HANCOCK JOHN PFD INCOME FD I HPF
COM · Closed-End Fund · CUSIP 41013X106
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.81.
Trends to Q2 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 46 |
| Q4 2022 | 52 |
| Q1 2023 | 46 |
| Q2 2023 | 43 |
| Q3 2023 | 47 |
| Q4 2023 | 48 |
| Q1 2024 | 44 |
| Q2 2024 | 48 |
| Q3 2024 | 49 |
| Q4 2024 | 48 |
| Q1 2025 | 45 |
| Q2 2025 | 52 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2023 | 24 | 14 |
| Q4 2023 | 23 | 16 |
| Q1 2024 | 21 | 16 |
| Q2 2024 | 24 | 12 |
| Q3 2024 | 21 | 16 |
| Q4 2024 | 18 | 22 |
| Q1 2025 | 21 | 18 |
| Q2 2025 | 27 | 16 |
Biggest buyers
| GUGGENHEIM CAPITAL LLC | New | +43.4k |
| MORGAN STANLEY | Added | +31.4k |
| J.W. COLE ADVISORS, INC. | Added | +27.7k |
| ROYAL BANK OF CANADA | Added | +23.9k |
| Balyasny Asset Management L.P. | New | +19.0k |
| WELLS FARGO & COMPANY/MN | Added | +17.8k |
| COHEN & STEERS, INC. | Added | +15.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +11.4k |
| STIFEL FINANCIAL CORP | Added | +8.8k |
| Invesco Ltd. | Added | +7.6k |
Biggest sellers
| B. Riley Wealth Advisors, Inc. | Sold out | -50.5k |
| UBS Group AG | Reduced | -15.9k |
| Axim Planning & Wealth | Reduced | -11.3k |
| OSAIC HOLDINGS, INC. | Reduced | -10.8k |
| Cetera Investment Advisers | Reduced | -6.1k |
| Koshinski Asset Management, Inc. | Reduced | -2.7k |
| BANK OF AMERICA CORP /DE/ | Reduced | -1.3k |
| WEDBUSH SECURITIES INC | Reduced | -921 |
| FMR LLC | Sold out | -915 |
| Vanguard Capital Wealth Advisors | Reduced | -800 |
Insider purchases and sales in Q2 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 1 | $11.1k | 0 | — | — |
| Q1 2024 | 1 | $15.8k | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 1 | $11.0k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2025-04-08 | Wright Thomas Rowe Director | Bought | $11.0k715 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2025
| Manager | Shares | Change |
|---|---|---|
| Axim Planning & Wealth 4.65% of their portfolio | 322.1k $5.1m | Reduced -11.3k |
| UBS Group AG 0.00% of their portfolio | 314.2k $5.0m | Reduced -15.9k |
| MORGAN STANLEY 0.00% of their portfolio | 162.2k $2.6m | Added +31.4k |
| Invesco Ltd. 0.00% of their portfolio | 159.3k $2.5m | Added +7.6k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 152.5k $2.4m | Added +8.8k |
| J.W. COLE ADVISORS, INC. 0.04% of their portfolio | 132.5k $2.1m | Added +27.7k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 124.4k $2.0m | Added +15.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 72.6k $1.1m | Reduced -10.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 65.8k $1.0m | Added +17.8k |
| Koshinski Asset Management, Inc. 0.08% of their portfolio | 65.4k $1.0m | Reduced -2.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 61.2k $967.0k | Added +2.2k |
| Everstar Asset Management, LLC 0.57% of their portfolio | 59.5k $940.1k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 55.3k $874.7k | Added +1.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 55.2k $872.0k | Added +23.9k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 47.9k $757.9k | Added +5.7k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 43.4k $686.5k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 31.2k $492.8k | Reduced -1.3k |
| Cetera Investment Advisers 0.00% of their portfolio | 31.1k $492.0k | Reduced -6.1k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 20.8k $328.3k | Added +1.3k |
| Private Advisor Group, LLC 0.00% of their portfolio | 20.5k $323.9k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 20.2k $319.0k | Added +770 |
| Vanguard Capital Wealth Advisors 0.30% of their portfolio | 19.2k $303.6k | Reduced -800 |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 19.0k $300.6k | New |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 19.0k $304.7k | Added +4.9k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 18.9k $300.8k | Added +2.1k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 17.6k $278.0k | Reduced -921 |
| MSH Capital Advisors LLC 0.06% of their portfolio | 12.4k $195.4k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 11.4k $179.6k | New |
| Live Oak Private Wealth LLC 0.03% of their portfolio | 10.9k $172.2k | Unchanged |
| Spire Wealth Management 0.01% of their portfolio | 9.9k $156.6k | Added +180 |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 7.1k $112.0k | New |
| Ameritas Advisory Services, LLC 0.01% of their portfolio | 6.6k $104.2k | New |
| Elequin Capital, LP 0.01% of their portfolio | 4.5k $71.7k | New |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 4.5k $70.7k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 4.3k $68.7k | New |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 4.2k $67.0k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 3.0k $48.2k | First filing |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 3.0k $47.4k | Reduced -307 |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 2.9k $45.5k | Unchanged |
| Glass Jacobson Investment Advisors llc 0.01% of their portfolio | 1.9k $29.6k | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 1.8k $28.4k | Unchanged |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 1.7k $26.5k | Unchanged |
| HHM Wealth Advisors, LLC 0.00% of their portfolio | 1.6k $25.4k | Added +37 |
| Anchor Investment Management, LLC 0.00% of their portfolio | 1.2k $18.2k | Reduced -710 |
| Strategic Wealth Partners, Ltd. 0.00% of their portfolio | 1.0k $15.8k | First filing |
| CONSULTIVA WEALTH MANAGEMENT, CORP. 0.05% of their portfolio | 1.0k $15.8k | Unchanged |
| COUNTRY TRUST BANK 0.00% of their portfolio | 550 $8.7k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 250 $4.0k | New |
| Sound Income Strategies, LLC 0.00% of their portfolio | 200 $3.2k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 160 $2.5k | New |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $16 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Unchanged |