Vault-13

MIDCAP FINANCIAL INVSTMNT CO MFIC

COM NEW · Common Stock · CUSIP 03761U502

171 institutional holders +1 vs Q1 2025
29,194,74729.2m shares reported held*
31.3% of all shares outstanding*
$368.5mreported value*
18 new 76 added 38 reduced 17 sold out net bought ≈ $18.1m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($245.9k this quarter). Holder counts are more reliable. Shares outstanding: 93.3m as of 2025-08-08, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $12.62. Options: 7 managers hold calls ($2.4m notional), 6 hold puts ($1.2m).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 124Q4 22: 135Q1 23: 124Q2 23: 119Q3 23: 119Q4 23: 126Q1 24: 128Q2 24: 129Q3 24: 178Q4 24: 175Q1 25: 170Q2 25: 171171Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022124
Q4 2022135
Q1 2023124
Q2 2023119
Q3 2023119
Q4 2023126
Q1 2024128
Q2 2024129
Q3 2024178
Q4 2024175
Q1 2025170
Q2 2025171

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 56 bought or addedQ3 23: 44 cut or sold outQ4 23: 58 bought or addedQ4 23: 45 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 46 cut or sold outQ2 24: 65 bought or addedQ2 24: 53 cut or sold outQ2 24Q3 24: 131 bought or addedQ3 24: 36 cut or sold outQ4 24: 83 bought or addedQ4 24: 76 cut or sold outQ4 24Q1 25: 87 bought or addedQ1 25: 65 cut or sold outQ2 25: 94 bought or addedQ2 25: 55 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20235644
Q4 20235845
Q1 20246446
Q2 20246553
Q3 202413136
Q4 20248376
Q1 20258765
Q2 20259455

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 24 calls: $2.0mQ3 24 puts: $925.8kQ3 24P/C 0.45Q4 24 calls: $1.8mQ4 24 puts: $715.4kQ4 24P/C 0.40Q1 25 calls: $2.3mQ1 25 puts: $1.4mQ1 25P/C 0.62Q2 25 calls: $2.4mQ2 25 puts: $1.2mQ2 25P/C 0.49
Numbers
QuarterCallsPutsP/C
Q3 2024$2.0m$925.8k0.45
Q4 2024$1.8m$715.4k0.40
Q1 2025$2.3m$1.4m0.62
Q2 2025$2.4m$1.2m0.49

Biggest buyers

Next Capital Management LLC Added +556,316+556.3k
UBS Group AG Added +405,985+406.0k
ROYAL BANK OF CANADA Added +273,027+273.0k
MILLENNIUM MANAGEMENT LLC Added +226,362+226.4k
Muzinich & Co., Inc. Added +162,966+163.0k
VAN ECK ASSOCIATES CORP Added +152,428+152.4k
BlackRock, Inc. Added +151,502+151.5k
FRANKLIN RESOURCES INC Added +119,343+119.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +115,775+115.8k
Sumitomo Mitsui Trust Group, Inc. Added +102,410+102.4k

Biggest sellers

Allspring Global Investments Holdings, LLC Sold out -278,489-278.5k
1832 Asset Management L.P. Sold out -230,000-230.0k
North Ground Capital Sold out -190,000-190.0k
BANK OF AMERICA CORP /DE/ Reduced -182,075-182.1k
Advisors Asset Management, Inc. Reduced -111,492-111.5k
Invesco Ltd. Reduced -108,125-108.1k
Qube Research & Technologies Ltd Sold out -95,058-95.1k
Hennion & Walsh Asset Management, Inc. Reduced -86,824-86.8k
JPMORGAN CHASE & CO Reduced -58,313-58.3k
Foundations Investment Advisors, LLC Reduced -55,552-55.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $656.2k52.0k shares
SIMPLEX TRADING, LLC Reduced $388.0k30.8k shares
IMC-Chicago, LLC Added $369.8k29.3k shares
PEAK6 LLC New $350.8k27.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $333.2k26.4k shares
GROUP ONE TRADING LLC Added $304.1k24.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Crawford Fund Management, LLC Reduced $787.5k62.4k shares
CITADEL ADVISORS LLC Added $224.6k17.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $132.5k10.5k shares
SIMPLEX TRADING, LLC Added $15.0k1.2k shares
GROUP ONE TRADING LLC Added $12.6k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 1 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 2 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20241$13.0k0——
Q4 20240—0——
Q1 20252$643.1k0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 THORNBURG INVESTMENT MANAGEMENT INC 0.48% of their portfolio SANTA FE, NM 2,937,7832.9m $37.1m $37.1m 0.48% Unchanged
2 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 2,390,1552.4m $30.2m $30.2m 0.03% Added +152.4k +152,428
3 Apollo Management Holdings, L.P. 0.47% of their portfolio New York, NY 2,388,8572.4m $30.1m $30.1m 0.47% Added +5 +5
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,887,1401.9m $23.8m $23.8m 0.00% Added +64.1k +64,086
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,667,2881.7m $21.0m $21.0m 0.00% Added +406.0k +405,985
6 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 772,538772.5k $9.7m $9.7m 0.00% Added +119.3k +119,343
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 770,438770.4k $9.7m $9.7m 0.00% Reduced -108.1k -108,125
8 Next Capital Management LLC 3.38% of their portfolio NEW YORK, NY 725,401725.4k $9.2m $9.2m 3.38% Added +556.3k +556,316
9 CURA WEALTH ADVISORS, LLC 4.17% of their portfolio CHICAGO, IL 708,959709.0k $8.9m $8.9m 4.17% Added +60.4k +60,359
10 Legal & General Group Plc 0.00% of their portfolio London, X0 616,852616.9k $7.8m $7.8m 0.00% Reduced -8.1k -8,125
11 BlackRock, Inc. 0.00% of their portfolio New York, NY 611,877611.9k $7.7m $7.7m 0.00% Added +151.5k +151,502
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 584,965585.0k $7.4m $7.4m 0.00% Added +691 +691
13 ARES MANAGEMENT LLC 0.35% of their portfolio LOS ANGELES, CA 545,532545.5k $6.9m $6.9m 0.35% Added +63.5k +63,500
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 538,467538.5k $6.8m $6.8m 0.00% Reduced -23.7k -23,670
15 Callodine Capital Management, LP 0.65% of their portfolio BOSTON, MA 500,000500.0k $6.3m $6.3m 0.65% Added +90.2k +90,150
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 474,418474.4k $6.0m $6.0m 0.00% Added +273.0k +273,027
17 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 472,254472.3k $6.0m $6.0m 0.00% Added +458 +458
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 466,028466.0k $5.9m $5.9m 0.01% Added +115.8k +115,775
19 Ethos Financial Group, LLC 0.46% of their portfolio KING OF PRUSSIA, PA 421,901421.9k $5.3m $5.3m 0.46% Added +6.0k +5,953
20 CONDOR CAPITAL MANAGEMENT 0.45% of their portfolio MARTINSVILLE, NJ 412,875412.9k $5.2m $5.2m 0.45% Added +15.8k +15,789
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 402,636402.6k $5.1m $5.1m 0.00% Added +57.4k +57,406
22 Muzinich & Co., Inc. 2.31% of their portfolio NEW YORK, NY 401,393401.4k $5.1m $5.1m 2.31% Added +163.0k +162,966
23 CASTLEKEEP INVESTMENT ADVISORS LLC 2.40% of their portfolio WESTPORT, CT 388,911388.9k $4.9m $4.9m 2.40% Added +89 +89
24 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 371,828371.8k $4.7m $4.7m 0.07% Reduced -55.6k -55,552
25 Advisors Asset Management, Inc. 0.08% of their portfolio Monument, CO 362,391362.4k $4.6m $4.6m 0.08% Reduced -111.5k -111,492
26 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 334,994335.0k $4.2m $4.2m 0.00% Added +102.4k +102,410
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 334,446334.4k $4.2m $4.2m 0.00% Reduced -678 -678
28 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 328,055328.1k $4.1m $4.1m 0.03% Added +15.1k +15,132
29 BI Asset Management Fondsmaeglerselskab A/S 0.03% of their portfolio KOBENHAVN, G7 271,547271.5k $3.4m $3.4m 0.03% Added +28.0k +27,977
30 United Advisor Group, LLC 0.56% of their portfolio CINCINNATI, OH 256,852256.9k $3.2m $3.2m 0.56% Added +610 +610
31 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 246,923246.9k $3.1m $3.1m 0.00% Added +226.4k +226,362
32 Hennion & Walsh Asset Management, Inc. 0.11% of their portfolio Parsippany, NJ 223,557223.6k $2.8m $2.8m 0.11% Reduced -86.8k -86,824
33 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 223,220223.2k $2.8m $2.8m 0.01% Reduced -767 -767
34 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 222,459222.5k $2.8m $2.8m 0.01% Added +12.2k +12,191
35 Naviter Wealth, LLC 0.32% of their portfolio LITTLE ROCK, AR 203,259203.3k $2.6m $2.6m 0.32% Added +5.8k +5,765
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 194,265194.3k $2.5m $2.5m 0.00% Reduced -182.1k -182,075
37 Graypoint LLC 0.13% of their portfolio Albany, NY 186,797186.8k $2.4m $2.4m 0.13% Added +5.5k +5,545
38 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.03% of their portfolio ST. LOUIS, MO 165,155165.2k $2.1m $2.1m 0.03% Added +75.4k +75,407
39 DNB Asset Management AS 0.01% of their portfolio Oslo, Q8 164,114164.1k $2.1m $2.1m 0.01% Unchanged
40 AdvisorNet Financial, Inc 0.13% of their portfolio MINNETONKA, MN 157,228157.2k $2.0m $2.0m 0.13% Reduced -13.6k -13,626
41 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 154,554154.6k $2.0m $2.0m 0.00% Added +78.4k +78,388
42 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 119,168119.2k $1.5m $1.5m 0.03% Added +13.5k +13,521
43 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 112,935112.9k $1.4m $1.4m 0.00% Added +34.8k +34,800
44 Garner Asset Management Corp 0.65% of their portfolio PLANO, TX 111,631111.6k $1.4m $1.4m 0.65% Reduced -20.2k -20,232
45 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 109,666109.7k $1.4m $1.4m 0.01% Unchanged
46 LSV ASSET MANAGEMENT 0.00% of their portfolio CHICAGO, IL 104,866104.9k $1.3m $1.3m 0.00% Unchanged
47 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 103,954104.0k $1.3m $1.3m 0.04% Added +4.9k +4,919
48 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 95,69895.7k $1.2m $1.2m 0.00% Added +1.5k +1,501
49 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 93,85793.9k $1.2m $1.2m 0.00% Added +4.5k +4,530
50 Almitas Capital LLC 0.30% of their portfolio SANTA MONICA, CA 92,71792.7k $1.2m $1.2m 0.30% Reduced -50.2k -50,167
51 COMERICA BANK 0.00% of their portfolio DALLAS, TX 91,95592.0k $1.2m $1.2m 0.00% Added +9.0k +9,046
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 89,49289.5k $1.1m $1.1m 0.00% Added +3.9k +3,928
53 DENALI ADVISORS LLC 0.12% of their portfolio SAN DIEGO, CA 87,68187.7k $1.1m $1.1m 0.12% Reduced -2.3k -2,325
54 Global Wealth Management Investment Advisory, Inc. 0.20% of their portfolio FORT LAUDERDALE, FL 85,22085.2k $1.1m $1.1m 0.20% Added +6.1k +6,112
55 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 84,19184.2k $1.1m $1.1m 0.01% Unchanged
56 SHARPEPOINT LLC 1.05% of their portfolio PHOENIX, AZ 80,56380.6k $1.0m $1.0m 1.05% Added +12.0k +11,993
57 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 76,27876.3k $962.6k $962.6k 0.01% Added +46.7k +46,739
58 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 73,04673.0k $921.8k $921.8k 0.03% Added +2.2k +2,183
59 M Holdings Securities, Inc. 0.16% of their portfolio PORTLAND, OR 72,31872.3k $913.0k $913.0k 0.16% Reduced -2.3k -2,283
60 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 70,43470.4k $888.9k $888.9k 0.02% Reduced -3.0k -2,957
61 Virtus Investment Advisers, LLC 0.30% of their portfolio HARTFORD, CT 69,51369.5k $877.3k $877.3k 0.30% Reduced -1.6k -1,585
62 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 69,15869.2k $872.8k $872.8k 0.00% Added +8.3k +8,306
63 Whipplewood Advisors, LLC 0.44% of their portfolio LITTLETON, CO 63,34163.3k $799.4k $799.4k 0.44% Added +63.3k +63,338
64 Camelot Portfolios, LLC 0.47% of their portfolio Maumee, OH 61,88461.9k $781.0k $781.0k 0.47% Reduced -2.7k -2,701
65 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 58,76358.8k $741.6k $741.6k 0.00% Reduced -58.3k -58,313
66 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 56,57556.6k $714.0k $714.0k 0.00% Reduced -1.4k -1,351
67 PANORAMIC INVESTMENT ADVISORS, LLC 0.42% of their portfolio DENVER, CO 53,63053.6k $676.8k $676.8k 0.42% Unchanged
68 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 51,85151.9k $654.4k $654.4k 0.00% Reduced -51.8k -51,845
69 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 48,83848.8k $616.3k $616.3k 0.00% Added +4.0k +4,014
70 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 48,31148.3k $609.7k $609.7k 0.00% Reduced -15.0k -15,043
71 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 47,58947.6k $600.6k $600.6k 0.00% New
72 MERIDIAN INVESTMENT COUNSEL INC. 0.14% of their portfolio LAFAYETTE, CA 42,04542.0k $530.6k $530.6k 0.14% Reduced -11.4k -11,400
73 SHUFRO ROSE & CO LLC 0.04% of their portfolio NEW YORK, NY 41,83441.8k $538.0k $538.0k 0.04% Reduced -2.3k -2,308
74 TCFG WEALTH MANAGEMENT, LLC 0.24% of their portfolio LAGUNA NIGUEL, CA 41,65641.7k $525.7k $525.7k 0.24% Unchanged
75 LeClair Wealth Partners LLC 0.35% of their portfolio DUBLIN, OH 40,88540.9k $516.0k $516.0k 0.35% Unchanged
76 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 38,62438.6k $487.4k $487.4k 0.00% Added +5.9k +5,880
77 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 36,99937.0k $466.9k $466.9k 0.01% Added +10.1k +10,072
78 EVOKE WEALTH, LLC 0.01% of their portfolio Los Angeles, CA 36,80036.8k $464.4k $464.4k 0.01% Unchanged
79 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 36,64336.6k $462.0k $462.0k 0.02% Added +352 +352
80 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 35,29135.3k $445.4k $445.4k 0.00% Added +395 +395
81 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.16% of their portfolio Phoenix, AZ 34,67734.7k $437.6k $437.6k 0.16% Unchanged
82 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 33,08133.1k $417.5k $417.5k 0.00% New
83 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 30,38430.4k $383.4k $383.4k 0.00% Added +621 +621
84 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 25,99626.0k $328.1k $328.1k 0.03% Added +401 +401
85 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,85025.9k $326.2k $326.2k 0.00% Reduced -1.8k -1,800
86 Millennium Capital Advisors, LLC 0.21% of their portfolio LITTLE ROCK, AR 25,19625.2k $318.0k $318.0k 0.21% Added +121 +121
87 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 24,43024.4k $308.3k $308.3k 0.00% Added +1.0k +1,000
88 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,37124.4k $307.6k $307.6k 0.00% New
89 First Commonwealth Financial Corp /PA/ 0.07% of their portfolio Indiana, PA 24,17524.2k $305.1k $305.1k 0.07% Unchanged
90 Generali Investments CEE, investicni spolecnost, a.s. 0.03% of their portfolio PRAGUE, 2N 24,13924.1k $304.6k $304.6k 0.03% Added +1.4k +1,419
91 Brevan Howard Capital Management LP 0.00% of their portfolio ST. HELIER, Y9 23,78023.8k $300.1k $300.1k 0.00% Added +2.0k +1,966
92 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 23,53023.5k $296.5k $296.5k 0.00% Added +2.5k +2,521
93 Tyche Wealth Partners LLC 0.06% of their portfolio PLANO, TX 23,50023.5k $296.6k $296.6k 0.06% Added +4.0k +4,000
94 DKM Wealth Management, Inc. 0.26% of their portfolio STOCKTON, CA 23,50023.5k $296.6k $296.6k 0.26% Unchanged
95 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 23,35923.4k $294.8k $294.8k 0.00% Reduced -1.9k -1,918
96 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.09% of their portfolio HIGHLAND PARK, IL 22,27122.3k $281.1k $281.1k 0.09% Unchanged
97 Everstar Asset Management, LLC 0.16% of their portfolio MOORESVILLE, NC 20,85020.9k $263.1k $263.1k 0.16% Reduced -3.0k -3,000
98 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 19,26319.3k $243.1k $243.1k 0.00% Added +5.8k +5,819
99 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 19,10219.1k $241.1k $241.1k 0.01% New
100 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 18,94718.9k $239.1k $239.1k 0.00% Reduced -8.0k -7,959