Vault-13

VIRTUS CONVERTIBLE & INCOME NCV

COM NEW · Closed-End Fund · CUSIP 92838X805

59 institutional holders -1 vs Q1 2026
6,479,3776.5m shares reported held*
$114.0mreported value*
6 new 21 added 17 reduced 8 sold out net sold ≈ $1.7m (-96.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.59.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q1 25: 54Q2 25: 64Q3 25: 61Q4 25: 64Q1 26: 60Q2 26: 5959Q1 25Q2 25Q3 25Q4 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 202554
Q2 202564
Q3 202561
Q4 202564
Q1 202660
Q2 202659

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 25: 31 bought or addedQ2 25: 31 cut or sold outQ2 25Q3 25: 29 bought or addedQ3 25: 26 cut or sold outQ3 25Q4 25: 34 bought or addedQ4 25: 20 cut or sold outQ4 25Q1 26: 28 bought or addedQ1 26: 31 cut or sold outQ1 26Q2 26: 27 bought or addedQ2 26: 25 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q2 20253131
Q3 20252926
Q4 20253420
Q1 20262831
Q2 20262725

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +215,172+215.2k
Thomas J. Herzfeld Advisors, Inc. New +185,909+185.9k
GUGGENHEIM CAPITAL LLC Added +100,251+100.3k
Advisors Asset Management, Inc. Added +60,957+61.0k
CHOREO, LLC New +33,521+33.5k
Cambridge Investment Research Advisors, Inc. Added +27,320+27.3k
LPL Financial LLC Added +17,648+17.6k
Penserra Capital Management LLC Added +15,025+15.0k
NewEdge Advisors, LLC Added +14,199+14.2k
Congress Park Capital LLC Added +10,715+10.7k

Biggest sellers

Saba Capital Management, L.P. Reduced -387,096-387.1k
Private Advisor Group, LLC Sold out -164,322-164.3k
MORGAN STANLEY Reduced -104,094-104.1k
READYSTATE ASSET MANAGEMENT LP Sold out -36,738-36.7k
Pathstone Holdings, LLC Sold out -31,460-31.5k
WOLVERINE ASSET MANAGEMENT LLC Sold out -29,312-29.3k
MILLENNIUM MANAGEMENT LLC Sold out -26,730-26.7k
AMERIPRISE FINANCIAL INC Reduced -12,678-12.7k
Wealth Care LLC Reduced -5,959-6.0k
RAYMOND JAMES FINANCIAL INC Reduced -3,888-3.9k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 1 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20251$5.0k0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20261$6.0k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-08-18 MCDANIEL CONNIE D Director Bought 356 $16.83 $6.0k356 shares +97%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,200,2611.2m $21.1m $21.1m 0.00% Reduced -104.1k -104,094
2 Congress Park Capital LLC 3.86% of their portfolio SARATOGA SPRINGS, NY 813,039813.0k $14.3m $14.3m 3.86% Added +10.7k +10,715
3 Advisors Asset Management, Inc. 0.18% of their portfolio Monument, CO 662,033662.0k $11.6m $11.6m 0.18% Added +61.0k +60,957
4 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 517,653517.7k $9.1m $9.1m 0.06% Added +100.3k +100,251
5 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 393,601393.6k $6.9m $6.9m 0.05% Added +15.0k +15,025
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 387,995388.0k $6.8m $6.8m 0.00% Added +17.6k +17,648
7 Saba Capital Management, L.P. 0.18% of their portfolio NEW YORK, NY 336,482336.5k $5.9m $5.9m 0.18% Reduced -387.1k -387,096
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 305,024305.0k $5.4m $5.4m 0.00% Added +215.2k +215,172
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 261,266261.3k $4.6m $4.6m 0.00% Reduced -12.7k -12,678
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 259,164259.2k $4.6m $4.6m 0.00% Reduced -756 -756
11 Thomas J. Herzfeld Advisors, Inc. 1.00% of their portfolio MIAMI BEACH, FL 185,909185.9k $3.3m $3.3m 1.00% New
12 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 120,157120.2k $2.1m $2.1m 0.02% Reduced -3.8k -3,841
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 106,675106.7k $1.9m $1.9m 0.00% Added +8.2k +8,172
14 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 85,04085.0k $1.5m $1.5m 0.00% Added +14.2k +14,199
15 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 82,28182.3k $1.4m $1.4m 0.01% Reduced -2.3k -2,339
16 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 72,67572.7k $1.3m $1.3m 0.04% Added +4.5k +4,475
17 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 65,45565.5k $1.2m $1.2m 0.00% Added +2.8k +2,792
18 Wealth Care LLC 0.89% of their portfolio MERRITT ISLAND, FL 62,34062.3k $1.1m $1.1m 0.89% Reduced -6.0k -5,959
19 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 55,32655.3k $974.0k $974.0k 0.00% Added +27.3k +27,320
20 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 50,39450.4k $886.4k $886.4k 0.00% Added +1.1k +1,072
21 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.09% of their portfolio BLUE BELL, PA 41,66341.7k $732.9k $732.9k 0.09% Added +4.9k +4,878
22 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 39,54839.5k $695.0k $695.0k 0.00% Unchanged
23 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 33,52133.5k $589.6k $589.6k 0.01% New
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 33,46033.5k $589.0k $589.0k 0.00% Reduced -632 -632
25 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 31,72931.7k $558.1k $558.1k 0.00% Unchanged
26 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 30,83730.8k $542.4k $542.4k 0.00% Added +3.8k +3,818
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,59630.6k $538.2k $538.2k 0.00% Added +463 +463
28 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 27,34727.3k $481.0k $481.0k 0.00% Unchanged
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 26,01426.0k $457.6k $457.6k 0.00% Reduced -1.2k -1,235
30 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 22,36322.4k $393.4k $393.4k 0.00% Reduced -569 -569
31 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,69919.7k $346.5k $346.5k 0.00% Added +352 +352
32 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 17,47017.5k $307.3k $307.3k 0.00% Reduced -3.9k -3,888
33 INTEGRATED CAPITAL MANAGEMENT, INC. 0.18% of their portfolio JESSUP, PA 14,30114.3k $251.6k $251.6k 0.18% Reduced -2.0k -1,955
34 Everstar Asset Management, LLC 0.12% of their portfolio MOORESVILLE, NC 14,02514.0k $242.5k $242.5k 0.12% Added +2.5k +2,500
35 E&G Advisors, LLC 0.04% of their portfolio HOUSTON, TX 11,74911.7k $206.7k $206.7k 0.04% Reduced -20 -20
36 Alteri Wealth LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 11,38011.4k $200.2k $200.2k 0.06% Unchanged
37 Shaker Financial Services, LLC 0.06% of their portfolio Arlington, VA 10,71210.7k $188.4k $188.4k 0.06% Reduced -3.9k -3,872
38 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 8,5158.5k $149.8k $149.8k 0.00% First filing
39 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,1316.1k $107.8k $107.8k 0.00% Added +104 +104
40 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 4,6534.7k $81.8k $81.8k 0.00% New
41 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 3,1893.2k $56.1k $56.1k 0.00% New
42 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,0693.1k $54.0k $54.0k 0.00% Reduced -13 -13
43 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 2,4372.4k $42.9k $42.9k 0.00% Reduced -142 -142
44 TRUST CO OF VERMONT 0.00% of their portfolio BRATTLEBORO, VT 1,6311.6k $28.7k $28.7k 0.00% First filing
45 Institute for Wealth Management, LLC. 0.00% of their portfolio DENVER, CO 1,5291.5k $26.9k $26.9k 0.00% New
46 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,5001.5k $26.4k $26.4k 0.00% New
47 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,3201.3k $23.2k $23.2k 0.00% Unchanged
48 WPG Advisers, LLC 0.01% of their portfolio BALTIMORE, MD 1,0731.1k $18.9k $18.9k 0.01% Reduced -55 -55
49 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,0371.0k $18.2k $18.2k 0.00% Added +962 +962
50 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 840840 $14.7k $14.7k 0.00% Unchanged
51 Financial Gravity Companies, Inc. 0.00% of their portfolio Lakeway, TX 793793 $13.9k $13.9k 0.00% First filing
52 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 750750 $13.2k $13.2k 0.00% Unchanged
53 PEOPLES FINANCIAL SERVICES CORP. 0.01% of their portfolio MOOSIC, PA 707707 $12.4k $12.4k 0.01% Unchanged
54 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 372372 $6.5k $6.5k 0.00% Unchanged
55 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 307307 $5.4k $5.4k 0.00% Added +250 +250
56 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 175175 $3.1k $3.1k 0.00% Added +12 +12
57 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.00% of their portfolio WALTHAM, MA 9393 $1.6k $1.6k 0.00% Unchanged
58 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6868 $1.2k $1.2k 0.00% Unchanged
59 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 44 $69 $69 0.00% Unchanged