14% New
38 Advisory Services Network, LLC 0.39% of their portfolio ATLANTA, GA 29,03029.0k $14.7m $14.7m 0.39% Added +13.7k +13,660
39 GREENWOOD GEARHART LLC 1.67% of their portfolio FAYETTEVILLE, AR 28,34728.3k $14.4m $14.4m 1.67% Added +828 +828
40 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 28,05328.1k $14.2m $14.2m 0.01% Added +1.2k +1,183
41 Yarbrough Capital, LLC 0.79% of their portfolio FRANKLIN, TN 27,46127.5k $13.9m $13.9m 0.79% Unchanged
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 26,79826.8k $13.6m $13.6m 0.02% Reduced -39.8k -39,774
43 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 26,39726.4k $13.4m $13.4m 0.09% Reduced -4.3k -4,291
44 Paragon Wealth Strategies, LLC 4.19% of their portfolio JACKSONVILLE, FL 26,17826.2k $13.3m $13.3m 4.19% Added +14.2k +14,244
45 FIRST NATIONAL CORP /MA/ /ADV 3.14% of their portfolio ROCKLAND, MA 26,10426.1k $13.2m $13.2m 3.14% Reduced -6.0k -6,003
46 OPPENHEIMER & CO INC 0.25% of their portfolio NEW YORK, NY 24,76824.8k $12.6m $12.6m 0.25% Added +1.1k +1,095
47 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 24,06024.1k $12.2m $12.2m 0.02% Reduced -48.0k -48,019
48 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 22,70622.7k $11.5m $11.5m 0.16% Reduced -1.5k -1,546
49 Jump Financial, LLC 0.42% of their portfolio Chicago, IL 22,37022.4k $11.3m $11.3m 0.42% Reduced -23.1k -23,063
50 BANK HAPOALIM BM 1.50% of their portfolio TEL AVIV, L3 20,80220.8k $10.6m $10.6m 1.50% Added +1.0k +1,009
51 GM Advisory Group, LLC 0.86% of their portfolio MELVILLE, NY 20,54320.5k $10.4m $10.4m 0.86% Reduced -32 -32
52 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 20,50420.5k $10.4m $10.4m 0.12% Reduced -41 -41
53 Valley Financial Management, Inc. 5.20% of their portfolio NEW YORK, NY 19,81219.8k $10.0m $10.0m 5.20% Added +12.5k +12,514
54 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 19,28919.3k $9.8m $9.8m 0.10% Added +871 +871
55 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.12% of their portfolio Madrid, U3 18,88518.9k $9.6m $9.6m 0.12% Reduced -23.0k -22,964
56 Legend Financial Advisors, Inc. 7.93% of their portfolio PITTSBURGH, PA 18,73018.7k $9.5m $9.5m 7.93% Reduced -3.0k -3,022
57 360 Financial, Inc. 4.91% of their portfolio WAYZATA, MN 18,72518.7k $9.5m $9.5m 4.91% Reduced -134 -134
58 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 18,30818.3k $9.3m $9.3m 0.02% Added +974 +974
59 MONTAG A & ASSOCIATES INC 0.55% of their portfolio ATLANTA, GA 17,63717.6k $8.9m $8.9m 0.55% Added +10.4k +10,421
60 TD Waterhouse Canada Inc. 0.09% of their portfolio TORONTO, A6 17,34217.3k $9.4m $9.4m 0.09% Reduced -1.7k -1,664
61 CMH Wealth Management LLC 2.24% of their portfolio PORTSMOUTH, NH 16,42816.4k $8.3m $8.3m 2.24% Added +345 +345
62 Twin Tree Management, LP 0.17% of their portfolio DALLAS, TX 16,06016.1k $8.1m $8.1m 0.17% Reduced -3.7k -3,699
63 COMMERCE BANK 0.06% of their portfolio KANSAS CITY, MO 15,88615.9k $8.1m $8.1m 0.06% Reduced -265 -265
64 Portfolio Strategies, Inc. 1.38% of their portfolio MONTVALE, NJ 15,02515.0k $7.6m $7.6m 1.38% Reduced -9 -9
65 GREENUP STREET WEALTH MANAGEMENT LLC 2.04% of their portfolio OVERLAND PARK, KS 14,71814.7k $7.5m $7.5m 2.04% Reduced -64 -64
66 Traynor Capital Management, Inc. 0.95% of their portfolio MALVERN, PA 14,49714.5k $7.4m $7.4m 0.95% Reduced -2.1k -2,099
67 MinichMacGregor Wealth Management, LLC 2.29% of their portfolio Saratoga Springs, NY 14,47214.5k $7.3m $7.3m 2.29% Reduced -337 -337
68 TOTH FINANCIAL ADVISORY CORP 1.01% of their portfolio LEESBURG, VA 13,79413.8k $7.0m $7.0m 1.01% Added +2.6k +2,621
