WINTRUST INVESTMENTS LLC

CHICAGO, IL · CIK 49096 · 13F filing filed 2025-02-10

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityWINTRUST INVESTMENTS, LLC (US)

Others nearbyChicago, IL

$111.4m reported value -13.1% vs Q3 2024

414positions

38.0%in top 10

24 new 121 added 250 reduced 110 sold out vs Q3 2024

Options: 11 call positions ($542.0k notional), 2 put positions ($1.7m notional) – listed below, not included above.

Holdings, Q4 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P MCP ETF IJH	IJH	101,204	$6.3m5.66%	5.66%	Added +2.0k	+1,953 2.0%
2	APPLE INC COM AAPL	AAPL	21,047	$5.3m4.73%	4.73%	Reduced -874	-874 -4.0%
3	ISHARES TR CORE S&P500 ETF IVV	IVV	8,744	$5.1m4.62%	4.62%	Added +677	+677 8.4%
4	ISHARES TR RUSSELL 2000 ETF IWM	IWM	22,309	$4.9m4.42%	4.42%	Added +843	+843 3.9%
5	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	9,678	$4.4m3.94%	3.94%	Reduced -604	-604 -5.9%
6	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	23,341	$4.1m3.67%	3.67%	Reduced -2.3k	-2,269 -8.9%
7	ISHARES TR TRS FLT RT BD TFLO	TFLO	78,770	$4.0m3.57%	3.57%	Added +347	+347 0.4%
8	MICROSOFT CORP COM MSFT	MSFT	6,998	$3.0m2.65%	2.65%	Reduced -246	-246 -3.4%
9	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	4	$2.7m2.45%	2.45%	Unchanged
10	ALPHABET INC CAP STK CL C GOOG	GOOG	13,642	$2.6m2.33%	2.33%	Reduced -2.0k	-2,035 -13.0%
11	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	50,886	$2.4m2.18%	2.18%	Reduced -3.2k	-3,227 -6.0%
12	INTUITIVE SURGICAL INC COM NEW ISRG	ISRG	4,298	$2.2m2.01%	2.01%	Reduced -201	-201 -4.5%
13	AMAZON COM INC COM AMZN	AMZN	7,576	$1.7m1.49%	1.49%	Reduced -389	-389 -4.9%
14	ELI LILLY & CO COM LLY	LLY	2,027	$1.6m1.40%	1.40%	Reduced -313	-313 -13.4%
15	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	7,865	$1.5m1.38%	1.38%	Added +155	+155 2.0%
16	FIRST TR VALUE LINE DIVID IN SHS FVD	FVD	34,667	$1.5m1.36%	1.36%	Added +5.7k	+5,686 19.6%
17	APOLLO GLOBAL MGMT INC COM APO	APO	8,714	$1.4m1.29%	1.29%	Added +7.8k	+7,832 888.0%
18	BROADCOM INC COM AVGO	AVGO	5,856	$1.4m1.22%	1.22%	Reduced -514	-514 -8.1%
19	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	2,420	$1.3m1.17%	1.17%	Added +73	+73 3.1%
20	FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI UCON	UCON	50,947	$1.3m1.13%	1.13%	Added +2.0k	+2,017 4.1%
21	ISHARES TR CORE TOTAL USD IUSB	IUSB	24,467	$1.1m0.99%	0.99%	Added +2.8k	+2,814 13.0%
22	JPMORGAN CHASE & CO COM JPM	JPM	4,597	$1.1m0.99%	0.99%	Reduced -353	-353 -7.1%
23	CAPITAL GROUP GROWTH ETF SHS CREATION UNI CGGR	CGGR	28,648	$1.1m0.96%	0.96%	Added +10.5k	+10,462 57.5%
24	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	1,808	$1.1m0.95%	0.95%	Reduced -888	-888 -32.9%
25	CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI CGXU	CGXU	41,120	$1.0m0.91%	0.91%	Reduced -7.5k	-7,508 -15.4%
26	REPUBLIC SVCS INC COM RSG	RSG	4,945	$994.0k0.89%	0.89%	Reduced -25	-25 -0.5%
27	ZURN ELKAY WATER SOLNS CORP COM ZWS	ZWS	25,331	$944.0k0.85%	0.85%	Added +12.3k	+12,276 94.0%
28	META PLATFORMS INC CL A META	META	1,389	$813.0k0.73%	0.73%	Reduced -27	-27 -1.9%
29	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	8,944	$785.0k0.70%	0.70%	Reduced -108	-108 -1.2%
30	FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF SDVY	SDVY	21,854	$783.0k0.70%	0.70%	Added +3.3k	+3,303 17.8%
31	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	19,940	$703.0k0.63%	0.63%	Added +2.2k	+2,182 12.3%
32	ABBVIE INC COM ABBV	ABBV	3,891	$691.0k0.62%	0.62%	Reduced -628	-628 -13.9%
33	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	12,901	$656.0k0.59%	0.59%	Added +2.3k	+2,273 21.4%
34	ALPHABET INC CAP STK CL A GOOGL	GOOGL	3,379	$639.0k0.57%	0.57%	Reduced -179	-179 -5.0%
35	FIRST TR EXCH TRADED FD III PFD SECS INC ETF FPE	FPE	36,150	$639.0k0.57%	0.57%	Added +307	+307 0.9%
36	VISA INC COM CL A V	V	1,961	$620.0k0.56%	0.56%	Reduced -642	-642 -24.7%
37	NVIDIA CORPORATION COM NVDA	NVDA	4,561	$612.0k0.55%	0.55%	Reduced -3.2k	-3,209 -41.3%
38	MADRIGAL PHARMACEUTICALS INC COM MDGL	MDGL	1,937	$597.0k0.54%	0.54%	Added +900	+900 86.8%
39	SOLARIS ENERGY INFRAS INC COM CL A SEI	SEI	19,973	$574.0k0.52%	0.52%	Reduced -41	-41 -0.2%
40	COSTCO WHSL CORP NEW COM COST	COST	580	$531.0k0.48%	0.48%	Reduced -85	-85 -12.8%
41	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	5,006	$502.0k0.45%	0.45%	Added +2.1k	+2,117 73.3%
42	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	11,052	$486.0k0.44%	0.44%	Added +1.3k	+1,290 13.2%
43	JANUS DETROIT STR TR HENDRSON AAA CL JAAA	JAAA	9,373	$475.0k0.43%	0.43%	New
44	NETFLIX INC COM NFLX	NFLX	498	$443.0k0.40%	0.40%	Reduced -2	-2 -0.4%
45	ORACLE CORP COM ORCL	ORCL	2,421	$403.0k0.36%	0.36%	Reduced -799	-799 -24.8%
46	CHUBB LIMITED COM CB	CB	1,427	$394.0k0.35%	0.35%	Reduced -73	-73 -4.9%
47	FIRST TR NAS100 EQ WEIGHTED SHS QQEW	QQEW	3,119	$389.0k0.35%	0.35%	Reduced -130	-130 -4.0%
48	AFLAC INC COM AFL	AFL	3,695	$382.0k0.34%	0.34%	Added +357	+357 10.7%
49	PACER FDS TR PACER US SMALL CALF	CALF	8,457	$372.0k0.33%	0.33%	Added +12	+12 0.1%
50	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	13,563	$370.0k0.33%	0.33%	Added +453	+453 3.5%
51	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	716	$366.0k0.33%	0.33%	Reduced -213	-213 -22.9%
52	ILLINOIS TOOL WKS INC COM ITW	ITW	1,358	$344.0k0.31%	0.31%	Reduced -20	-20 -1.4%
53	INVESCO EXCH TRD SLF IDX FD BULLETSHS 2032 BSCW	BSCW	16,940	$340.0k0.31%	0.31%	Added +255	+255 1.5%
54	SALESFORCE INC COM CRM	CRM	1,018	$340.0k0.31%	0.31%	Reduced -111	-111 -9.8%
55	LOCKHEED MARTIN CORP COM LMT	LMT	696	$338.0k0.30%	0.30%	Reduced -211	-211 -23.3%
56	PHILLIPS 66 COM PSX	PSX	2,882	$328.0k0.29%	0.29%	Reduced -992	-992 -25.6%
57	SERVICENOW INC COM NOW	NOW	308	$327.0k0.29%	0.29%	Added +2	+2 0.7%
58	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	4,159	$314.0k0.28%	0.28%	Reduced -396	-396 -8.7%
59	NEXTERA ENERGY INC COM NEE	NEE	4,312	$309.0k0.28%	0.28%	Added +1.2k	+1,202 38.6%
60	TJX COS INC NEW COM TJX	TJX	2,401	$290.0k0.26%	0.26%	Reduced -223	-223 -8.5%
61	FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT GSEP	GSEP	8,233	$288.0k0.26%	0.26%	Reduced -11	-11 -0.1%
62	PACER FDS TR US CASH COWS 100 COWZ	COWZ	5,005	$282.0k0.25%	0.25%	Added +273	+273 5.8%
63	PHILIP MORRIS INTL INC COM PM	PM	2,348	$282.0k0.25%	0.25%	Reduced -684	-684 -22.6%
