Vault-13

HANCOCK JOHN PFD INCOME FD I HPF

COM · Closed-End Fund · CUSIP 41013X106

52 institutional holders +7 vs Q1 2025
2,206,8542.2m shares reported held*
$34.9mreported value*
11 new 16 added 10 reduced 6 sold out net bought ≈ $2.4m (+149.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.81.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 46Q4 22: 52Q1 23: 46Q2 23: 43Q3 23: 47Q4 23: 48Q1 24: 44Q2 24: 48Q3 24: 49Q4 24: 48Q1 25: 45Q2 25: 5252Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202246
Q4 202252
Q1 202346
Q2 202343
Q3 202347
Q4 202348
Q1 202444
Q2 202448
Q3 202449
Q4 202448
Q1 202545
Q2 202552

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 24 bought or addedQ3 23: 14 cut or sold outQ4 23: 23 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 16 cut or sold outQ2 24: 24 bought or addedQ2 24: 12 cut or sold outQ2 24Q3 24: 21 bought or addedQ3 24: 16 cut or sold outQ4 24: 18 bought or addedQ4 24: 22 cut or sold outQ4 24Q1 25: 21 bought or addedQ1 25: 18 cut or sold outQ2 25: 27 bought or addedQ2 25: 16 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232414
Q4 20232316
Q1 20242116
Q2 20242412
Q3 20242116
Q4 20241822
Q1 20252118
Q2 20252716

Biggest buyers

GUGGENHEIM CAPITAL LLC New +43,422+43.4k
MORGAN STANLEY Added +31,399+31.4k
J.W. COLE ADVISORS, INC. Added +27,684+27.7k
ROYAL BANK OF CANADA Added +23,915+23.9k
Balyasny Asset Management L.P. New +19,012+19.0k
WELLS FARGO & COMPANY/MN Added +17,803+17.8k
COHEN & STEERS, INC. Added +15,000+15.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,357+11.4k
STIFEL FINANCIAL CORP Added +8,846+8.8k
Invesco Ltd. Added +7,579+7.6k

Biggest sellers

B. Riley Wealth Advisors, Inc. Sold out -50,536-50.5k
UBS Group AG Reduced -15,860-15.9k
Axim Planning & Wealth Reduced -11,260-11.3k
OSAIC HOLDINGS, INC. Reduced -10,789-10.8k
Cetera Investment Advisers Reduced -6,080-6.1k
Koshinski Asset Management, Inc. Reduced -2,658-2.7k
BANK OF AMERICA CORP /DE/ Reduced -1,314-1.3k
WEDBUSH SECURITIES INC Reduced -921-921
FMR LLC Sold out -915-915
Vanguard Capital Wealth Advisors Reduced -800-800

