Vault-13

ROYCE MICRO-CAP TR INC RMT

COM · Closed-End Fund · CUSIP 780915104

108 institutional holders +2 vs Q1 2026
20,885,88320.9m shares reported held*
$305.4mreported value*
12 new 37 added 34 reduced 9 sold out net bought ≈ $13.5m (+921.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.62.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 87Q1 23: 88Q2 23: 86Q3 23: 84Q4 23: 89Q1 24: 90Q2 24: 91Q3 24: 100Q4 24: 97Q1 25: 95Q2 25: 99Q3 25: 94Q4 25: 99Q1 26: 106Q2 26: 108108Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202290
Q4 202287
Q1 202388
Q2 202386
Q3 202384
Q4 202389
Q1 202490
Q2 202491
Q3 2024100
Q4 202497
Q1 202595
Q2 202599
Q3 202594
Q4 202599
Q1 2026106
Q2 2026108

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 51 bought or addedQ3 24: 28 cut or sold outQ4 24: 45 bought or addedQ4 24: 35 cut or sold outQ4 24Q1 25: 40 bought or addedQ1 25: 43 cut or sold outQ2 25: 53 bought or addedQ2 25: 39 cut or sold outQ2 25Q3 25: 38 bought or addedQ3 25: 44 cut or sold outQ4 25: 43 bought or addedQ4 25: 39 cut or sold outQ4 25Q1 26: 50 bought or addedQ1 26: 37 cut or sold outQ2 26: 49 bought or addedQ2 26: 43 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20245128
Q4 20244535
Q1 20254043
Q2 20255339
Q3 20253844
Q4 20254339
Q1 20265037
Q2 20264943

Biggest buyers

Saba Capital Management, L.P. Added +381,303+381.3k
OSAIC HOLDINGS, INC. Added +242,683+242.7k
Bulldog Investors, LLP New +181,964+182.0k
Allspring Global Investments Holdings, LLC Added +174,409+174.4k
Advisors Asset Management, Inc. Added +156,258+156.3k
Atlas Wealth LLC New +122,864+122.9k
Kovack Advisors, Inc. New +67,299+67.3k
Diversify Advisory Services, LLC New +64,652+64.7k
Altium Capital Management LLC Added +35,001+35.0k
BARD ASSOCIATES INC Added +34,483+34.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -111,242-111.2k
Shaker Financial Services, LLC Reduced -108,531-108.5k
Private Advisor Group, LLC Reduced -90,110-90.1k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -84,568-84.6k
Modern Wealth Management, LLC Reduced -82,267-82.3k
MORGAN STANLEY Reduced -72,900-72.9k
ENVESTNET ASSET MANAGEMENT INC Sold out -48,071-48.1k
Cetera Investment Advisers Reduced -36,579-36.6k
WealthShield Partners, LLC Sold out -34,455-34.5k
Beacon Pointe Advisors, LLC Reduced -25,999-26.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Saba Capital Management, L.P. 13D · may seek influence +1.0 pts · filed 2026-08-05
Stated purposeNot Applicable. Full filing
7.1% +1.0 pts 3.8m≈ $55.4m 2026-08-05

