Saba Capital Management, L.P.

NEW YORK, NY · CIK 1510281 · 13F filing filed 2026-08-14

SEC-registered investment adviser since 2010 · limited partnership

Assets managed$18.3bn
Staff67 · 17 in investment roles
Main clients (by assets)Private funds 84%, Mutual funds and ETFs 8%, Other advisers 4%
Private funds12 (12 hedge) · $15.4bn gross assets
Websitesabacef.com
Form ADV · 2026-05-29SEC adviser record

Legal entitySABA CAPITAL MANAGEMENT, L.P. (US)

$3.3bn reported value +4.8% vs Q1 2026

377positions

47.8%in top 10

85 new 62 added 81 reduced 75 sold out vs Q1 2026

Options: 3 call positions ($14.1m notional), 20 put positions ($612.7m notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ASA GOLD AND PRECIOUS MTLS L SHS ASA	ASA	5,903,701	$307.2m9.39%	9.39%	Unchanged
2	BLACKROCK ESG CAP ALLC TERM SHS BEN INT ECAT	ECAT	17,612,449	$276.9m8.46%	8.46%	Reduced -4.4m	-4,409,714 -20.0%
3	BLACKROCK SCIENCE & TECHNOLO SHS BEN INT BSTZ	BSTZ	5,696,873	$171.1m5.23%	5.23%	Added +165.3k	+165,278 3.0%
4	VIRTUS DIVIDEND INTEREST & P COM NFJ	NFJ	10,216,703	$155.2m4.74%	4.74%	Added +3.5k	+3,509 0.0%
5	GABELLI DIVID & INCOME TR COM XGDVX	XGDVX	4,679,415	$137.6m4.21%	4.21%	Reduced -427.0k	-427,045 -8.4%
6	PIMCO DYNAMIC INCOME STRATEG COM SHS BEN INT PDX	PDX	6,416,087	$133.6m4.08%	4.08%	Unchanged
7	NEUBERGER BERMAN NEXT GENERA COMMON STOCK NBXG	NBXG	7,548,223	$124.8m3.82%	3.82%	Unchanged
8	GENERAL AMERN INVS CO INC COM GAM	GAM	1,751,470	$111.7m3.41%	3.41%	Reduced -88.1k	-88,123 -4.8%
9	BLUEROCK PVT REAL ESTATE FD COM BPRE	BPRE	6,742,126	$87.7m2.68%	2.68%	Added +2.0m	+1,976,013 41.5%
10	ADAM NAT RES FD INC COM PEO	PEO	2,269,294	$56.1m1.72%	1.72%	Added +6.6k	+6,633 0.3%
11	NYLI CBRE GBL INFR MEGTRNDS COM MEGI	MEGI	3,409,677	$51.8m1.58%	1.58%	Reduced -685.8k	-685,779 -16.7%
12	MEXICO FD INC COM MXF	MXF	2,260,134	$49.4m1.51%	1.51%	Added +495.8k	+495,802 28.1%
13	ROYCE MICRO-CAP TR INC COM RMT	RMT	3,346,703	$49.0m1.50%	1.50%	Added +381.3k	+381,303 12.9%
14	FS KKR CAP CORP COM FSK	FSK	4,215,619	$44.3m1.35%	1.35%	Added +705.9k	+705,871 20.1%
15	NUVEEN S&P 500 DYNAMIC OVERW COM XSSPX	XSSPX	2,368,022	$44.1m1.35%	1.35%	Added +830.6k	+830,599 54.0%
16	HIGHLAND OPPORTUNITIES HIGHLAND INCOME HFRO	HFRO	5,976,204	$42.6m1.30%	1.30%	Added +829.0k	+828,967 16.1%
17	NEW GERMANY FD INC COM GF	GF	3,602,815	$41.3m1.26%	1.26%	Added +1.0m	+1,007,675 38.8%
18	BNY MELLON STRATEGIC MUNS IN COM LEO	LEO	6,076,820	$39.3m1.20%	1.20%	Unchanged
19	BNY MELLON STRATEGIC MUN BD COM DSM	DSM	5,179,441	$31.9m0.97%	0.97%	Unchanged
20	APOLLO GLOBAL MGMT INC COM APO	APO	245,078	$29.0m0.89%	0.89%	Reduced -22.6k	-22,591 -8.4%
21	BLACKROCK INNOVATION AND GRW SHS BEN INT BTX	BTX	3,116,387	$28.1m0.86%	0.86%	Added +2.4m	+2,352,190 307.8%
22	ARES MANAGEMENT CORPORATION CL A COM STK ARES	ARES	249,745	$27.8m0.85%	0.85%	Added +8.6k	+8,648 3.6%
23	ISHARES TR MSCI INDONIA ETF EIDO	EIDO	2,413,286	$27.3m0.83%	0.83%	New
24	TRI CONTL CORP COM TY	TY	689,725	$23.7m0.73%	0.73%	Reduced -45.4k	-45,373 -6.2%
25	ROYCE SMALL CAP TRUST INC COM RVT	RVT	1,247,806	$23.0m0.70%	0.70%	New
26	JAPAN SMALLER CAPITALIZATION COM JOF	JOF	1,948,781	$23.0m0.70%	0.70%	Added +347.0k	+346,975 21.7%
27	CANNAE HLDGS INC COM CNNE	CNNE	1,582,225	$22.8m0.70%	0.70%	Reduced -132.8k	-132,769 -7.7%
28	WEIBO CORP SPONSORED ADR WB	WB	3,107,526	$22.6m0.69%	0.69%	Added +670.2k	+670,169 27.5%
29	LIBERTY ALL STAR EQUITY FD SH BEN INT USA	USA	3,859,939	$22.4m0.69%	0.69%	New
30	TAIWAN FD INC COM TWN	TWN	226,694	$21.8m0.67%	0.67%	Unchanged
31	CLOUGH GLOBAL OPPORTUNITIES SH BEN INT GLO	GLO	3,507,188	$21.5m0.66%	0.66%	Added +479.1k	+479,057 15.8%
32	ELLSWORTH GROWTH & INCOME FD COM ECF	ECF	1,604,273	$21.2m0.65%	0.65%	Unchanged
33	BLACKROCK HEALTH SCIENCES TE COM SHS BMEZ	BMEZ	1,348,202	$20.7m0.63%	0.63%	Added +588.7k	+588,696 77.5%
34	GABELLI HLTHCARE & WELLNESS SHS GRX	GRX	2,118,201	$20.0m0.61%	0.61%	Unchanged
35	NEUBERGER BERMAN ENERGY INFR COM NML	NML	1,951,651	$19.8m0.61%	0.61%	Added +208.6k	+208,597 12.0%
36	SNAP INC CL A SNAP	SNAP	4,432,541	$19.7m0.60%	0.60%	Reduced -295.3k	-295,267 -6.2%
37	VERTICAL AEROSPACE LTD SHS NEW EVTL	EVTL	10,516,710	$18.3m0.56%	0.56%	Reduced -1.1m	-1,123,793 -9.7%
38	SABA CAPITAL INCOME & OPPORT COM NEW SABA	SABA	2,190,968	$18.3m0.56%	0.56%	Unchanged
39	META PLATFORMS INC CL A META	META	32,275	$18.2m0.56%	0.56%	Reduced -3.3k	-3,308 -9.3%
40	MORGAN STANLEY INDIA INVT FD COM IIF	IIF	782,728	$17.9m0.55%	0.55%	Added +26.8k	+26,831 3.5%