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 1 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20231$11.1k0——
Q1 20241$15.8k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20251$11.0k0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-04-08 Wright Thomas Rowe Director Bought 715 $15.39 $11.0k715 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Axim Planning & Wealth 4.65% of their portfolio SPRINGBORO, OH 322,058322.1k $5.1m $5.1m 4.65% Reduced -11.3k -11,260
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 314,216314.2k $5.0m $5.0m 0.00% Reduced -15.9k -15,860
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 162,166162.2k $2.6m $2.6m 0.00% Added +31.4k +31,399
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 159,319159.3k $2.5m $2.5m 0.00% Added +7.6k +7,579
5 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 152,535152.5k $2.4m $2.4m 0.00% Added +8.8k +8,846
6 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 132,495132.5k $2.1m $2.1m 0.04% Added +27.7k +27,684
7 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 124,424124.4k $2.0m $2.0m 0.00% Added +15.0k +15,000
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 72,57472.6k $1.1m $1.1m 0.00% Reduced -10.8k -10,789
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 65,83565.8k $1.0m $1.0m 0.00% Added +17.8k +17,803
10 Koshinski Asset Management, Inc. 0.08% of their portfolio DECATUR, IL 65,36265.4k $1.0m $1.0m 0.08% Reduced -2.7k -2,658
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 61,17061.2k $967.0k $967.0k 0.00% Added +2.2k +2,171
12 Everstar Asset Management, LLC 0.57% of their portfolio MOORESVILLE, NC 59,46059.5k $940.1k $940.1k 0.57% Unchanged
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 55,32555.3k $874.7k $874.7k 0.00% Added +1.2k +1,192
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 55,15255.2k $872.0k $872.0k 0.00% Added +23.9k +23,915
15 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 47,93647.9k $757.9k $757.9k 0.00% Added +5.7k +5,721
16 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 43,42243.4k $686.5k $686.5k 0.01% New
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 31,17231.2k $492.8k $492.8k 0.00% Reduced -1.3k -1,314
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 31,12231.1k $492.0k $492.0k 0.00% Reduced -6.1k -6,080
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 20,76220.8k $328.3k $328.3k 0.00% Added +1.3k +1,299
20 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 20,48720.5k $323.9k $323.9k 0.00% Unchanged
21 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 20,17820.2k $319.0k $319.0k 0.00% Added +770 +770
22 Vanguard Capital Wealth Advisors 0.30% of their portfolio DENVER, CO 19,20019.2k $303.6k $303.6k 0.30% Reduced -800 -800
23 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 19,01219.0k $300.6k $300.6k 0.00% New
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,95119.0k $304.7k $304.7k 0.00% Added +4.9k +4,853
25 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 18,94718.9k $300.8k $300.8k 0.01% Added +2.1k +2,140
26 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 17,59017.6k $278.0k $278.0k 0.01% Reduced -921 -921
27 MSH Capital Advisors LLC 0.06% of their portfolio SCOTTSDALE, AZ 12,35812.4k $195.4k $195.4k 0.06% Unchanged
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,35711.4k $179.6k $179.6k 0.00% New
29 Live Oak Private Wealth LLC 0.03% of their portfolio WILMINGTON, NC 10,89110.9k $172.2k $172.2k 0.03% Unchanged
30 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 9,9069.9k $156.6k $156.6k 0.01% Added +180 +180
31 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 7,0857.1k $112.0k $112.0k 0.00% New
32 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 6,5886.6k $104.2k $104.2k 0.01% New
33 Elequin Capital, LP 0.01% of their portfolio NEW YORK, NY 4,5384.5k $71.7k $71.7k 0.01% New
34 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 4,4824.5k $70.7k $70.7k 0.00% New
35 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 4,3464.3k $68.7k $68.7k 0.00% New
36 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 4,2404.2k $67.0k $67.0k 0.01% Unchanged
37 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,0473.0k $48.2k $48.2k 0.00% First filing
38 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,0003.0k $47.4k $47.4k 0.00% Reduced -307 -307
39 WEBSTER BANK, N. A. 0.00% of their portfolio WATERBURY, CT 2,8792.9k $45.5k $45.5k 0.00% Unchanged
40 Glass Jacobson Investment Advisors llc 0.01% of their portfolio OWINGS MILLS, MD 1,8751.9k $29.6k $29.6k 0.01% Unchanged
41 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,7941.8k $28.4k $28.4k 0.00% Unchanged
42 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 1,6781.7k $26.5k $26.5k 0.00% Unchanged
43 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 1,6061.6k $25.4k $25.4k 0.00% Added +37 +37
44 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 1,1531.2k $18.2k $18.2k 0.00% Reduced -710 -710
45 Strategic Wealth Partners, Ltd. 0.00% of their portfolio INDEPENDENCE, OH 1,0001.0k $15.8k $15.8k 0.00% First filing
46 CONSULTIVA WEALTH MANAGEMENT, CORP. 0.05% of their portfolio SAN JUAN, PR 1,0001.0k $15.8k $15.8k 0.05% Unchanged
47 COUNTRY TRUST BANK 0.00% of their portfolio Bloomington, IL 550550 $8.7k $8.7k 0.00% New
48 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 250250 $4.0k $4.0k 0.00% New
49 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 200200 $3.2k $3.2k 0.00% Unchanged
50 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 160160 $2.5k $2.5k 0.00% New
51 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $16 $16 0.00% Unchanged
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged