Vault-13

NEOS ETF TRUST IWMI

RUSS 2000 HI ETF · ETP · CUSIP 78433H634

111 institutional holders +25 vs Q1 2026
3,378,8543.4m shares reported held*
$180.7mreported value*
35 new 54 added 11 reduced 7 sold out net bought ≈ $48.5m (+906.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($780.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $53.49. Options: 3 managers hold calls ($4.2m notional), 3 hold puts ($2.9m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q2 24: 2Q3 24: 11Q4 24: 19Q1 25: 23Q2 25: 35Q3 25: 42Q4 25: 61Q1 26: 86Q2 26: 111111Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q2 20242
Q3 202411
Q4 202419
Q1 202523
Q2 202535
Q3 202542
Q4 202561
Q1 202686
Q2 2026111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 10 bought or addedQ3 24: 0 cut or sold outQ4 24: 16 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 8 cut or sold outQ2 25: 24 bought or addedQ2 25: 9 cut or sold outQ2 25Q3 25: 35 bought or addedQ3 25: 10 cut or sold outQ4 25: 46 bought or addedQ4 25: 16 cut or sold outQ4 25Q1 26: 69 bought or addedQ1 26: 13 cut or sold outQ2 26: 89 bought or addedQ2 26: 18 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024100
Q4 2024164
Q1 2025178
Q2 2025249
Q3 20253510
Q4 20254616
Q1 20266913
Q2 20268918

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $603.6kQ4 25 puts: $292.1kQ4 25P/C 0.48Q1 26 calls: $2.4mQ1 26 puts: $644.6kQ1 26P/C 0.27Q2 26 calls: $4.2mQ2 26 puts: $2.9mQ2 26P/C 0.68
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$603.6k$292.1k0.48
Q1 2026$2.4m$644.6k0.27
Q2 2026$4.2m$2.9m0.68

Biggest buyers

LPL Financial LLC Added +175,595+175.6k
UBS Group AG New +92,263+92.3k
Private Advisor Group, LLC Added +89,813+89.8k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Added +82,285+82.3k
Owen LaRue, LLC Added +55,237+55.2k
ROYAL BANK OF CANADA Added +46,995+47.0k
HERBST GROUP, LLC New +31,151+31.2k
INSIGNEO ADVISORY SERVICES, LLC New +29,700+29.7k
OLD MISSION CAPITAL LLC Added +26,481+26.5k
STIFEL FINANCIAL CORP Added +25,944+25.9k

Biggest sellers

JANE STREET GROUP, LLC Sold out -107,022-107.0k
MML INVESTORS SERVICES, LLC Reduced -13,672-13.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold out -6,685-6.7k
HRT FINANCIAL LP Sold out -6,327-6.3k
Cresset Asset Management, LLC Reduced -4,392-4.4k
Brookwood Investment Group LLC Reduced -3,837-3.8k
Gateway Wealth Partners, LLC Reduced -3,747-3.7k
Sound Income Strategies, LLC Sold out -1,725-1.7k
Foguth Wealth Management, LLC. Reduced -1,248-1.2k
STEPHENS INC /AR/ Reduced -1,050-1.1k

Biggest calls

CITADEL ADVISORS LLC Added $2.3m43.3k shares
JANE STREET GROUP, LLC Reduced $1.1m19.8k shares
Belvedere Trading LLC New $845.6k15.8k shares

