Marshall & Sterling Wealth Advisors Inc.

POUGHKEEPSIE, NY · CIK 2056315 · 13F filing filed 2026-07-21

SEC-registered investment adviser since 2013 · corporation

Assets managed$1.6bn
Staff15 · 9 in investment roles
Main clients (by assets)Pension plans 74%, Individuals 12%, High net worth individuals 10%
Form ADV · 2026-05-12SEC adviser record

Kindinstitutions
Others nearbyPoughkeepsie, NY, Kingston, NY

As an employer

Offices in1 country

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

City	Country	People
Poughkeepsie, NY (main office)United States	United States	about 8
Kingston, NYUnited States	United States	1

US visa salary filings

Filings FY20251
Median salary offered$171,912
Middle half$171,912 – $171,912
Job titles1

Job title	Filings	Median	Range
Portfolio ManagerPoughkeepsie, NY	1	$171,912

Source: US Department of Labor, Labor Condition Application disclosure data (certified, full-time, yearly equivalent). These are the salaries the employer committed to pay the visa roles it filed for, at least the prevailing wage for the job and place; they are not the pay of all its staff. Filed by: Marshall & Sterling Wealth Advisors, Inc..

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.

$168.9m reported value +10.5% vs Q1 2026

339positions

43.7%in top 10

13 new 109 added 51 reduced 18 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	154,193	$12.7m7.55%	7.55%	Added +4.6k	+4,593 3.1%
2	WISDOMTREE TR US QTLY DIV GRT DGRW	DGRW	128,005	$12.2m7.25%	7.25%	Added +8.6k	+8,601 7.2%
3	NEOS ETF TRUST NEOS S&P 500 HI SPYI	SPYI	192,330	$10.2m6.05%	6.05%	Added +19.8k	+19,845 11.5%
4	FIDELITY COVINGTON TRUST HIGH DIVID ETF FDVV	FDVV	107,749	$6.5m3.85%	3.85%	Added +2.4k	+2,449 2.3%
5	VANGUARD WORLD FD INF TECH ETF VGT	VGT	47,930	$5.7m3.39%	3.39%	Reduced -12.4k	-12,406 -20.6%
6	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	26,923	$5.7m3.39%	3.39%	Added +22.2k	+22,238 474.7%
7	ISHARES TR MSCI USA QUALITY GARP	GARP	63,815	$5.3m3.12%	3.12%	Reduced -5.7k	-5,702 -8.2%
8	VANGUARD INDEX FDS MID CAP ETF VO	VO	65,306	$5.3m3.12%	3.12%	Added +5.8k	+5,846 9.8%
9	INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV RWK	RWK	34,972	$5.1m3.03%	3.03%	Added +1.0k	+1,005 3.0%
10	LISTED FDS TR SWAN HEDGED EQTY HEGD	HEGD	189,652	$5.1m2.99%	2.99%	Added +37.9k	+37,911 25.0%
11	TORTOISE CAPITAL SERIES TRUS NORTH AMRCN PIPE TPYP	TPYP	107,250	$4.5m2.66%	2.66%	Added +7.0k	+7,021 7.0%
12	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	47,651	$4.1m2.43%	2.43%	Reduced -2.6k	-2,575 -5.1%
13	INVESCO EXCH TRADED FD TR II S&P INTL MOMNT IDMO	IDMO	63,204	$3.8m2.26%	2.26%	Reduced -3.2k	-3,207 -4.8%
14	ISHARES TR 7-10 YR TRSY BD IEF	IEF	38,958	$3.7m2.18%	2.18%	Added +6.3k	+6,306 19.3%
15	NEOS ETF TRUST RUSS 2000 HI ETF IWMI	IWMI	57,258	$3.1m1.81%	1.81%	Added +8.6k	+8,593 17.7%
