Vault-13

FIRST TR EXCHNG TRADED FD VI UCON

TCW UNCONSTRAI · ETP · CUSIP 33740F888

301 institutional holders +43 vs Q3 2024
113,735,271113.7m shares reported held*
$2.8bnreported value*
32 new 141 added 90 reduced 12 sold out net bought ≈ $223.5m (+9.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.65.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 172Q4 22: 184Q1 23: 186Q2 23: 185Q3 23: 198Q4 23: 214Q1 24: 221Q2 24: 243Q3 24: 258Q4 24: 301301Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022172
Q4 2022184
Q1 2023186
Q2 2023185
Q3 2023198
Q4 2023214
Q1 2024221
Q2 2024243
Q3 2024258
Q4 2024301

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 94 bought or addedQ1 23: 106 cut or sold outQ2 23: 113 bought or addedQ2 23: 82 cut or sold outQ2 23Q3 23: 130 bought or addedQ3 23: 66 cut or sold outQ4 23: 137 bought or addedQ4 23: 78 cut or sold outQ4 23Q1 24: 144 bought or addedQ1 24: 77 cut or sold outQ2 24: 166 bought or addedQ2 24: 76 cut or sold outQ2 24Q3 24: 175 bought or addedQ3 24: 78 cut or sold outQ4 24: 173 bought or addedQ4 24: 102 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202394106
Q2 202311382
Q3 202313066
Q4 202313778
Q1 202414477
Q2 202416676
Q3 202417578
Q4 2024173102

Biggest buyers

LPL Financial LLC Added +1,644,378+1.6m
BANK OF AMERICA CORP /DE/ Added +972,637+972.6k
WELLS FARGO & COMPANY/MN Added +921,134+921.1k
UBS Group AG Added +917,332+917.3k
Focus Partners Wealth Added +777,096+777.1k
HARBOUR INVESTMENTS, INC. Added +536,285+536.3k
First Heartland Consultants, Inc. Added +508,476+508.5k
AMERIPRISE FINANCIAL INC Added +491,135+491.1k
Cerity Partners LLC New +475,594+475.6k
Wagner Wealth Management, LLC Added +345,506+345.5k

