Vault-13

INVESCO ACTVELY MNGD ETC FD PDBC

OPTIMUM YIELD · ETP · CUSIP 46090F100

414 institutional holders +19 vs Q3 2024
262,510,128262.5m shares reported held*
$3.4bnreported value*
47 new 140 added 150 reduced 47 sold out net sold ≈ $64.4m (-5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.99. Options: 2 managers hold calls ($55.9k notional), 2 hold puts ($14.3k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 440Q4 22: 476Q1 23: 424Q2 23: 396Q3 23: 416Q4 23: 431Q1 24: 394Q2 24: 405Q3 24: 395Q4 24: 414414Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022440
Q4 2022476
Q1 2023424
Q2 2023396
Q3 2023416
Q4 2023431
Q1 2024394
Q2 2024405
Q3 2024395
Q4 2024414

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 195 bought or addedQ1 23: 274 cut or sold outQ2 23: 144 bought or addedQ2 23: 249 cut or sold outQ2 23Q3 23: 194 bought or addedQ3 23: 197 cut or sold outQ4 23: 204 bought or addedQ4 23: 220 cut or sold outQ4 23Q1 24: 186 bought or addedQ1 24: 225 cut or sold outQ2 24: 206 bought or addedQ2 24: 181 cut or sold outQ2 24Q3 24: 177 bought or addedQ3 24: 216 cut or sold outQ4 24: 187 bought or addedQ4 24: 197 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023195274
Q2 2023144249
Q3 2023194197
Q4 2023204220
Q1 2024186225
Q2 2024206181
Q3 2024177216
Q4 2024187197

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 24 calls: $1.5mQ1 24 puts: $31.9kQ1 24P/C 0.02Q2 24 calls: $0Q2 24 puts: $1.5mQ2 24P/C —Q3 24 calls: $315.6kQ3 24 puts: $288.7kQ3 24P/C 0.91Q4 24 calls: $55.9kQ4 24 puts: $14.3kQ4 24P/C 0.26
Numbers
QuarterCallsPutsP/C
Q1 2024$1.5m$31.9k0.02
Q2 2024$0$1.5m—
Q3 2024$315.6k$288.7k0.91
Q4 2024$55.9k$14.3k0.26

Biggest buyers

STATE STREET CORP Added +3,699,547+3.7m
LPL Financial LLC Added +2,495,385+2.5m
Empower Advisory Group, LLC Added +1,725,172+1.7m
JANE STREET GROUP, LLC Added +1,430,896+1.4m
Briaud Financial Planning Inc Added +1,158,315+1.2m
Vident Advisory, LLC New +1,126,423+1.1m
Johnson Financial Group, LLC Added +1,079,488+1.1m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +1,004,748+1.0m
MAI Capital Management New +757,521+757.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +682,199+682.2k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -6,147,659-6.1m
WELLS FARGO & COMPANY/MN Reduced -4,346,791-4.3m
MORGAN STANLEY Reduced -2,689,084-2.7m
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO Reduced -1,394,200-1.4m
FMR LLC Reduced -1,230,989-1.2m
49 WEALTH MANAGEMENT, LLC Reduced -1,172,561-1.2m
BANK OF AMERICA CORP /DE/ Reduced -1,013,704-1.0m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -932,602-932.6k
JPMORGAN CHASE & CO Reduced -819,241-819.2k
BNP PARIBAS FINANCIAL MARKETS Reduced -670,200-670.2k

Biggest calls

CITADEL ADVISORS LLC New $55.9k4.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $14.3k1.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-05-06)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.38% of their portfolio SAN FRANCISCO, CA 121,584,516121.6m $1.6bn $1.6bn 0.38% Reduced -4.3m -4,346,791
2 Empower Advisory Group, LLC 1.23% of their portfolio Greenwood Village, CO 28,109,27828.1m $365.1m $365.1m 1.23% Added +1.7m +1,725,172
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 18,241,66218.2m $237.0m $237.0m 0.02% Reduced -2.7m -2,689,084
4 SigFig Wealth Management, LLC 3.04% of their portfolio SAN FRANCISCO, CA 6,503,1336.5m $84.1m $84.1m 3.04% Added +510.1k +510,072
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 5,342,0325.3m $69.4m $69.4m 0.01% Reduced -1.0m -1,013,704
6 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 5,296,2955.3m $68.8m $68.8m 0.03% Added +2.5m +2,495,385
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 4,286,5594.3m $55.7m $55.7m 0.05% Added +682.2k +682,199
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 4,285,7504.3m $55.7m $55.7m 0.00% Added +3.7m +3,699,547
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 4,027,3954.0m $52.3m $52.3m 0.02% Reduced -299.9k -299,920
10 Briaud Financial Planning Inc 14.87% of their portfolio COLLEGE STATION, TX 2,808,3592.8m $36.5m $36.5m 14.87% Added +1.2m +1,158,315
11 FMR LLC 0.00% of their portfolio BOSTON, MA 2,558,4662.6m $33.2m $33.2m 0.00% Reduced -1.2m -1,230,989
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 2,231,2342.2m $29.0m $29.0m 0.03% Added +1.0m +1,004,748
13 GM Advisory Group, LLC 1.55% of their portfolio MELVILLE, NY 2,155,4042.2m $28.0m $28.0m 1.55% Reduced -59.5k -59,526
14 SCS Capital Management LLC 0.52% of their portfolio BOSTON, MA 1,934,4431.9m $25.1m $25.1m 0.52% Added +33.3k +33,269
15 PARK AVENUE SECURITIES LLC 0.26% of their portfolio NEW YORK, NY 1,927,1331.9m $25.0m $25.0m 0.26% Added +47.0k +46,962
16 Johnson Financial Group, LLC 2.56% of their portfolio Denver, CO 1,682,7381.7m $21.9m $21.9m 2.56% Added +1.1m +1,079,488
17 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 1,469,3101.5m $19.1m $19.1m 0.03% Added +1.4m +1,430,896
18 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 1,405,0001.4m $18.3m $18.3m 0.01% Reduced -670.2k -670,200
19 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.68% of their portfolio BETHESDA, MD 1,317,8001.3m $17.1m $17.1m 0.68% Reduced -1.4m -1,394,200
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,240,3541.2m $16.1m $16.1m 0.00% Reduced -379.3k -379,301
21 Vident Advisory, LLC 0.26% of their portfolio Alpharetta, GA 1,126,4231.1m $14.6m $14.6m 0.26% New
22 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 1,110,5971.1m $14.4m $14.4m 0.03% Added +39.8k +39,809
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 1,107,2491.1m $14.4m $14.4m 0.03% Added +61.7k +61,727
24 New York Life Investment Management LLC 0.14% of their portfolio New York, NY 1,085,9091.1m $14.1m $14.1m 0.14% Reduced -145.5k -145,514
25 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 993,920993.9k $12.9m $12.9m 0.01% Added +335.6k +335,600
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 947,849947.8k $12.3m $12.3m 0.00% Reduced -231.7k -231,656
27 EXENCIAL WEALTH ADVISORS, LLC 0.44% of their portfolio OKLAHOMA CITY, OK 926,605926.6k $12.0m $12.0m 0.44% Reduced -124.7k -124,705
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 907,833907.8k $11.8m $11.8m 0.00% Added +57.3k +57,292
29 Janney Capital Management LLC 0.77% of their portfolio PITTSBURGH, PA 893,339893.3k $11.6m $11.6m 0.77% Reduced -58.9k -58,866
30 Marion Wealth Management 3.03% of their portfolio MONROEVILLE, PA 878,866878.9k $11.4m $11.4m 3.03% Reduced -32.7k -32,748
31 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 878,765878.8k $11.4m $11.4m 0.04% Reduced -5.5k -5,484
32 &PARTNERS 0.13% of their portfolio NASHVILLE, TN 855,770855.8k $11.2m $11.2m 0.13% Added +345.8k +345,765
33 Echo45 Advisors LLC 6.77% of their portfolio WALNUT CREEK, CA 790,202790.2k $10.3m $10.3m 6.77% Reduced -276.9k -276,949
34 MAI Capital Management 0.07% of their portfolio INDEPENDENCE, OH 757,521757.5k $9.8m $9.8m 0.07% New
35 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 705,086705.1k $9.2m $9.2m 0.03% Reduced -631.8k -631,796
36 INTEGRATED CAPITAL MANAGEMENT, INC. 7.05% of their portfolio JESSUP, PA 687,324687.3k $8.9m $8.9m 7.05% Added +30.0k +30,007
37 Bedell Frazier Investment Counselling, LLC 2.12% of their portfolio Walnut Creek, CA 658,519658.5k $8.6m $8.6m 2.12% Added +277.5k +277,489
38 NISA INVESTMENT ADVISORS, LLC 0.03% of their portfolio ST. LOUIS, MO 644,900644.9k $8.4m $8.4m 0.03% New
39 CWM, LLC 0.03% of their portfolio OMAHA, NE 619,294619.3k $8.0m $8.0m 0.03% Added +19.3k +19,345
40 Faithward Advisors, LLC 1.29% of their portfolio LANCASTER, PA 583,459583.5k $7.6m $7.6m 1.29% Added +8.5k +8,549
41 Cambria Investment Management, L.P. 0.46% of their portfolio Manhattan Beach, CA 577,148577.1k $7.5m $7.5m 0.46% Reduced -10.5k -10,529
42 JFG Wealth Management, LLC 1.67% of their portfolio Denver, CO 559,773559.8k $7.3m $7.3m 1.67% Added +276.4k +276,399
43 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 553,929553.9k $7.2m $7.2m 0.01% Added +436.8k +436,806
44 HANCOCK WHITNEY CORP 0.22% of their portfolio GULFPORT, MS 539,345539.3k $7.0m $7.0m 0.22% Added +153.4k +153,359
45 Aspect Partners, LLC 3.71% of their portfolio FAIRFAX, VA 494,930494.9k $6.4m $6.4m 3.71% Added +19.5k +19,535
46 Executive Wealth Management, LLC 0.49% of their portfolio BRIGHTON, MI 480,543480.5k $6.2m $6.2m 0.49% Added +27.9k +27,947
47 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 477,500477.5k $6.2m $6.2m 0.00% Unchanged
48 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.30% of their portfolio Greenbrae, CA 448,538448.5k $5.8m $5.8m 0.30% Added +161.6k +161,560
49 Quent Capital, LLC 0.60% of their portfolio NEW YORK, NY 442,694442.7k $5.8m $5.8m 0.60% Reduced -6.7k -6,737
50 ALM First Financial Advisors, LLC 1.35% of their portfolio DALLAS, TX 439,346439.3k $5.7m $5.7m 1.35% Added +70.5k +70,464
51 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 435,880435.9k $5.7m $5.7m 0.02% Added +126.2k +126,150
52 PATTON FUND MANAGEMENT, INC. 1.11% of their portfolio New York, NY 435,615435.6k $5.7m $5.7m 1.11% Added +7.7k +7,717
53 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 429,548429.5k $5.6m $5.6m 0.09% Added +45.4k +45,354
54 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 397,990398.0k $5.2m $5.2m 0.08% Added +16.6k +16,550
55 3EDGE Asset Management, LP 0.32% of their portfolio Naples, FL 395,280395.3k $5.1m $5.1m 0.32% New
56 Private Harbour Investment Management & Counsel, LLC 5.40% of their portfolio SAGAMORE HILLS, OH 379,314379.3k $4.9m $4.9m 5.40% Reduced -35.6k -35,556
57 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 376,900376.9k $4.9m $4.9m 0.00% Reduced -162.2k -162,191
58 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 372,704372.7k $4.8m $4.8m 0.02% Reduced -21.7k -21,695
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 364,857364.9k $4.7m $4.7m 0.00% Reduced -406.4k -406,402
60 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 362,311362.3k $4.7m $4.7m 0.01% Added +23.5k +23,515
61 Magnus Financial Group LLC 0.45% of their portfolio NEW YORK, NY 361,521361.5k $4.7m $4.7m 0.45% Reduced -520.4k -520,394
62 Ameritas Advisory Services, LLC 0.15% of their portfolio Lincoln, NE 323,731323.7k $4.2m $4.2m 0.15% Added +2.2k +2,195
63 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 321,860321.9k $4.2m $4.2m 0.04% Added +29.1k +29,113
64 Impact Partnership Wealth, LLC 0.84% of their portfolio MARIETTA, GA 318,854318.9k $4.1m $4.1m 0.84% Reduced -76.7k -76,703
65 LFA - Lugano Financial Advisors SA 2.68% of their portfolio LUGANO, V8 315,734315.7k $4.1m $4.1m 2.68% Reduced -1.7k -1,731
66 B. Riley Wealth Advisors, Inc. 0.13% of their portfolio MEMPHIS, TN 298,467298.5k $3.9m $3.9m 0.13% Added +5.3k +5,347
67 Arete Wealth Advisors, LLC 0.28% of their portfolio CHICAGO, IL 295,330295.3k $3.8m $3.8m 0.28% Added +4.6k +4,634
68 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 291,654291.7k $3.8m $3.8m 0.01% Reduced -30.9k -30,866
69 Northeast Financial Group, Inc. 1.44% of their portfolio Allentown, PA 289,789289.8k $3.8m $3.8m 1.44% Added +26.0k +26,032
70 COMERICA BANK 0.01% of their portfolio DALLAS, TX 277,912277.9k $3.6m $3.6m 0.01% Added +617 +617
71 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 277,316277.3k $3.6m $3.6m 0.00% First filing
72 M Wealth Management, LLC 3.07% of their portfolio San Diego, CA 259,108259.1k $3.4m $3.4m 3.07% First filing
73 Summit Global Investments 0.20% of their portfolio BOUNTIFUL, UT 251,841251.8k $3.3m $3.3m 0.20% Added +22 +22
74 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 250,900250.9k $3.3m $3.3m 0.01% Reduced -111.3k -111,300
75 New England Capital Financial Advisors LLC 1.59% of their portfolio MERIDEN, CT 250,748250.7k $3.3m $3.3m 1.59% New
76 OARSMAN CAPITAL, INC. 0.57% of their portfolio MILWAUKEE, WI 250,576250.6k $3.3m $3.3m 0.57% Reduced -26.2k -26,186
77 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 242,347242.3k $3.2m $3.2m 0.02% Added +26.4k +26,404
78 Hilltop Holdings Inc. 0.18% of their portfolio DALLAS, TX 215,058215.1k $2.8m $2.8m 0.18% Added +127.5k +127,459
79 Evolution Wealth Advisors, LLC 0.47% of their portfolio AVENTURA, FL 214,771214.8k $2.8m $2.8m 0.47% Reduced -342.7k -342,695
80 OLYMPUS WEALTH MANAGEMENT, LLC 0.99% of their portfolio COTTONWOOD HEIGHTS, UT 209,946209.9k $2.7m $2.7m 0.99% New
81 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 204,009204.0k $2.7m $2.7m 0.01% Added +14.0k +14,028
82 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 203,351203.4k $2.6m $2.6m 0.07% Added +174.7k +174,670
83 WEALTH MANAGEMENT RESOURCES, INC. 0.94% of their portfolio SMITHFIELD, RI 195,798195.8k $2.5m $2.5m 0.94% Reduced -163.5k -163,535
84 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 194,503194.5k $2.5m $2.5m 0.00% Reduced -819.2k -819,241
85 CIM, LLC 0.36% of their portfolio ALBANY, NY 193,400193.4k $2.5m $2.5m 0.36% Reduced -155.7k -155,716
86 Randall & Associates Wealth Management 2.07% of their portfolio BUTLER, PA 191,827191.8k $2.5m $2.5m 2.07% Reduced -10.4k -10,395
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 183,758183.8k $2.4m $2.4m 0.00% Reduced -4.2k -4,206
88 Plan Group Financial, LLC 1.25% of their portfolio OKLAHOMA CITY, OK 181,563181.6k $2.4m $2.4m 1.25% Added +1.4k +1,365
89 Ausdal Financial Partners, Inc. 0.20% of their portfolio Davenport, IA 181,093181.1k $2.4m $2.4m 0.20% Reduced -70.7k -70,692
90 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 179,816179.8k $2.3m $2.3m 0.07% Reduced -1.1k -1,077
91 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 173,265173.3k $2.3m $2.3m 0.00% Added +44.9k +44,901
92 Penserra Capital Management LLC 0.04% of their portfolio ORINDA, CA 173,034173.0k $2.2m $2.2m 0.04% Added +1.2k +1,244
93 PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC 0.32% of their portfolio MINNEAPOLIS, MN 172,533172.5k $2.2m $2.2m 0.32% First filing
94 Avestar Capital, LLC 0.20% of their portfolio New York, NY 167,624167.6k $2.2m $2.2m 0.20% Added +112.6k +112,624
95 WESBANCO BANK INC 0.07% of their portfolio WHEELING, WV 160,021160.0k $2.1m $2.1m 0.07% Added +2.9k +2,852
96 Innova Wealth Partners 1.30% of their portfolio NEWTOWN, PA 159,212159.2k $2.1m $2.1m 1.30% New
97 Lifeworks Advisors, LLC 0.37% of their portfolio GRAND RAPIDS, MI 159,109159.1k $2.1m $2.1m 0.37% Added +40.2k +40,225
98 Visionary Wealth Advisors 0.11% of their portfolio O'FALLON, IL 148,787148.8k $1.9m $1.9m 0.11% Added +52.4k +52,425
99 Empowered Funds, LLC 0.03% of their portfolio NEWTOWN SQUARE, PA 146,392146.4k $1.9m $1.9m 0.03% New
100 MGO ONE SEVEN LLC 0.07% of their portfolio Beachwood, OH 145,766145.8k $1.9m $1.9m 0.07% Added +13.5k +13,485