Vault-13

ISHARES TR IWM

RUSSELL 2000 ETF · ETP · CUSIP 464287655 · ISIN US4642876555

2,534 institutional holders +277 vs Q3 2024
294,337,224294.3m shares reported held*
$65.1bnreported value*
188 new 976 added 759 reduced 106 sold out net sold ≈ $2.8bn (-15.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($85.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $221.04. Options: 99 managers hold calls ($45.6bn notional), 126 hold puts ($109.6bn).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

01k2k3kQ3 22: 1,866Q4 22: 1,990Q1 23: 1,911Q2 23: 1,968Q3 23: 1,923Q4 23: 2,220Q1 24: 2,209Q2 24: 2,166Q3 24: 2,257Q4 24: 2,5342,534Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20221,866
Q4 20221,990
Q1 20231,911
Q2 20231,968
Q3 20231,923
Q4 20232,220
Q1 20242,209
Q2 20242,166
Q3 20242,257
Q4 20242,534

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2k02kQ1 23: 764 bought or addedQ1 23: 944 cut or sold outQ2 23: 849 bought or addedQ2 23: 848 cut or sold outQ2 23Q3 23: 780 bought or addedQ3 23: 882 cut or sold outQ4 23: 1,110 bought or addedQ4 23: 783 cut or sold outQ4 23Q1 24: 994 bought or addedQ1 24: 1,020 cut or sold outQ2 24: 916 bought or addedQ2 24: 1,042 cut or sold outQ2 24Q3 24: 1,076 bought or addedQ3 24: 890 cut or sold outQ4 24: 1,164 bought or addedQ4 24: 865 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023764944
Q2 2023849848
Q3 2023780882
Q4 20231,110783
Q1 20249941,020
Q2 20249161,042
Q3 20241,076890
Q4 20241,164865

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50bn$100bn$150bnQ1 24 calls: $55.9bnQ1 24 puts: $97.6bnQ1 24P/C 1.75Q2 24 calls: $52.0bnQ2 24 puts: $82.9bnQ2 24P/C 1.59Q3 24 calls: $56.9bnQ3 24 puts: $126.9bnQ3 24P/C 2.23Q4 24 calls: $45.6bnQ4 24 puts: $109.6bnQ4 24P/C 2.41
Numbers
QuarterCallsPutsP/C
Q1 2024$55.9bn$97.6bn1.75
Q2 2024$52.0bn$82.9bn1.59
Q3 2024$56.9bn$126.9bn2.23
Q4 2024$45.6bn$109.6bn2.41

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +3,456,306+3.5m
UBS Group AG Added +1,658,707+1.7m
BARCLAYS PLC Added +1,480,943+1.5m
MORGAN STANLEY Added +1,419,890+1.4m
Jefferies Financial Group Inc. Added +1,365,841+1.4m
JANE STREET GROUP, LLC Added +1,265,514+1.3m
WELLS FARGO & COMPANY/MN Added +1,067,774+1.1m
BANK OF MONTREAL /CAN/ Added +1,039,503+1.0m
BlackRock, Inc. Added +801,614+801.6k
SOROS FUND MANAGEMENT LLC New +751,800+751.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -7,016,330-7.0m
TORONTO DOMINION BANK Reduced -6,439,941-6.4m
GOLDMAN SACHS GROUP INC Reduced -6,174,732-6.2m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -5,621,000-5.6m
JPMORGAN CHASE & CO Reduced -4,845,362-4.8m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -2,819,930-2.8m
ROYAL BANK OF CANADA Reduced -1,232,966-1.2m
WELLINGTON MANAGEMENT GROUP LLP Reduced -844,415-844.4k
BNP PARIBAS FINANCIAL MARKETS Reduced -642,771-642.8k
Knighthead Capital Management, LLC Sold out -500,000-500.0k

Biggest calls

JANE STREET GROUP, LLC Reduced $7.0bn31.9m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.6bn25.5m shares
CITADEL ADVISORS LLC Added $4.9bn22.4m shares
CTC LLC Added $4.1bn18.7m shares
BARCLAYS PLC Reduced $3.1bn14.0m shares
MILLENNIUM MANAGEMENT LLC Reduced $3.0bn13.5m shares
TUDOR INVESTMENT CORP ET AL Reduced $2.2bn10.0m shares
CITIGROUP INC Reduced $1.7bn7.8m shares
BANK OF AMERICA CORP /DE/ Reduced $1.2bn5.4m shares
Belvedere Trading LLC Reduced $1.1bn4.8m shares

Biggest puts

JANE STREET GROUP, LLC Reduced $13.7bn62.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.9bn44.8m shares
CTC LLC Added $9.3bn42.0m shares
TUDOR INVESTMENT CORP ET AL Reduced $8.1bn36.5m shares
BARCLAYS PLC Reduced $7.2bn32.8m shares
BANK OF AMERICA CORP /DE/ Added $7.1bn32.2m shares
CITADEL ADVISORS LLC Reduced $6.9bn31.3m shares
MILLENNIUM MANAGEMENT LLC Reduced $5.7bn25.8m shares
CITIGROUP INC Reduced $4.7bn21.3m shares
ROYAL BANK OF CANADA Reduced $3.6bn16.3m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.68% of their portfolio CHARLOTTE, NC 33,154,87633.2m $7.3bn $7.3bn 0.68% Reduced -7.0m -7,016,330
2 MORGAN STANLEY 0.30% of their portfolio NEW YORK, NY 19,540,45819.5m $4.3bn $4.3bn 0.30% Added +1.4m +1,419,890
3 WELLS FARGO & COMPANY/MN 1.02% of their portfolio SAN FRANCISCO, CA 19,135,05319.1m $4.2bn $4.2bn 1.02% Added +1.1m +1,067,774
4 GOLDMAN SACHS GROUP INC 0.70% of their portfolio NEW YORK, NY 16,639,74816.6m $3.7bn $3.7bn 0.70% Reduced -6.2m -6,174,732
5 BlackRock, Inc. 0.04% of their portfolio New York, NY 9,542,5559.5m $2.1bn $2.1bn 0.04% Added +801.6k +801,614
6 JONES FINANCIAL COMPANIES LLLP 1.77% of their portfolio DES PERES, MO 8,441,5778.4m $1.9bn $1.9bn 1.77% Added +352.4k +352,358
7 Rafferty Asset Management, LLC 6.20% of their portfolio New York, NY 7,929,1177.9m $1.8bn $1.8bn 6.20% Added +28.3k +28,343
8 Empower Advisory Group, LLC 5.86% of their portfolio Greenwood Village, CO 7,878,0787.9m $1.7bn $1.7bn 5.86% Added +199.5k +199,487
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2.50% of their portfolio BALA CYNWYD, PA 7,572,8627.6m $1.7bn $1.7bn 2.50% Added +3.5m +3,456,306
10 LPL Financial LLC 0.63% of their portfolio FORT MILL, SC 7,014,6877.0m $1.5bn $1.5bn 0.63% Added +272.0k +272,006
11 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 2.99% of their portfolio TORONTO, A6 6,322,0006.3m $1.4bn $1.4bn 2.99% Reduced -5.6m -5,621,000
12 BNP PARIBAS FINANCIAL MARKETS 1.07% of their portfolio PARIS, I0 6,241,0526.2m $1.4bn $1.4bn 1.07% Reduced -642.8k -642,771
13 UBS Group AG 0.24% of their portfolio ZURICH, V8 4,934,5254.9m $1.1bn $1.1bn 0.24% Added +1.7m +1,658,707
14 ROYAL BANK OF CANADA 0.21% of their portfolio TORONTO, A6 4,372,4814.4m $966.1m $966.1m 0.21% Reduced -1.2m -1,232,966
15 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 4,022,6104.0m $888.8m $888.8m 0.13% Added +209.8k +209,752
16 US BANCORP \DE\ 1.12% of their portfolio MINNEAPOLIS, MN 3,864,3463.9m $853.9m $853.9m 1.12% Reduced -14.6k -14,598
17 HRT FINANCIAL LP 5.10% of their portfolio NEW YORK, NY 3,818,8653.8m $843.8m $843.8m 5.10% Added +370.6k +370,572
18 JPMORGAN CHASE & CO 0.07% of their portfolio NEW YORK, NY 3,781,4463.8m $835.5m $835.5m 0.07% Reduced -4.8m -4,845,362
19 BANK OF MONTREAL /CAN/ 0.39% of their portfolio TORONTO, A6 3,506,3563.5m $774.8m $774.8m 0.39% Added +1.0m +1,039,503
20 PNC Financial Services Group, Inc. 0.46% of their portfolio Pittsburgh, PA 3,125,6523.1m $690.6m $690.6m 0.46% Reduced -4.5k -4,529
21 CIBC WORLD MARKET INC. 1.46% of their portfolio TORONTO, A6 2,868,3792.9m $633.8m $633.8m 1.46% Added +440.2k +440,218
22 M&T Bank Corp 2.06% of their portfolio BUFFALO, NY 2,775,0112.8m $613.2m $613.2m 2.06% Reduced -261.8k -261,796
23 BARCLAYS PLC 0.26% of their portfolio LONDON, X0 2,367,6682.4m $523.2m $523.2m 0.26% Added +1.5m +1,480,943
24 RAYMOND JAMES FINANCIAL INC 0.17% of their portfolio ST. PETERSBURG, FL 2,114,6912.1m $467.3m $467.3m 0.17% First filing
25 Jefferies Financial Group Inc. 4.91% of their portfolio NEW YORK, NY 1,990,0622.0m $439.7m $439.7m 4.91% Added +1.4m +1,365,841
26 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 1,946,3451.9m $430.1m $430.1m 0.08% Reduced -23.9k -23,874
27 AMERIPRISE FINANCIAL INC 0.11% of their portfolio MINNEAPOLIS, MN 1,937,3781.9m $428.0m $428.0m 0.11% Added +213.0k +212,992
28 FMR LLC 0.02% of their portfolio BOSTON, MA 1,893,9841.9m $418.5m $418.5m 0.02% Added +15.1k +15,121
29 CANADA PENSION PLAN INVESTMENT BOARD 0.36% of their portfolio TORONTO ONTARIO, A6 1,723,0001.7m $380.7m $380.7m 0.36% Unchanged
30 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 1,709,4631.7m $377.7m $377.7m 0.12% Reduced -138.6k -138,565
31 Millburn Ridgefield LLC /DE/ 8.73% of their portfolio New York, NY 1,579,1261.6m $348.9m $348.9m 8.73% Added +82.9k +82,934
32 Catalyst Capital Advisors LLC 7.43% of their portfolio San Juan, PR 1,579,1261.6m $348.9m $348.9m 7.43% Added +82.9k +82,934
33 JANE STREET GROUP, LLC 0.53% of their portfolio NEW YORK, NY 1,507,3321.5m $333.1m $333.1m 0.53% Added +1.3m +1,265,514
34 TRUIST FINANCIAL CORP 0.50% of their portfolio CHARLOTTE, NC 1,454,8191.5m $321.5m $321.5m 0.50% Added +52.9k +52,852
35 MILLENNIUM MANAGEMENT LLC 0.27% of their portfolio NEW YORK, NY 1,411,3281.4m $311.8m $311.8m 0.27% Added +702.5k +702,541
36 ALLIANCEBERNSTEIN L.P. 0.08% of their portfolio NASHVILLE, TN 1,079,9701.1m $238.6m $238.6m 0.08% Added +511.7k +511,699
37 Envestnet Portfolio Solutions, Inc. 0.73% of their portfolio BERWYN, PA 1,008,5491.0m $222.8m $222.8m 0.73% Added +21.4k +21,361
38 Pathstone Holdings, LLC 0.89% of their portfolio ENGLEWOOD, NJ 907,548907.5k $200.5m $200.5m 0.89% Reduced -27.8k -27,829
39 Rockefeller Capital Management L.P. 0.52% of their portfolio NEW YORK, NY 902,588902.6k $199.4m $199.4m 0.52% Added +76.5k +76,498
40 AMG National Trust Bank 5.42% of their portfolio GREENWOOD VILLAGE, CO 890,840890.8k $196.6m $196.6m 5.42% Reduced -23.9k -23,927
41 AVANTAX ADVISORY SERVICES, INC. 1.20% of their portfolio DALLAS, TX 866,569866.6k $191.5m $191.5m 1.20% Added +20.4k +20,392
42 CITIGROUP INC 0.18% of their portfolio NEW YORK, NY 860,383860.4k $190.1m $190.1m 0.18% Reduced -422.4k -422,448
43 Durable Capital Partners LP 1.55% of their portfolio Bethesda, MD 860,027860.0k $190.0m $190.0m 1.55% Reduced -321.9k -321,884
44 BROWN ADVISORY INC 0.23% of their portfolio BALTIMORE, MD 833,656833.7k $184.2m $184.2m 0.23% Added +70.8k +70,831
45 59 North Capital Management, LP 8.60% of their portfolio Houston, TX 833,096833.1k $184.1m $184.1m 8.60% Added +381.3k +381,322
46 KEYBANK NATIONAL ASSOCIATION/OH 0.70% of their portfolio BROOKLYN, OH 822,424822.4k $181.7m $181.7m 0.70% Reduced -4.8k -4,774
47 Focus Partners Wealth 0.23% of their portfolio ST LOUIS, MO 790,248790.2k $175.3m $175.3m 0.23% Added +417.9k +417,943
48 COMMONWEALTH EQUITY SERVICES, LLC 0.25% of their portfolio WALTHAM, MA 780,002780.0k $172.3m $172.3m 0.25% Added +78.4k +78,418
49 SOROS FUND MANAGEMENT LLC 2.90% of their portfolio NEW YORK, NY 751,800751.8k $166.1m $166.1m 2.90% New
50 FRANKLIN RESOURCES INC 0.05% of their portfolio San Mateo, CA 751,319751.3k $166.0m $166.0m 0.05% Added +57.0k +56,986
51 Cetera Investment Advisers 0.34% of their portfolio SCHAUMBURG, IL 738,671738.7k $163.2m $163.2m 0.34% Added +45.3k +45,265
52 SYNOVUS FINANCIAL CORP 2.06% of their portfolio Columbus, GA 732,734732.7k $161.9m $161.9m 2.06% Added +1.4k +1,441
53 HighTower Advisors, LLC 0.22% of their portfolio CHICAGO, IL 722,894722.9k $159.7m $159.7m 0.22% Added +81.4k +81,371
54 LBMC INVESTMENT ADVISORS, LLC 12.45% of their portfolio BRENTWOOD, TN 714,873714.9k $158.0m $158.0m 12.45% Added +5.6k +5,608
55 Mariner, LLC 0.26% of their portfolio Overland Park, KS 708,805708.8k $156.6m $156.6m 0.26% Added +38.0k +37,998
56 FIFTH THIRD BANCORP 0.56% of their portfolio CINCINNATI, OH 702,984703.0k $155.3m $155.3m 0.56% Reduced -32.6k -32,629
57 TUDOR INVESTMENT CORP ET AL 1.61% of their portfolio STAMFORD, CT 685,294685.3k $151.4m $151.4m 1.61% Reduced -1.3k -1,287
58 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 676,530676.5k $149.5m $149.5m 0.03% Reduced -844.4k -844,415
59 CSM Advisors, LLC 4.09% of their portfolio WARRENDALE, PA 675,900675.9k $149.3m $149.3m 4.09% Added +544.5k +544,500
60 STIFEL FINANCIAL CORP 0.15% of their portfolio ST. LOUIS, MO 657,998658.0k $145.4m $145.4m 0.15% Added +57.8k +57,842
61 Sand Hill Global Advisors, LLC 5.93% of their portfolio Palo Alto, CA 633,928633.9k $140.1m $140.1m 5.93% Reduced -1.1k -1,115
62 TIAA TRUST, NATIONAL ASSOCIATION 0.42% of their portfolio CHARLOTTE, NC 629,431629.4k $139.1m $139.1m 0.42% Reduced -14.3k -14,288
63 Redwood Investment Management, LLC 13.44% of their portfolio SCOTTSDALE, AZ 623,612623.6k $137.8m $137.8m 13.44% Reduced -24.4k -24,381
64 Creative Planning 0.13% of their portfolio OVERLAND PARK, KS 593,418593.4k $131.1m $131.1m 0.13% Added +32.7k +32,708
65 FACTORY MUTUAL INSURANCE CO 1.41% of their portfolio WALTHAM, MA 589,455589.5k $130.2m $130.2m 1.41% Added +17.9k +17,905
66 Baird Financial Group, Inc. 0.25% of their portfolio MILWAUKEE, WI 582,800582.8k $128.8m $128.8m 0.25% Reduced -307.1k -307,083
67 CIBC Private Wealth Group LLC 0.23% of their portfolio ATLANTA, GA 575,086575.1k $127.5m $127.5m 0.23% Reduced -45.8k -45,780
68 Cerity Partners LLC 0.26% of their portfolio NEW YORK, NY 546,009546.0k $120.6m $120.6m 0.26% Added +18.4k +18,408
69 BANK OF NOVA SCOTIA 0.21% of their portfolio TORONTO, A6 539,463539.5k $119.2m $119.2m 0.21% Added +519.2k +519,240
70 BLAIR WILLIAM & CO/IL 0.34% of their portfolio CHICAGO, IL 529,808529.8k $117.1m $117.1m 0.34% Added +35.5k +35,522
71 BROADWOOD CAPITAL INC 8.98% of their portfolio New York, NY 519,920519.9k $114.9m $114.9m 8.98% Unchanged
72 COMMERCE BANK 0.66% of their portfolio KANSAS CITY, MO 482,819482.8k $106.7m $106.7m 0.66% Reduced -4.1k -4,126
73 MAI Capital Management 0.75% of their portfolio INDEPENDENCE, OH 456,761456.8k $100.9m $100.9m 0.75% Added +14.6k +14,604
74 SG Americas Securities, LLC 0.43% of their portfolio NEW YORK, NY 454,171454.2k $100.4m $100.4m 0.43% Added +169.4k +169,385
75 GRIMES & Co WEALTH MANAGEMENT, LLC 2.88% of their portfolio WESTBOROUGH, MA 452,963453.0k $100.1m $100.1m 2.88% Reduced -8.4k -8,370
76 Balyasny Asset Management L.P. 0.23% of their portfolio Chicago, IL 445,398445.4k $98.4m $98.4m 0.23% Reduced -126.0k -125,985
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 443,822443.8k $98.1m $98.1m 0.08% Added +3.4k +3,403
78 Brookstone Capital Management 1.43% of their portfolio WHEATON, IL 443,492443.5k $98.0m $98.0m 1.43% Added +432.3k +432,292
79 OSAIC HOLDINGS, INC. 0.22% of their portfolio SCOTTSDALE, AZ 434,935434.9k $96.2m $96.2m 0.22% Added +887 +887
80 GLENMEDE TRUST CO NA 0.48% of their portfolio PHILADELPHIA, PA 422,042422.0k $93.3m $93.3m 0.48% Reduced -86.6k -86,621
81 State of New Jersey Common Pension Fund D 0.36% of their portfolio TRENTON, NJ 402,418402.4k $88.9m $88.9m 0.36% Unchanged
82 Cresset Asset Management, LLC 0.42% of their portfolio Chicago, IL 395,139395.1k $87.3m $87.3m 0.42% Reduced -94.9k -94,927
83 CITIZENS FINANCIAL GROUP INC/RI 1.70% of their portfolio PROVIDENCE, RI 394,594394.6k $87.2m $87.2m 1.70% Added +23.8k +23,764
84 NATIONAL BANK OF CANADA /FI/ 0.11% of their portfolio MONTREAL, A8 378,264378.3k $83.6m $83.6m 0.11% Reduced -51.2k -51,186
85 IMC-Chicago, LLC 2.16% of their portfolio CHICAGO, IL 358,017358.0k $79.1m $79.1m 2.16% Reduced -97.5k -97,497
86 Parallax Volatility Advisers, L.P. 1.71% of their portfolio San Francisco, CA 352,533352.5k $77.9m $77.9m 1.71% Added +46.4k +46,369
87 HALBERT HARGROVE GLOBAL ADVISORS, LLC 4.37% of their portfolio LONG BEACH, CA 352,360352.4k $77.9m $77.9m 4.37% Added +6.0k +6,048
88 HSBC HOLDINGS PLC 0.05% of their portfolio LONDON, X0 351,895351.9k $77.8m $77.8m 0.05% Reduced -259.2k -259,167
89 LMR Partners LLP 1.33% of their portfolio LONDON, X0 346,483346.5k $76.6m $76.6m 1.33% Added +267.5k +267,533
90 Bank Julius Baer & Co. Ltd, Zurich 0.25% of their portfolio ZURICH, V8 338,554338.6k $82.6m $82.6m 0.25% Added +335.2k +335,199
91 Corient Private Wealth LP 0.11% of their portfolio MIAMI, FL 336,347336.3k $67.4m $67.4m 0.11% Reduced -38.0k -38,027
92 Cambridge Investment Research Advisors, Inc. 0.25% of their portfolio FAIRFIELD, IA 335,461335.5k $74.1m $74.1m 0.25% Added +76.7k +76,749
93 WASHINGTON TRUST Co 2.63% of their portfolio WESTERLY, RI 331,742331.7k $73.3m $73.3m 2.63% Reduced -5.8k -5,796
94 No Street GP LP 4.85% of their portfolio San Francisco, CA 325,000325.0k $71.8m $71.8m 4.85% New
95 Parkside Investments, LLC 10.45% of their portfolio DEERFIELD, IL 315,333315.3k $69.7m $69.7m 10.45% Added +2.4k +2,388
96 Arvest Bank Trust Division 4.15% of their portfolio DEWEY, OK 311,480311.5k $68.8m $68.8m 4.15% Reduced -4.9k -4,895
97 Alaska Permanent Fund Corp 1.02% of their portfolio JUNEAU, AK 309,518309.5k $68.4m $68.4m 1.02% Unchanged
98 VICTORY CAPITAL MANAGEMENT INC 0.07% of their portfolio San Antonio, TX 306,424306.4k $67.7m $67.7m 0.07% Added +232.1k +232,129
99 MONETA GROUP INVESTMENT ADVISORS LLC 0.95% of their portfolio ST LOUIS, MO 306,230306.2k $67.7m $67.7m 0.95% Added +1.9k +1,886
100 COMERICA BANK 0.27% of their portfolio DALLAS, TX 302,250302.2k $66.8m $66.8m 0.27% Added +4.7k +4,657