Vault-13

FIRST TR NAS100 EQ WEIGHTED QQEW

SHS · ETP · CUSIP 337344105

245 institutional holders +22 vs Q3 2024
10,034,25910.0m shares reported held*
$1.3bnreported value*
21 new 74 added 78 reduced 15 sold out net sold ≈ $39.6m (-317.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($86.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $124.98. Options: 2 managers hold calls ($74.0k notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 154Q4 22: 165Q1 23: 170Q2 23: 199Q3 23: 201Q4 23: 231Q1 24: 227Q2 24: 233Q3 24: 223Q4 24: 245245Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022154
Q4 2022165
Q1 2023170
Q2 2023199
Q3 2023201
Q4 2023231
Q1 2024227
Q2 2024233
Q3 2024223
Q4 2024245

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 79 bought or addedQ1 23: 69 cut or sold outQ2 23: 117 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 81 cut or sold outQ4 23: 119 bought or addedQ4 23: 83 cut or sold outQ4 23Q1 24: 108 bought or addedQ1 24: 97 cut or sold outQ2 24: 89 bought or addedQ2 24: 114 cut or sold outQ2 24Q3 24: 78 bought or addedQ3 24: 113 cut or sold outQ4 24: 95 bought or addedQ4 24: 93 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20237969
Q2 202311747
Q3 202310181
Q4 202311983
Q1 202410897
Q2 202489114
Q3 202478113
Q4 20249593

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ1 24 calls: $731.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $468.5kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $326.2kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $74.0kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$731.0k$00.00
Q2 2024$468.5k$00.00
Q3 2024$326.2k$00.00
Q4 2024$74.0k$00.00

Biggest buyers

Independent Advisor Alliance New +136,909+136.9k
LPL Financial LLC Added +92,847+92.8k
ROYAL BANK OF CANADA Added +53,231+53.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +31,219+31.2k
Geneos Wealth Management Inc. New +29,734+29.7k
Spire Wealth Management New +27,050+27.1k
GTS SECURITIES LLC Added +26,179+26.2k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +9,788+9.8k
CX Institutional Added +9,725+9.7k
STIFEL FINANCIAL CORP Added +7,518+7.5k

Biggest sellers

MORGAN STANLEY Reduced -172,441-172.4k
Good Life Advisors, LLC Reduced -119,705-119.7k
JPMORGAN CHASE & CO Reduced -97,782-97.8k
AIFG Consultants Ltd. Reduced -88,206-88.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -56,256-56.3k
Cambridge Investment Research Advisors, Inc. Reduced -41,090-41.1k
GOLDMAN SACHS GROUP INC Reduced -33,978-34.0k
Private Advisor Group, LLC Reduced -27,953-28.0k
UBS Group AG Reduced -22,097-22.1k
Equitable Holdings, Inc. Reduced -18,550-18.6k

