Vault-13

TRI CONTL CORP TY

COM · Closed-End Fund · CUSIP 895436103

156 institutional holders +3 vs Q1 2026
7,016,2457.0m shares reported held*
$241.6mreported value*
18 new 59 added 41 reduced 12 sold out net bought ≈ $5.2m (+163.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.44.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 115Q4 22: 125Q1 23: 117Q2 23: 123Q3 23: 121Q4 23: 126Q1 24: 130Q2 24: 136Q3 24: 137Q4 24: 150Q1 25: 146Q2 25: 150Q3 25: 154Q4 25: 151Q1 26: 153Q2 26: 156156Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022115
Q4 2022125
Q1 2023117
Q2 2023123
Q3 2023121
Q4 2023126
Q1 2024130
Q2 2024136
Q3 2024137
Q4 2024150
Q1 2025146
Q2 2025150
Q3 2025154
Q4 2025151
Q1 2026153
Q2 2026156

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 52 bought or addedQ3 24: 44 cut or sold outQ4 24: 70 bought or addedQ4 24: 41 cut or sold outQ4 24Q1 25: 42 bought or addedQ1 25: 57 cut or sold outQ2 25: 65 bought or addedQ2 25: 48 cut or sold outQ2 25Q3 25: 53 bought or addedQ3 25: 50 cut or sold outQ4 25: 70 bought or addedQ4 25: 62 cut or sold outQ4 25Q1 26: 60 bought or addedQ1 26: 44 cut or sold outQ2 26: 77 bought or addedQ2 26: 53 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20245244
Q4 20247041
Q1 20254257
Q2 20256548
Q3 20255350
Q4 20257062
Q1 20266044
Q2 20267753

Biggest buyers

LAZARD ASSET MANAGEMENT LLC Added +156,511+156.5k
Allspring Global Investments Holdings, LLC Added +79,600+79.6k
Stolper Co Added +46,874+46.9k
Cambridge Investment Research Advisors, Inc. Added +39,628+39.6k
Atlas Wealth LLC New +22,782+22.8k
WESTBOURNE INVESTMENTS, INC. New +20,465+20.5k
Pathstone Holdings, LLC Added +17,278+17.3k
Mariner, LLC Added +15,088+15.1k
MGO ONE SEVEN LLC Added +14,096+14.1k
LPL Financial LLC Added +13,068+13.1k

Biggest sellers

Shaker Financial Services, LLC Sold out -93,663-93.7k
Saba Capital Management, L.P. Reduced -45,373-45.4k
Quadrant Private Wealth Management, LLC Sold out -38,406-38.4k
WOLVERINE ASSET MANAGEMENT LLC Sold out -28,679-28.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -22,582-22.6k
WELLS FARGO & COMPANY/MN Reduced -18,622-18.6k
UMB Bank, n.a. Reduced -13,984-14.0k
DELTA CAPITAL MANAGEMENT LLC Sold out -13,342-13.3k
RAYMOND JAMES FINANCIAL INC Reduced -11,647-11.6k
Focus Partners Wealth Reduced -11,304-11.3k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 1 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 1 buyingQ3 25: 1 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20241$134.4k0——
Q1 20250—1$56.7k—
Q2 20250—0——
Q3 20251$3.3k1$5.1k—
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-05-27 Jin Yan Portfolio Manager of Issuer Sold 2,500 $34.87 $87.2k2.5k shares -16%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 0.73% of their portfolio NEW YORK, NY 689,725689.7k $23.7m $23.7m 0.73% Reduced -45.4k -45,373
2 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 671,046671.0k $23.1m $23.1m 0.03% Added +156.5k +156,511
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 543,357543.4k $18.7m $18.7m 0.00% Reduced -10.4k -10,440
4 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 445,614445.6k $15.3m $15.3m 0.02% Added +79.6k +79,600
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1.84% of their portfolio BLUE BELL, PA 429,902429.9k $14.8m $14.8m 1.84% Reduced -141 -141
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 249,337249.3k $8.6m $8.6m 0.00% Reduced -11.6k -11,647
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 226,335226.3k $7.8m $7.8m 0.00% Added +13.1k +13,065
8 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 187,432187.4k $6.5m $6.5m 0.01% Reduced -11.3k -11,304
9 UMB Bank, n.a. 0.07% of their portfolio Kansas City, MO 163,808163.8k $5.6m $5.6m 0.07% Reduced -14.0k -13,984
10 Uncommon Cents Investing LLC 1.19% of their portfolio JANESVILLE, WI 159,026159.0k $5.5m $5.5m 1.19% Reduced -645 -645
11 Hennion & Walsh Asset Management, Inc. 0.15% of their portfolio Parsippany, NJ 156,550156.6k $5.4m $5.4m 0.15% Added +11.8k +11,778
12 Cornerstone Advisory, LLC 0.44% of their portfolio HUNT VALLEY, MD 155,211155.2k $5.3m $5.3m 0.44% Added +3.6k +3,640
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 147,471147.5k $5.1m $5.1m 0.00% Reduced -18.6k -18,622
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 127,904127.9k $4.4m $4.4m 0.01% Added +4.8k +4,827
15 Mariner, LLC 0.00% of their portfolio Overland Park, KS 111,679111.7k $3.8m $3.8m 0.00% Added +15.1k +15,088
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 103,544103.5k $3.6m $3.6m 0.00% Reduced -108 -108
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 91,75991.8k $3.2m $3.2m 0.00% Added +13.1k +13,068
18 1620 INVESTMENT ADVISORS, INC. 1.93% of their portfolio PLYMOUTH, MA 90,36090.4k $3.1m $3.1m 1.93% Reduced -2.3k -2,290
19 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 87,97888.0k $3.0m $3.0m 0.00% Added +39.6k +39,628
20 Altium Capital Management LLC 6.27% of their portfolio NEW YORK, NY 86,45886.5k $3.0m $3.0m 6.27% Added +7.5k +7,538
21 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 83,69483.7k $2.9m $2.9m 0.00% Reduced -898 -898
22 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 80,68280.7k $2.9m $2.9m 0.00% Reduced -1.9k -1,948
23 Capstone Financial Advisors, Inc. 0.13% of their portfolio DOWNERS GROVE, IL 75,51375.5k $2.6m $2.6m 0.13% Unchanged
24 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 75,06575.1k $2.6m $2.6m 0.01% Reduced -11.2k -11,205
25 Platform Technology Partners 0.38% of their portfolio NEW YORK, NY 68,03468.0k $2.3m $2.3m 0.38% Added +1.0k +1,038
26 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 66,66966.7k $2.3m $2.3m 0.01% Reduced -6.4k -6,439
27 Stolper Co 0.58% of their portfolio TULSA, OK 65,32465.3k $2.2m $2.2m 0.58% Added +46.9k +46,874
28 RB Capital Management, LLC 0.41% of their portfolio RENO, NV 61,07661.1k $2.1m $2.1m 0.41% Added +102 +102
29 EVOLVE PRIVATE WEALTH, LLC 0.12% of their portfolio LOS ANGELES, CA 57,42357.4k $2.0m $2.0m 0.12% Reduced -4.2k -4,211
30 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 55,93555.9k $1.9m $1.9m 0.01% Added +17.3k +17,278
31 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 51,92051.9k $1.8m $1.8m 0.02% Added +2.6k +2,575
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,96851.0k $1.8m $1.8m 0.00% Reduced -7.3k -7,275
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 47,55347.6k $1.6m $1.6m 0.00% Added +672 +672
34 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 41,18641.2k $1.4m $1.4m 0.01% Unchanged
35 Beckerman Institutional, LLC 0.66% of their portfolio OCEAN GROVE, NJ 40,03640.0k $1.4m $1.4m 0.66% Added +42 +42
36 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 38,96039.0k $1.3m $1.3m 0.01% Added +865 +865
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 32,67732.7k $1.1m $1.1m 0.00% Reduced -22.6k -22,582
38 Whitener Capital Management, Inc. 0.23% of their portfolio Rocky Mount, NC 31,38631.4k $1.1m $1.1m 0.23% Reduced -2.4k -2,435
39 ALBION FINANCIAL GROUP /UT 0.06% of their portfolio SALT LAKE CITY, UT 29,94629.9k $1.0m $1.0m 0.06% Reduced -550 -550
40 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 29,88929.9k $1.0m $1.0m 0.00% Added +4.0k +3,982
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,66329.7k $1.0m $1.0m 0.00% Added +598 +598
42 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 29,42629.4k $1.0m $1.0m 0.02% Added +14.1k +14,096
43 Altus Wealth Group LLC 0.36% of their portfolio COLORADO SPRINGS, CO 29,31429.3k $1.0m $1.0m 0.36% Reduced -300 -300
44 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 26,38326.4k $908.1k $908.1k 0.00% Added +435 +435
45 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 25,59825.6k $881.1k $881.1k 0.00% Added +954 +954
46 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 24,60924.6k $847.0k $847.0k 0.01% Added +11 +11
47 Baltimore-Washington Financial Advisors, Inc. 0.03% of their portfolio Columbia, MD 24,41624.4k $840.4k $840.4k 0.03% Unchanged
48 Atlas Wealth LLC 0.11% of their portfolio CINCINNATI, OH 22,78222.8k $784.2k $784.2k 0.11% New
49 WESTBOURNE INVESTMENTS, INC. 0.29% of their portfolio ALEXANDRIA, VA 20,46520.5k $704.4k $704.4k 0.29% New
50 KIRR MARBACH & CO LLC /IN/ 0.12% of their portfolio COLUMBUS, IN 19,88219.9k $684.3k $684.3k 0.12% Unchanged
51 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 18,85718.9k $649.1k $649.1k 0.00% Reduced -3.8k -3,751
52 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 18,12518.1k $623.8k $623.8k 0.01% Added +300 +300
53 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 18,10518.1k $623.2k $623.2k 0.00% Reduced -4.7k -4,712
54 Heritage Wealth Advisors 0.02% of their portfolio RICHMOND, VA 17,84617.8k $614.3k $614.3k 0.02% Unchanged
55 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 17,81017.8k $613.0k $613.0k 0.00% Reduced -536 -536
56 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 17,69617.7k $609.1k $609.1k 0.00% Reduced -3.4k -3,386
57 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 16,59216.6k $571.1k $571.1k 0.00% Reduced -333 -333
58 First PREMIER Bank 0.09% of their portfolio SIOUX FALLS, SD 16,57416.6k $570.0k $570.0k 0.09% Unchanged
59 Tower Wealth Partners, Inc. 0.27% of their portfolio LEWISBURG, PA 15,97316.0k $549.8k $549.8k 0.27% Added +369 +369
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,91015.9k $556.7k $556.7k 0.00% Added +299 +299
61 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,55115.6k $535.3k $535.3k 0.00% Added +22 +22
62 Successful Portfolios LLC 0.26% of their portfolio CLEARWATER, FL 15,38915.4k $546.3k $546.3k 0.26% Added +184 +184
63 GatePass Capital, LLC 0.19% of their portfolio INDEPENDENCE, OH 14,75614.8k $507.9k $507.9k 0.19% Unchanged
64 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 14,15314.2k $487.1k $487.1k 0.00% Added +1.2k +1,218
65 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 13,68813.7k $471.1k $471.1k 0.01% Added +1.3k +1,328
66 Financial Plan, Inc. 0.04% of their portfolio BELLINGHAM, WA 13,09113.1k $450.6k $450.6k 0.04% Added +2.1k +2,085
67 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,74812.7k $438.8k $438.8k 0.00% Reduced -2.9k -2,917
68 MSH Capital Advisors LLC 0.08% of their portfolio SCOTTSDALE, AZ 12,71912.7k $437.8k $437.8k 0.08% Unchanged
69 Savvy Advisors, Inc. 0.01% of their portfolio NEW YORK, NY 12,66412.7k $435.9k $435.9k 0.01% Added +1.1k +1,066
70 TWIN FOCUS CAPITAL PARTNERS, LLC 0.04% of their portfolio Boston, MA 12,61112.6k $434.1k $434.1k 0.04% Unchanged
71 Joel Isaacson & Co., LLC 0.01% of their portfolio NEW YORK, NY 12,46612.5k $429.1k $429.1k 0.01% Added +600 +600
72 CORA CAPITAL ADVISORS LLC 0.12% of their portfolio MARLTON, NJ 12,16512.2k $418.7k $418.7k 0.12% Added +184 +184
73 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 11,30911.3k $389.3k $389.3k 0.01% Added +59 +59
74 First Financial Bankshares Inc 0.01% of their portfolio Abilene, TX 11,27211.3k $388.0k $388.0k 0.01% Reduced -1.4k -1,448
75 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 11,13811.1k $383.4k $383.4k 0.00% Reduced -625 -625
76 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,06811.1k $380.9k $380.9k 0.00% New
77 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 11,00611.0k $378.9k $378.9k 0.02% Unchanged
78 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 10,84710.8k $373.3k $373.3k 0.00% Reduced -488 -488
79 NorthRock Partners, LLC 0.01% of their portfolio MINNEAPOLIS, MN 10,44710.4k $359.6k $359.6k 0.01% Unchanged
80 UHLMANN PRICE SECURITIES, LLC 0.01% of their portfolio SKOKIE, IL 10,42510.4k $358.8k $358.8k 0.01% Added +5.0k +5,032
81 American Institute for Advanced Investment Management, LLP 0.21% of their portfolio Scottsdale, AZ 10,32610.3k $355.4k $355.4k 0.21% Added +156 +156
82 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,27810.3k $353.8k $353.8k 0.00% Added +455 +455
83 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 10,19910.2k $351.1k $351.1k 0.02% Unchanged
84 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 0.00% of their portfolio CHARLOTTE, NC 10,14410.1k $349.1k $349.1k 0.00% Added +8 +8
85 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 10,05110.1k $346.0k $346.0k 0.00% Added +41 +41
86 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 9,8769.9k $339.9k $339.9k 0.00% New
87 MERIDIAN INVESTMENT COUNSEL INC. 0.07% of their portfolio LAFAYETTE, CA 9,7559.8k $335.8k $335.8k 0.07% Unchanged
88 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 9,6489.6k $332.1k $332.1k 0.00% Reduced -290 -290
89 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 9,3199.3k $311.3k $311.3k 0.00% New
90 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.00% of their portfolio PORTLAND, OR 9,2669.3k $318.9k $318.9k 0.00% Unchanged
91 R2 Capital Strategies, LLC 0.14% of their portfolio LINCOLN, NE 9,0679.1k $312.1k $312.1k 0.14% First filing
92 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 8,6738.7k $298.5k $298.5k 0.00% Unchanged
93 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 8,6168.6k $296.6k $296.6k 0.00% Added +671 +671
94 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,3928.4k $288.8k $288.8k 0.00% Reduced -2.7k -2,729
95 TANDEM CAPITAL MANAGEMENT CORP /ADV 0.12% of their portfolio WOODCLIFF LAKE, NJ 8,3008.3k $285.7k $285.7k 0.12% Unchanged
96 Unify Financial Advisors 0.26% of their portfolio CLEARWATER, FL 8,0448.0k $276.9k $276.9k 0.26% Reduced -85 -85
97 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 7,9698.0k $274.3k $274.3k 0.00% Reduced -50 -50
98 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,7677.8k $267.4k $267.4k 0.00% Reduced -11.3k -11,263
99 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 7,4407.4k $258.9k $258.9k 0.02% Reduced -92 -92
100 Independent Family Office, LLC 0.10% of their portfolio ALBANY, NY 6,9877.0k $240.5k $240.5k 0.10% Unchanged