Vault-13

LISTED FD TR

PREFERRED PLUS · CUSIP 53656F219

8 institutional holders +3 vs Q4 2024
939,599939.6k shares reported held*
$9.1mreported value*
3 new 2 added 2 reduced 0 sold out net sold ≈ $126 (-13 shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.71.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0510Q3 22: 4Q4 22: 4Q1 23: 4Q2 23: 5Q3 23: 6Q4 23: 7Q1 24: 3Q2 24: 4Q3 24: 5Q4 24: 5Q1 25: 88Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 20224
Q4 20224
Q1 20234
Q2 20235
Q3 20236
Q4 20237
Q1 20243
Q2 20244
Q3 20245
Q4 20245
Q1 20258

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q2 23: 2 bought or addedQ2 23: 2 cut or sold outQ3 23: 4 bought or addedQ3 23: 1 cut or sold outQ3 23Q4 23: 3 bought or addedQ4 23: 3 cut or sold outQ1 24: 0 bought or addedQ1 24: 6 cut or sold outQ1 24Q2 24: 2 bought or addedQ2 24: 1 cut or sold outQ3 24: 2 bought or addedQ3 24: 1 cut or sold outQ3 24Q4 24: 2 bought or addedQ4 24: 2 cut or sold outQ1 25: 5 bought or addedQ1 25: 2 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202322
Q3 202341
Q4 202333
Q1 202406
Q2 202421
Q3 202421
Q4 202422
Q1 202552

Biggest buyers

WELLS FARGO & COMPANY/MN New +2,347+2.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +2,154+2.2k
UBS Group AG Added +1,380+1.4k
FMR LLC New +1+1
MORGAN STANLEY New +1+1

Biggest sellers

NOVUS ADVISORS, LLC Reduced -4,449-4.4k
Sheaff Brock Investment Advisors, LLC Reduced -1,447-1.4k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sheaff Brock Investment Advisors, LLC 0.62% of their portfolio INDIANAPOLIS, IN 700,402700.4k $6.8m $6.8m 0.62% Reduced -1.4k -1,447
2 NOVUS ADVISORS, LLC 2.11% of their portfolio GREENVILLE, SC 215,000215.0k $2.1m $2.1m 2.11% Reduced -4.4k -4,449
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,56519.6k $190.0k $190.0k 0.00% Added +2.2k +2,154
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,3472.3k $22.8k $22.8k 0.00% New
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,2832.3k $22.2k $22.2k 0.00% Added +1.4k +1,380
6 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $10 $10 0.00% New
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $12 $12 0.00% New
8 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged