Kozak & Associates, Inc.

HIGHLANDS RANCH, CO · CIK 1764970 · 13F filing filed 2026-07-02

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Others nearbyLittleton, CO

$576.1m reported value +12.3% vs Q1 2026

451positions

62.9%in top 10

24 new 130 added 81 reduced 25 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES U S ETF TR U.S. TECH INDEPD IETC	IETC	464,639	$49.2m8.54%	8.54%	Reduced -189.3k	-189,328 -28.9%
2	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	409,311	$48.5m8.41%	8.41%	Added +103.4k	+103,398 33.8%
3	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	63,062	$47.0m8.16%	8.16%	Reduced -2.8k	-2,789 -4.2%
4	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	63,600	$46.1m8.01%	8.01%	Reduced -5.9k	-5,935 -8.5%
5	INVESCO EXCH TRADED FD TR II S&P 500 REVENUE RWL	RWL	333,763	$42.9m7.44%	7.44%	Reduced -252.8k	-252,834 -43.1%
6	ISHARES TR U.S. FIN SVC ETF IYG	IYG	305,432	$28.2m4.89%	4.89%	Reduced -125.0k	-124,951 -29.0%
7	ISHARES TR S&P MC 400GR ETF IJK	IJK	230,502	$26.8m4.64%	4.64%	Added +216.3k	+216,323 1525.7%
8	PGIM ETF TR JENNISON FOC VAL PJFV	PJFV	258,669	$25.3m4.40%	4.40%	New
9	VANECK ETF TRUST SEMICONDUCTR ETF SMH	SMH	39,507	$24.5m4.25%	4.25%	Reduced -25.7k	-25,664 -39.4%
10	ISHARES TR US INDUSTRIALS IYJ	IYJ	144,050	$23.9m4.14%	4.14%	Reduced -75.1k	-75,147 -34.3%
11	APPLE INC COM AAPL	AAPL	79,317	$23.3m4.05%	4.05%	Reduced -6.9k	-6,908 -8.0%
12	NVIDIA CORPORATION COM NVDA	NVDA	116,352	$23.0m3.99%	3.99%	Reduced -14.0k	-13,956 -10.7%
13	MICROSOFT CORP COM MSFT	MSFT	53,589	$20.6m3.57%	3.57%	Added +3.6k	+3,565 7.1%
14	AMAZON COM INC COM AMZN	AMZN	75,508	$18.3m3.17%	3.17%	Reduced -3.9k	-3,850 -4.8%
15	PIMCO ETF TR MULTISECTOR BD PYLD	PYLD	681,232	$17.9m3.11%	3.11%	Added +669.0k	+668,956 5449.3%
16	ISHARES INC MSCI EMRG CHN EMXC	EMXC	139,690	$13.8m2.39%	2.39%	New
17	COSTCO WHSL CORP NEW COM COST	COST	13,058	$12.1m2.10%	2.10%	Reduced -1.6k	-1,650 -11.2%
18	SPDR DOW JONES INDL AVERAGE UT SER 1 DIA	DIA	21,352	$11.2m1.94%	1.94%	Added +4.3k	+4,350 25.6%
19	ALPHABET INC CAP STK CL C GOOG	GOOG	25,357	$9.1m1.58%	1.58%	Added +19.0k	+18,995 298.6%
20	SCHWAB STRATEGIC TR FUNDAMENTAL EMER FNDE	FNDE	209,032	$8.2m1.43%	1.43%	Added +208.7k	+208,704 63629.3%
21	VANECK ETF TRUST URANIUM AND NUCL NLR	NLR	67,229	$7.7m1.34%	1.34%	New
22	BROADCOM INC COM AVGO	AVGO	7,102	$2.6m0.46%	0.46%	Added +225	+225 3.3%
