Vault-13

NEOS ETF TRUST SPYI

NEOS S&P 500 HI · ETP · CUSIP 78433H303

448 institutional holders +53 vs Q1 2026
33,342,44333.3m shares reported held*
$1.8bnreported value*
84 new 255 added 71 reduced 24 sold out net bought ≈ $315.9m (+6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($941.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $53.07. Options: 7 managers hold calls ($36.0m notional), 4 hold puts ($26.2m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 2Q4 22: 4Q1 23: 4Q2 23: 15Q3 23: 30Q4 23: 62Q1 24: 84Q2 24: 112Q3 24: 136Q4 24: 170Q1 25: 194Q2 25: 236Q3 25: 297Q4 25: 353Q1 26: 395Q2 26: 448448Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20222
Q4 20224
Q1 20234
Q2 202315
Q3 202330
Q4 202362
Q1 202484
Q2 2024112
Q3 2024136
Q4 2024170
Q1 2025194
Q2 2025236
Q3 2025297
Q4 2025353
Q1 2026395
Q2 2026448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 24: 105 bought or addedQ3 24: 32 cut or sold outQ4 24: 127 bought or addedQ4 24: 31 cut or sold outQ4 24Q1 25: 137 bought or addedQ1 25: 56 cut or sold outQ2 25: 182 bought or addedQ2 25: 52 cut or sold outQ2 25Q3 25: 228 bought or addedQ3 25: 58 cut or sold outQ4 25: 263 bought or addedQ4 25: 69 cut or sold outQ4 25Q1 26: 284 bought or addedQ1 26: 92 cut or sold outQ2 26: 339 bought or addedQ2 26: 95 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202410532
Q4 202412731
Q1 202513756
Q2 202518252
Q3 202522858
Q4 202526369
Q1 202628492
Q2 202633995

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 25 calls: $10.6mQ3 25 puts: $8.6mQ3 25P/C 0.81Q4 25 calls: $17.5mQ4 25 puts: $9.1mQ4 25P/C 0.52Q1 26 calls: $17.3mQ1 26 puts: $15.8mQ1 26P/C 0.91Q2 26 calls: $36.0mQ2 26 puts: $26.2mQ2 26P/C 0.73
Numbers
QuarterCallsPutsP/C
Q3 2025$10.6m$8.6m0.81
Q4 2025$17.5m$9.1m0.52
Q1 2026$17.3m$15.8m0.91
Q2 2026$36.0m$26.2m0.73

Biggest buyers

LPL Financial LLC Added +955,685+955.7k
Howard Capital Management, LLC Added +473,145+473.1k
MML INVESTORS SERVICES, LLC Added +385,600+385.6k
RAYMOND JAMES FINANCIAL INC Added +276,341+276.3k
ENVESTNET ASSET MANAGEMENT INC Added +273,777+273.8k
Cetera Investment Advisers Added +245,334+245.3k
Cambridge Investment Research Advisors, Inc. Added +232,967+233.0k
Baker Avenue Asset Management, LP New +192,104+192.1k
ROYAL BANK OF CANADA Added +182,846+182.8k
Legacy Capital Wealth Partners, LLC New +125,918+125.9k

Biggest sellers

TWO SIGMA INVESTMENTS, LP Reduced -314,100-314.1k
Foguth Wealth Management, LLC. Reduced -203,308-203.3k
Orion Porfolio Solutions, LLC Reduced -103,349-103.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -97,642-97.6k
Massar Capital Management, LP Sold out -82,483-82.5k
SG Americas Securities, LLC Sold out -75,000-75.0k
LEE JOHNSON CAPITAL MANAGEMENT, LLC Reduced -45,394-45.4k
PFG Advisors Reduced -34,955-35.0k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -31,070-31.1k
Triad Wealth Partners, LLC Reduced -21,695-21.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.2m230.4k shares
JANE STREET GROUP, LLC Added $11.7m219.8k shares