69 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 13,73313.7k $7.0m $7.0m 0.04% Added +813 +813
70 Northstar Advisory Group, LLC 4.52% of their portfolio NORTHFIELD, NJ 13,62213.6k $6.9m $6.9m 4.52% Reduced -1.0k -1,017
71 Financial Partners Group, Inc 1.41% of their portfolio Overland Park, KS 13,61913.6k $7.0m $7.0m 1.41% Reduced -699 -699
72 Freedom Investment Management, Inc. 0.75% of their portfolio SOUTH WINDSOR, CT 13,25213.3k $6.7m $6.7m 0.75% Reduced -2.6k -2,592
73 Fulton Bank, N.A. 0.32% of their portfolio Lancaster, PA 13,01013.0k $6.6m $6.6m 0.32% Added +3.5k +3,454
74 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 12,86312.9k $6.5m $6.5m 0.00% Added +159 +159
75 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 12,80012.8k $6.5m $6.5m 0.01% Added +7.2k +7,209
76 MEITAV INVESTMENT HOUSE LTD 0.05% of their portfolio BENE-BERAQ, L3 12,76012.8k $6.4m $6.4m 0.05% Added +4.1k +4,073
77 DONALDSON CAPITAL MANAGEMENT, LLC 0.29% of their portfolio EVANSVILLE, IN 12,46512.5k $6.3m $6.3m 0.29% Reduced -256 -256
78 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 12,41512.4k $1.7m $1.7m 0.03% Reduced -440.1k -440,066
79 MARTIN & CO INC /TN/ 1.58% of their portfolio Knoxville, TN 12,36512.4k $6.3m $6.3m 1.58% Reduced -555 -555
80 U.S. Capital Wealth Advisors, LLC 0.29% of their portfolio AUSTIN, TX 11,88111.9k $6.0m $6.0m 0.29% Added +733 +733
81 WOODMONT INVESTMENT COUNSEL LLC 0.61% of their portfolio NASHVILLE, TN 11,60211.6k $5.9m $5.9m 0.61% Reduced -556 -556
82 Lindbrook Capital, LLC 0.62% of their portfolio CALABASAS, CA 11,51611.5k $5.8m $5.8m 0.62% Added +56 +56
83 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 11,47711.5k $5.8m $5.8m 0.01% Reduced -4.9k -4,857
84 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 11,41011.4k $5.8m $5.8m 0.01% Reduced -757 -757
85 NOVARE CAPITAL MANAGEMENT LLC 0.61% of their portfolio CHARLOTTE, NC 11,13411.1k $5.6m $5.6m 0.61% Reduced -167 -167
86 Mariner, LLC 0.01% of their portfolio Overland Park, KS 10,62710.6k $5.4m $5.4m 0.01% Added +1.1k +1,138
87 Albar Capital Ltd 1.20% of their portfolio LONDON, X0 10,55310.6k $5.4m $5.4m 1.20% New
88 Adams Wealth Management 1.61% of their portfolio LOGAN, UT 10,18110.2k $5.2m $5.2m 1.61% Added +462 +462
89 Annandale Capital, LLC 1.45% of their portfolio DALLAS, TX 9,8609.9k $5.0m $5.0m 1.45% Added +60 +60
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.17% of their portfolio AUSTIN, TX 9,7959.8k $5.0m $5.0m 0.17% Added +698 +698
91 INDEPENDENT FINANCIAL GROUP, LLC 0.34% of their portfolio SAN DIEGO, CA 9,7829.8k $5.0m $5.0m 0.34% Added +3.2k +3,156
92 Gerber Kawasaki Wealth & Investment Management 0.31% of their portfolio SANTA MONICA, CA 9,1819.2k $4.7m $4.7m 0.31% Added +66 +66
93 Bremer Bank National Association 0.88% of their portfolio ST PAUL, MN 9,1319.1k $4.6m $4.6m 0.88% Unchanged
94 Wellington Shields Capital Management, LLC 0.56% of their portfolio NEW YORK, NY 9,1009.1k $4.6m $4.6m 0.56% Added +140 +140
95 Well Done, LLC 0.97% of their portfolio HOLLAND, MI 9,0269.0k $4.6m $4.6m 0.97% Reduced -171 -171
96 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.14% of their portfolio TOKYO, M0 8,9649.0k $4.5m $4.5m 0.14% Reduced -1.1k -1,072
97 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 8,5648.6k $4.4m $4.4m 0.04% Reduced -2.4k -2,370
98 Spire Wealth Management 0.16% of their portfolio MCLEAN, VA 8,5238.5k $4.3m $4.3m 0.16% Added +1.7k +1,715
99 THEORY FINANCIAL LLC 2.49% of their portfolio FORT COLLINS, CO 8,5128.5k $4.3m $4.3m 2.49% Reduced -658 -658
100 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 8,1658.2k $4.1m $4.1m 0.03% Reduced -4.0k -3,981