23	JPMORGAN CHASE & CO COM JPM	JPM	7,459	$2.5m0.43%	0.43%	Added +40	+40 0.5%
24	SCHWAB CHARLES CORP COM SCHW	SCHW	25,933	$2.5m0.43%	0.43%	Reduced -1.8k	-1,762 -6.4%
25	CATERPILLAR INC COM CAT	CAT	1,893	$1.9m0.33%	0.33%	Added +79	+79 4.4%
26	VISA INC COM CL A V	V	4,697	$1.6m0.29%	0.29%	Added +26	+26 0.6%
27	LOCKHEED MARTIN CORP COM LMT	LMT	2,573	$1.3m0.23%	0.23%	Added +17	+17 0.7%
28	ALPHABET INC CAP STK CL A GOOGL	GOOGL	3,466	$1.3m0.22%	0.22%	Reduced -82	-82 -2.3%
29	ABBVIE INC COM ABBV	ABBV	4,766	$1.2m0.21%	0.21%	Added +11	+11 0.2%
30	ORACLE CORP COM ORCL	ORCL	7,723	$1.1m0.19%	0.19%	Added +3	+3 0.0%
31	NETFLIX INC COM NFLX	NFLX	13,153	$975.8k0.17%	0.17%	Reduced -20	-20 -0.1%
32	INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT XSMO	XSMO	10,457	$960.7k0.17%	0.17%	Reduced -730	-730 -6.5%
33	WASTE MGMT INC DEL COM WM	WM	4,052	$908.0k0.16%	0.16%	Unchanged
34	DEERE & CO COM DE	DE	1,382	$867.3k0.15%	0.15%	Added +4	+4 0.3%
35	GE VERNOVA INC COM GEV	GEV	707	$802.1k0.14%	0.14%	Reduced -33	-33 -4.5%
36	CSX CORP COM CSX	CSX	16,182	$782.1k0.14%	0.14%	Added +48	+48 0.3%
37	AMERICAN EXPRESS CO COM AXP	AXP	2,234	$777.5k0.13%	0.13%	Added +4	+4 0.2%
38	PROSHARES TR S&P 500 DV ARIST NOBL	NOBL	13,380	$757.7k0.13%	0.13%	Reduced -670	-670 -4.8%
39	CHEVRON CORP NEW COM CVX	CVX	4,545	$753.0k0.13%	0.13%	Added +46	+46 1.0%
40	GE AEROSPACE COM NEW GE	GE	1,977	$741.2k0.13%	0.13%	Added +180	+180 10.0%
41	MARRIOTT INTL INC NEW CL A MAR	MAR	1,898	$698.9k0.12%	0.12%	Added +3	+3 0.2%
42	BLACKSTONE INC COM BX	BX	5,673	$678.2k0.12%	0.12%	Added +52	+52 0.9%
43	EXXON MOBIL CORP COM XOM	XOM	4,763	$649.1k0.11%	0.11%	Added +31	+31 0.7%
44	FIRST SOLAR INC COM FSLR	FSLR	2,650	$615.0k0.11%	0.11%	Unchanged
45	CISCO SYS INC COM CSCO	CSCO	4,899	$573.2k0.10%	0.10%	Added +35	+35 0.7%
46	MCDONALDS CORP COM MCD	MCD	2,032	$547.6k0.10%	0.10%	Added +14	+14 0.7%
47	DARDEN RESTAURANTS INC COM DRI	DRI	2,604	$525.8k0.09%	0.09%	Added +20	+20 0.8%
48	SERVICENOW INC COM NOW	NOW	4,785	$506.3k0.09%	0.09%	Added +287	+287 6.4%
49	GOLDMAN SACHS GROUP INC COM GS	GS	460	$469.1k0.08%	0.08%	Reduced -10	-10 -2.1%
50	NEXTERA ENERGY INC COM NEE	NEE	5,382	$464.8k0.08%	0.08%	Reduced -14	-14 -0.3%
51	VALERO ENERGY CORP COM VLO	VLO	1,686	$454.3k0.08%	0.08%	Added +8	+8 0.5%
52	META PLATFORMS INC CL A META	META	736	$451.1k0.08%	0.08%	Reduced -167	-167 -18.5%
53	ISHARES TR CORE S&P500 ETF IVV	IVV	585	$438.5k0.08%	0.08%	Reduced -5	-5 -0.8%
54	HOME DEPOT INC COM HD	HD	1,216	$426.8k0.07%	0.07%	Reduced -94	-94 -7.2%
55	CAPITAL ONE FINL CORP COM COF	COF	1,888	$386.8k0.07%	0.07%	Added +2	+2 0.1%
56	GILEAD SCIENCES INC COM GILD	GILD	3,000	$377.9k0.07%	0.07%	Unchanged
57	QUALCOMM INC COM QCOM	QCOM	2,052	$373.2k0.06%	0.06%	Added +25	+25 1.2%
58	LAM RESEARCH CORP COM NEW LRCX	LRCX	930	$363.9k0.06%	0.06%	Unchanged
59	DUKE ENERGY CORP NEW COM NEW DUK	DUK	2,634	$331.3k0.06%	0.06%	Added +7	+7 0.3%
60	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	1,124	$321.7k0.06%	0.06%	Added +7	+7 0.6%
61	COCA COLA CO COM KO	KO	3,895	$316.6k0.05%	0.05%	Added +23	+23 0.6%
62	WORKDAY INC CL A WDAY	WDAY	2,416	$314.7k0.05%	0.05%	Added +538	+538 28.6%
63	PROCTER AND GAMBLE CO COM PG	PG	2,133	$314.5k0.05%	0.05%	Reduced -777	-777 -26.7%
64	JOHNSON & JOHNSON COM JNJ	JNJ	1,219	$309.5k0.05%	0.05%	Reduced -4	-4 -0.3%
65	WILLIAMS COS INC COM WMB	WMB	4,040	$294.0k0.05%	0.05%	Added +28	+28 0.7%
66	BANK AMERICA CORP COM BAC	BAC	4,930	$287.7k0.05%	0.05%	Reduced -237	-237 -4.6%
67	BLACKROCK INC COM BLK	BLK	291	$285.3k0.05%	0.05%	Added +2	+2 0.7%
68	XCEL ENERGY INC COM XEL	XEL	3,521	$280.6k0.05%	0.05%	Added +23	+23 0.7%
69	SHELL PLC SPON ADS SHEL	SHEL	3,598	$275.5k0.05%	0.05%	Unchanged
70	ALTRIA GROUP INC COM MO	MO	3,672	$262.7k0.05%	0.05%	Added +24	+24 0.7%
71	DELTA AIR LINES INC DEL COM NEW DAL	DAL	2,613	$243.1k0.04%	0.04%	Added +1	+1 0.0%
72	MADRIGAL PHARMACEUTICALS INC COM MDGL	MDGL	424	$218.1k0.04%	0.04%	Unchanged
73	ISHARES TR MSCI EAFE ETF EFA	EFA	2,065	$212.7k0.04%	0.04%	Added +25	+25 1.2%
74	MONTROSE ENVIRONMENTAL GROUP COM ONT	ONT	10,000	$206.2k0.04%	0.04%	Unchanged
75	SHOPIFY INC CL A SUB VTG SHS SHOP	SHOP	1,659	$201.8k0.04%	0.04%	Reduced -466	-466 -21.9%
76	ADVANCED MICRO DEVICES INC COM AMD	AMD	355	$192.0k0.03%	0.03%	Reduced -20	-20 -5.3%
77	TESLA INC COM TSLA	TSLA	446	$189.7k0.03%	0.03%	Added +30	+30 7.2%
78	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	378	$188.9k0.03%	0.03%	Unchanged
79	PEPSICO INC COM PEP	PEP	1,283	$181.1k0.03%	0.03%	Added +4	+4 0.3%
80	ROPER TECHNOLOGIES INC COM ROP	ROP	509	$180.6k0.03%	0.03%	Added +1	+1 0.2%
81	MORGAN STANLEY COM NEW MS	MS	826	$174.9k0.03%	0.03%	Added +5	+5 0.6%
82	SALESFORCE INC COM CRM	CRM	969	$158.1k0.03%	0.03%	Added +3	+3 0.3%
83	RTX CORPORATION COM RTX	RTX	813	$155.9k0.03%	0.03%	Added +3	+3 0.4%