Fell to 5% or below in the last year: MORGAN STANLEY (4.8%, 2026-08-13)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 1 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26Q2 26: 2 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20251$21.3k0——
Q4 20250—0——
Q1 20261$74.6k0——
Q2 20262$151.0k0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-06-15 CLARK CHRISTOPHER D President, director Bought 3,600 $14.12 $50.8k3.6k shares +5%
2026-06-05 DENNEEN JOHN E Secretary Bought 4,000 $13.70 $54.8k4.0k shares +49%
2026-06-01 DENNEEN JOHN E Secretary Bought 3,249 $13.97 $45.4k3.2k shares +65%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 1.50% of their portfolio NEW YORK, NY 3,346,7033.3m $49.0m $49.0m 1.50% Added +381.3k +381,303
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,558,9302.6m $37.5m $37.5m 0.00% Reduced -72.9k -72,900
3 Allspring Global Investments Holdings, LLC 0.03% of their portfolio CHARLOTTE, NC 1,188,8721.2m $17.4m $17.4m 0.03% Added +174.4k +174,409
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,101,8701.1m $16.1m $16.1m 0.00% Added +19.3k +19,314
5 Alexander Randolph Advisory, Inc. 11.70% of their portfolio MCLEAN, VA 970,065970.1k $14.2m $14.2m 11.70% Reduced -10.5k -10,490
6 Modern Wealth Management, LLC 0.17% of their portfolio KANSAS CITY, MO 944,413944.4k $13.8m $13.8m 0.17% Reduced -82.3k -82,267
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 859,790859.8k $12.6m $12.6m 0.00% Reduced -5.6k -5,607
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.57% of their portfolio WEST PALM BEACH, FL 813,982814.0k $11.9m $11.9m 0.57% Reduced -84.6k -84,568
9 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1.20% of their portfolio BLUE BELL, PA 659,921659.9k $9.7m $9.7m 1.20% Added +28.2k +28,238
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 602,498602.5k $8.8m $8.8m 0.00% Added +29.3k +29,315
11 FLAGSHIP HARBOR ADVISORS, LLC 0.31% of their portfolio BOSTON, MA 546,040546.0k $8.0m $8.0m 0.31% Added +17.7k +17,655
12 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.38% of their portfolio EDINA, MN 522,665522.7k $7.7m $7.7m 0.38% Reduced -23.0k -23,000
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 483,484483.5k $7.1m $7.1m 0.00% Reduced -111.2k -111,242
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 412,077412.1k $6.0m $6.0m 0.01% Added +242.7k +242,683
15 Mraz, Amerine & Associates, Inc. 0.73% of their portfolio Modesto, CA 346,327346.3k $5.1m $5.1m 0.73% Reduced -4.6k -4,581
16 FCA CORP /TX 1.15% of their portfolio HOUSTON, TX 320,074320.1k $4.7m $4.7m 1.15% Added +6.9k +6,888
17 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 314,958315.0k $4.6m $4.6m 0.00% Reduced -15.2k -15,170
18 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 300,000300.0k $4.4m $4.4m 0.01% Unchanged
19 Shaker Financial Services, LLC 1.32% of their portfolio Arlington, VA 287,837287.8k $4.2m $4.2m 1.32% Reduced -108.5k -108,531
20 Altium Capital Management LLC 8.58% of their portfolio NEW YORK, NY 278,051278.1k $4.1m $4.1m 8.58% Added +35.0k +35,001
21 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 257,085257.1k $3.8m $3.8m 0.06% Added +156.3k +156,258
22 Waterfront Wealth Inc. 0.46% of their portfolio OVERLAND PARK, KS 209,595209.6k $3.0m $3.0m 0.46% Added +846 +846
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 204,158204.2k $3.0m $3.0m 0.00% Reduced -8.3k -8,256
24 Clearstead Advisors, LLC 0.03% of their portfolio CLEVELAND, OH 195,743195.7k $2.9m $2.9m 0.03% Reduced -7.4k -7,430
25 Bulldog Investors, LLP 0.59% of their portfolio SADDLE BROOK, NJ 181,964182.0k $2.7m $2.7m 0.59% New
26 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 134,738134.7k $2.0m $2.0m 0.02% Added +1.9k +1,930
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 129,719129.7k $1.9m $1.9m 0.00% Added +20.7k +20,721
28 BARD ASSOCIATES INC 0.40% of their portfolio CHICAGO, IL 123,838123.8k $1.8m $1.8m 0.40% Added +34.5k +34,483
29 Atlas Wealth LLC 0.26% of their portfolio CINCINNATI, OH 122,864122.9k $1.8m $1.8m 0.26% New
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 115,961116.0k $1.7m $1.7m 0.00% Reduced -9.0k -9,037
31 Moors & Cabot, Inc. 0.07% of their portfolio BOSTON, MA 114,617114.6k $1.7m $1.7m 0.07% Reduced -1.9k -1,850
32 TrueMark Investments, LLC 0.21% of their portfolio CHICAGO, IL 113,982114.0k $1.7m $1.7m 0.21% Added +7.5k +7,539
33 EVOLVE PRIVATE WEALTH, LLC 0.10% of their portfolio LOS ANGELES, CA 112,472112.5k $1.6m $1.6m 0.10% Reduced -4.2k -4,197
34 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 98,72198.7k $1.4m $1.4m 0.01% Reduced -26.0k -25,999
35 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 96,09396.1k $1.4m $1.4m 0.00% Reduced -2.2k -2,236
36 UHLMANN PRICE SECURITIES, LLC 0.05% of their portfolio SKOKIE, IL 93,73093.7k $1.4m $1.4m 0.05% Added +6.3k +6,330
37 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 74,93874.9k $1.1m $1.1m 0.00% Added +102 +102
38 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 67,29967.3k $985.3k $985.3k 0.05% New
