Sheaff Brock Investment Advisors, LLC

INDIANAPOLIS, IN · CIK 1666789 · 13F filing filed 2025-05-07

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Others nearbyIndianapolis, IN

$1.1bn reported value -5.2% vs Q4 2024

452positions

31.3%in top 10

34 new 166 added 149 reduced 28 sold out vs Q4 2024

Options: 4 call positions ($411.0k notional), 4 put positions ($79.1k notional) – listed below, not included above.

Holdings, Q1 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	519,744	$115.5m10.60%	10.60%	Reduced -17.0k	-17,046 -3.2%
2	NVIDIA CORPORATION COM NVDA	NVDA	673,905	$73.0m6.70%	6.70%	Reduced -3.7k	-3,661 -0.5%
3	ELI LILLY & CO COM LLY	LLY	31,149	$25.7m2.36%	2.36%	Reduced -1.1k	-1,091 -3.4%
4	MICROSOFT CORP COM MSFT	MSFT	63,287	$23.8m2.18%	2.18%	Reduced -211	-211 -0.3%
5	AMAZON COM INC COM AMZN	AMZN	107,589	$20.5m1.88%	1.88%	Added +2.4k	+2,381 2.3%
6	LISTED FD TR DIVIDEND PERFMRS IPDP	IPDP	1,008,207	$19.2m1.77%	1.77%	Reduced -6.7k	-6,730 -0.7%
7	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	66,349	$16.5m1.51%	1.51%	Reduced -340	-340 -0.5%
8	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	33,804	$15.9m1.45%	1.45%	Added +1.3k	+1,293 4.0%
9	ORACLE CORP COM ORCL	ORCL	110,102	$15.4m1.41%	1.41%	Added +2.1k	+2,056 1.9%
10	META PLATFORMS INC CL A META	META	26,312	$15.2m1.39%	1.39%	Reduced -276	-276 -1.0%
11	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	22,746	$12.7m1.17%	1.17%	Added +357	+357 1.6%
12	ABBVIE INC COM ABBV	ABBV	56,937	$11.9m1.09%	1.09%	Reduced -3.8k	-3,835 -6.3%
13	BROADCOM INC COM AVGO	AVGO	68,706	$11.5m1.06%	1.06%	Reduced -7.2k	-7,227 -9.5%
14	KLA CORP COM NEW KLAC	KLAC	16,340	$11.1m1.02%	1.02%	Reduced -61	-61 -0.4%
15	QUALCOMM INC COM QCOM	QCOM	69,066	$10.6m0.97%	0.97%	Added +891	+891 1.3%
16	AMERICAN EXPRESS CO COM AXP	AXP	39,350	$10.6m0.97%	0.97%	Added +381	+381 1.0%
17	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	13	$10.4m0.95%	0.95%	New
18	ALPHABET INC CAP STK CL A GOOGL	GOOGL	66,381	$10.3m0.94%	0.94%	Reduced -8.1k	-8,124 -10.9%
19	HOME DEPOT INC COM HD	HD	27,708	$10.2m0.93%	0.93%	Added +151	+151 0.6%
20	ONEOK INC NEW COM OKE	OKE	101,725	$10.1m0.93%	0.93%	Reduced -828	-828 -0.8%
21	IRON MTN INC DEL COM IRM	IRM	111,304	$9.6m0.88%	0.88%	Reduced -855	-855 -0.8%
22	PROLOGIS INC. COM PLD	PLD	83,982	$9.4m0.86%	0.86%	Added +2.1k	+2,076 2.5%
23	CISCO SYS INC COM CSCO	CSCO	146,828	$9.1m0.83%	0.83%	Reduced -5.5k	-5,544 -3.6%
24	PARKER-HANNIFIN CORP COM PH	PH	14,657	$8.9m0.82%	0.82%	Reduced -385	-385 -2.6%
25	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	28,309	$8.8m0.81%	0.81%	Added +185	+185 0.7%
26	BAKER HUGHES COMPANY CL A BKR	BKR	199,546	$8.8m0.80%	0.80%	Added +9.8k	+9,760 5.1%
27	CUMMINS INC COM CMI	CMI	27,661	$8.7m0.80%	0.80%	Reduced -172	-172 -0.6%
28	ALLISON TRANSMISSION HLDGS I COM ALSN	ALSN	90,063	$8.6m0.79%	0.79%	Reduced -1.4k	-1,418 -1.6%
29	SPDR DOW JONES INDL AVERAGE UT SER 1 DIA	DIA	20,363	$8.6m0.78%	0.78%	Reduced -10	-10 -0.1%