84	OKLO INC COM CL A OKLO	OKLO	2,700	$141.6k0.02%	0.02%	Unchanged
85	AMGEN INC COM AMGN	AMGN	389	$140.4k0.02%	0.02%	Added +6	+6 1.6%
86	CUMMINS INC COM CMI	CMI	205	$140.1k0.02%	0.02%	Unchanged
87	ROYAL BK CDA COM RY	RY	671	$139.8k0.02%	0.02%	Unchanged
88	ELECTRONIC ARTS INC COM EA	EA	680	$139.6k0.02%	0.02%	Added +1	+1 0.1%
89	INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV PEY	PEY	5,820	$136.6k0.02%	0.02%	Added +69	+69 1.2%
90	EATON CORP PLC SHS ETN	ETN	330	$136.1k0.02%	0.02%	Unchanged
91	CITIGROUP INC COM NEW C	C	945	$132.5k0.02%	0.02%	Added +4	+4 0.4%
92	GALLAGHER ARTHUR J & CO COM AJG	AJG	529	$126.7k0.02%	0.02%	Added +2	+2 0.4%
93	AFLAC INC COM AFL	AFL	1,057	$125.3k0.02%	0.02%	Added +18	+18 1.7%
94	AMERIPRISE FINL INC COM AMP	AMP	258	$123.7k0.02%	0.02%	Added +1	+1 0.4%
95	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	1,418	$122.2k0.02%	0.02%	Reduced -148	-148 -9.4%
96	IRON MTN INC DEL COM IRM	IRM	1,000	$121.9k0.02%	0.02%	Unchanged
97	NORTHROP GRUMMAN CORP COM NOC	NOC	234	$121.9k0.02%	0.02%	Unchanged
98	MERCK & CO INC COM MRK	MRK	951	$119.3k0.02%	0.02%	Reduced -47	-47 -4.7%
99	GENUINE PARTS CO COM GPC	GPC	1,001	$117.5k0.02%	0.02%	Unchanged
100	ISHARES TR RUS 1000 ETF IWB	IWB	285	$116.5k0.02%	0.02%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
AGNICO EAGLE MINES LTD AEM	AEM	1,000	$217.4k1.0k shares
HONEYWELL INTL INC		266	$124.5k266 shares
AMERICAN HEALTHCARE REIT INC AHR	AHR	1,088	$52.4k1.1k shares
SPOTIFY TECHNOLOGY S A SPOT	SPOT	72	$36.3k72 shares
FS KKR CAP CORP FSK	FSK	1,711	$17.7k1.7k shares
CARNIVAL CORP		302	$8.4k302 shares
FORTINET INC FTNT	FTNT	100	$7.9k100 shares
ZIM INTEGRATED SHIPPING SERV ZIM	ZIM	205	$5.4k205 shares
SCHWAB STRATEGIC TR SCHH	SCHH	72	$1.6k72 shares
DIMENSIONAL ETF TRUST DFIS	DFIS	38	$1.4k38 shares
CLEARWAY ENERGY INC		32	$1.3k32 shares
VANGUARD INTL EQUITY INDEX F VNQI	VNQI	27	$1.3k27 shares
TC ENERGY CORP TRP	TRP	11	$68711 shares
COREWEAVE INC CRWV	CRWV	5	$5515 shares
VANGUARD INDEX FDS VOT	VOT	2	$5482 shares
ISHARES TR EFG	EFG	3	$3583 shares
SOUTH BOW CORP SOBO	SOBO	2	$662 shares
INVESCO EXCH TRADED FD TR II PXH	PXH	2	$562 shares
ISHARES TR IWO	IWO	0	$540 shares
VANGUARD INDEX FDS VV	VV	0	$390 shares
DBX ETF TR HAUZ	HAUZ	1	$241 shares
CLOROX CO DEL CLX	CLX	0	$60 shares
PROLOGIS INC. PLD	PLD	0	$00 shares
GLOBAL SELF STORAGE INC SELF	SELF	0	$00 shares
HEALTHPEAK PROPERTIES INC DOC	DOC	0	$00 shares