16	INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL RSPU	RSPU	37,648	$3.1m1.81%	1.81%	Reduced -1.5k	-1,509 -3.9%
17	SPDR INDEX SHS FDS EURO STOXX 50 FEZ	FEZ	43,002	$3.0m1.75%	1.75%	Added +6.9k	+6,918 19.2%
18	RBB FD INC US TREASY 2 YR UTWO	UTWO	59,825	$2.9m1.70%	1.70%	Added +712	+712 1.2%
19	INVESCO ACTIVELY MANAGED EXC MSCI EAFE IN ETF EFAA	EFAA	45,938	$2.6m1.52%	1.52%	Added +7.5k	+7,459 19.4%
20	ISHARES TR US AER DEF ETF ITA	ITA	10,335	$2.5m1.48%	1.48%	Added +930	+930 9.9%
21	J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA HELO	HELO	33,238	$2.2m1.33%	1.33%	Reduced -23.4k	-23,382 -41.3%
22	APPLE INC COM AAPL	AAPL	7,045	$2.0m1.21%	1.21%	Reduced -102	-102 -1.4%
23	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	6,710	$1.9m1.12%	1.12%	Added +309	+309 4.8%
24	RBB FD INC US TREAS 3 MNTH TBIL	TBIL	35,320	$1.8m1.04%	1.04%	Added +312	+312 0.9%
25	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2,198	$1.6m0.97%	0.97%	Added +285	+285 14.9%
26	HARBOR ETF TRUST HARBOR COMMODITY HGER	HGER	55,725	$1.6m0.97%	0.97%	Added +14.0k	+13,993 33.5%
27	VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH	VCSH	18,645	$1.5m0.87%	0.87%	Added +738	+738 4.1%
28	VANGUARD MALVERN FDS STRM INFPROIDX VTIP	VTIP	27,730	$1.4m0.82%	0.82%	Added +24.7k	+24,730 824.3%
29	NORFOLK SOUTHN CORP COM NSC	NSC	4,361	$1.4m0.81%	0.81%	Unchanged
30	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	2,736	$1.4m0.81%	0.81%	Reduced -10	-10 -0.4%
31	RBB FD INC US TREASRY 12 MT OBIL	OBIL	27,152	$1.4m0.80%	0.80%	Added +141	+141 0.5%
32	ISHARES TR ISHARES SEMICDTR SOXX	SOXX	1,961	$1.3m0.74%	0.74%	Reduced -177	-177 -8.3%
33	NVIDIA CORPORATION COM NVDA	NVDA	6,124	$1.2m0.73%	0.73%	Added +2.7k	+2,652 76.4%
34	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	1,583	$1.2m0.69%	0.69%	Added +252	+252 18.9%
35	ISHARES TR 1 3 YR TREAS BD SHY	SHY	13,459	$1.1m0.65%	0.65%	Added +119	+119 0.9%
36	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	4,654	$1.1m0.65%	0.65%	Reduced -2.3k	-2,315 -33.2%
37	INNOVATOR ETFS TRUST QUITY MANAGD FLR SFLR	SFLR	27,985	$1.1m0.64%	0.64%	Reduced -3.2k	-3,219 -10.3%
38	RBB FD INC US TRSRY 6 MNTH XBIL	XBIL	21,432	$1.1m0.63%	0.63%	Added +251	+251 1.2%
39	MICROSOFT CORP COM MSFT	MSFT	2,830	$1.1m0.63%	0.63%	Added +150	+150 5.6%
40	NUSHARES ETF TR NUVEEN ESG LRGCP NULG	NULG	7,648	$895.2k0.53%	0.53%	Reduced -425	-425 -5.3%
41	PROCTER AND GAMBLE CO COM PG	PG	6,031	$884.4k0.52%	0.52%	Added +1	+1 0.0%
42	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	1,049	$800.5k0.47%	0.47%	Reduced -112	-112 -9.7%
43	GLOBAL X FDS ARTIFICIAL ETF AIQ	AIQ	12,020	$788.7k0.47%	0.47%	Added +1.5k	+1,506 14.3%
44	AMAZON COM INC COM AMZN	AMZN	3,151	$751.0k0.44%	0.44%	Added +132	+132 4.4%