CITADEL ADVISORS LLC Added $7.7m144.8k shares
Belvedere Trading LLC New $2.7m50.0k shares
IMC-Chicago, LLC Reduced $1.2m21.8k shares
GROUP ONE TRADING LLC Reduced $339.8k6.4k shares
UBS Group AG New $239.5k4.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $17.8m335.0k shares
CITADEL ADVISORS LLC Added $7.1m133.6k shares
JANE STREET GROUP, LLC Added $1.3m25.1k shares
Belvedere Trading LLC New $5.3k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 5,257,3565.3m $279.1m $279.1m 0.06% Added +955.7k +955,685
2 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,244,3371.2m $66.1m $66.1m 0.01% Added +182.8k +182,846
3 Gradient Investments LLC 0.79% of their portfolio ARDEN HILLS, MN 1,080,5811.1m $57.4m $57.4m 0.79% Added +44.2k +44,174
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,033,6641.0m $54.9m $54.9m 0.01% Added +97.2k +97,236
5 Foguth Wealth Management, LLC. 6.10% of their portfolio BRIGHTON, MI 1,010,9991.0m $53.6m $53.6m 6.10% Reduced -203.3k -203,308
6 Howard Capital Management, LLC 0.63% of their portfolio Alpharetta, GA 998,615998.6k $53.0m $53.0m 0.63% Added +473.1k +473,145
7 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 882,849882.8k $46.9m $46.9m 0.10% Added +385.6k +385,600
8 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 782,148782.1k $41.5m $41.5m 0.04% Added +245.3k +245,334
9 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 736,415736.4k $39.1m $39.1m 0.01% Added +276.3k +276,341
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 709,315709.3k $37.7m $37.7m 0.01% Added +273.8k +273,777
11 Private Advisor Group, LLC 0.17% of their portfolio MORRISTOWN, NJ 685,569685.6k $36.4m $36.4m 0.17% Added +85.4k +85,436
12 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 671,989672.0k $35.7m $35.7m 0.03% Reduced -16.9k -16,850
13 MADDEN SECURITIES Corp 7.85% of their portfolio DALLAS, TX 532,284532.3k $28.3m $28.3m 7.85% Reduced -4.1k -4,082
14 Second Half Financial Partners, LLC 8.81% of their portfolio SEBRING, FL 404,802404.8k $21.5m $21.5m 8.81% Unchanged
15 Merit Financial Group, LLC 0.13% of their portfolio ALPHARETTA, GA 387,889387.9k $20.6m $20.6m 0.13% Added +6.5k +6,495
16 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 378,984379.0k $20.1m $20.1m 0.02% Added +233.0k +232,967
17 Cascade Wealth Advisors, Inc 7.30% of their portfolio WENATCHEE, WA 335,192335.2k $18.2m $18.2m 7.30% Reduced -5.2k -5,227
18 Aventura Private Wealth, LLC 4.90% of their portfolio AVENTURA, FL 300,791300.8k $16.0m $16.0m 4.90% Added +22.6k +22,613
19 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 279,886279.9k $14.9m $14.9m 0.15% Added +62.2k +62,218
20 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 279,801279.8k $14.9m $14.9m 0.05% Added +56.4k +56,387
21 Farther Finance Advisors, LLC 0.11% of their portfolio SAN FRANCISCO, CA 275,302275.3k $14.6m $14.6m 0.11% Added +13.3k +13,329
22 Summit Financial, LLC 0.16% of their portfolio PARSIPPANY, NJ 269,510269.5k $14.3m $14.3m 0.16% Added +36.0k +35,998
