Omega Financial Group, LLC

Santa Barbara, CA · CIK 1767982 · 13F filing filed 2025-08-08

SEC-registered investment adviser since 2013 · limited liability company

Assets managed$552.4m
Staff6 · 4 in investment roles
Main clients (by assets)High net worth individuals 86%, Individuals 12%, Pension plans 2%
Form ADV · 2026-06-04SEC adviser record

$277.2m reported value +6.4% vs Q1 2025

91positions

47.4%in top 10

11 new 42 added 32 reduced 0 sold out vs Q1 2025

Options: 9 call positions ($3.0m notional), 1 put positions ($889.4k notional) – listed below, not included above.

Holdings, Q2 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	244,610	$21.8m7.86%	7.86%	Reduced -6.2k	-6,157 -2.5%
2	ISHARES TR CORE US AGGBD ET AGG	AGG	171,125	$17.0m6.12%	6.12%	Added +2.7k	+2,681 1.6%
3	ISHARES TR CORE S&P500 ETF IVV	IVV	21,763	$13.5m4.87%	4.87%	Added +573	+573 2.7%
4	ISHARES TR CORE S&P SCP ETF IJR	IJR	122,085	$13.3m4.81%	4.81%	Added +4.4k	+4,353 3.7%
5	ISHARES TR CORE 1 5 YR USD ISTB	ISTB	273,767	$13.3m4.80%	4.80%	Added +3.7k	+3,748 1.4%
6	ISHARES TR CORE S&P MCP ETF IJH	IJH	184,282	$11.4m4.12%	4.12%	Added +5.0k	+5,047 2.8%
7	SCHWAB STRATEGIC TR US MID-CAP ETF SCHM	SCHM	371,948	$10.4m3.76%	3.76%	Reduced -17.6k	-17,631 -4.5%
8	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	83,459	$10.3m3.72%	3.72%	Added +2.8k	+2,845 3.5%
9	ISHARES TR CORE MSCI EAFE IEFA	IEFA	122,014	$10.2m3.67%	3.67%	Added +659	+659 0.5%
10	ISHARES TR EAFE SML CP ETF SCZ	SCZ	139,650	$10.1m3.66%	3.66%	Added +683	+683 0.5%
11	ISHARES TR RUS 1000 ETF IWB	IWB	25,631	$8.7m3.14%	3.14%	Reduced -625	-625 -2.4%
12	ISHARES INC CORE MSCI EMKT IEMG	IEMG	140,092	$8.4m3.03%	3.03%	Added +1.6k	+1,619 1.2%
13	ISHARES TR JPMORGAN USD EMG EMB	EMB	90,095	$8.3m3.01%	3.01%	Reduced -1.7k	-1,669 -1.8%
14	SPDR SERIES TRUST PORTFLI HIGH YLD SPHY	SPHY	335,872	$8.0m2.88%	2.88%	Added +172	+172 0.1%
15	AFFIRM HLDGS INC COM CL A AFRM	AFRM	114,630	$7.9m2.86%	2.86%	Added +5.4k	+5,351 4.9%
16	VANGUARD CHARLOTTE FDS TOTAL INT BD ETF BNDX	BNDX	138,403	$6.9m2.47%	2.47%	Added +1.2k	+1,174 0.9%
17	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	229,386	$5.6m2.02%	2.02%	Reduced -7.2k	-7,153 -3.0%
18	ISHARES TR SELECT DIVID ETF DVY	DVY	35,944	$4.8m1.72%	1.72%	Reduced -10.0k	-9,985 -21.7%
19	ISHARES INC EM MKT SM-CP ETF EEMS	EEMS	73,037	$4.7m1.71%	1.71%	Added +1.2k	+1,222 1.7%
20	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	7,802	$4.3m1.55%	1.55%	Reduced -137	-137 -1.7%
21	SCHWAB STRATEGIC TR US REIT ETF SCHH	SCHH	198,979	$4.2m1.52%	1.52%	Reduced -6.8k	-6,769 -3.3%
22	ISHARES TR CALIF MUN BD ETF CMF	CMF	74,949	$4.2m1.51%	1.51%	Added +1	+1 0.0%
23	ISHARES TR EAFE GRWTH ETF EFG	EFG	34,579	$3.9m1.40%	1.40%	Added +541	+541 1.6%
24	ISHARES TR CORE S&P US GWT IUSG	IUSG	24,411	$3.7m1.32%	1.32%	Added +790	+790 3.3%
25	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	5,239	$3.2m1.17%	1.17%	Reduced -2.5k	-2,523 -32.5%
26	SCHWAB STRATEGIC TR EMRG MKTEQ ETF SCHE	SCHE	100,587	$3.0m1.09%	1.09%	Reduced -410	-410 -0.4%
27	ISHARES TR ESG AWR US AGRGT EAGG	EAGG	60,510	$2.9m1.04%	1.04%	Reduced -4.5k	-4,462 -6.9%
28	ISHARES TR SHRT NAT MUN ETF SUB	SUB	25,325	$2.7m0.97%	0.97%	Reduced -2.1k	-2,061 -7.5%
29	ISHARES TR ESG AWARE MSCI ESML	ESML	59,689	$2.5m0.89%	0.89%	Added +221	+221 0.4%
30	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	105,788	$2.5m0.89%	0.89%	Added +7.7k	+7,734 7.9%
31	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	111,134	$2.5m0.89%	0.89%	Added +3.4k	+3,372 3.1%
32	ISHARES TR ESG MSCI LEADR SUSL	SUSL	22,327	$2.4m0.87%	0.87%	Added +112	+112 0.5%
33	INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP IFLN	IFLN	109,344	$2.0m0.73%	0.73%	Reduced -4.7k	-4,663 -4.1%
34	APPLE INC COM AAPL	AAPL	9,657	$2.0m0.71%	0.71%	Added +1.9k	+1,932 25.0%
35	ISHARES TR ESG AWRE 1 5 YR SUSB	SUSB	72,898	$1.8m0.66%	0.66%	Added +423	+423 0.6%
36	INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG PCY	PCY	86,738	$1.8m0.64%	0.64%	Reduced -5.9k	-5,867 -6.3%
37	ISHARES INC ESG AWR MSCI EM ESGE	ESGE	43,264	$1.7m0.61%	0.61%	Added +102	+102 0.2%
38	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	19,734	$1.6m0.57%	0.57%	Reduced -114	-114 -0.6%
39	SPDR SER TR DJ REIT ETF RWR	RWR	16,001	$1.5m0.56%	0.56%	Added +142	+142 0.9%
40	ISHARES TR ESG AW MSCI EAFE ESGD	ESGD	14,542	$1.3m0.47%	0.47%	Added +56	+56 0.4%
41	INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT PBP	PBP	57,696	$1.3m0.45%	0.45%	Reduced -1.2k	-1,172 -2.0%
42	VISA INC COM CL A V	V	3,517	$1.2m0.45%	0.45%	Added +317	+317 9.9%
43	VANGUARD INDEX FDS MID CAP ETF VO	VO	4,322	$1.2m0.44%	0.44%	Unchanged
44	SCHWAB STRATEGIC TR US SML CAP ETF SCHA	SCHA	44,045	$1.1m0.40%	0.40%	Reduced -606	-606 -1.4%
45	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	10,828	$1.1m0.39%	0.39%	Added +148	+148 1.4%
46	ISHARES TR 20 YR TR BD ETF TLT	TLT	11,924	$1.1m0.38%	0.38%	Reduced -7.9k	-7,913 -39.9%
47	NETFLIX INC COM NFLX	NFLX	732	$980.2k0.35%	0.35%	New
48	SPDR SER TR NUVEEN BLMBRG SH SHM	SHM	20,307	$971.3k0.35%	0.35%	Added +1.1k	+1,123 5.8%
49	SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP MDY	MDY	1,548	$876.9k0.32%	0.32%	Added +94	+94 6.5%
50	ISHARES TR USD GRN BOND ETF BGRN	BGRN	18,062	$861.0k0.31%	0.31%	Added +352	+352 2.0%
51	AMPHENOL CORP CL A APH	APH	8,329	$822.5k0.30%	0.30%	Reduced -155	-155 -1.8%
52	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	5,528	$753.6k0.27%	0.27%	Reduced -30	-30 -0.5%
53	SPDR SER TR NUVEEN BLMBRG MU TFI	TFI	16,529	$738.3k0.27%	0.27%	Reduced -41	-41 -0.2%
54	ISHARES TR IBOXX INV CP ETF LQD	LQD	6,540	$716.9k0.26%	0.26%	Added +13	+13 0.2%
55	SPDR INDEX SHS FDS S&P EMKTSC ETF EWX	EWX	10,665	$661.6k0.24%	0.24%	Reduced -35	-35 -0.3%
56	SCHWAB STRATEGIC TR INTL SCEQT ETF SCHC	SCHC	14,258	$607.2k0.22%	0.22%	Reduced -576	-576 -3.9%
57	MICROSOFT CORP COM MSFT	MSFT	1,198	$595.8k0.21%	0.21%	Added +360	+360 43.0%
58	INVESCO EXCH TRADED FD TR II CALIF AMT MUN PWZ	PWZ	25,044	$584.5k0.21%	0.21%	Added +139	+139 0.6%
59	TESLA INC COM TSLA	TSLA	1,814	$576.2k0.21%	0.21%	Added +289	+289 18.9%
60	NVIDIA CORPORATION COM NVDA	NVDA	3,540	$559.2k0.20%	0.20%	New
61	SPDR SERIES TRUST BLOOMBERG INTL IBND	IBND	16,391	$534.2k0.19%	0.19%	Reduced -2.9k	-2,910 -15.1%
62	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	1,706	$509.9k0.18%	0.18%	Reduced -25	-25 -1.4%