45	AMGEN INC COM AMGN	AMGN	2,071	$750.1k0.44%	0.44%	Added +177	+177 9.3%
46	PACER FDS TR METAURUS CAP 400 QDPL	QDPL	14,583	$657.3k0.39%	0.39%	Reduced -8.4k	-8,355 -36.4%
47	EATON CORP PLC SHS ETN	ETN	1,521	$648.0k0.38%	0.38%	Added +27	+27 1.8%
48	HOME DEPOT INC COM HD	HD	1,829	$645.2k0.38%	0.38%	Added +339	+339 22.8%
49	ARISTA NETWORKS INC COM SHS ANET	ANET	3,790	$643.8k0.38%	0.38%	Added +142	+142 3.9%
50	AMERICAN EXPRESS CO COM AXP	AXP	1,840	$622.5k0.37%	0.37%	Added +281	+281 18.0%
51	BROADCOM INC COM AVGO	AVGO	1,612	$608.8k0.36%	0.36%	Added +3	+3 0.2%
52	ALPHABET INC CAP STK CL A GOOGL	GOOGL	1,639	$585.7k0.35%	0.35%	Added +15	+15 0.9%
53	VANGUARD INDEX FDS VALUE ETF VTV	VTV	2,656	$578.8k0.34%	0.34%	Added +1.1k	+1,078 68.3%
54	FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF CIBR	CIBR	6,414	$576.3k0.34%	0.34%	Reduced -2.9k	-2,880 -31.0%
55	COSTCO WHSL CORP NEW COM COST	COST	613	$573.8k0.34%	0.34%	Added +61	+61 11.1%
56	LOCKHEED MARTIN CORP COM LMT	LMT	1,125	$573.1k0.34%	0.34%	Added +212	+212 23.2%
57	WASTE MGMT INC DEL COM WM	WM	2,567	$572.1k0.34%	0.34%	Added +337	+337 15.1%
58	BALCHEM CORP COM BCPC	BCPC	3,375	$570.2k0.34%	0.34%	Unchanged
59	NUVEEN N Y MUN VALUE FD COM NNY	NNY	64,849	$566.8k0.34%	0.34%	Added +3.2k	+3,236 5.2%
60	ETF SER SOLUTIONS DEFIANCE QUANTUM QTUM	QTUM	3,385	$559.8k0.33%	0.33%	Added +258	+258 8.2%
61	WORLD GOLD TR SPDR GLD MINIS GLDM	GLDM	6,895	$547.6k0.32%	0.32%	Reduced -278	-278 -3.9%
62	ISHARES TR EXPND TEC SC ETF IGM	IGM	3,169	$518.3k0.31%	0.31%	Added +406	+406 14.7%
63	RIO TINTO PLC SPONSORED ADR RIO	RIO	5,438	$516.2k0.31%	0.31%	Added +1.3k	+1,283 30.9%
64	CBOE GLOBAL MKTS INC COM CBOE	CBOE	2,120	$514.4k0.30%	0.30%	Reduced -30	-30 -1.4%
65	MCKESSON CORP COM MCK	MCK	655	$495.2k0.29%	0.29%	Added +147	+147 28.9%
66	VANECK ETF TRUST MRNGSTR WDE MOAT MOAT	MOAT	4,693	$487.9k0.29%	0.29%	Reduced -64.5k	-64,451 -93.2%
67	ABRDN GLOBAL PREMIER PPTYS F COM SH BEN INT AWP	AWP	40,510	$479.6k0.28%	0.28%	Reduced -377	-377 -0.9%
68	COHEN & STEERS TOTAL RETURN COM RFI	RFI	40,718	$460.9k0.27%	0.27%	Added +609	+609 1.5%
69	SELECT SECTOR SPDR TR RL EST SEL SEC XLRE	XLRE	10,430	$459.2k0.27%	0.27%	Reduced -157	-157 -1.5%
70	COHEN & STEERS QUALITY INCOM COM RQI	RQI	37,128	$457.0k0.27%	0.27%	Reduced -2.2k	-2,213 -5.6%
71	ABBVIE INC COM ABBV	ABBV	1,760	$442.8k0.26%	0.26%	Added +133	+133 8.2%
72	SPDR SERIES TRUST ST STR SP TELCO XTL	XTL	1,793	$407.8k0.24%	0.24%	New
73	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	2,070	$394.5k0.23%	0.23%	Added +1.9k	+1,860 885.7%
74	ALPHABET INC CAP STK CL C GOOG	GOOG	1,018	$359.8k0.21%	0.21%	Unchanged
75	NUSHARES ETF TR NUVEEN ESG SMLCP NUSC	NUSC	6,732	$350.9k0.21%	0.21%	Reduced -207	-207 -3.0%
76	CONOCOPHILLIPS COM COP	COP	3,356	$348.9k0.21%	0.21%	Unchanged
77	ISHARES TR ESG AW MSCI EAFE ESGD	ESGD	3,328	$342.2k0.20%	0.20%	Added +808	+808 32.1%