Biggest calls

SIMPLEX TRADING, LLC New $74.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,596,3191.6m $199.5m $199.5m 0.01% Reduced -172.4k -172,441
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,121,3441.1m $140.1m $140.1m 0.03% Reduced -6.8k -6,847
3 RAYMOND JAMES FINANCIAL INC 0.04% of their portfolio ST. PETERSBURG, FL 953,588953.6k $119.2m $119.2m 0.04% First filing
4 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 856,301856.3k $107.0m $107.0m 0.04% Added +92.8k +92,847
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 322,629322.6k $40.3m $40.3m 0.00% Reduced -11.2k -11,154
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 297,311297.3k $37.2m $37.2m 0.01% Reduced -22.1k -22,097
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 285,192285.2k $35.6m $35.6m 0.01% Added +53.2k +53,231
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 201,027201.0k $25.1m $25.1m 0.01% Reduced -4.0k -3,978
9 Gratus Wealth Advisors, LLC 3.87% of their portfolio VIRGINIA BEACH, VA 193,504193.5k $24.2m $24.2m 3.87% Added +1.3k +1,270
10 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 193,207193.2k $24.1m $24.1m 0.04% Added +31.2k +31,219
11 Atlas Private Wealth Advisors 3.33% of their portfolio RED BANK, NJ 187,981188.0k $23.5m $23.5m 3.33% Reduced -4.6k -4,590
12 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 141,390141.4k $17.7m $17.7m 0.02% Added +7.5k +7,518
13 Independent Advisor Alliance 0.23% of their portfolio CHARLOTTE, NC 136,909136.9k $17.1m $17.1m 0.23% New
14 Good Life Advisors, LLC 1.14% of their portfolio READING, PA 125,543125.5k $15.7m $15.7m 1.14% Reduced -119.7k -119,705
15 JP Wealth Management, Inc. 11.06% of their portfolio MT. PLEASANT, SC 120,542120.5k $15.1m $15.1m 11.06% First filing
16 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 119,134119.1k $14.9m $14.9m 0.03% Added +1.9k +1,907
17 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 112,010112.0k $14.0m $14.0m 0.02% Reduced -17.4k -17,357
18 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 102,425102.4k $12.8m $12.8m 0.03% Added +6.0k +5,976
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 101,122101.1k $12.6m $12.6m 0.00% Reduced -97.8k -97,782
20 Strategic Blueprint, LLC 0.68% of their portfolio ATLANTA, GA 90,94490.9k $11.4m $11.4m 0.68% Added +2.8k +2,793
21 Virtus Wealth Solutions LLC 2.64% of their portfolio CRANFORD, NJ 89,81289.8k $11.2m $11.2m 2.64% First filing
22 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 87,73387.7k $11.0m $11.0m 0.02% Added +2.0k +2,037
23 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 87,55087.5k $10.9m $10.9m 0.06% Added +562 +562
24 GTS SECURITIES LLC 0.44% of their portfolio NEW YORK, NY 72,44572.4k $9.0m $9.0m 0.44% Added +26.2k +26,179
25 New England Private Wealth Advisors LLC 1.42% of their portfolio WELLESLEY, MA 71,86871.9k $9.0m $9.0m 1.42% Reduced -4.6k -4,558
26 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 68,06268.1k $8.5m $8.5m 0.03% Added +3.5k +3,524
27 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 66,92666.9k $8.4m $8.4m 0.03% Reduced -41.1k -41,090
28 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 65,84165.8k $8.2m $8.2m 0.10% Added +5.9k +5,855
29 Frisch Financial Group, Inc. 2.48% of their portfolio MELVILLE, NY 65,51365.5k $8.2m $8.2m 2.48% Reduced -571 -571
30 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 63,91663.9k $8.0m $8.0m 0.01% Added +149 +149
31 CX Institutional 0.28% of their portfolio AUBURN, IN 56,49056.5k $7.1m $7.1m 0.28% Added +9.7k +9,725
32 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 56,35556.4k $7.0m $7.0m 0.01% Added +495 +495
33 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 53,40653.4k $6.7m $6.7m 0.06% Reduced -18.6k -18,550
34 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 51,55651.6k $6.4m $6.4m 0.02% Reduced -2.2k -2,236
35 KESTRA PRIVATE WEALTH SERVICES, LLC 0.11% of their portfolio AUSTIN, TX 51,39951.4k $6.4m $6.4m 0.11% Added +3.2k +3,169
36 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,00050.0k $6.2m $6.2m 0.00% Unchanged
37 Darwin Wealth Management, LLC 2.08% of their portfolio TAMPA, FL 49,53449.5k $6.2m $6.2m 2.08% Reduced -2.7k -2,696
38 Davis Investment Partners, LLC 2.45% of their portfolio CHARLOTTE, NC 46,56646.6k $5.8m $5.8m 2.45% Added +880 +880
39 Elios Financial Group Inc. 2.72% of their portfolio WESTLAKE, OH 46,05946.1k $5.8m $5.8m 2.72% Added +221 +221
40 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 45,24245.2k $5.7m $5.7m 0.01% Reduced -2.0k -2,017
41 NTV Asset Management LLC 0.73% of their portfolio Charleston, WV 44,32744.3k $5.5m $5.5m 0.73% Reduced -220 -220
42 Crumly & Associates Inc. 1.48% of their portfolio SPRINGFIELD, IL 43,53743.5k $5.4m $5.4m 1.48% Reduced -2.8k -2,794
43 POM Investment Strategies, LLC 3.93% of their portfolio RALEIGH, NC 41,79141.8k $5.2m $5.2m 3.93% Added +996 +996
44 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 40,37540.4k $5.0m $5.0m 0.00% Added +2.4k +2,389
45 Stenger Family Office, LLC 1.71% of their portfolio Naperville, IL 40,16640.2k $5.0m $5.0m 1.71% First filing
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 37,83137.8k $4.7m $4.7m 0.01% Reduced -56.3k -56,256
47 Vestmark Advisory Solutions, Inc. 0.16% of their portfolio Wakefield, MA 37,49037.5k $4.7m $4.7m 0.16% Added +379 +379
48 Shakespeare Wealth Management, LLC 1.17% of their portfolio Pewaukee, WI 34,84034.8k $4.4m $4.4m 1.17% Reduced -1.5k -1,539
49 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 33,29333.3k $4.2m $4.2m 0.02% Reduced -17 -17
50 CHOREO, LLC 0.06% of their portfolio ROCKFORD, IL 31,31131.3k $3.9m $3.9m 0.06% Reduced -1.0k -1,044
51 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 29,73429.7k $3.7m $3.7m 0.13% New
52 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 29,70329.7k $3.7m $3.7m 0.02% Reduced -2.0k -1,975
53 Prospera Financial Services Inc 0.08% of their portfolio Dallas, TX 28,22428.2k $3.5m $3.5m 0.08% Reduced -4.3k -4,280
54 Spire Wealth Management 0.10% of their portfolio MCLEAN, VA 27,05027.1k $3.4m $3.4m 0.10% New
55 COZAD ASSET MANAGEMENT INC 0.30% of their portfolio CHAMPAIGN, IL 25,76525.8k $3.2m $3.2m 0.30% Reduced -114 -114
56 GUARDIAN WEALTH ADVISORS, LLC / NC 0.22% of their portfolio RALEIGH, NC 22,50822.5k $2.8m $2.8m 0.22% Added +678 +678
57 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 22,33522.3k $2.8m $2.8m 0.02% Reduced -1.0k -1,014
58 Clear Creek Financial Management, LLC 0.29% of their portfolio SILVERDALE, WA 21,81121.8k $2.7m $2.7m 0.29% Added +3.8k +3,757
59 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 21,63621.6k $2.7m $2.7m 0.09% Added +984 +984
60 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 21,10321.1k $2.6m $2.6m 0.01% Reduced -28.0k -27,953
61 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 19,99120.0k $2.5m $2.5m 0.02% Reduced -551 -551
62 Baker Avenue Asset Management, LP 0.07% of their portfolio SAN FRANCISCO, CA 19,26619.3k $2.4m $2.4m 0.07% Added +239 +239
63 Sowell Financial Services LLC 0.13% of their portfolio NORTH LITTLE ROCK, AR 19,26519.3k $2.4m $2.4m 0.13% Added +1.7k +1,670
64 Kraft, Davis & Associates, LLC 0.66% of their portfolio St. Louis, MO 17,37217.4k $2.3m $2.3m 0.66% Added +888 +888
65 MARSHALL INVESTMENT MANAGEMENT, LLC 1.28% of their portfolio LITTLETON, CO 17,26617.3k $2.2m $2.2m 1.28% First filing
66 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 17,10117.1k $2.1m $2.1m 0.02% Added +4.9k +4,944
67 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 16,25016.2k $2.0m $2.0m 0.00% Reduced -34.0k -33,978
68 Luken Investment Analytics, LLC 0.89% of their portfolio BRENTWOOD, TN 15,34115.3k $1.9m $1.9m 0.89% Added +320 +320
69 IronBridge Private Wealth, LLC 0.70% of their portfolio Austin, TX 15,29315.3k $1.9m $1.9m 0.70% Reduced -981 -981
70 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 14,89914.9k $1.9m $1.9m 0.00% Reduced -79 -79
71 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 14,17514.2k $1.8m $1.8m 0.00% Added +6.0k +5,955
72 BURKE & HERBERT BANK & TRUST CO 0.41% of their portfolio ALEXANDRIA, VA 13,75313.8k $1.7m $1.7m 0.41% Unchanged
73 Arkadios Wealth Advisors 0.09% of their portfolio ATLANTA, GA 13,62913.6k $1.7m $1.7m 0.09% Added +1.3k +1,251
74 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 13,57913.6k $1.7m $1.7m 0.06% Added +88 +88
75 Secure Asset Management, LLC 0.26% of their portfolio Troy, MI 13,55313.6k $1.7m $1.7m 0.26% Added +579 +579
76 COMERICA BANK 0.01% of their portfolio DALLAS, TX 13,51513.5k $1.7m $1.7m 0.01% Added +65 +65
77 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 13,02313.0k $1.6m $1.6m 0.02% Unchanged
78 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 12,86712.9k $1.6m $1.6m 0.02% Reduced -81 -81
79 Richard W. Paul & Associates, LLC 0.57% of their portfolio NOVI, MI 12,55212.6k $1.6m $1.6m 0.57% Reduced -1.0k -1,025
80 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 12,53612.5k $1.6m $1.6m 0.01% Reduced -166 -166
81 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 12,52412.5k $1.6m $1.6m 0.02% Added +1.0k +1,001
82 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 12,26012.3k $1.5m $1.5m 0.03% Reduced -301 -301
83 Bawa N Mallick Trust 0.66% of their portfolio FOREST HILLS, NY 12,00012.0k $1.5m $1.5m 0.66% First filing
84 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 11,30011.3k $1.4m $1.4m 0.00% Reduced -300 -300
85 Gateway Wealth Partners, LLC 0.37% of their portfolio APPLETON, WI 11,29811.3k $1.4m $1.4m 0.37% Added +123 +123
86 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 11,01511.0k $1.4m $1.4m 0.04% Reduced -6.6k -6,621
87 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 10,93910.9k $1.4m $1.4m 0.01% Added +484 +484
88 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,31610.3k $1.3m $1.3m 0.00% Reduced -1.3k -1,311
89 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 10,17210.2k $1.3m $1.3m 0.02% Reduced -1.1k -1,125
90 Sachetta, LLC 0.49% of their portfolio LYNNFIELD, MA 9,9389.9k $1.2m $1.2m 0.49% Reduced -524 -524
91 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,8739.9k $1.2m $1.2m 0.00% Added +495 +495
92 Dana Investment Advisors, Inc. 0.04% of their portfolio BROOKFIELD, WI 9,8729.9k $1.2m $1.2m 0.04% Reduced -173 -173
93 WealthBridge Capital Management, LLC 0.34% of their portfolio WESTERVILLE, OH 9,8049.8k $1.2m $1.2m 0.34% Reduced -509 -509
94 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.10% of their portfolio ORLANDO, FL 9,7889.8k $1.2m $1.2m 0.10% New
95 Ausdal Financial Partners, Inc. 0.11% of their portfolio Davenport, IA 9,7839.8k $1.2m $1.2m 0.11% Reduced -31 -31
96 Generali Investments, Management Co LLC 0.32% of their portfolio LJUBLJANA, 2A 9,7609.8k $1.2m $1.2m 0.32% First filing
97 Moors & Cabot, Inc. 0.06% of their portfolio BOSTON, MA 9,7489.7k $1.2m $1.2m 0.06% Added +1.6k +1,626
98 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,1859.2k $1.1m $1.1m 0.00% Added +2.2k +2,187
99 AIFG Consultants Ltd. 1.87% of their portfolio HALFMOON, NY 9,1799.2k $1.1m $1.1m 1.87% Reduced -88.2k -88,206
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,9128.9k $1.1m $1.1m 0.00% Reduced -727 -727