Biggest puts

JANE STREET GROUP, LLC Added $1.5m28.5k shares
CITADEL ADVISORS LLC New $1.3m24.9k shares
Belvedere Trading LLC New $5.4k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 739,510739.5k $39.6m $39.6m 0.01% Added +175.6k +175,595
2 MADDEN SECURITIES Corp 3.91% of their portfolio DALLAS, TX 263,232263.2k $14.1m $14.1m 3.91% Added +109 +109
3 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.40% of their portfolio LEAWOOD, KS 175,355175.4k $9.4m $9.4m 1.40% Added +82.3k +82,285
4 Gradient Investments LLC 0.12% of their portfolio ARDEN HILLS, MN 165,461165.5k $8.9m $8.9m 0.12% Added +1.3k +1,255
5 Cascade Wealth Advisors, Inc 2.66% of their portfolio WENATCHEE, WA 124,435124.4k $6.6m $6.6m 2.66% Reduced -23 -23
6 Farther Finance Advisors, LLC 0.05% of their portfolio SAN FRANCISCO, CA 116,283116.3k $6.2m $6.2m 0.05% Added +14.2k +14,244
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 99,23899.2k $5.3m $5.3m 0.00% Added +47.0k +46,995
8 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 94,46794.5k $5.1m $5.1m 0.02% Added +89.8k +89,813
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 92,26392.3k $4.9m $4.9m 0.00% New
10 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 89,38289.4k $4.8m $4.8m 0.00% Added +25.9k +25,944
11 Owen LaRue, LLC 1.51% of their portfolio ELIZABETHTOWN, KY 81,07281.1k $4.3m $4.3m 1.51% Added +55.2k +55,237
12 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 70,42070.4k $3.8m $3.8m 0.01% Reduced -13.7k -13,672
13 Palacios Wealth Management, LLC 1.96% of their portfolio ORMOND BEACH, FL 62,10062.1k $3.3m $3.3m 1.96% Added +3.6k +3,623
14 Garden State Investment Advisory Services LLC 0.63% of their portfolio Red Bank, NJ 60,32560.3k $3.2m $3.2m 0.63% Added +16.8k +16,765
15 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 60,00360.0k $3.2m $3.2m 0.04% Added +13.8k +13,769
16 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 59,82859.8k $3.2m $3.2m 0.00% Added +6.5k +6,516
17 Marshall & Sterling Wealth Advisors Inc. 1.81% of their portfolio POUGHKEEPSIE, NY 57,25857.3k $3.1m $3.1m 1.81% Added +8.6k +8,593
18 Independence Wealth Advisors, LLC 1.47% of their portfolio INDEPENDENCE, OH 54,71054.7k $2.9m $2.9m 1.47% Added +7.0k +6,957
19 Moran Wealth Management, LLC 0.06% of their portfolio NAPLES, FL 42,15242.2k $2.3m $2.3m 0.06% Added +10.0k +10,036
20 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 38,83838.8k $2.1m $2.1m 0.05% Added +26.5k +26,481
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 36,37636.4k $1.9m $1.9m 0.00% Added +23.5k +23,487
22 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 35,85335.9k $1.9m $1.9m 0.04% Added +6.9k +6,853
23 Capital Investment Advisory Services, LLC 0.11% of their portfolio RALEIGH, NC 33,15733.2k $1.8m $1.8m 0.11% Added +3.6k +3,650
24 High Net Worth Advisory Group LLC 0.36% of their portfolio NAPLES, FL 31,25831.3k $1.7m $1.7m 0.36% Added +110 +110
25 HERBST GROUP, LLC 0.91% of their portfolio WESTPORT, CT 31,15131.2k $1.7m $1.7m 0.91% New
26 INSIGNEO ADVISORY SERVICES, LLC 0.06% of their portfolio MIAMI, FL 29,70029.7k $1.6m $1.6m 0.06% New
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,71127.7k $1.5m $1.5m 0.00% Added +16.3k +16,264
28 Brookwood Investment Group LLC 0.16% of their portfolio PHOENIX, AZ 26,25626.3k $1.4m $1.4m 0.16% Reduced -3.8k -3,837
29 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 26,21526.2k $1.4m $1.4m 0.03% Added +2.8k +2,793
30 Wellington Grp LLC 0.37% of their portfolio INDIANAPOLIS, IN 25,77725.8k $1.4m $1.4m 0.37% Added +23.2k +23,155
31 FSA Advisors, Inc. 0.61% of their portfolio TROY, MI 24,91624.9k $1.3m $1.3m 0.61% Added +4.3k +4,350
32 SEAVIEW INVESTMENT MANAGERS LLC 0.38% of their portfolio MIAMI, FL 23,88723.9k $1.3m $1.3m 0.38% Added +8.0k +7,977
33 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 23,61323.6k $1.3m $1.3m 0.01% Added +7.7k +7,691
34 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 23,07723.1k $1.2m $1.2m 0.00% Added +2.4k +2,436
35 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 22,88522.9k $1.2m $1.2m 0.01% Reduced -1.1k -1,050
36 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 20,29120.3k $1.1m $1.1m 0.04% Added +8.4k +8,418
37 NFSG Corp 0.12% of their portfolio BOCA RATON, FL 18,39118.4k $984.3k $984.3k 0.12% Added +1.9k +1,931
38 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 15,54115.5k $808.8k $808.8k 0.01% New
39 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 15,54115.5k $808.8k $808.8k 0.01% New
40 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 15,48515.5k $828.8k $828.8k 0.01% Unchanged
41 ENTREWEALTH, LLC 0.29% of their portfolio AUSTIN, TX 15,00015.0k $791.0k $791.0k 0.29% New
42 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 14,54214.5k $778.3k $778.3k 0.01% Added +1.6k +1,616
43 SeaCrest Wealth Management, LLC 0.09% of their portfolio PURCHASE, NY 14,50014.5k $776.0k $776.0k 0.09% Added +3.5k +3,500
44 Gateway Wealth Partners, LLC 0.05% of their portfolio APPLETON, WI 14,44514.4k $773.1k $773.1k 0.05% Reduced -3.7k -3,747
45 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 13,33213.3k $713.5k $713.5k 0.03% Added +104 +104
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,60412.6k $674.6k $674.6k 0.00% New
47 Navis Wealth Advisors, LLC 0.25% of their portfolio RYE BROOK, NY 12,51212.5k $669.6k $669.6k 0.25% New
48 PSI Advisors, LLC 0.16% of their portfolio TAMPA, FL 12,50812.5k $669.4k $669.4k 0.16% Added +7.4k +7,426
49 Walkner Condon Financial Advisors LLC 0.07% of their portfolio MADISON, WI 11,29011.3k $604.2k $604.2k 0.07% Added +5.4k +5,445
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,27511.3k $603.4k $603.4k 0.00% New
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,04111.0k $590.9k $590.9k 0.00% New
52 WORLD EQUITY GROUP, INC. 0.13% of their portfolio SCHAUMBURG, IL 10,59010.6k $566.9k $566.9k 0.13% Added +722 +722
53 Vann Equity Management LLC 0.34% of their portfolio PLANO, TX 10,49910.5k $561.9k $561.9k 0.34% Added +1.9k +1,873
54 IFG Advisory, LLC 0.02% of their portfolio ATLANTA, GA 10,23910.2k $548.0k $548.0k 0.02% New
55 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 8,9378.9k $478.3k $478.3k 0.02% Added +552 +552
56 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 8,4108.4k $450.1k $450.1k 0.00% New
57 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 8,1018.1k $433.6k $433.6k 0.01% Added +814 +814
58 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,6877.7k $411.4k $411.4k 0.00% New
59 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 7,5637.6k $404.8k $404.8k 0.00% Reduced -4.4k -4,392
60 Quantum Private Wealth, LLC 0.10% of their portfolio TAMPA, FL 7,2267.2k $386.7k $386.7k 0.10% Added +226 +226
61 Naviter Wealth, LLC 0.03% of their portfolio LITTLE ROCK, AR 6,7226.7k $359.8k $359.8k 0.03% Reduced -942 -942
62 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 6,5406.5k $350.0k $350.0k 0.00% Reduced -239 -239
63 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,1426.1k $328.7k $328.7k 0.00% Added +445 +445
64 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 6,1006.1k $326.5k $326.5k 0.03% Added +1.3k +1,300
65 Quotient Wealth Partners, LLC 0.01% of their portfolio DALLAS, TX 5,8835.9k $314.9k $314.9k 0.01% New
66 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 5,6315.6k $301.4k $301.4k 0.02% Added +4.4k +4,420
67 Virtue Capital Management, LLC 0.04% of their portfolio BRENTWOOD, TN 5,0015.0k $267.7k $267.7k 0.04% New
68 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 5,0005.0k $267.6k $267.6k 0.00% New
69 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 4,7424.7k $253.8k $253.8k 0.00% Unchanged
70 Advisory Advocates, LLC 0.20% of their portfolio GRAND RAPIDS, MI 4,4394.4k $237.6k $237.6k 0.20% New
71 Foguth Wealth Management, LLC. 0.03% of their portfolio BRIGHTON, MI 4,3184.3k $227.1k $227.1k 0.03% Reduced -1.2k -1,248
72 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 4,3004.3k $230.1k $230.1k 0.01% New
73 CAP Partners, LLC 0.11% of their portfolio FRANKLIN, TN 4,2984.3k $230.0k $230.0k 0.11% New
74 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,2504.2k $227.5k $227.5k 0.00% Added +850 +850
75 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 4,1904.2k $224.2k $224.2k 0.00% New
76 Laird Norton Wetherby Trust Company, LLC 0.00% of their portfolio Seattle, WA 4,0004.0k $214.1k $214.1k 0.00% New
77 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 3,9403.9k $210.9k $210.9k 0.00% New
78 FINANCIAL MANAGEMENT NETWORK INC 0.03% of their portfolio MISSION VIEJO, CA 3,9113.9k $206.8k $206.8k 0.03% New
79 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 3,6373.6k $194.7k $194.7k 0.00% New
80 ANGELES WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANTA MONICA, CA 2,8152.8k $150.7k $150.7k 0.01% New
81 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 1,9011.9k $101.5k $101.5k 0.01% Unchanged
82 STANCE CAPITAL LLC 0.03% of their portfolio BOSTON, MA 1,8731.9k $100.2k $100.2k 0.03% New
83 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,7621.8k $94.3k $94.3k 0.00% New
84 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,7451.7k $93.4k $93.4k 0.00% New
85 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 1,5511.6k $83.0k $83.0k 0.00% Added +69 +69
86 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,4361.4k $76.9k $76.9k 0.00% Added +59 +59
87 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,4021.4k $75.0k $75.0k 0.00% Added +948 +948
88 Founders Financial Alliance, LLC 0.01% of their portfolio RALEIGH, NC 1,3461.3k $72.1k $72.1k 0.01% Added +229 +229
89 Luminist Capital LLC 0.07% of their portfolio GRAND RAPIDS, MI 1,2011.2k $64.3k $64.3k 0.07% New
90 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,1751.2k $62.9k $62.9k 0.00% Unchanged
91 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1,1521.2k $61.7k $61.7k 0.00% Reduced -948 -948
92 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 650650 $34.7k $34.7k 0.00% Added +650 +650
93 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 618618 $33.1k $33.1k 0.00% New
94 IMA Advisory Services, Inc. 0.00% of their portfolio DENVER, CO 600600 $32.1k $32.1k 0.00% New
95 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 520520 $27.8k $27.8k 0.00% Added +20 +20
96 SHP Wealth Management 0.00% of their portfolio PLYMOUTH, MA 491491 $26.3k $26.3k 0.00% New
97 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 475475 $25.4k $25.4k 0.00% Unchanged
98 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 332332 $17.7k $17.7k 0.00% Added +122 +122
99 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 296296 $16.0k $16.0k 0.00% New
100 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 266266 $14.2k $14.2k 0.00% Added +54 +54