64	VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF VT	VT	2,403	$282.0k0.25%	0.25%	Reduced -1.4k	-1,406 -36.9%
65	UNITEDHEALTH GROUP INC COM UNH	UNH	532	$269.0k0.24%	0.24%	Reduced -44	-44 -7.6%
66	BLACKROCK INC COM BLK	BLK	261	$268.0k0.24%	0.24%	New
67	EATON CORP PLC SHS ETN	ETN	810	$268.0k0.24%	0.24%	Added +19	+19 2.4%
68	KLA CORP COM NEW KLAC	KLAC	420	$265.0k0.24%	0.24%	Added +21	+21 5.3%
69	HERCULES CAPITAL INC COM HTGC	HTGC	13,024	$261.0k0.23%	0.23%	Added +1.6k	+1,582 13.8%
70	CHURCHILL DOWNS INC COM CHDN	CHDN	1,952	$260.0k0.23%	0.23%	Added +22	+22 1.1%
71	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	498	$259.0k0.23%	0.23%	Reduced -33	-33 -6.2%
72	INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD PDBC	PDBC	19,682	$255.0k0.23%	0.23%	Added +1.9k	+1,875 10.5%
73	MARRIOTT INTL INC NEW CL A MAR	MAR	916	$255.0k0.23%	0.23%	Reduced -328	-328 -26.4%
74	PALO ALTO NETWORKS INC COM PANW	PANW	1,402	$255.0k0.23%	0.23%	Added +4	+4 0.3%
75	ISHARES INC MSCI EMRG CHN EMXC	EMXC	4,584	$254.0k0.23%	0.23%	Added +493	+493 12.1%
76	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	719	$246.0k0.22%	0.22%	Added +29	+29 4.2%
77	CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI CGUS	CGUS	6,998	$244.0k0.22%	0.22%	Reduced -841	-841 -10.7%
78	CBOE GLOBAL MKTS INC COM CBOE	CBOE	1,236	$241.0k0.22%	0.22%	Added +5	+5 0.4%
79	VERTEX PHARMACEUTICALS INC COM VRTX	VRTX	598	$240.0k0.22%	0.22%	Reduced -28	-28 -4.5%
80	VANGUARD INDEX FDS SMALL CP ETF VB	VB	995	$239.0k0.21%	0.21%	Reduced -75	-75 -7.0%
81	GAP INC COM GAP	GAP	10,054	$237.0k0.21%	0.21%	Added +61	+61 0.6%
82	FRANKLIN TEMPLETON ETF TR US MID CP MLTFCT FLQM	FLQM	4,143	$225.0k0.20%	0.20%	New
83	SEMPRA COM SRE	SRE	2,560	$224.0k0.20%	0.20%	Added +2	+2 0.1%
84	US BANCORP DEL COM NEW USB	USB	4,624	$221.0k0.20%	0.20%	Reduced -186	-186 -3.9%
85	ISHARES TR RUS 1000 VAL ETF IWD	IWD	1,172	$217.0k0.19%	0.19%	Reduced -1.2k	-1,157 -49.7%
86	GOLDMAN SACHS GROUP INC COM GS	GS	375	$215.0k0.19%	0.19%	Reduced -275	-275 -42.3%
87	VANGUARD INDEX FDS MID CAP ETF VO	VO	800	$211.0k0.19%	0.19%	Added +126	+126 18.7%
88	ISHARES TR RUS MDCP VAL ETF IWS	IWS	1,622	$209.0k0.19%	0.19%	Added +150	+150 10.2%
89	NEWMONT CORP COM NEM	NEM	5,610	$208.0k0.19%	0.19%	Reduced -8.0k	-7,990 -58.8%
90	LINDE PLC SHS LIN	LIN	498	$208.0k0.19%	0.19%	Added +92	+92 22.7%
91	CME GROUP INC COM CME	CME	887	$206.0k0.18%	0.18%	Reduced -1	-1 -0.1%
92	BANK AMERICA CORP COM BAC	BAC	4,575	$201.0k0.18%	0.18%	Reduced -3.5k	-3,490 -43.3%
93	MRC GLOBAL INC COM MRC	MRC	15,740	$201.0k0.18%	0.18%	Reduced -33.1k	-33,145 -67.8%
94	AMGEN INC COM AMGN	AMGN	763	$199.0k0.18%	0.18%	Reduced -829	-829 -52.1%
95	ABBOTT LABS COM ABT	ABT	1,735	$196.0k0.18%	0.18%	Reduced -27	-27 -1.5%
96	ISHARES TR 0-5YR HI YL CP SHYG	SHYG	4,486	$191.0k0.17%	0.17%	Added +3.3k	+3,329 287.7%
97	MCDONALDS CORP COM MCD	MCD	661	$191.0k0.17%	0.17%	Reduced -69	-69 -9.4%
98	LOWES COS INC COM LOW	LOW	767	$189.0k0.17%	0.17%	Added +408	+408 113.7%
99	CENCORA INC COM COR	COR	835	$187.0k0.17%	0.17%	Reduced -97	-97 -10.4%
100	DOMINOS PIZZA INC COM DPZ	DPZ	445	$187.0k0.17%	0.17%	Added +1	+1 0.2%

Sold out since Q3 2024

Security	Ticker	Shares held before	Value then
BLACKROCK INC BLK	BLK	427	$406.0k427 shares
DRAFTKINGS INC NEW DKNG	DKNG	7,862	$308.0k7.9k shares
ISHARES TR IYE	IYE	5,619	$260.0k5.6k shares
FIRST TR EXCHANGE TRADED FD FXH	FXH	2,016	$225.0k2.0k shares
BAXTER INTL INC BAX	BAX	4,777	$181.0k4.8k shares
HUMANA INC HUM	HUM	481	$152.0k481 shares
BHP GROUP LTD BHP	BHP	2,077	$129.0k2.1k shares
CVS HEALTH CORP CVS	CVS	2,033	$127.0k2.0k shares
CAPITAL SOUTHWEST CORP CSWC	CSWC	4,955	$125.0k5.0k shares
MONSTER BEVERAGE CORP NEW MNST	MNST	2,213	$115.0k2.2k shares
ADVANCED MICRO DEVICES INC AMD	AMD	706	$115.0k706 shares
VERIZON COMMUNICATIONS INC VZ	VZ	2,320	$104.0k2.3k shares
INSTALLED BLDG PRODS INC IBP	IBP	391	$96.0k391 shares
ATKORE INC ATKR	ATKR	1,104	$93.0k1.1k shares
APPLIED MATLS INC AMAT	AMAT	456	$92.0k456 shares
UNION PAC CORP UNP	UNP	320	$79.0k320 shares
VANECK ETF TRUST PPH	PPH	823	$78.0k823 shares
PRUDENTIAL FINL INC PRU	PRU	639	$77.0k639 shares
DUPONT DE NEMOURS INC DWDP	DWDP	804	$71.0k804 shares
INVESCO EXCH TRADED FD TR II QQQJ	QQQJ	2,350	$71.0k2.4k shares
GE HEALTHCARE TECHNOLOGIES I GEHC	GEHC	740	$69.0k740 shares
YUM BRANDS INC YUM	YUM	486	$68.0k486 shares
ISHARES TR ITA	ITA	444	$66.0k444 shares
CNA FINL CORP CNA	CNA	1,330	$65.0k1.3k shares
MASTEC INC MTZ	MTZ	520	$64.0k520 shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	2,710	$1.5m2.7k shares	Reduced
BANK AMERICA CORP BAC · Call	BAC	Call	6,580	$181.0k6.6k shares	Reduced
INVESCO QQQ TR QQQ · Put	QQQ	Put	310	$142.0k310 shares	New
HUMANA INC HUM · Call	HUM	Call	220	$75.0k220 shares	Added
SPDR SERIES TRUST SPYV · Call	SPYV	Call	1,180	$55.0k1.2k shares	Added
NEWMONT CORP NEM · Call	NEM	Call	1,050	$38.0k1.1k shares	Reduced
DISNEY WALT CO DIS · Call	DIS	Call	400	$34.0k400 shares	Unchanged
CHUBB LIMITED CB · Call	CB	Call	140	$34.0k140 shares	Unchanged
SPDR S&P 500 ETF TR SPY · Call	SPY	Call	50	$29.0k50 shares	Reduced
CATERPILLAR INC CAT · Call	CAT	Call	80	$27.0k80 shares	Unchanged
WALGREENS BOOTS ALLIANCE INC WBA · Call	WBA	Call	2,540	$24.0k2.5k shares	Reduced
ACCENTURE PLC IRELAND ACN · Call	ACN	Call	90	$24.0k90 shares	Reduced
PAYPAL HLDGS INC PYPL · Call	PYPL	Call	350	$21.0k350 shares	Unchanged