23 URS Advisory LLC 7.75% of their portfolio JUPITER, FL 262,126262.1k $13.9m $13.9m 7.75% Reduced -6.3k -6,292
24 Capital Investment Advisory Services, LLC 0.81% of their portfolio RALEIGH, NC 246,423246.4k $13.1m $13.1m 0.81% Added +16.8k +16,780
25 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 228,907228.9k $12.2m $12.2m 0.06% Added +25.5k +25,481
26 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.74% of their portfolio LEAWOOD, KS 220,325220.3k $11.7m $11.7m 1.74% Added +62.3k +62,251
27 Ausdal Financial Partners, Inc. 0.45% of their portfolio Davenport, IA 214,677214.7k $11.4m $11.4m 0.45% Added +11.6k +11,550
28 Marshall & Sterling Wealth Advisors Inc. 6.05% of their portfolio POUGHKEEPSIE, NY 192,330192.3k $10.2m $10.2m 6.05% Added +19.8k +19,845
29 Baker Avenue Asset Management, LP 0.19% of their portfolio SAN FRANCISCO, CA 192,104192.1k $10.2m $10.2m 0.19% New
30 INDEPENDENT FINANCIAL GROUP, LLC 0.19% of their portfolio SAN DIEGO, CA 190,508190.5k $10.1m $10.1m 0.19% Added +16.8k +16,788
31 Centurion Wealth Management LLC 2.40% of their portfolio Mclean, VA 189,234189.2k $10.0m $10.0m 2.40% Reduced -21.3k -21,280
32 HUB Investment Partners, LLC 0.18% of their portfolio AUSTIN, TX 184,923184.9k $9.8m $9.8m 0.18% Added +23.1k +23,089
33 Indivisible Partners 0.54% of their portfolio CLEARWATER, FL 180,638180.6k $9.6m $9.6m 0.54% Reduced -4.0k -3,990
34 Sentinel Advisory Group, LLC 3.78% of their portfolio MIDDLETON, WI 174,303174.3k $9.3m $9.3m 3.78% Added +22.5k +22,499
35 MGO ONE SEVEN LLC 0.15% of their portfolio Beachwood, OH 174,104174.1k $9.2m $9.2m 0.15% Added +5.8k +5,776
36 Steele Capital Management, Inc. 0.34% of their portfolio DUBUQUE, IA 173,620173.6k $9.2m $9.2m 0.34% Added +11.7k +11,707
37 Apollon Wealth Management, LLC 0.11% of their portfolio MOUNT PLEASANT, SC 163,661163.7k $8.7m $8.7m 0.11% Added +18.4k +18,370
38 Ameritas Advisory Services, LLC 0.17% of their portfolio Lincoln, NE 162,264162.3k $8.6m $8.6m 0.17% Added +99.1k +99,146
39 Chung Wu Investment Group, LLC 5.48% of their portfolio SUGAR LAND, TX 157,085157.1k $8.3m $8.3m 5.48% Added +14.2k +14,195
40 Teamwork Financial Advisors, LLC 0.78% of their portfolio San Antonio, TX 156,863156.9k $8.3m $8.3m 0.78% Added +8.5k +8,493
41 CHOREO, LLC 0.08% of their portfolio ROCKFORD, IL 143,372143.4k $7.6m $7.6m 0.08% Added +21.7k +21,732
42 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 142,802142.8k $7.6m $7.6m 0.01% Added +83.3k +83,341
43 SageGuard Financial Group, LLC 1.02% of their portfolio GOODLETTSVILLE, TN 136,997137.0k $7.3m $7.3m 1.02% Added +5.8k +5,805
44 RiverTree Advisors, LLC 4.29% of their portfolio WINTER PARK, FL 136,699136.7k $7.3m $7.3m 4.29% Added +9.0k +8,981
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 133,021133.0k $7.1m $7.1m 0.00% Added +16.5k +16,511
46 LEE JOHNSON CAPITAL MANAGEMENT, LLC 2.21% of their portfolio FORT WORTH, TX 132,860132.9k $7.1m $7.1m 2.21% Reduced -45.4k -45,394
47 Belpointe Asset Management LLC 0.23% of their portfolio RENO, NV 132,336132.3k $7.0m $7.0m 0.23% Added +29.1k +29,074
48 SteelPeak Wealth, LLC 0.18% of their portfolio WOODLAND HILLS, CA 131,458131.5k $7.0m $7.0m 0.18% Added +3.9k +3,865
49 Delta Investment Management, LLC 1.12% of their portfolio SAN FRANCISCO, CA 127,799127.8k $6.8m $6.8m 1.12% Added +17.8k +17,801
50 Legacy Capital Wealth Partners, LLC 1.28% of their portfolio LITTLE ROCK, AR 125,918125.9k $6.7m $6.7m 1.28% New
51 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 124,998125.0k $6.6m $6.6m 0.01% Added +14.2k +14,162
52 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 124,338124.3k $6.6m $6.6m 0.00% New
53 Palacios Wealth Management, LLC 3.82% of their portfolio ORMOND BEACH, FL 121,703121.7k $6.5m $6.5m 3.82% Added +12.6k +12,610
54 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 119,170119.2k $6.3m $6.3m 0.00% Added +66.6k +66,607
55 Independence Wealth Advisors, LLC 3.04% of their portfolio INDEPENDENCE, OH 114,083114.1k $6.1m $6.1m 3.04% Added +7.6k +7,598
56 Prota Financial, LLC 3.76% of their portfolio HOUSTON, TX 107,522107.5k $5.7m $5.7m 3.76% Added +4.9k +4,938
57 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 106,382106.4k $5.6m $5.6m 0.07% Added +11.3k +11,255
58 Capital Investment Advisors, LLC 0.07% of their portfolio ATLANTA, GA 106,146106.1k $5.6m $5.6m 0.07% Added +65.1k +65,133
59 Sound Income Strategies, LLC 0.24% of their portfolio FT LAUDERDALE, FL 101,441101.4k $5.4m $5.4m 0.24% Added +14.2k +14,179
60 HBW ADVISORY SERVICES LLC 0.49% of their portfolio SIMI VALLEY, CA 101,141101.1k $5.4m $5.4m 0.49% Added +5.1k +5,054
61 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 100,668100.7k $5.3m $5.3m 0.09% Added +9.5k +9,534
62 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 100,642100.6k $5.3m $5.3m 0.01% Added +47.2k +47,177
63 Foundations Investment Advisors, LLC 0.05% of their portfolio PHOENIX, AZ 98,80098.8k $5.2m $5.2m 0.05% Added +46.1k +46,130
64 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 98,37198.4k $5.2m $5.2m 0.03% Added +46.4k +46,436
65 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 97,71697.7k $5.2m $5.2m 0.03% Reduced -7.8k -7,778
66 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 95,91395.9k $5.1m $5.1m 0.08% Added +12.9k +12,919
67 StoneCrest Wealth Management, Inc. 1.59% of their portfolio CHANDLER, AZ 93,79993.8k $5.0m $5.0m 1.59% Added +850 +850
68 Centennial Bank/AR/ 1.60% of their portfolio CONWAY, AR 93,79393.8k $5.0m $5.0m 1.60% Added +4.3k +4,323
69 MILESTONE ASSET MANAGEMENT, LLC 0.78% of their portfolio PITTSBURGH, PA 92,87392.9k $4.9m $4.9m 0.78% Added +30.2k +30,186
70 Fullerton Advisors, LLC 4.54% of their portfolio DANVILLE, CA 91,45091.5k $4.9m $4.9m 4.54% Added +39.5k +39,460
71 IHT Wealth Management, LLC 0.10% of their portfolio Chicago, IL 91,31291.3k $4.8m $4.8m 0.10% Added +36.8k +36,808
72 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 91,03391.0k $4.8m $4.8m 0.00% Added +31.0k +30,962
73 PSI Advisors, LLC 1.10% of their portfolio TAMPA, FL 89,34889.3k $4.7m $4.7m 1.10% Added +84.9k +84,862
74 Astoria Portfolio Advisors LLC. 0.79% of their portfolio NEW YORK, NY 88,00788.0k $4.7m $4.7m 0.79% Added +22.6k +22,593
75 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 84,28084.3k $4.5m $4.5m 0.08% Added +17.8k +17,774
76 PFG Investments, LLC 0.17% of their portfolio WOODBURY, NY 83,37083.4k $4.4m $4.4m 0.17% Added +17.1k +17,055
77 High Net Worth Advisory Group LLC 0.94% of their portfolio NAPLES, FL 83,22483.2k $4.4m $4.4m 0.94% Added +1.7k +1,692
78 Perennial Investment Advisors, LLC 0.29% of their portfolio Los Angeles, CA 82,63682.6k $4.4m $4.4m 0.29% Added +4.5k +4,468
79 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 82,35182.4k $4.4m $4.4m 0.01% Added +27.8k +27,804
80 NFSG Corp 0.54% of their portfolio BOCA RATON, FL 82,07582.1k $4.4m $4.4m 0.54% Added +2.4k +2,380
81 Mid-American Wealth Advisory Group, Inc. 1.53% of their portfolio KANSAS CITY, MO 79,47879.5k $4.2m $4.2m 1.53% New
82 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 76,45076.5k $4.1m $4.1m 0.01% Added +13.7k +13,680
83 Gainplan LLC 1.60% of their portfolio BLOOMFIELD HILLS, MI 76,37976.4k $4.1m $4.1m 1.60% Added +14.3k +14,266
84 Garden State Investment Advisory Services LLC 0.77% of their portfolio Red Bank, NJ 73,82173.8k $3.9m $3.9m 0.77% Reduced -929 -929
85 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.23% of their portfolio ORLANDO, FL 73,39673.4k $3.9m $3.9m 0.23% Reduced -1.7k -1,749
86 Investment Partners Asset Management, Inc. 2.16% of their portfolio METUCHEN, NJ 72,69572.7k $3.9m $3.9m 2.16% Added +279 +279
87 Navis Wealth Advisors, LLC 1.44% of their portfolio RYE BROOK, NY 71,30771.3k $3.8m $3.8m 1.44% Added +63.4k +63,384
88 FSA Advisors, Inc. 1.74% of their portfolio TROY, MI 71,29371.3k $3.8m $3.8m 1.74% Added +704 +704
89 IFG Advisory, LLC 0.13% of their portfolio ATLANTA, GA 71,26271.3k $3.8m $3.8m 0.13% New
90 WEST MICHIGAN ADVISORS, LLC 0.72% of their portfolio HOLLAND, MI 71,13371.1k $3.8m $3.8m 0.72% Added +25.7k +25,710
91 Capital Planning LLC 1.09% of their portfolio BELLEVUE, WA 70,71070.7k $3.8m $3.8m 1.09% Added +40.1k +40,130
92 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 69,74969.7k $3.5m $3.5m 0.06% Added +4.5k +4,467
93 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 69,67469.7k $3.7m $3.7m 0.02% Added +341 +341
94 Moran Wealth Management, LLC 0.10% of their portfolio NAPLES, FL 68,15368.2k $3.6m $3.6m 0.10% Added +16.4k +16,360
95 Owen LaRue, LLC 1.22% of their portfolio ELIZABETHTOWN, KY 66,08866.1k $3.5m $3.5m 1.22% Added +2.0k +2,006
96 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 64,97265.0k $3.4m $3.4m 0.04% Added +19.0k +19,031
97 Mariner, LLC 0.00% of their portfolio Overland Park, KS 62,35162.4k $3.3m $3.3m 0.00% Added +8.6k +8,585
98 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 61,72461.7k $3.3m $3.3m 0.02% Added +9.7k +9,709
99 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 60,72760.7k $3.2m $3.2m 0.00% Added +19.7k +19,731
100 Arete Wealth Advisors, LLC 0.21% of their portfolio CHICAGO, IL 60,56260.6k $3.2m $3.2m 0.21% Reduced -2.0k -1,954