Root Financial Partners, LLC

ENCINITAS, CA · CIK 1977181 · 13F filing filed 2026-07-29

SEC-registered investment adviser since 2022 · limited liability company

Assets managed$2.1bn
Staff65 · 59 in investment roles
Main clients (by assets)High net worth individuals 96%, Individuals 4%
Main officeAustin, TX
Form ADV · 2026-08-28SEC adviser record

$2.6bn reported value +19.0% vs Q1 2026

407positions

65.6%in top 10

9 new 252 added 126 reduced 3,068 sold out vs Q1 2026

Options: 1 call positions ($75.5k notional), 2 put positions ($78.3k notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	DIMENSIONAL ETF TRUST US EQUITY MARKET DFUS	DFUS	5,198,745	$426.0m16.55%	16.55%	Reduced -927.2k	-927,205 -15.1%
2	DIMENSIONAL ETF TRUST US SMALL CAP ETF DFAS	DFAS	2,329,592	$191.8m7.45%	7.45%	Added +743.2k	+743,237 46.9%
3	DIMENSIONAL ETF TRUST INTL CORE EQT MK DFAI	DFAI	4,528,406	$186.8m7.26%	7.26%	Added +361.4k	+361,377 8.7%
4	DIMENSIONAL ETF TRUST US LARGE CAP VAL DFLV	DFLV	4,713,950	$186.4m7.24%	7.24%	Added +1.6m	+1,570,077 49.9%
5	DIMENSIONAL ETF TRUST SHORT DURATION F DFSD	DFSD	3,637,085	$173.7m6.75%	6.75%	Added +645.9k	+645,949 21.6%
6	DIMENSIONAL ETF TRUST CORE FIXED INCOM DFCF	DFCF	3,833,356	$161.8m6.29%	6.29%	Added +585.7k	+585,671 18.0%
7	DIMENSIONAL ETF TRUST EMGR CRE EQT MNG DFAE	DFAE	3,080,099	$123.9m4.81%	4.81%	Reduced -149.3k	-149,293 -4.6%
8	DIMENSIONAL ETF TRUST ULTRASHORT FIXED DUSB	DUSB	1,866,250	$94.8m3.68%	3.68%	Added +351.9k	+351,880 23.2%
9	DIMENSIONAL ETF TRUST US HIGH PROFITAB US HIGH PROFITAB		1,893,297	$79.0m3.07%	3.07%	Added +569.9k	+569,857 43.1%
10	DIMENSIONAL ETF TRUST INTERNATNAL VAL DFIV	DFIV	1,179,895	$63.7m2.48%	2.48%	Added +307.2k	+307,236 35.2%
11	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	725,524	$62.5m2.43%	2.43%	Reduced -6.6k	-6,614 -0.9%
12	DIMENSIONAL ETF TRUST US REAL ESTATE E US REAL ESTATE E		2,326,002	$60.8m2.36%	2.36%	Added +208.5k	+208,525 9.8%
13	DIMENSIONAL ETF TRUST INTL SMALL CAP E DFIS	DFIS	1,635,368	$57.3m2.23%	2.23%	Added +516.7k	+516,725 46.2%
14	DIMENSIONAL ETF TRUST EMERGING MKTS VA DFEV	DFEV	1,268,143	$54.1m2.10%	2.10%	Added +1.1m	+1,121,494 764.8%
15	NVIDIA CORPORATION COM NVDA	NVDA	234,709	$47.0m1.82%	1.82%	Reduced -10.7k	-10,681 -4.3%
16	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	122,124	$45.2m1.76%	1.76%	Added +2.9k	+2,928 2.5%
17	APPLE INC COM AAPL	AAPL	126,099	$36.5m1.42%	1.42%	Reduced -7.4k	-7,446 -5.6%
18	DIMENSIONAL ETF TRUST US MKTWIDE VALUE DFUV	DFUV	326,498	$18.0m0.70%	0.70%	Reduced -247.3k	-247,324 -43.1%
19	DIMENSIONAL ETF TRUST US CORE EQUITY 2 DFAC	DFAC	396,464	$17.6m0.68%	0.68%	Reduced -43.5k	-43,476 -9.9%
20	MICROSOFT CORP COM MSFT	MSFT	37,854	$14.1m0.55%	0.55%	Added +2.8k	+2,848 8.1%
21	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	171,731	$12.6m0.49%	0.49%	Reduced -13.9k	-13,885 -7.5%
22	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	147,074	$12.6m0.49%	0.49%	Reduced -6.3k	-6,255 -4.1%
23	BROADCOM INC COM AVGO	AVGO	32,554	$12.3m0.48%	0.48%	Added +1.6k	+1,572 5.1%
24	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	119,099	$12.0m0.47%	0.47%	Added +31.2k	+31,167 35.4%
25	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	159,948	$11.4m0.44%	0.44%	Added +9.5k	+9,479 6.3%
26	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	16,287	$11.2m0.43%	0.43%	Reduced -489	-489 -2.9%
27	DIMENSIONAL ETF TRUST US SMALL CAP VAL US SMALL CAP VAL		287,747	$11.2m0.43%	0.43%	Reduced -233.5k	-233,501 -44.8%
28	DIMENSIONAL ETF TRUST US CORE EQT MKT DFAU	DFAU	194,759	$10.1m0.39%	0.39%	Reduced -25.0k	-25,001 -11.4%
29	AMAZON COM INC COM AMZN	AMZN	41,967	$10.0m0.39%	0.39%	Added +4.8k	+4,823 13.0%
30	ALPHABET INC CAP STK CL A GOOGL	GOOGL	27,056	$9.7m0.38%	0.38%	Reduced -2.2k	-2,171 -7.4%
31	TESLA INC COM TSLA	TSLA	22,272	$9.4m0.36%	0.36%	Added +1.4k	+1,378 6.6%
32	VANGUARD INDEX FDS VALUE ETF VTV	VTV	40,369	$8.8m0.34%	0.34%	Added +6.9k	+6,938 20.8%
33	VANGUARD BD INDEX FDS SHORT TRM BOND BSV	BSV	110,616	$8.6m0.33%	0.33%	Added +21.8k	+21,772 24.5%
34	VANGUARD INDEX FDS SMALL CP ETF VB	VB	28,408	$8.6m0.33%	0.33%	Added +2.6k	+2,574 10.0%
35	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	13,768	$6.9m0.27%	0.27%	Reduced -117	-117 -0.8%
36	DIMENSIONAL ETF TRUST US SUSTAINABILTY DFSU	DFSU	129,700	$6.0m0.23%	0.23%	Added +15.6k	+15,591 13.7%
37	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	8,200	$6.0m0.23%	0.23%	Reduced -155	-155 -1.9%
38	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	100,804	$6.0m0.23%	0.23%	Added +10.0k	+10,025 11.0%
39	ALPHABET INC CAP STK CL C GOOG	GOOG	16,270	$5.7m0.22%	0.22%	Added +16	+16 0.1%
40	CATERPILLAR INC COM CAT	CAT	5,180	$5.5m0.21%	0.21%	Added +217	+217 4.4%
41	DIMENSIONAL ETF TRUST NATL MUN BD ETF DFNM	DFNM	107,262	$5.2m0.20%	0.20%	Added +30.7k	+30,666 40.0%
42	META PLATFORMS INC CL A META	META	8,907	$5.0m0.19%	0.19%	Added +60	+60 0.7%
43	ISHARES TR SHRT NAT MUN ETF SUB	SUB	46,531	$5.0m0.19%	0.19%	Added +11.2k	+11,204 31.7%
44	VANGUARD BD INDEX FDS VANGUARD ULTRA VUSB	VUSB	94,101	$4.7m0.18%	0.18%	Added +27.4k	+27,368 41.0%
45	MICRON TECHNOLOGY INC COM MU	MU	3,918	$4.5m0.18%	0.18%	Added +410	+410 11.7%
46	DIMENSIONAL ETF TRUST GLOBAL CORE PLUS DFGP	DFGP	75,160	$4.1m0.16%	0.16%	Added +74.1k	+74,126 7168.9%
47	HOME DEPOT INC COM HD	HD	10,936	$3.9m0.15%	0.15%	Added +1.2k	+1,201 12.3%
48	ADVANCED MICRO DEVICES INC COM AMD	AMD	6,595	$3.8m0.15%	0.15%	Reduced -1.2k	-1,239 -15.8%
49	DIMENSIONAL ETF TRUST INTL CORE EQUITY DFIC	DFIC	90,870	$3.4m0.13%	0.13%	Reduced -504	-504 -0.6%
50	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	4,382	$3.3m0.13%	0.13%	Reduced -99	-99 -2.2%
51	DIMENSIONAL ETF TRUST CALIF MUN BD ETF DFCA	DFCA	63,917	$3.2m0.12%	0.12%	Reduced -8.3k	-8,300 -11.5%
52	VANGUARD CALIF TAX FREE FDS TAX EXEMPT BD FD VTEC	VTEC	31,614	$3.2m0.12%	0.12%	Reduced -4.3k	-4,299 -12.0%
