Axim Planning & Wealth

SPRINGBORO, OH · CIK 1950607 · 13F filing filed 2025-08-06

SEC-registered investment adviser since 2022 · limited liability company

Assets managed$127.2m
Staff2 · 1 in investment roles
Main clients (by assets)Individuals 55%, High net worth individuals 39%, Pension plans 7%
Websiteaximwealth.com
Form ADV · 2026-10-01SEC adviser record

$109.4m reported value -3.0% vs Q1 2025

71positions

83.1%in top 10

34 new 17 added 15 reduced 8 sold out vs Q1 2025

Also in the report of:

Foundations Investment Advisors, LLC – $4.7m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	EHANG HLDGS LTD ADS EH	EH	4,398,242	$76.4m69.77%	69.77%	Added +4.4k	+4,447 0.1%
2	HANCOCK JOHN PFD INCOME FD I COM HPF	HPF	322,058	$5.1m4.65%	4.65%	Reduced -11.3k	-11,260 -3.4%
3	CLEVELAND-CLIFFS INC NEW COM CLF	CLF	240,571	$1.8m1.67%	1.67%	Added +18.5k	+18,479 8.3%
4	AGF INVTS TR US MARKET NETRL BTAL	BTAL	95,623	$1.7m1.55%	1.55%	Added +54.1k	+54,095 130.3%
5	ARROW INVTS TR RESV CAP ETF ARCM	ARCM	14,531	$1.5m1.33%	1.33%	New
6	MICROSOFT CORP COM MSFT	MSFT	2,424	$1.2m1.10%	1.10%	Added +63	+63 2.7%
7	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	3,639	$921.5k0.84%	0.84%	Added +1.6k	+1,591 77.7%
8	PROCTER AND GAMBLE CO COM PG	PG	5,554	$884.9k0.81%	0.81%	Reduced -25	-25 -0.5%
9	PHILIP MORRIS INTL INC COM PM	PM	4,075	$742.2k0.68%	0.68%	Unchanged
10	SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES CTA	CTA	27,191	$727.1k0.66%	0.66%	Added +14.6k	+14,569 115.4%
11	US BANCORP DEL COM NEW USB	USB	15,423	$697.9k0.64%	0.64%	Unchanged
12	COSTCO WHSL CORP NEW COM COST	COST	697	$690.0k0.63%	0.63%	New
13	TESLA INC COM TSLA	TSLA	2,094	$665.2k0.61%	0.61%	Added +278	+278 15.3%
14	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	3,614	$660.7k0.60%	0.60%	New
15	ISHARES TR S&P 500 GRWT ETF IVW	IVW	5,786	$637.0k0.58%	0.58%	New
16	JPMORGAN CHASE & CO COM JPM	JPM	1,809	$524.4k0.48%	0.48%	Reduced -63	-63 -3.4%
17	BLACKROCK ETF TRUST ISHARES US EQUIT DYNF	DYNF	9,069	$493.9k0.45%	0.45%	New
18	ADVANCED MICRO DEVICES INC COM AMD	AMD	3,161	$448.5k0.41%	0.41%	Added +285	+285 9.9%
19	INVESCO ACTIVELY MANAGED EXC TOTAL RETURN GTO	GTO	8,709	$408.4k0.37%	0.37%	New
20	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	3,668	$398.1k0.36%	0.36%	New
21	ISHARES TR S&P 100 ETF OEF	OEF	1,303	$396.6k0.36%	0.36%	New
22	CELESTICA INC COM CLS	CLS	2,512	$392.1k0.36%	0.36%	New
23	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	2,097	$381.1k0.35%	0.35%	Added +179	+179 9.3%
24	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	6,238	$326.7k0.30%	0.30%	Added +1.9k	+1,861 42.5%
25	ISHARES TR S&P 500 VAL ETF IVE	IVE	1,648	$322.1k0.29%	0.29%	Reduced -56	-56 -3.3%
26	CATERPILLAR INC COM CAT	CAT	800	$310.6k0.28%	0.28%	Reduced -16	-16 -2.0%
27	META PLATFORMS INC CL A META	META	415	$306.3k0.28%	0.28%	Unchanged
28	MONDELEZ INTL INC CL A MDLZ	MDLZ	4,507	$304.0k0.28%	0.28%	Unchanged
29	ISHARES TR CORE S&P MCP ETF IJH	IJH	4,868	$301.9k0.28%	0.28%	Added +580	+580 13.5%
30	VANGUARD INDEX FDS VALUE ETF VTV	VTV	1,701	$300.6k0.27%	0.27%	Added +39	+39 2.4%
31	ISHARES TR EAFE VALUE ETF EFV	EFV	4,680	$297.1k0.27%	0.27%	New
32	NVIDIA CORPORATION COM NVDA	NVDA	1,848	$292.0k0.27%	0.27%	Reduced -30	-30 -1.6%
33	GOLDMAN SACHS GROUP INC COM GS	GS	409	$289.5k0.26%	0.26%	Reduced -9	-9 -2.1%
34	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	592	$287.6k0.26%	0.26%	Added +41	+41 7.4%
35	NIO INC SPON ADS NIO	NIO	83,349	$285.9k0.26%	0.26%	Added +26.4k	+26,383 46.3%
36	SOFI TECHNOLOGIES INC COM SOFI	SOFI	15,650	$285.0k0.26%	0.26%	Added +1.0k	+1,000 6.8%
37	ISHARES TR CORE US AGGBD ET AGG	AGG	2,867	$284.4k0.26%	0.26%	New
38	ETF SER SOLUTIONS APTUS COLLRD INV ACIO	ACIO	6,766	$280.1k0.26%	0.26%	Reduced -95	-95 -1.4%
39	AMAZON COM INC COM AMZN	AMZN	1,265	$277.5k0.25%	0.25%	Added +154	+154 13.9%
40	INVESCO EXCH TRADED FD TR II EQUAL WEGT 0-30 GOVI	GOVI	10,007	$274.9k0.25%	0.25%	New
41	VANGUARD INDEX FDS SML CP GRW ETF VBK	VBK	990	$274.2k0.25%	0.25%	Reduced -134	-134 -11.9%
42	CREDO TECHNOLOGY GROUP HOLDI ORDINARY SHARES CRDO	CRDO	2,807	$259.9k0.24%	0.24%	Reduced -2.3k	-2,275 -44.8%
43	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	4,540	$258.8k0.24%	0.24%	Reduced -291	-291 -6.0%
44	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	1,308	$255.1k0.23%	0.23%	Reduced -250	-250 -16.1%
45	ENOVIX CORPORATION COM ENVX	ENVX	24,552	$253.9k0.23%	0.23%	Added +5.6k	+5,571 29.4%
46	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	393	$242.8k0.22%	0.22%	New
47	EXXON MOBIL CORP COM XOM	XOM	2,200	$237.2k0.22%	0.22%	Reduced -33	-33 -1.5%
48	ETF SER SOLUTIONS APTUS DRAWDOWN ADME	ADME	4,884	$235.4k0.22%	0.22%	Reduced -82	-82 -1.6%
49	ISHARES TR MSCI USA MMENTM MTUM	MTUM	978	$235.0k0.21%	0.21%	New
50	ALTRIA GROUP INC COM MO	MO	3,996	$234.3k0.21%	0.21%	Reduced -140	-140 -3.4%
51	NEBIUS GROUP N.V. SHS CLASS A NBIS	NBIS	4,190	$231.8k0.21%	0.21%	New
52	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	1,691	$227.9k0.21%	0.21%	New
53	SELECT SECTOR SPDR TR SBI CONS DISCR XLY	XLY	1,028	$223.4k0.20%	0.20%	New
54	INVESCO EXCH TRADED FD TR II SR LN ETF BKLN	BKLN	10,534	$220.4k0.20%	0.20%	New
55	CISCO SYS INC COM CSCO	CSCO	3,149	$218.5k0.20%	0.20%	New
56	ISHARES TR EAFE GRWTH ETF EFG	EFG	1,947	$218.1k0.20%	0.20%	New
57	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	496	$217.4k0.20%	0.20%	New
58	SNOWFLAKE INC CL A SNOW	SNOW	954	$213.5k0.20%	0.20%	New
59	ORACLE CORP COM ORCL	ORCL	971	$212.3k0.19%	0.19%	New
60	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	2,563	$207.5k0.19%	0.19%	New
61	BRINKER INTL INC COM EAT	EAT	1,136	$204.9k0.19%	0.19%	New
62	GRAB HOLDINGS LIMITED CLASS A ORD GRAB	GRAB	40,480	$203.6k0.19%	0.19%	New
63	TOAST INC CL A TOST	TOST	4,584	$203.0k0.19%	0.19%	New
64	NUTEX HEALTH INC COM NUTX	NUTX	1,607	$200.1k0.18%	0.18%	New
65	CENTRUS ENERGY CORP CL A LEU	LEU	1,092	$200.0k0.18%	0.18%	New
66	SSR MINING IN COM SSRM	SSRM	15,579	$198.9k0.18%	0.18%	New
67	CELLEBRITE DI LTD ORDINARY SHARES CLBT	CLBT	10,800	$172.8k0.16%	0.16%	New
68	ARES DYNAMIC CR ALLOCATION F COM ARDC	ARDC	11,755	$167.2k0.15%	0.15%	New
69	LCNB CORP COM LCNB	LCNB	11,500	$167.1k0.15%	0.15%	Unchanged
70	VANECK ETF TRUST BDC INCOME ETF BIZD	BIZD	10,104	$164.5k0.15%	0.15%	New
71	MIDCAP FINANCIAL INVSTMNT CO COM NEW MFIC	MFIC	11,780	$148.7k0.14%	0.14%	New

Sold out since Q1 2025

Security	Ticker	Shares held before	Value then
CINTAS CORP CTAS	CTAS	2,269	$466.3k2.3k shares
NIKE INC NKE	NKE	4,382	$278.2k4.4k shares
PIMCO ETF TR BOND	BOND	2,975	$275.1k3.0k shares
ISHARES TR IVV	IVV	407	$228.7k407 shares
DAVE INC DAVE	DAVE	2,708	$223.8k2.7k shares
APPLOVIN CORP APP	APP	813	$215.4k813 shares
QUANTUMSCAPE CORP QS	QS	12,500	$52.0k12.5k shares
LUCID GROUP INC CCIV	CCIV	14,600	$35.3k14.6k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
EHANG HLDGS LTD EH · 13G · filed 2026-08-13	EH	5.3%	-1.9 pts	13G	2026-08-13