Biggest sellers

JPMORGAN CHASE & CO Reduced -713,520-713.5k
Ocean Park Asset Management, LLC Sold out -659,633-659.6k
Pitti Group Wealth Management, LLC Sold out -348,616-348.6k
Christopher J. Hasenberg, Inc Reduced -283,882-283.9k
RENAISSANCE TECHNOLOGIES LLC Reduced -280,010-280.0k
Mach-1 Financial Group, LLC Reduced -263,565-263.6k
Philip James Wealth Mangement, LLC Reduced -159,051-159.1k
Regal Investment Advisors LLC Sold out -137,939-137.9k
Mutual Advisors, LLC Reduced -135,565-135.6k
CoreCap Advisors, LLC Reduced -134,203-134.2k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 11,963,59612.0m $294.9m $294.9m 0.12% Added +1.6m +1,644,378
2 UBS Group AG 0.05% of their portfolio ZURICH, V8 8,788,1088.8m $216.6m $216.6m 0.05% Added +917.3k +917,332
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,233,6677.2m $178.3m $178.3m 0.01% Added +36.1k +36,078
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,827,0544.8m $119.0m $119.0m 0.01% Added +972.6k +972,637
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 4,211,3074.2m $103.8m $103.8m 0.02% Added +921.1k +921,134
6 HARBOUR INVESTMENTS, INC. 2.81% of their portfolio MADISON, WI 3,975,3704.0m $98.0m $98.0m 2.81% Added +536.3k +536,285
7 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,200,4333.2m $78.9m $78.9m 0.02% Added +182.4k +182,381
8 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 3,110,9073.1m $76.7m $76.7m 0.02% Added +491.1k +491,135
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,826,0612.8m $69.7m $69.7m 0.02% Added +149.2k +149,181
10 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 2,141,8382.1m $52.8m $52.8m 0.07% Added +81.3k +81,319
11 Wagner Wealth Management, LLC 13.08% of their portfolio GREENVILLE, SC 2,057,3592.1m $50.7m $50.7m 13.08% Added +345.5k +345,506
12 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 1,982,3162.0m $48.9m $48.9m 0.08% Added +169.5k +169,535
13 Aptus Capital Advisors, LLC 0.55% of their portfolio FAIRHOPE, AL 1,858,3381.9m $45.8m $45.8m 0.55% Added +339.0k +339,001
14 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,837,6041.8m $45.3m $45.3m 0.02% First filing
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,778,9241.8m $43.9m $43.9m 0.00% Reduced -713.5k -713,520
16 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,516,0801.5m $37.4m $37.4m 0.08% Reduced -68.5k -68,528
17 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,431,9091.4m $35.3m $35.3m 0.05% Added +80.9k +80,901
18 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 1,390,0801.4m $34.3m $34.3m 0.04% Added +777.1k +777,096
19 Apollon Wealth Management, LLC 0.78% of their portfolio MOUNT PLEASANT, SC 1,378,8061.4m $34.0m $34.0m 0.78% Added +77.3k +77,279
20 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 1,251,0641.3m $30.8m $30.8m 0.06% Added +226.7k +226,748
21 IFP Advisors, Inc 0.98% of their portfolio TAMPA, FL 1,216,8191.2m $30.0m $30.0m 0.98% Added +48.4k +48,391
22 Morling Financial Advisors, LLC 10.28% of their portfolio FREMONT, CA 1,196,1771.2m $29.5m $29.5m 10.28% Added +44.2k +44,152
23 Csenge Advisory Group 1.57% of their portfolio CLEARWATER, FL 1,174,4221.2m $28.9m $28.9m 1.57% Reduced -20.3k -20,313
24 Rehmann Capital Advisory Group 1.52% of their portfolio LANSING, MI 973,906973.9k $24.0m $24.0m 1.52% Added +51.6k +51,637
25 Bensler, LLC 2.76% of their portfolio Bellevue, WA 941,719941.7k $23.2m $23.2m 2.76% Added +54.8k +54,838
26 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 931,686931.7k $23.0m $23.0m 0.08% Reduced -123.3k -123,262
27 Dynamic Advisor Solutions LLC 0.97% of their portfolio PHOENIX, AZ 910,388910.4k $22.4m $22.4m 0.97% Added +69.0k +68,954
28 EdgeRock Capital LLC 14.14% of their portfolio DENVER, CO 874,983875.0k $21.6m $21.6m 14.14% Reduced -25.4k -25,356
29 PARK NATIONAL CORP /OH/ 0.76% of their portfolio NEWARK, OH 843,002843.0k $20.8m $20.8m 0.76% Added +129.8k +129,836
30 Integrated Wealth Concepts LLC 0.23% of their portfolio WALTHAM, MA 803,335803.3k $19.8m $19.8m 0.23% Reduced -8.6k -8,588
31 Larson Financial Group LLC 1.00% of their portfolio ST LOUIS, MO 784,985785.0k $19.3m $19.3m 1.00% Reduced -64.2k -64,210