53	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	10,119	$3.1m0.12%	0.12%	Reduced -497	-497 -4.7%
54	LAM RESEARCH CORP COM NEW LRCX	LRCX	7,003	$3.0m0.12%	0.12%	Added +127	+127 1.9%
55	PGIM ETF TR PGIM ULTRA SH BD PULS	PULS	60,972	$3.0m0.12%	0.12%	Added +59.5k	+59,524 4110.8%
56	DIMENSIONAL ETF TRUST EMERGING MKTS CO DFEM	DFEM	71,312	$2.9m0.11%	0.11%	Reduced -2.5k	-2,521 -3.4%
57	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	29,328	$2.8m0.11%	0.11%	Reduced -1.7k	-1,727 -5.6%
58	ISHARES TR ISHARES SEMICDTR SOXX	SOXX	4,356	$2.8m0.11%	0.11%	Reduced -119	-119 -2.7%
59	JPMORGAN CHASE & CO COM JPM	JPM	8,305	$2.7m0.11%	0.11%	Added +866	+866 11.6%
60	J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL JMST	JMST	52,750	$2.7m0.10%	0.10%	Added +13.4k	+13,429 34.1%
61	COSTCO WHSL CORP NEW COM COST	COST	2,872	$2.7m0.10%	0.10%	Added +492	+492 20.7%
62	QUALCOMM INC COM QCOM	QCOM	14,197	$2.6m0.10%	0.10%	Added +11.2k	+11,187 371.7%
63	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	82,129	$2.6m0.10%	0.10%	Added +205	+205 0.2%
64	ISHARES TR CORE S&P500 ETF IVV	IVV	3,455	$2.6m0.10%	0.10%	Added +110	+110 3.3%
65	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	12,122	$2.6m0.10%	0.10%	Added +710	+710 6.2%
66	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	84,516	$2.5m0.10%	0.10%	Added +35.2k	+35,194 71.4%
67	KLA CORP COM NEW KLAC	KLAC	8,034	$2.4m0.09%	0.09%	Reduced -186	-186 -2.3%
68	JOHNSON & JOHNSON COM JNJ	JNJ	9,301	$2.4m0.09%	0.09%	Added +653	+653 7.5%
69	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	26,295	$2.3m0.09%	0.09%	Added +935	+935 3.7%
70	VANGUARD WELLINGTON FD US QUALITY VFQY	VFQY	13,100	$2.2m0.09%	0.09%	Added +1.0k	+1,036 8.6%
71	VANGUARD INDEX FDS EXTEND MKT ETF VXF	VXF	9,016	$2.2m0.09%	0.09%	Reduced -828	-828 -8.4%
72	VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF VSS	VSS	14,171	$2.2m0.08%	0.08%	Added +1.9k	+1,923 15.7%
73	ELI LILLY & CO COM LLY	LLY	1,796	$2.2m0.08%	0.08%	Added +147	+147 8.9%
74	DIMENSIONAL ETF TRUST US TARGETED VLU DFAT	DFAT	30,205	$2.1m0.08%	0.08%	Reduced -3.1k	-3,134 -9.4%
75	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	74,165	$2.1m0.08%	0.08%	Added +25.4k	+25,389 52.0%
76	PUTNAM ETF TRUST FRANK MASS ETF FTMA	FTMA	223,241	$2.0m0.08%	0.08%	New
77	ISHARES INC CORE MSCI EMKT IEMG	IEMG	24,098	$2.0m0.08%	0.08%	Added +962	+962 4.2%
78	ISHARES TR RUSSELL 2000 ETF IWM	IWM	6,523	$2.0m0.08%	0.08%	Added +1.7k	+1,709 35.5%
79	MORGAN STANLEY ETF TRUST EATON VANCE SHRT EVSM	EVSM	37,663	$1.9m0.07%	0.07%	New
80	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	15,999	$1.9m0.07%	0.07%	Added +176	+176 1.1%
81	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	11,776	$1.9m0.07%	0.07%	Added +170	+170 1.5%
82	ABBVIE INC COM ABBV	ABBV	7,203	$1.8m0.07%	0.07%	Added +729	+729 11.3%
83	ORACLE CORP COM ORCL	ORCL	12,217	$1.8m0.07%	0.07%	Reduced -4.3k	-4,275 -25.9%
84	SPDR SERIES TRUST PORTFOLI S&P1500 SPTM	SPTM	19,437	$1.8m0.07%	0.07%	Reduced -480	-480 -2.4%
85	VANGUARD WHITEHALL FDS INTL HIGH ETF VYMI	VYMI	17,667	$1.7m0.07%	0.07%	Added +3.8k	+3,792 27.3%
86	INTUITIVE SURGICAL INC COM NEW ISRG	ISRG	4,259	$1.7m0.07%	0.07%	Reduced -54	-54 -1.2%
87	APPLIED MATLS INC COM AMAT	AMAT	2,280	$1.6m0.06%	0.06%	Reduced -665	-665 -22.6%
88	RTX CORPORATION COM RTX	RTX	8,312	$1.6m0.06%	0.06%	Added +209	+209 2.6%
89	EXXONMOBIL HOLDINGS CORP COM SHS STOCK XOM	XOM	11,438	$1.6m0.06%	0.06%	New
90	MERCK & CO INC COM MRK	MRK	12,102	$1.6m0.06%	0.06%	Added +773	+773 6.8%
91	NETFLIX INC COM NFLX	NFLX	21,636	$1.5m0.06%	0.06%	Reduced -2.7k	-2,749 -11.3%
92	CHEVRON CORP NEW COM CVX	CVX	9,300	$1.5m0.06%	0.06%	Added +2.0k	+2,043 28.1%
93	DIMENSIONAL ETF TRUST INTERNATIONAL DFSI	DFSI	33,535	$1.5m0.06%	0.06%	Added +4.9k	+4,945 17.3%
94	WALMART INC COM WMT	WMT	12,881	$1.5m0.06%	0.06%	Added +97	+97 0.8%
95	VISA INC COM CL A V	V	4,081	$1.4m0.05%	0.05%	Added +450	+450 12.4%
96	WESTERN DIGITAL CORP COM WDC	WDC	2,182	$1.4m0.05%	0.05%	Added +414	+414 23.4%
97	SCHWAB STRATEGIC TR FUNDAMENTAL US L FNDX	FNDX	43,793	$1.4m0.05%	0.05%	Added +31.1k	+31,095 244.9%
98	FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY	RDVY	16,443	$1.3m0.05%	0.05%	Reduced -1.3k	-1,348 -7.6%
99	ISHARES TR CORE MSCI EAFE IEFA	IEFA	13,638	$1.3m0.05%	0.05%	Added +1.6k	+1,619 13.5%
100	CISCO SYS INC COM CSCO	CSCO	11,076	$1.3m0.05%	0.05%	Added +2.3k	+2,336 26.7%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
EXXON MOBIL CORP XOM	XOM	11,278	$1.9m11.3k shares
BERKSHIRE HATHAWAY INC DEL BRK.A	BRK.A	1	$718.1k1 shares
AMERICAN CENTY ETF TR AVUV	AVUV	4,217	$465.9k4.2k shares
UBS GROUP AG UBS	UBS	11,583	$452.5k11.6k shares
HONEYWELL INTL INC		988	$446.5k988 shares
GENERAL MLS INC GIS	GIS	7,984	$297.2k8.0k shares
INTUIT INTU	INTU	633	$273.7k633 shares
CARNIVAL CORP		10,151	$262.7k10.2k shares
VANGUARD INTL EQUITY INDEX F VNQI	VNQI	5,796	$257.6k5.8k shares
ISHARES TR ESGD	ESGD	2,649	$253.3k2.6k shares
ISHARES TR IEI	IEI	2,108	$250.0k2.1k shares
PROGRESSIVE CORP PGR	PGR	1,240	$245.8k1.2k shares
MCKESSON CORP MCK	MCK	280	$242.3k280 shares
REGENERON PHARMACEUTICALS REGN	REGN	309	$238.7k309 shares
ITT INC ITT	ITT	1,159	$220.8k1.2k shares
SSGA ACTIVE TR STOT	STOT	4,547	$214.3k4.5k shares
MARSH & MCLENNAN COS INC MRSH	MRSH	1,218	$211.2k1.2k shares
VANGUARD MUN BD FDS VSDM	VSDM	2,745	$209.4k2.7k shares
HCA HEALTHCARE INC HCA	HCA	441	$208.7k441 shares
GENERAL DYNAMICS CORP GD	GD	584	$200.4k584 shares
NIKE INC NKE	NKE	3,745	$197.8k3.7k shares
STRYKER CORPORATION SYK	SYK	592	$194.5k592 shares
SHELL PLC SHEL	SHEL	2,067	$192.2k2.1k shares
UNITED THERAPEUTICS CORP DEL UTHR	UTHR	324	$192.1k324 shares
OMNICOM GROUP INC OMC	OMC	2,529	$190.5k2.5k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
ISHARES GOLD TR IAU · Call	IAU	Call	1,000	$75.5k1.0k shares	New
PALANTIR TECHNOLOGIES INC PLTR · Put	PLTR	Put	500	$58.3k500 shares	New
NVIDIA CORPORATION NVDA · Put	NVDA	Put	100	$20.0k100 shares	New