63	ISHARES TR U.S. REAL ES ETF IYR	IYR	5,280	$500.4k0.18%	0.18%	Added +12	+12 0.2%
64	ISHARES TR 3 7 YR TREAS BD IEI	IEI	4,082	$486.1k0.18%	0.18%	Unchanged
65	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	17,697	$469.0k0.17%	0.17%	Added +1.2k	+1,154 7.0%
66	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	965	$468.8k0.17%	0.17%	Reduced -155	-155 -13.8%
67	ISHARES TR ISHS 5-10YR INVT IGIB	IGIB	8,745	$466.0k0.17%	0.17%	Unchanged
68	AMERICAN EXPRESS CO COM AXP	AXP	1,200	$382.8k0.14%	0.14%	Unchanged
69	ISHARES TR IBOXX HI YD ETF HYG	HYG	4,721	$380.8k0.14%	0.14%	Reduced -2.4k	-2,423 -33.9%
70	AMAZON COM INC COM AMZN	AMZN	1,679	$368.4k0.13%	0.13%	Added +445	+445 36.1%
71	ALPHABET INC CAP STK CL A GOOGL	GOOGL	2,075	$365.6k0.13%	0.13%	Reduced -72	-72 -3.4%
72	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	12,513	$365.5k0.13%	0.13%	Reduced -269	-269 -2.1%
73	ISHARES TR 0-5YR HI YL CP SHYG	SHYG	8,263	$356.5k0.13%	0.13%	Added +160	+160 2.0%
74	ISHARES TR 10-20 YR TRS ETF TLH	TLH	3,218	$326.9k0.12%	0.12%	Unchanged
75	COSTCO WHSL CORP NEW COM COST	COST	323	$319.7k0.12%	0.12%	New
76	ISHARES TR RUSSELL 2000 ETF IWM	IWM	1,451	$313.0k0.11%	0.11%	Reduced -55	-55 -3.6%
77	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	1,501	$307.1k0.11%	0.11%	Unchanged
78	ALPHABET INC CAP STK CL C GOOG	GOOG	1,634	$289.8k0.10%	0.10%	Added +286	+286 21.2%
79	FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF CIBR	CIBR	3,631	$274.5k0.10%	0.10%	New
80	SCHWAB STRATEGIC TR 1000 INDEX ETF SCHK	SCHK	8,851	$264.0k0.10%	0.10%	Added +20	+20 0.2%
81	ISHARES TR U.S. TECH ETF IYW	IYW	1,405	$243.4k0.09%	0.09%	Reduced -176	-176 -11.1%
82	FIDELITY WISE ORIGIN BITCOIN SHS FBTC	FBTC	2,559	$240.6k0.09%	0.09%	New
83	SPDR INDEX SHS FDS S&P INTL SMLCP GWX	GWX	6,448	$239.7k0.09%	0.09%	Added +84	+84 1.3%
84	EXXON MOBIL CORP COM XOM	XOM	2,120	$228.6k0.08%	0.08%	Reduced -37	-37 -1.7%
85	INTUITIVE SURGICAL INC COM NEW ISRG	ISRG	381	$207.0k0.07%	0.07%	New
86	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	1,058	$206.3k0.07%	0.07%	New
87	GILEAD SCIENCES INC COM GILD	GILD	1,853	$205.5k0.07%	0.07%	Added +10	+10 0.5%
88	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	4,140	$204.8k0.07%	0.07%	New
89	CARNIVAL CORP UNIT 99/99/9999 UNIT 99/99/9999		1,150	$32.3k0.01%	0.01%	New
90	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	16	$8.1k0.00%	0.00%	New
91	TARGET CORP COM TGT	TGT	12	$1.2k0.00%	0.00%	New

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
TESLA INC TSLA · Put	TSLA	Put	2,800	$889.4k2.8k shares	New
CROWDSTRIKE HLDGS INC CRWD · Call	CRWD	Call	1,500	$764.0k1.5k shares	New
TARGET CORP TGT · Call	TGT	Call	5,000	$493.2k5.0k shares	New
PALANTIR TECHNOLOGIES INC PLTR · Call	PLTR	Call	3,600	$490.8k3.6k shares	New
CARNIVAL CORP Call		Call	13,600	$382.4k13.6k shares	New
TESLA INC TSLA · Call	TSLA	Call	1,100	$349.4k1.1k shares	New
MICROSOFT CORP MSFT · Call	MSFT	Call	500	$248.7k500 shares	New
APPLE INC AAPL · Call	AAPL	Call	900	$184.7k900 shares	New
SPDR S&P 500 ETF TR SPY · Call	SPY	Call	100	$61.8k100 shares	New
INVESCO QQQ TR QQQ · Call	QQQ	Call	100	$55.2k100 shares	New