32 Commonwealth Financial Services, LLC 3.52% of their portfolio VIENNA, WV 727,741727.7k $17.9m $17.9m 3.52% Added +422 +422
33 TruWealth Advisors, LLC 1.07% of their portfolio Metairie, LA 721,532721.5k $17.8m $17.8m 1.07% Added +5.9k +5,898
34 Cyndeo Wealth Partners, LLC 1.14% of their portfolio ST. PETERSBURG, FL 685,111685.1k $16.9m $16.9m 1.14% Added +22.7k +22,724
35 KESTRA PRIVATE WEALTH SERVICES, LLC 0.28% of their portfolio AUSTIN, TX 664,856664.9k $16.4m $16.4m 0.28% Added +30.3k +30,297
36 Capital Investment Advisory Services, LLC 1.54% of their portfolio RALEIGH, NC 647,956648.0k $16.0m $16.0m 1.54% Added +130 +130
37 First Heartland Consultants, Inc. 1.52% of their portfolio LAKE ST. LOUIS, MO 602,108602.1k $14.8m $14.8m 1.52% Added +508.5k +508,476
38 Nova Wealth Management, Inc. 11.90% of their portfolio BONITA SPRINGS, FL 557,203557.2k $13.7m $13.7m 11.90% First filing
39 Great Point Wealth Advisors, LLC 2.98% of their portfolio BOSTON, MA 552,647552.6k $13.6m $13.6m 2.98% Added +32.5k +32,534
40 Navalign, LLC 3.95% of their portfolio ENCINO, CA 544,746544.7k $13.4m $13.4m 3.95% Added +22.6k +22,611
41 Holos Integrated Wealth LLC 8.61% of their portfolio KENNETT SQUARE, PA 511,029511.0k $12.6m $12.6m 8.61% First filing
42 Prospera Financial Services Inc 0.28% of their portfolio Dallas, TX 483,656483.7k $11.9m $11.9m 0.28% Added +158.9k +158,924
43 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 480,404480.4k $11.8m $11.8m 0.06% Added +30.4k +30,364
44 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 475,594475.6k $11.7m $11.7m 0.03% New
45 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 459,680459.7k $11.3m $11.3m 0.01% Added +35.0k +35,030
46 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 441,580441.6k $10.9m $10.9m 0.06% Added +14.5k +14,455
47 Mariner, LLC 0.02% of their portfolio Overland Park, KS 438,238438.2k $10.8m $10.8m 0.02% Added +5.1k +5,144
48 Financial Futures Ltd Liability Co. 6.11% of their portfolio BRIELLE, NJ 436,820436.8k $10.8m $10.8m 6.11% Added +1.5k +1,517
49 SlateStone Wealth, LLC 1.05% of their portfolio JUPITER, FL 434,490434.5k $10.7m $10.7m 1.05% Reduced -23.6k -23,550
50 Prasad Wealth Partners, LLC 3.39% of their portfolio INDEPENDENCE, OH 425,223425.2k $10.5m $10.5m 3.39% First filing
51 Walkner Condon Financial Advisors LLC 2.12% of their portfolio MADISON, WI 423,582423.6k $10.4m $10.4m 2.12% Reduced -29.8k -29,772
52 Perennial Investment Advisors, LLC 1.22% of their portfolio Los Angeles, CA 419,106419.1k $10.3m $10.3m 1.22% Added +161.8k +161,783
53 Boyce & Associates Wealth Consulting, Inc. 10.45% of their portfolio CEDAR PARK, TX 418,970419.0k $10.3m $10.3m 10.45% Added +36.4k +36,355
54 Etesian Wealth Advisors, Inc. 4.46% of their portfolio West Linn, OR 409,485409.5k $10.1m $10.1m 4.46% Added +44.6k +44,598
55 Chicago Partners Investment Group LLC 0.33% of their portfolio CHICAGO, IL 399,580399.6k $9.8m $9.8m 0.33% Added +17.2k +17,205
56 Visionary Wealth Advisors 0.58% of their portfolio O'FALLON, IL 398,629398.6k $9.8m $9.8m 0.58% Added +102.7k +102,727
57 &PARTNERS 0.12% of their portfolio NASHVILLE, TN 395,435395.4k $9.7m $9.7m 0.12% Added +22.1k +22,105
58 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 393,330393.3k $9.7m $9.7m 0.09% Added +18.7k +18,658
59 Darwin Wealth Management, LLC 3.14% of their portfolio TAMPA, FL 379,516379.5k $9.4m $9.4m 3.14% Reduced -67.5k -67,544
60 Western Wealth Management, LLC 0.49% of their portfolio GOLDEN, CO 372,138372.1k $9.2m $9.2m 0.49% Added +3.4k +3,407
61 Certified Advisory Corp 0.96% of their portfolio ALTAMONTE SPRINGS, FL 358,304358.3k $8.8m $8.8m 0.96% Added +18.0k +18,008
62 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 353,682353.7k $8.7m $8.7m 0.05% Added +42 +42
63 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 345,376345.4k $8.5m $8.5m 0.08% Added +54.8k +54,797
64 Philip James Wealth Mangement, LLC 1.10% of their portfolio MILTON, GA 344,411344.4k $8.5m $8.5m 1.10% Reduced -159.1k -159,051
65 McCarthy & Cox 2.94% of their portfolio MARYSVILLE, OH 343,269343.3k $8.5m $8.5m 2.94% New
66 FAGAN ASSOCIATES, INC. 1.32% of their portfolio TROY, NY 337,658337.7k $8.3m $8.3m 1.32% Added +192.0k +192,014
67 First Pacific Financial 1.90% of their portfolio VANCOUVER, WA 331,739331.7k $8.2m $8.2m 1.90% Reduced -2.1k -2,112
68 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 327,625327.6k $8.1m $8.1m 0.02% Reduced -81.7k -81,720
69 VICUS CAPITAL 0.71% of their portfolio STATE COLLEGE, PA 324,059324.1k $8.0m $8.0m 0.71% Added +8.3k +8,274
70 XML Financial, LLC 0.71% of their portfolio BETHESDA, MD 316,235316.2k $7.8m $7.8m 0.71% Added +16.6k +16,610
71 Ameritas Advisory Services, LLC 0.27% of their portfolio Lincoln, NE 314,947314.9k $7.8m $7.8m 0.27% Reduced -15.7k -15,686
72 Tolleson Wealth Management, Inc. 1.58% of their portfolio DALLAS, TX 313,088313.1k $7.7m $7.7m 1.58% Reduced -29.3k -29,284
73 Beaumont Financial Advisors, LLC 0.56% of their portfolio NEEDHAM, MA 300,169300.2k $7.4m $7.4m 0.56% Added +16.4k +16,410
74 N.E.W. Advisory Services LLC 0.69% of their portfolio DE PERE, WI 292,891292.9k $7.2m $7.2m 0.69% Added +211.4k +211,414
75 Goldstone Financial Group, LLC 1.12% of their portfolio OAKBROOK TERRACE, IL 290,514290.5k $7.2m $7.2m 1.12% Added +75.9k +75,928
76 MATHER GROUP, LLC. 0.09% of their portfolio CHICAGO, IL 283,922283.9k $7.0m $7.0m 0.09% Added +919 +919
77 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 277,756277.8k $6.8m $6.8m 0.04% Added +139.9k +139,927
78 Independent Advisor Alliance 0.09% of their portfolio CHARLOTTE, NC 275,431275.4k $6.8m $6.8m 0.09% New
79 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 273,632273.6k $6.7m $6.7m 0.01% Reduced -48.6k -48,575
80 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 262,241262.2k $6.5m $6.5m 0.01% Reduced -12.8k -12,849
81 Bleakley Financial Group, LLC 0.19% of their portfolio PARSIPPANY, NJ 260,834260.8k $6.4m $6.4m 0.19% Reduced -12.0k -11,992
82 Good Life Advisors, LLC 0.46% of their portfolio READING, PA 259,004259.0k $6.4m $6.4m 0.46% Added +243.2k +243,204
83 Siligmueller & Norvid Wealth Advisors LLC 2.67% of their portfolio GLEN ELLYN, IL 253,863253.9k $6.3m $6.3m 2.67% First filing
84 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 253,391253.4k $6.2m $6.2m 0.01% Added +9.6k +9,590
85 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 253,265253.3k $6.2m $6.2m 0.02% Added +10.2k +10,234
86 Geneos Wealth Management Inc. 0.21% of their portfolio ENGLEWOOD, CO 248,912248.9k $6.1m $6.1m 0.21% Added +23.4k +23,420
87 GSG Advisors LLC 1.87% of their portfolio MOUNT LAUREL, NJ 241,136241.1k $5.9m $5.9m 1.87% Added +4.3k +4,251
88 Sigma Planning Corp 0.18% of their portfolio ANN ARBOR, MI 238,372238.4k $5.9m $5.9m 0.18% Reduced -3.8k -3,806
89 PFG Advisors 0.36% of their portfolio Phoenix, AZ 238,156238.2k $5.9m $5.9m 0.36% Added +27.1k +27,121
90 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 232,743232.7k $5.7m $5.7m 0.02% Reduced -6.4k -6,448
91 Lunt Capital Management, Inc. 2.16% of their portfolio HOLLADAY, UT 225,014225.0k $5.5m $5.5m 2.16% Added +96.7k +96,667
92 TWIN PEAKS WEALTH ADVISORS, LLC 2.31% of their portfolio SAN FRANCISCO, CA 221,200221.2k $5.5m $5.5m 2.31% Reduced -1.3k -1,260
93 CoreCap Advisors, LLC 0.25% of their portfolio SOUTHFIELD, MI 219,201219.2k $5.4m $5.4m 0.25% Reduced -134.2k -134,203
94 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.07% of their portfolio TOKYO, M0 216,240216.2k $5.3m $5.3m 0.07% Added +131.5k +131,534
95 O'Connor Financial Group LLC 2.78% of their portfolio QUINCY, IL 215,537215.5k $5.3m $5.3m 2.78% Added +10.4k +10,357
96 Total Clarity Wealth Management, Inc. 1.69% of their portfolio ST. CHARLES, IL 211,339211.3k $5.2m $5.2m 1.69% Reduced -78.5k -78,532
97 BEACON FINANCIAL GROUP 0.55% of their portfolio DALLAS, TX 206,216206.2k $5.1m $5.1m 0.55% Reduced -13.3k -13,251
98 Spectrum Wealth Advisory Group, LLC 2.38% of their portfolio GRANITE BAY, CA 204,388204.4k $5.0m $5.0m 2.38% Added +80.4k +80,416
99 Entruity Wealth, LLC 4.98% of their portfolio BAKERSFIELD, CA 203,674203.7k $5.0m $5.0m 4.98% First filing
100 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 194,863194.9k $4.8m $4.8m 0.02% Added +47.4k +47,388