78	BANK NEW YORK MELLON CORP COM BNY	BNY	2,365	$341.9k0.20%	0.20%	Unchanged
79	VANECK ETF TRUST MORTGAGE REIT MORT	MORT	32,936	$341.2k0.20%	0.20%	Added +590	+590 1.8%
80	ISHARES TR RUS MID CAP ETF IWR	IWR	3,042	$335.6k0.20%	0.20%	Unchanged
81	SCHWAB CHARLES CORP COM SCHW	SCHW	3,536	$326.3k0.19%	0.19%	Added +559	+559 18.8%
82	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	4,513	$321.5k0.19%	0.19%	Added +2.9k	+2,861 173.2%
83	WISDOMTREE TR US S CAP QTY DIV DGRS	DGRS	5,407	$320.9k0.19%	0.19%	Reduced -2.8k	-2,788 -34.0%
84	JPMORGAN CHASE & CO COM JPM	JPM	980	$320.7k0.19%	0.19%	Reduced -8	-8 -0.8%
85	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	1,377	$302.2k0.18%	0.18%	Reduced -61	-61 -4.2%
86	ISHARES TR ESG SELECT SCRE XJH	XJH	5,449	$284.2k0.17%	0.17%	Added +61	+61 1.1%
87	PHILLIPS 66 COM PSX	PSX	1,639	$277.1k0.16%	0.16%	Unchanged
88	GLOBAL X FDS DEFENSE TECH ETF SHLD	SHLD	4,624	$276.1k0.16%	0.16%	Reduced -19.9k	-19,856 -81.1%
89	EXXON MOBIL CORP COM XOM	XOM	1,958	$267.7k0.16%	0.16%	Unchanged
90	STRYKER CORPORATION COM SYK	SYK	814	$256.4k0.15%	0.15%	Added +207	+207 34.1%
91	PROSHARES TR PSHS ULTRA TECH ROM	ROM	1,645	$255.4k0.15%	0.15%	Unchanged
92	CATERPILLAR INC COM CAT	CAT	211	$224.4k0.13%	0.13%	Added +1	+1 0.5%
93	UNITED PARCEL SERVICE INC CL B UPS	UPS	1,976	$212.4k0.13%	0.13%	Unchanged
94	COMMUNITY FINANCIAL SYSTEM I COM CBU	CBU	3,000	$201.4k0.12%	0.12%	Unchanged
95	ISHARES TR MSCI USA MIN VOL USMV	USMV	1,933	$186.5k0.11%	0.11%	Reduced -517	-517 -21.1%
96	ISHARES TR RUS 1000 VAL ETF IWD	IWD	755	$183.0k0.11%	0.11%	Reduced -24	-24 -3.1%
97	SCHWAB STRATEGIC TR US TIPS ETF SCHP	SCHP	6,903	$182.9k0.11%	0.11%	Added +80	+80 1.2%
98	ISHARES TR RUSSELL 2000 ETF IWM	IWM	586	$176.1k0.10%	0.10%	Unchanged
99	ISHARES TR 0-5 YR TIPS ETF STIP	STIP	1,663	$169.9k0.10%	0.10%	Added +31	+31 1.9%
100	PACER FDS TR US CASH COWS 100 COWZ	COWZ	2,711	$168.6k0.10%	0.10%	Reduced -80	-80 -2.9%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		404	$182.3k404 shares
SELECT SECTOR SPDR TR XLU	XLU	614	$28.2k614 shares
SMUCKER J M CO SJM	SJM	258	$24.9k258 shares
SELECT SECTOR SPDR TR XLF	XLF	75	$3.7k75 shares
COLGATE PALMOLIVE CO CL	CL	40	$3.4k40 shares
ISHARES TR IHI	IHI	60	$3.2k60 shares
SKYWATER TECHNOLOGY INC		100	$2.7k100 shares
LAM RESEARCH CORP LRCX	LRCX	11	$2.4k11 shares
SELECT SECTOR SPDR TR XLI	XLI	12	$1.9k12 shares
MONDELEZ INTL INC MDLZ	MDLZ	24	$1.4k24 shares
WISDOMTREE TR WCLD	WCLD	44	$1.2k44 shares
PENTAIR PLC PNR	PNR	13	$1.2k13 shares
FIRST TR EXCHANGE-TRADED FD FCTR	FCTR	31	$1.1k31 shares
LULULEMON ATHLETICA INC LULU	LULU	6	$9196 shares
APPLIED DIGITAL CORP APLD	APLD	25	$59425 shares
ELLINGTON FINANCIAL INC EFC	EFC	35	$40935 shares
PACER FDS TR CALF	CALF	6	$2776 shares
KRAFT HEINZ CO KHC	KHC	9	$2069 shares