39 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 64,82364.8k $949.0k $949.0k 0.00% Added +25.6k +25,631
40 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 64,65264.7k $888.3k $888.3k 0.01% New
41 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 64,65264.7k $888.3k $888.3k 0.01% Unchanged
42 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 63,41163.4k $928.3k $928.3k 0.03% Reduced -185 -185
43 Karpus Management, Inc. 0.03% of their portfolio Pittsford, NY 62,65362.7k $917.2k $917.2k 0.03% Reduced -350 -350
44 TWIN FOCUS CAPITAL PARTNERS, LLC 0.09% of their portfolio Boston, MA 62,16162.2k $910.0k $910.0k 0.09% Unchanged
45 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 57,65457.7k $844.1k $844.1k 0.00% Added +200 +200
46 ROBERTS GLORE & CO INC /IL/ 0.20% of their portfolio DEERFIELD, IL 55,29055.3k $809.4k $809.4k 0.20% Reduced -12.8k -12,831
47 SAPIENT CAPITAL LLC 0.01% of their portfolio INDIANAPOLIS, IN 49,27449.3k $721.4k $721.4k 0.01% Added +715 +715
48 NWF Advisory Services Inc. 0.07% of their portfolio Los Angeles, CA 48,19248.2k $705.5k $705.5k 0.07% Reduced -2.4k -2,436
49 SPIREPOINT PRIVATE CLIENT, LLC 0.05% of their portfolio VERO BEACH, FL 46,27846.3k $677.5k $677.5k 0.05% Reduced -1.6k -1,584
50 Comprehensive Money Management Services LLC 0.38% of their portfolio CORAL GABLES, FL 41,71541.7k $610.7k $610.7k 0.38% Added +1.2k +1,250
51 PMG Family Office LLC 0.54% of their portfolio PLANO, TX 39,69439.7k $581.1k $581.1k 0.54% Added +345 +345
52 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 39,53639.5k $578.8k $578.8k 0.00% Reduced -3.8k -3,793
53 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 35,07135.1k $513.4k $513.4k 0.00% Added +4.5k +4,515
54 SAX WEALTH ADVISORS, LLC 0.01% of their portfolio PARSIPPANY, NJ 31,43031.4k $355.5k $355.5k 0.01% Unchanged
55 Advisory Advocates, LLC 0.39% of their portfolio GRAND RAPIDS, MI 31,35531.4k $459.0k $459.0k 0.39% Added +7.4k +7,375
56 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 30,94330.9k $453.0k $453.0k 0.01% Reduced -495 -495
57 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 29,71229.7k $435.0k $435.0k 0.00% Unchanged
58 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 28,78628.8k $421.4k $421.4k 0.01% New
59 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 28,57128.6k $418.3k $418.3k 0.00% Added +3.4k +3,448
60 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,92527.9k $408.8k $408.8k 0.00% New
61 Private Capital Management, LLC 0.04% of their portfolio NAPLES, FL 27,16527.2k $397.7k $397.7k 0.04% Added +5.2k +5,246
62 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 26,64126.6k $390.0k $390.0k 0.00% Reduced -9.5k -9,474
63 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 25,75725.8k $377.1k $377.1k 0.00% Reduced -2.5k -2,507
64 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 25,45125.5k $372.6k $372.6k 0.00% Reduced -411 -411
65 Quantedge Capital Pte Ltd 0.27% of their portfolio Singapore, U0 24,39724.4k $357.2k $357.2k 0.27% Reduced -5.0k -5,000
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 23,75623.8k $347.8k $347.8k 0.00% Added +241 +241
67 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 23,36223.4k $342.0k $342.0k 0.00% New
68 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 23,25523.3k $340.5k $340.5k 0.00% Added +22.8k +22,784
69 DKM Wealth Management, Inc. 0.22% of their portfolio STOCKTON, CA 23,00223.0k $336.7k $336.7k 0.22% Unchanged
70 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,89220.9k $305.9k $305.9k 0.00% Reduced -3.3k -3,324
71 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,48020.5k $299.8k $299.8k 0.00% New
72 DIVERSIFIED TRUST CO 0.00% of their portfolio MEMPHIS, TN 20,39620.4k $298.6k $298.6k 0.00% Unchanged
73 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 19,94819.9k $292.0k $292.0k 0.03% Unchanged
74 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,49018.5k $271.0k $271.0k 0.00% Added +2.3k +2,304
75 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 18,28918.3k $267.7k $267.7k 0.00% Added +4.3k +4,258
76 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 16,84116.8k $246.6k $246.6k 0.00% Added +243 +243
77 ECLECTIC ASSOCIATES INC /ADV 0.03% of their portfolio FULLERTON, CA 16,45716.5k $240.9k $240.9k 0.03% Reduced -748 -748
78 Spinnaker Investment Group, LLC 0.04% of their portfolio Newport Beach, CA 15,87715.9k $232.4k $232.4k 0.04% Unchanged
79 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,47315.5k $226.5k $226.5k 0.00% Added +2.6k +2,621
80 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 14,88314.9k $217.9k $217.9k 0.00% Reduced -90.1k -90,110
81 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 14,15614.2k $207.2k $207.2k 0.00% Added +11.5k +11,456
82 JFS WEALTH ADVISORS, LLC 0.01% of their portfolio HERMITAGE, PA 13,89613.9k $203.4k $203.4k 0.01% Unchanged
83 Wedmont Private Capital 0.01% of their portfolio WEST CHESTER, PA 13,88613.9k $195.7k $195.7k 0.01% