INVESCO ACTVELY MNGD ETC FD PDBC
OPTIMUM YIELD · ETP · CUSIP 46090F100
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.99. Options: 2 managers hold calls ($55.9k notional), 2 hold puts ($14.3k).
Trends to Q4 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 440 |
| Q4 2022 | 476 |
| Q1 2023 | 424 |
| Q2 2023 | 396 |
| Q3 2023 | 416 |
| Q4 2023 | 431 |
| Q1 2024 | 394 |
| Q2 2024 | 405 |
| Q3 2024 | 395 |
| Q4 2024 | 414 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2023 | 195 | 274 |
| Q2 2023 | 144 | 249 |
| Q3 2023 | 194 | 197 |
| Q4 2023 | 204 | 220 |
| Q1 2024 | 186 | 225 |
| Q2 2024 | 206 | 181 |
| Q3 2024 | 177 | 216 |
| Q4 2024 | 187 | 197 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2024 | $1.5m | $31.9k | 0.02 |
| Q2 2024 | $0 | $1.5m | — |
| Q3 2024 | $315.6k | $288.7k | 0.91 |
| Q4 2024 | $55.9k | $14.3k | 0.26 |
Biggest buyers
| STATE STREET CORP | Added | +3.7m |
| LPL Financial LLC | Added | +2.5m |
| Empower Advisory Group, LLC | Added | +1.7m |
| JANE STREET GROUP, LLC | Added | +1.4m |
| Briaud Financial Planning Inc | Added | +1.2m |
| Vident Advisory, LLC | New | +1.1m |
| Johnson Financial Group, LLC | Added | +1.1m |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | Added | +1.0m |
| MAI Capital Management | New | +757.5k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +682.2k |
Biggest sellers
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Reduced | -6.1m |
| WELLS FARGO & COMPANY/MN | Reduced | -4.3m |
| MORGAN STANLEY | Reduced | -2.7m |
| LOCKHEED MARTIN INVESTMENT MANAGEMENT CO | Reduced | -1.4m |
| FMR LLC | Reduced | -1.2m |
| 49 WEALTH MANAGEMENT, LLC | Reduced | -1.2m |
| BANK OF AMERICA CORP /DE/ | Reduced | -1.0m |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sold out | -932.6k |
| JPMORGAN CHASE & CO | Reduced | -819.2k |
| BNP PARIBAS FINANCIAL MARKETS | Reduced | -670.2k |
Biggest calls
| CITADEL ADVISORS LLC | New | $55.9k4.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | New | $14.3k1.1k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-05-06)
Holders, Q4 2024
| Manager | Shares | Change |
|---|---|---|
| WELLS FARGO & COMPANY/MN 0.38% of their portfolio | 121.6m $1.6bn | Reduced -4.3m |
| Empower Advisory Group, LLC 1.23% of their portfolio | 28.1m $365.1m | Added +1.7m |
| MORGAN STANLEY 0.02% of their portfolio | 18.2m $237.0m | Reduced -2.7m |
| SigFig Wealth Management, LLC 3.04% of their portfolio | 6.5m $84.1m | Added +510.1k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 5.3m $69.4m | Reduced -1.0m |
| LPL Financial LLC 0.03% of their portfolio | 5.3m $68.8m | Added +2.5m |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio | 4.3m $55.7m | Added +682.2k |
| STATE STREET CORP 0.00% of their portfolio | 4.3m $55.7m | Added +3.7m |
| ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio | 4.0m $52.3m | Reduced -299.9k |
| Briaud Financial Planning Inc 14.87% of their portfolio | 2.8m $36.5m | Added +1.2m |
| FMR LLC 0.00% of their portfolio | 2.6m $33.2m | Reduced -1.2m |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio | 2.2m $29.0m | Added +1.0m |
| GM Advisory Group, LLC 1.55% of their portfolio | 2.2m $28.0m | Reduced -59.5k |
| SCS Capital Management LLC 0.52% of their portfolio | 1.9m $25.1m | Added +33.3k |
| PARK AVENUE SECURITIES LLC 0.26% of their portfolio | 1.9m $25.0m | Added +47.0k |
| Johnson Financial Group, LLC 2.56% of their portfolio | 1.7m $21.9m | Added +1.1m |
| JANE STREET GROUP, LLC 0.03% of their portfolio | 1.5m $19.1m | Added +1.4m |
| BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio | 1.4m $18.3m | Reduced -670.2k |
| LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.68% of their portfolio | 1.3m $17.1m | Reduced -1.4m |
| UBS Group AG 0.00% of their portfolio | 1.2m $16.1m | Reduced -379.3k |
| Vident Advisory, LLC 0.26% of their portfolio | 1.1m $14.6m | New |
| OSAIC HOLDINGS, INC. 0.03% of their portfolio | 1.1m $14.4m | Added +39.8k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio | 1.1m $14.4m | Added +61.7k |
| New York Life Investment Management LLC 0.14% of their portfolio | 1.1m $14.1m | Reduced -145.5k |
| PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio | 993.9k $12.9m | Added +335.6k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 947.8k $12.3m | Reduced -231.7k |
| EXENCIAL WEALTH ADVISORS, LLC 0.44% of their portfolio | 926.6k $12.0m | Reduced -124.7k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 907.8k $11.8m | Added +57.3k |
| Janney Capital Management LLC 0.77% of their portfolio | 893.3k $11.6m | Reduced -58.9k |
| Marion Wealth Management 3.03% of their portfolio | 878.9k $11.4m | Reduced -32.7k |
| M&T Bank Corp 0.04% of their portfolio | 878.8k $11.4m | Reduced -5.5k |
| &PARTNERS 0.13% of their portfolio | 855.8k $11.2m | Added +345.8k |
| Echo45 Advisors LLC 6.77% of their portfolio | 790.2k $10.3m | Reduced -276.9k |
| MAI Capital Management 0.07% of their portfolio | 757.5k $9.8m | New |
| MML INVESTORS SERVICES, LLC 0.03% of their portfolio | 705.1k $9.2m | Reduced -631.8k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 7.05% of their portfolio | 687.3k $8.9m | Added +30.0k |
| Bedell Frazier Investment Counselling, LLC 2.12% of their portfolio | 658.5k $8.6m | Added +277.5k |
| NISA INVESTMENT ADVISORS, LLC 0.03% of their portfolio | 644.9k $8.4m | New |
| CWM, LLC 0.03% of their portfolio | 619.3k $8.0m | Added +19.3k |
| Faithward Advisors, LLC 1.29% of their portfolio | 583.5k $7.6m | Added +8.5k |
| Cambria Investment Management, L.P. 0.46% of their portfolio | 577.1k $7.5m | Reduced -10.5k |
| JFG Wealth Management, LLC 1.67% of their portfolio | 559.8k $7.3m | Added +276.4k |
| HighTower Advisors, LLC 0.01% of their portfolio | 553.9k $7.2m | Added +436.8k |
| HANCOCK WHITNEY CORP 0.22% of their portfolio | 539.3k $7.0m | Added +153.4k |
| Aspect Partners, LLC 3.71% of their portfolio | 494.9k $6.4m | Added +19.5k |
| Executive Wealth Management, LLC 0.49% of their portfolio | 480.5k $6.2m | Added +27.9k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 477.5k $6.2m | Unchanged |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.30% of their portfolio | 448.5k $5.8m | Added +161.6k |
| Quent Capital, LLC 0.60% of their portfolio | 442.7k $5.8m | Reduced -6.7k |
| ALM First Financial Advisors, LLC 1.35% of their portfolio | 439.3k $5.7m | Added +70.5k |
| Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio | 435.9k $5.7m | Added +126.2k |
| PATTON FUND MANAGEMENT, INC. 1.11% of their portfolio | 435.6k $5.7m | Added +7.7k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio | 429.5k $5.6m | Added +45.4k |
| Brookstone Capital Management 0.08% of their portfolio | 398.0k $5.2m | Added +16.6k |
| 3EDGE Asset Management, LP 0.32% of their portfolio | 395.3k $5.1m | New |
| Private Harbour Investment Management & Counsel, LLC 5.40% of their portfolio | 379.3k $4.9m | Reduced -35.6k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 376.9k $4.9m | Reduced -162.2k |
| KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio | 372.7k $4.8m | Reduced -21.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 364.9k $4.7m | Reduced -406.4k |
| Cetera Investment Advisers 0.01% of their portfolio | 362.3k $4.7m | Added +23.5k |
| Magnus Financial Group LLC 0.45% of their portfolio | 361.5k $4.7m | Reduced -520.4k |
| Ameritas Advisory Services, LLC 0.15% of their portfolio | 323.7k $4.2m | Added +2.2k |
| Equitable Holdings, Inc. 0.04% of their portfolio | 321.9k $4.2m | Added +29.1k |
| Impact Partnership Wealth, LLC 0.84% of their portfolio | 318.9k $4.1m | Reduced -76.7k |
| LFA - Lugano Financial Advisors SA 2.68% of their portfolio | 315.7k $4.1m | Reduced -1.7k |
| B. Riley Wealth Advisors, Inc. 0.13% of their portfolio | 298.5k $3.9m | Added +5.3k |
| Arete Wealth Advisors, LLC 0.28% of their portfolio | 295.3k $3.8m | Added +4.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 291.7k $3.8m | Reduced -30.9k |
| Northeast Financial Group, Inc. 1.44% of their portfolio | 289.8k $3.8m | Added +26.0k |
| COMERICA BANK 0.01% of their portfolio | 277.9k $3.6m | Added +617 |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 277.3k $3.6m | First filing |
| M Wealth Management, LLC 3.07% of their portfolio | 259.1k $3.4m | First filing |
| Summit Global Investments 0.20% of their portfolio | 251.8k $3.3m | Added +22 |
| NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio | 250.9k $3.3m | Reduced -111.3k |
| New England Capital Financial Advisors LLC 1.59% of their portfolio | 250.7k $3.3m | New |
| OARSMAN CAPITAL, INC. 0.57% of their portfolio | 250.6k $3.3m | Reduced -26.2k |
| Sanctuary Advisors, LLC 0.02% of their portfolio | 242.3k $3.2m | Added +26.4k |
| Hilltop Holdings Inc. 0.18% of their portfolio | 215.1k $2.8m | Added +127.5k |
| Evolution Wealth Advisors, LLC 0.47% of their portfolio | 214.8k $2.8m | Reduced -342.7k |
| OLYMPUS WEALTH MANAGEMENT, LLC 0.99% of their portfolio | 209.9k $2.7m | New |
| ASSETMARK, INC 0.01% of their portfolio | 204.0k $2.7m | Added +14.0k |
| AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio | 203.4k $2.6m | Added +174.7k |
| WEALTH MANAGEMENT RESOURCES, INC. 0.94% of their portfolio | 195.8k $2.5m | Reduced -163.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 194.5k $2.5m | Reduced -819.2k |
| CIM, LLC 0.36% of their portfolio | 193.4k $2.5m | Reduced -155.7k |
| Randall & Associates Wealth Management 2.07% of their portfolio | 191.8k $2.5m | Reduced -10.4k |
| Creative Planning 0.00% of their portfolio | 183.8k $2.4m | Reduced -4.2k |
| Plan Group Financial, LLC 1.25% of their portfolio | 181.6k $2.4m | Added +1.4k |
| Ausdal Financial Partners, Inc. 0.20% of their portfolio | 181.1k $2.4m | Reduced -70.7k |
| CreativeOne Wealth, LLC 0.07% of their portfolio | 179.8k $2.3m | Reduced -1.1k |
| Cerity Partners LLC 0.00% of their portfolio | 173.3k $2.3m | Added +44.9k |
| Penserra Capital Management LLC 0.04% of their portfolio | 173.0k $2.2m | Added +1.2k |
| PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC 0.32% of their portfolio | 172.5k $2.2m | First filing |
| Avestar Capital, LLC 0.20% of their portfolio | 167.6k $2.2m | Added +112.6k |
| WESBANCO BANK INC 0.07% of their portfolio | 160.0k $2.1m | Added +2.9k |
| Innova Wealth Partners 1.30% of their portfolio | 159.2k $2.1m | New |
| Lifeworks Advisors, LLC 0.37% of their portfolio | 159.1k $2.1m | Added +40.2k |
| Visionary Wealth Advisors 0.11% of their portfolio | 148.8k $1.9m | Added +52.4k |
| Empowered Funds, LLC 0.03% of their portfolio | 146.4k $1.9m | New |
| MGO ONE SEVEN LLC 0.07% of their portfolio | 145.8k $1.9m | Added +13.5k |