41	BUMBLE INC COM CL A BMBL	BMBL	5,558,395	$17.8m0.54%	0.54%	Added +220.8k	+220,846 4.1%
42	BNY MELLON MUN BD INFRASTRUC COM SHS DMB	DMB	1,565,216	$17.3m0.53%	0.53%	Unchanged
43	M3BRIGADE ACQUISITION V CORP CL A VLOS	VLOS	1,585,000	$17.2m0.52%	0.52%	Unchanged
44	DESTRA MULTI-ALTERNATIVE FD COMMON SHARES DMA	DMA	2,220,648	$16.6m0.51%	0.51%	Unchanged
45	DESTINY TECH100 INC COM SHS DXYZ	DXYZ	644,280	$16.6m0.51%	0.51%	New
46	KOREA FD INC COM NEW KF	KF	220,140	$16.6m0.51%	0.51%	Added +2.0k	+2,001 0.9%
47	ALIBABA GROUP HLDG LTD SPONSORED ADS BABA	BABA	172,007	$16.5m0.50%	0.50%	Added +74.2k	+74,164 75.8%
48	WORKDAY INC CL A WDAY	WDAY	131,171	$16.1m0.49%	0.49%	New
49	VOYA ASIA PAC HIGH DIV EQT I COM XIAEX	XIAEX	1,618,753	$15.0m0.46%	0.46%	Unchanged
50	INTUIT COM INTU	INTU	53,690	$14.0m0.43%	0.43%	New
51	TESLA INC COM TSLA	TSLA	31,837	$13.4m0.41%	0.41%	Reduced -47.0k	-47,032 -59.6%
52	VIRTUS TOTAL RETURN FD INC COM ZTR	ZTR	1,936,491	$13.2m0.40%	0.40%	Added +801.8k	+801,756 70.7%
53	REPUBLIC DIGITAL ACQUISITION USD CL A ORD SHS RDAG	RDAG	1,245,958	$12.9m0.39%	0.39%	Reduced -150.0k	-150,002 -10.8%
54	VIRTUS EQUITY & CONV INCM FD COM XNIEX	XNIEX	475,853	$12.8m0.39%	0.39%	Added +114.5k	+114,537 31.7%
55	BLACKSTONE INC COM BX	BX	105,567	$12.4m0.38%	0.38%	Reduced -105.6k	-105,567 -50.0%
56	PAGSEGURO DIGITAL LTD COM CL A PAGS	PAGS	1,293,415	$11.7m0.36%	0.36%	Unchanged
57	TASKUS INC CLASS A COM TASK	TASK	2,301,712	$10.8m0.33%	0.33%	Added +212.9k	+212,947 10.2%
58	BERTO ACQUISITION CORP II UNIT 03/06/2031 GUACU	GUACU	1,018,457	$10.3m0.32%	0.32%	New
59	VOYA EMERGING MKTS HIGH DIVI COM XIHDX	XIHDX	1,305,586	$10.2m0.31%	0.31%	Unchanged
60	ONEIM ACQUISITION CORP ORD SHS CL A OIM	OIM	1,001,863	$10.1m0.31%	0.31%	Reduced -509.8k	-509,783 -33.7%
61	SABRE CORP COM SABR	SABR	4,710,309	$9.8m0.30%	0.30%	Reduced -1.8m	-1,779,844 -27.4%
62	COMMUNITY HEALTH SYS INC NEW COM CYH	CYH	2,882,169	$9.6m0.29%	0.29%	Added +1.6m	+1,600,330 124.8%
63	MORGAN STANLEY CHINA A SH FD COM XCAFX	XCAFX	450,836	$9.5m0.29%	0.29%	Reduced -75.3k	-75,343 -14.3%
64	APPLE INC COM AAPL	AAPL	31,981	$9.3m0.28%	0.28%	Reduced -4.5k	-4,513 -12.4%
65	CONAGRA BRANDS INC COM CAG	CAG	683,124	$9.2m0.28%	0.28%	Added +521.5k	+521,516 322.7%
66	PDD HOLDINGS INC SPONSORED ADS PDD	PDD	116,400	$8.9m0.27%	0.27%	Added +64.5k	+64,530 124.4%
67	CAMPBELL SOUP CO COM CPB	CPB	367,598	$8.2m0.25%	0.25%	Added +52.2k	+52,192 16.6%
68	HCM III ACQUISITION CORP ORD SHS CL A HCMA	HCMA	749,650	$7.7m0.24%	0.24%	Reduced -200.0k	-200,000 -21.1%
69	COINBASE GLOBAL INC NOTE 0.250% 4/0 · principal COIN 0.25 04.01.30 · principal	COIN 0.25 04.01.30	8,500,000	$7.6m0.23%	0.23%	Unchanged
70	KAYNE ANDERSON ENERGY INFRST COM KYN	KYN	550,782	$7.6m0.23%	0.23%	Added +538.1k	+538,134 4254.7%
71	WEN ACQUISITION CORP COM CL A WENN	WENN	713,222	$7.3m0.22%	0.22%	Reduced -350.0k	-350,000 -32.9%
72	NVIDIA CORPORATION COM NVDA	NVDA	36,415	$7.3m0.22%	0.22%	Reduced -77.7k	-77,653 -68.1%
73	BOEING CO COM BA	BA	33,606	$7.3m0.22%	0.22%	Reduced -40.4k	-40,359 -54.6%
74	HUDSON PACIFIC PROPERTIES IN COM HPP	HPP	476,515	$7.2m0.22%	0.22%	Reduced -355.4k	-355,353 -42.7%
75	FUTURECORP SPACE ACQUISITION UNIT 99/99/9999 FTRA.U	FTRA.U	700,100	$7.1m0.22%	0.22%	New
76	CARTESIAN GROWTH CORP IV UNIT 06/08/2031 CGCFU	CGCFU	700,000	$7.0m0.21%	0.21%	New
77	KPET ULTRA PACELINE CORP ORD CL A KPET	KPET	698,800	$7.0m0.21%	0.21%	New
78	STAR HLDGS SHS BEN INT STHO	STHO	757,228	$6.9m0.21%	0.21%	Reduced -174.2k	-174,155 -18.7%
79	BANCROFT FD LTD COM BCV	BCV	265,074	$6.9m0.21%	0.21%	Reduced -12.4k	-12,405 -4.5%
80	PERIMETER ACQUISITION CORP I COM CL A PMTR	PMTR	649,940	$6.8m0.21%	0.21%	Reduced -154.9k	-154,938 -19.2%
81	CLOUGH GLOBAL EQUITY FD COM XGLQX	XGLQX	774,988	$6.7m0.20%	0.20%	Reduced -157.7k	-157,715 -16.9%
82	PIMCO CALIF MUN INCOME FD COM XPCQX	XPCQX	725,010	$6.5m0.20%	0.20%	Added +32.9k	+32,945 4.8%
83	HCM IV ACQUISITION CORP ORD USD CL A HACQ	HACQ	640,000	$6.4m0.20%	0.20%	New
84	WESTERN AST INFL LKD OPP & I COM WIW	WIW	753,909	$6.3m0.19%	0.19%	Added +613.3k	+613,324 436.3%
85	CLEARBRIDGE ENERGY MIDSTRM O COM EMO	EMO	126,112	$6.3m0.19%	0.19%	New
86	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	53,369	$6.2m0.19%	0.19%	Added +22.7k	+22,748 74.3%
87	CALAMOS GBL DYN INCOME FUND COM CHW	CHW	683,781	$6.1m0.19%	0.19%	Added +561.5k	+561,537 459.4%
88	FORTRESS VALUE ACQU CORP V ORD SHS CL A FVAV	FVAV	600,000	$6.1m0.19%	0.19%	Unchanged
89	CANTOR EQUITY PARTNERS VII I CL A ORD SHS CAES	CAES	600,000	$6.1m0.19%	0.19%	New
90	YORKVILLE INTL CAP CORP UNIT 06/05/2031 YICCU	YICCU	600,000	$6.0m0.18%	0.18%	New
91	CLOUGH GLOBAL DIVID & INCOME COM GLV	GLV	899,323	$6.0m0.18%	0.18%	Added +129.0k	+129,039 16.8%
92	VIRTUS CONVERTIBLE & INCOME COM NEW NCV	NCV	336,482	$5.9m0.18%	0.18%	Reduced -387.1k	-387,096 -53.5%
93	TEMPLETON DRAGON FD INC COM TDF	TDF	539,260	$5.9m0.18%	0.18%	Unchanged
94	RANGE CAP ACQUISITION CORP I CL A ORD SHS RNGT	RNGT	574,531	$5.8m0.18%	0.18%	Reduced -469	-469 -0.1%
95	EATON VANCE SR FLTNG RTE TR COM XEFRX	XEFRX	544,453	$5.8m0.18%	0.18%	Added +282.7k	+282,697 108.0%
96	MFS MUN INCOME TR SH BEN INT MFM	MFM	1,023,943	$5.8m0.18%	0.18%	Added +758.1k	+758,143 285.2%
97	METALS ACQUISITION CORP II ORD CL A MTAL	MTAL	564,436	$5.7m0.18%	0.18%	New
98	EQV VENTURES AC CORP. II ORD SHS CL A EVAC	EVAC	559,738	$5.7m0.17%	0.17%	Unchanged
99	TRAILBLAZER ACQUISITION CORP ORD SHS CL A BLZR	BLZR	536,151	$5.4m0.17%	0.17%	Reduced -7	-7 0.0%
100	NEWELL BRANDS INC COM NWL	NWL	880,417	$5.4m0.17%	0.17%	Reduced -915.0k	-915,030 -51.0%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
ISHARES TR LQD	LQD	300,000	$32.7m300.0k shares
OXFORD LANE CAP CORP OXLC	OXLC	1,852,145	$18.1m1.9m shares
CROWDSTRIKE HLDGS INC CRWD	CRWD	39,056	$15.2m39.1k shares
QUALCOMM INC QCOM	QCOM	112,852	$14.5m112.9k shares
CAPITAL SOUTHWEST CORP CSWC 5.125 11.15.29	CSWC 5.125 11.15.29	10,000,000	$10.2m10.0m shares
VANGUARD SCOTTSDALE FDS VCLT	VCLT	100,000	$7.5m100.0k shares
HCM IV ACQUISITION CORP HACQU	HACQU	700,000	$7.0m700.0k shares
KPET ULTRA PACELINE CORP KPET.U	KPET.U	700,000	$7.0m700.0k shares
BLACKROCK ENHANCED GLOBAL DI XBOEX	XBOEX	566,317	$6.2m566.3k shares
INFLECTION PT ACQUISIT CORP IPFXU	IPFXU	600,000	$6.1m600.0k shares
METALS ACQUISITION CORP II MTAL.U	MTAL.U	566,346	$5.7m566.3k shares
CANTOR EQUITY PARTNERS III I CAEP	CAEP	500,000	$5.2m500.0k shares
STARWOOD PPTY TR INC STWD 6.75 07.15.27	STWD 6.75 07.15.27	5,000,000	$5.1m5.0m shares
WILLOW LANE ACQUISITION CRP WLIIU	WLIIU	500,000	$5.0m500.0k shares
ALLIANCEBERNSTEIN NATL MUN I AFB	AFB	459,321	$4.9m459.3k shares
STRATEGY INC MSTR 0 12.01.29	MSTR 0 12.01.29	5,000,000	$4.2m5.0m shares
MFS HIGH INCOME MUN TR		1,110,515	$4.1m1.1m shares
BTC DEV CORP BDCI	BDCI	405,127	$4.0m405.1k shares
SPARTACUS ACQUISITION CORP I TMTSU	TMTSU	400,000	$4.0m400.0k shares
QDRO ACQUISITION CORP QADRU	QADRU	400,000	$4.0m400.0k shares
RIVERNORTH FLEXIBLE MUNI INC RFMZ	RFMZ	288,116	$3.6m288.1k shares
IDEA ACQUISITION CORP IACOU	IACOU	350,000	$3.5m350.0k shares
EVOLUTION GLOBAL ACQUISITION EVOX	EVOX	296,392	$3.0m296.4k shares
RIVIAN AUTOMOTIVE INC RIVN 3.625 10.15.30	RIVN 3.625 10.15.30	3,000,000	$2.9m3.0m shares
ADVANCED MICRO DEVICES INC AMD	AMD	12,681	$2.6m12.7k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
ADVANCED MICRO DEVICES INC AMD · Put	AMD	Put	157,900	$91.7m157.9k shares	Unchanged
TESLA INC TSLA · Put	TSLA	Put	216,300	$91.0m216.3k shares	Reduced
NVIDIA CORPORATION NVDA · Put	NVDA	Put	388,200	$77.7m388.2k shares	Reduced
ALIBABA GROUP HLDG LTD BABA · Put	BABA	Put	195,500	$56.6m195.5k shares	Unchanged
META PLATFORMS INC META · Put	META	Put	89,200	$50.2m89.2k shares	Unchanged
PDD HOLDINGS INC PDD · Put	PDD	Put	85,800	$49.8m85.8k shares	Unchanged
APPLE INC AAPL · Put	AAPL	Put	153,700	$44.5m153.7k shares	Added
BOEING CO BA · Put	BA	Put	127,900	$27.7m127.9k shares	Reduced
MARVELL TECHNOLOGY INC MRVL · Put	MRVL	Put	74,200	$22.1m74.2k shares	Reduced
JETBLUE AWYS CORP JBLU · Put	JBLU	Put	3,113,800	$17.8m3.1m shares	New
AMERICAN EXPRESS CO AXP · Put	AXP	Put	51,000	$17.3m51.0k shares	Unchanged
MICROSTRATEGY INC MSTR · Put	MSTR	Put	190,000	$16.5m190.0k shares	Added
PALANTIR TECHNOLOGIES INC PLTR · Put	PLTR	Put	108,800	$12.7m108.8k shares	Unchanged
WESTERN DIGITAL CORP WDC · Put	WDC	Put	16,200	$10.3m16.2k shares	New
CAPITAL ONE FINL CORP COF · Put	COF	Put	40,200	$8.1m40.2k shares	Unchanged
SHOPIFY INC SHOP · Put	SHOP	Put	63,800	$7.3m63.8k shares	Reduced
TESLA INC TSLA · Call	TSLA	Call	16,200	$6.8m16.2k shares	New
META PLATFORMS INC META · Call	META	Call	11,300	$6.4m11.3k shares	New
SYNCHRONY FINANCIAL SYF · Put	SYF	Put	76,800	$5.8m76.8k shares	Unchanged
NEBIUS GROUP N.V. NBIS · Put	NBIS	Put	15,000	$4.1m15.0k shares	New
OKLO INC OKLO · Call	OKLO	Call	17,700	$926.2k17.7k shares	New
TENET HEALTHCARE CORP THC · Put	THC	Put	4,400	$823.2k4.4k shares	Unchanged
PAYPAL HLDGS INC PYPL · Put	PYPL	Put	14,100	$608.8k14.1k shares	Unchanged

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on. The largest 25 of 35.

Company	Ticker	Stake	Change	Schedule	Last filed
ASA GOLD AND PRECIOUS MTLS L ASA · 13D · filed 2026-08-03	ASA	32.2%≈ $307.2m	+0.2 pts	13D	2026-08-03
DESTRA MULTI-ALTERNATIVE FD DMA · 13D · filed 2025-09-10	DMA	24.9%≈ $16.7m	+1.1 pts	13D	2025-09-10
NEW GERMANY FD INC GF · 13D · filed 2026-10-07	GF	23.0%≈ $43.0m	+1.0 pts	13D	2026-10-07
BLACKROCK HEALTH SCIENCES TE BMEZ · 13D · filed 2025-01-21	BMEZ	20.0%≈ $318.5m		13D	2025-01-21
MEXICO FD INC MXF · 13D · filed 2026-10-07	MXF	16.6%≈ $52.4m	+1.1 pts	13D	2026-10-07
PIMCO DYNAMIC INCOME STRATEG PDX · 13G · filed 2026-08-13	PDX	14.3%≈ $133.6m	no change	13G	2026-08-13
GABELLI HLTHCARE & WELLNESS GRX · 13D · filed 2026-08-28	GRX	14.3%≈ $20.4m	+1.0 pts	13D	2026-08-28
HCM III ACQUISITION CORP HCMA · 13G · filed 2025-08-05	HCMA	12.8%	new	13G	2025-08-05
BLACKROCK ESG CAP ALLC TERM ECAT · 13D · filed 2026-09-21	ECAT	12.7%≈ $197.9m	-1.0 pts	13D	2026-09-21
ELLSWORTH GROWTH & INCOME FD ECF · 13D · filed 2025-11-10	ECF	12.3%≈ $22.2m	+1.0 pts	13D	2025-11-10
JAPAN SMALLER CAPITALIZATION JOF · 13D · filed 2026-10-15	JOF	10.6%≈ $31.8m	+1.8 pts	13D	2026-10-15
HIGHLAND OPPORTUNITIES HFRO · 13D · filed 2026-06-04	HFRO	10.5%≈ $41.3m	+1.1 pts	13D	2026-06-04
BNY MELLON STRATEGIC MUN BD DSM · 13D · filed 2025-12-31	DSM	10.3%≈ $31.9m	no change	13D	2025-12-31
VERTICAL AEROSPACE LTD EVTL · 13G · filed 2026-08-13	EVTL	10.3%≈ $20.0m	-1.7 pts	13G	2026-08-13
BNY MELLON STRATEGIC MUNS IN LEO · 13D · filed 2025-12-31	LEO	9.8%≈ $39.3m	no change	13D	2025-12-31
NEUBERGER BERMAN NEXT GENERA NBXG · 13D · filed 2025-03-07	NBXG	9.7%≈ $126.2m	+0.2 pts	13D	2025-03-07
MORGAN STANLEY INDIA INVT FD IIF · 13D · filed 2026-07-30	IIF	9.0%≈ $19.5m	+1.0 pts	13D	2026-07-30
BNY MELLON MUN BD INFRASTRUC DMB · 13D · filed 2026-04-14	DMB	8.5%≈ $17.3m	+0.1 pts	13D	2026-04-14
CLOUGH GLOBAL OPPORTUNITIES GLO · 13D · filed 2026-05-11	GLO	8.2%≈ $21.4m	+1.1 pts	13D	2026-05-11
TEMPLETON GLOBAL INCOME FD 13D · filed 2025-12-02		8.1%	-2.2 pts	13D	2025-12-02
BLACKROCK SCIENCE & TECHNOLO BSTZ · 13D · filed 2026-03-17	BSTZ	7.9%≈ $163.9m	+1.1 pts	13D	2026-03-17
GENERAL AMERN INVS CO INC GAM · 13D · filed 2026-06-29	GAM	7.3%≈ $111.7m	-1.0 pts	13D	2026-06-29
ADAM NAT RES FD INC PEO · 13D · filed 2026-10-28	PEO	7.3%≈ $50.8m	-1.1 pts	13D	2026-10-28
CLOUGH GLOBAL DIVID & INCOME GLV · 13D · filed 2026-01-07	GLV	7.1%≈ $5.8m	+1.0 pts	13D	2026-01-07
ROYCE MICRO-CAP TR INC RMT · 13D · filed 2026-08-05	RMT	7.1%≈ $55.4m	+1.0 pts	13D	2026-08-05

Trades reported as a company insider since 1 Apr 2026

Owning 10% or more of a company, or having someone on its board, makes this manager an insider there: it reports its trades in that company's shares on Form 4 within two business days. Open-market and private purchases and sales only.

Date	Company	Ticker	Trade	Shares	Value	Their holding
2026-09-28	MEXICO FD INC 10% owner	MXF	Bought	4,133	$85.7k4.1k shares	+<1%
2026-09-28	NEW GERMANY FD INC 10% owner	GF	Bought	1,272	$13.6k1.3k shares	+<1%
2026-09-25	NEW GERMANY FD INC 10% owner	GF	Bought	5,256	$56.4k5.3k shares	+<1%
2026-09-25	MEXICO FD INC 10% owner	MXF	Bought	834	$17.3k834 shares	+<1%
2026-09-24	MEXICO FD INC 10% owner	MXF	Bought	1,049	$21.7k1.0k shares	+<1%
2026-09-24	NEW GERMANY FD INC 10% owner	GF	Bought	500	$5.4k500 shares	+<1%
2026-09-23	MEXICO FD INC 10% owner	MXF	Bought	28,464	$598.3k28.5k shares	+1%
2026-09-23	NEW GERMANY FD INC 10% owner	GF	Bought	4,657	$50.5k4.7k shares	+<1%
2026-09-22	NEW GERMANY FD INC 10% owner	GF	Sold	12,336	$135.1k12.3k shares	-<1%
2026-09-22	MEXICO FD INC 10% owner	MXF	Bought	110	$2.3k110 shares	+<1%
2026-09-21	MEXICO FD INC 10% owner	MXF	Bought	2,034	$42.8k2.0k shares	+<1%
2026-09-21	NEW GERMANY FD INC 10% owner	GF	Sold	930	$10.2k930 shares	-<1%
2026-09-18	BLACKROCK ESG CAP ALLC TERM 10% owner	ECAT	Sold	28,977	$416.7k29.0k shares	-<1%
2026-09-18	NEW GERMANY FD INC 10% owner	GF	Bought	14,185	$153.5k14.2k shares	+<1%
2026-09-17	BLACKROCK ESG CAP ALLC TERM 10% owner	ECAT	Sold	21,095	$302.9k21.1k shares	-<1%
2026-09-17	NEW GERMANY FD INC 10% owner	GF	Bought	1,258	$14.0k1.3k shares	+<1%
2026-09-16	BLACKROCK ESG CAP ALLC TERM 10% owner	ECAT	Sold	100,836	$1.4m100.8k shares	-1%
2026-09-16	PIMCO DYNAMIC INCOME STRATEG 10% owner	PDX	Sold	19,692	$406.8k19.7k shares	-<1%
2026-09-16	MEXICO FD INC 10% owner	MXF	Bought	6,403	$132.1k6.4k shares	+<1%
2026-09-16	NEW GERMANY FD INC 10% owner	GF	Bought	1,534	$16.7k1.5k shares	+<1%
2026-09-15	NEW GERMANY FD INC 10% owner	GF	Bought	3,306	$36.1k3.3k shares	+<1%
2026-09-15	MEXICO FD INC 10% owner	MXF	Bought	459	$9.6k459 shares	+<1%
2026-09-14	BLACKROCK ESG CAP ALLC TERM 10% owner	ECAT	Sold	26,644	$388.7k26.6k shares	-<1%
2026-09-11	BLACKROCK ESG CAP ALLC TERM 10% owner	ECAT	Sold	41,280	$612.2k41.3k shares	-<1%
2026-09-11	PIMCO DYNAMIC INCOME STRATEG 10% owner	PDX	Sold	10,128	$219.4k10.1k shares	-<1%