30	UNITEDHEALTH GROUP INC COM UNH	UNH	16,007	$8.4m0.77%	0.77%	Reduced -133	-133 -0.8%
31	PROCTER AND GAMBLE CO COM PG	PG	48,807	$8.3m0.76%	0.76%	Added +488	+488 1.0%
32	MERCK & CO INC COM MRK	MRK	92,619	$8.3m0.76%	0.76%	Reduced -34.5k	-34,505 -27.1%
33	EXXON MOBIL CORP COM XOM	XOM	69,532	$8.3m0.76%	0.76%	Reduced -1.8k	-1,845 -2.6%
34	VISA INC COM CL A V	V	23,310	$8.2m0.75%	0.75%	Added +12.6k	+12,615 118.0%
35	NETFLIX INC COM NFLX	NFLX	8,641	$8.1m0.74%	0.74%	Reduced -796	-796 -8.4%
36	INGREDION INC COM INGR	INGR	59,033	$8.0m0.73%	0.73%	Added +325	+325 0.6%
37	TRUIST FINL CORP COM TFC	TFC	192,888	$7.9m0.73%	0.73%	Reduced -7.3k	-7,307 -3.6%
38	CME GROUP INC COM CME	CME	29,824	$7.9m0.73%	0.73%	Added +86	+86 0.3%
39	ENACT HLDGS INC COM ACT	ACT	222,519	$7.7m0.71%	0.71%	Added +6.7k	+6,735 3.1%
40	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	31,829	$7.7m0.71%	0.71%	Reduced -59	-59 -0.2%
41	JPMORGAN CHASE & CO COM JPM	JPM	31,252	$7.7m0.70%	0.70%	Reduced -266	-266 -0.8%
42	THE CIGNA GROUP COM CI	CI	22,780	$7.5m0.69%	0.69%	Added +449	+449 2.0%
43	JOHNSON & JOHNSON COM JNJ	JNJ	44,600	$7.4m0.68%	0.68%	Added +26.3k	+26,304 143.8%
44	TEXAS INSTRS INC COM TXN	TXN	40,989	$7.4m0.68%	0.68%	Added +179	+179 0.4%
45	GLOBE LIFE INC COM GL	GL	54,184	$7.1m0.66%	0.66%	Unchanged
46	PENSKE AUTOMOTIVE GRP INC COM PAG	PAG	49,324	$7.1m0.65%	0.65%	Added +165	+165 0.3%
47	HUBBELL INC COM HUBB	HUBB	21,380	$7.1m0.65%	0.65%	Reduced -43	-43 -0.2%
48	RYDER SYS INC COM R	R	48,164	$6.9m0.64%	0.64%	New
49	GENERAL DYNAMICS CORP COM GD	GD	25,320	$6.9m0.63%	0.63%	Added +549	+549 2.2%
50	DELL TECHNOLOGIES INC CL C DELL	DELL	75,617	$6.9m0.63%	0.63%	Added +663	+663 0.9%
51	PHILIP MORRIS INTL INC COM PM	PM	43,183	$6.9m0.63%	0.63%	Added +109	+109 0.2%
52	LISTED FD TR PREFERRED PLUS PREFERRED PLUS		700,402	$6.8m0.62%	0.62%	Reduced -1.4k	-1,447 -0.2%
53	TESLA INC COM TSLA	TSLA	26,144	$6.8m0.62%	0.62%	Added +938	+938 3.7%
54	SALESFORCE INC COM CRM	CRM	24,866	$6.7m0.61%	0.61%	Added +1.4k	+1,387 5.9%
55	ALPHABET INC CAP STK CL C GOOG	GOOG	40,341	$6.3m0.58%	0.58%	Reduced -7.8k	-7,756 -16.1%
56	AMERICAN FINL GROUP INC OHIO COM AFG	AFG	46,407	$6.1m0.56%	0.56%	Added +1.9k	+1,867 4.2%
57	INTUITIVE SURGICAL INC COM NEW ISRG	ISRG	12,022	$6.0m0.55%	0.55%	Added +12	+12 0.1%
58	CHEVRON CORP NEW COM CVX	CVX	32,907	$5.5m0.51%	0.51%	Reduced -782	-782 -2.3%
59	CATERPILLAR INC COM CAT	CAT	16,367	$5.4m0.50%	0.50%	Reduced -133	-133 -0.8%
60	GALLAGHER ARTHUR J & CO COM AJG	AJG	14,953	$5.2m0.47%	0.47%	Reduced -48	-48 -0.3%
61	COSTCO WHSL CORP NEW COM COST	COST	5,153	$4.9m0.45%	0.45%	Added +100	+100 2.0%
62	TRAVELERS COMPANIES INC COM TRV	TRV	17,875	$4.7m0.43%	0.43%	Reduced -444	-444 -2.4%
63	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	8,779	$4.7m0.43%	0.43%	Added +17	+17 0.2%
64	WALMART INC COM WMT	WMT	53,024	$4.7m0.43%	0.43%	Added +5.4k	+5,425 11.4%
65	ALTRIA GROUP INC COM MO	MO	75,272	$4.5m0.41%	0.41%	Reduced -8.6k	-8,625 -10.3%
66	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	16,087	$4.4m0.41%	0.41%	Reduced -209	-209 -1.3%
67	TRICO BANCSHARES COM TCBK	TCBK	109,540	$4.4m0.40%	0.40%	Unchanged
68	UNITED PARCEL SERVICE INC CL B UPS	UPS	38,776	$4.3m0.39%	0.39%	Added +391	+391 1.0%
69	COCA COLA CO COM KO	KO	58,280	$4.2m0.38%	0.38%	Added +970	+970 1.7%
70	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	7,559	$3.9m0.36%	0.36%	Added +499	+499 7.1%
71	MASTERCARD INCORPORATED CL A MA	MA	6,483	$3.6m0.33%	0.33%	Reduced -5	-5 -0.1%
72	AMETEK INC COM AME	AME	19,262	$3.3m0.30%	0.30%	Unchanged
73	MCDONALDS CORP COM MCD	MCD	10,462	$3.3m0.30%	0.30%	Reduced -816	-816 -7.2%
74	ADVANCED MICRO DEVICES INC COM AMD	AMD	30,764	$3.2m0.29%	0.29%	Reduced -12.6k	-12,554 -29.0%
75	BANK AMERICA CORP COM BAC	BAC	74,774	$3.1m0.29%	0.29%	Reduced -4	-4 -0.0%
76	GLOBUS MED INC CL A GMED	GMED	38,993	$2.9m0.26%	0.26%	Reduced -119	-119 -0.3%
77	SIMON PPTY GROUP INC NEW COM SPG	SPG	16,850	$2.8m0.26%	0.26%	Reduced -266	-266 -1.6%
78	LOWES COS INC COM LOW	LOW	11,717	$2.7m0.25%	0.25%	Added +40	+40 0.3%
79	TRADEWEB MKTS INC CL A TW	TW	18,087	$2.7m0.25%	0.25%	Reduced -243	-243 -1.3%
80	FORD MTR CO COM F	F	260,621	$2.6m0.24%	0.24%	Reduced -17.5k	-17,451 -6.3%
81	ARISTA NETWORKS INC COM SHS ANET	ANET	33,523	$2.6m0.24%	0.24%	Reduced -858	-858 -2.5%
82	BOEING CO COM BA	BA	15,121	$2.6m0.24%	0.24%	Unchanged
83	WELLTOWER INC COM WELL	WELL	16,586	$2.5m0.23%	0.23%	Reduced -1.0k	-1,025 -5.8%
84	DISNEY WALT CO COM DIS	DIS	25,462	$2.5m0.23%	0.23%	Reduced -245	-245 -0.9%
85	VERIZON COMMUNICATIONS INC COM VZ	VZ	54,829	$2.5m0.23%	0.23%	Reduced -109	-109 -0.2%
86	CINTAS CORP COM CTAS	CTAS	11,989	$2.5m0.23%	0.23%	Reduced -132	-132 -1.1%
87	ADOBE INC COM ADBE	ADBE	6,407	$2.5m0.23%	0.23%	Reduced -329	-329 -4.9%
88	PROGRESSIVE CORP COM PGR	PGR	8,661	$2.5m0.22%	0.22%	Added +52	+52 0.6%
89	GRAINGER W W INC COM GWW	GWW	2,398	$2.4m0.22%	0.22%	Reduced -14	-14 -0.6%
90	LPL FINL HLDGS INC COM LPLA	LPLA	7,200	$2.4m0.22%	0.22%	Reduced -177	-177 -2.4%
91	MARVELL TECHNOLOGY INC COM MRVL	MRVL	37,702	$2.3m0.21%	0.21%	Reduced -550	-550 -1.4%
92	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	10,893	$2.2m0.21%	0.21%	Added +702	+702 6.9%
93	TRACTOR SUPPLY CO COM TSCO	TSCO	40,092	$2.2m0.20%	0.20%	Reduced -10.4k	-10,419 -20.6%
94	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	61,693	$2.1m0.19%	0.19%	Added +1.2k	+1,201 2.0%
95	EXLSERVICE HOLDINGS INC COM EXLS	EXLS	44,049	$2.1m0.19%	0.19%	Reduced -1.4k	-1,357 -3.0%
96	EMCOR GROUP INC COM EME	EME	5,612	$2.1m0.19%	0.19%	Reduced -35	-35 -0.6%
97	VEEVA SYS INC CL A COM VEEV	VEEV	8,948	$2.1m0.19%	0.19%	Added +36	+36 0.4%
98	CADENCE DESIGN SYSTEM INC COM CDNS	CDNS	8,134	$2.1m0.19%	0.19%	Reduced -14	-14 -0.2%
99	MONDELEZ INTL INC CL A MDLZ	MDLZ	30,445	$2.1m0.19%	0.19%	Added +850	+850 2.9%
100	SYNOPSYS INC COM SNPS	SNPS	4,605	$2.0m0.18%	0.18%	Added +63	+63 1.4%

Sold out since Q4 2024

Security	Ticker	Shares held before	Value then
CARLISLE COS INC CSL	CSL	5,381	$2.0m5.4k shares
QUEST DIAGNOSTICS INC DGX	DGX	7,125	$1.1m7.1k shares
AGILENT TECHNOLOGIES INC A	A	5,876	$789.4k5.9k shares
SCHLUMBERGER LTD SLB	SLB	16,868	$646.7k16.9k shares
GLOBAL PMTS INC GPN	GPN	4,701	$526.8k4.7k shares
E L F BEAUTY INC ELF	ELF	4,149	$520.9k4.1k shares
EUROSEAS LTD ESEA	ESEA	11,410	$413.0k11.4k shares
SPDR SERIES TRUST SPYM	SPYM	5,920	$408.1k5.9k shares
ZIMMER BIOMET HOLDINGS INC ZBH	ZBH	3,850	$406.7k3.9k shares
NOVO-NORDISK A S NVO	NVO	4,027	$346.4k4.0k shares
SCHWAB STRATEGIC TR SCHA	SCHA	13,020	$336.7k13.0k shares
CROCS INC CROX	CROX	3,026	$331.4k3.0k shares
VERTIV HOLDINGS CO VRT	VRT	2,625	$298.2k2.6k shares
THE TRADE DESK INC TTD	TTD	2,512	$295.2k2.5k shares
GLOBAL X FDS QYLD	QYLD	15,246	$277.8k15.2k shares
CVS HEALTH CORP CVS	CVS	6,007	$269.7k6.0k shares
VANGUARD INDEX FDS VBR	VBR	1,182	$234.2k1.2k shares
TARGET CORP TGT	TGT	1,712	$231.4k1.7k shares
SELECT SECTOR SPDR TR XLY	XLY	985	$221.0k985 shares
ISHARES TR IWF	IWF	547	$219.7k547 shares
SNOWFLAKE INC SNOW	SNOW	1,413	$218.2k1.4k shares
VANGUARD INDEX FDS VXF	VXF	1,147	$217.9k1.1k shares
INVESCO EXCH TRADED FD TR II QQQM	QQQM	1,024	$215.5k1.0k shares
SYNOVUS FINL CORP		4,095	$209.8k4.1k shares
CAMPBELL SOUP CO CPB	CPB	4,924	$206.2k4.9k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
ISHARES TR IWM · Call	IWM	Call	1,000	$199.5k1.0k shares	New
BOEING CO BA · Call	BA	Call	1,000	$170.6k1.0k shares	Unchanged
GILEAD SCIENCES INC GILD · Put	GILD	Put	300	$33.6k300 shares	New
PROSHARES TR TQQQ · Call	TQQQ	Call	500	$28.6k500 shares	New
PNC FINL SVCS GROUP INC PNC · Put	PNC	Put	100	$17.6k100 shares	New
PALO ALTO NETWORKS INC PANW · Put	PANW	Put	100	$17.1k100 shares	New
MARVELL TECHNOLOGY INC MRVL · Call	MRVL	Call	200	$12.3k200 shares	New
NVIDIA CORPORATION NVDA · Put	NVDA	Put	100	$10.8k100 shares	New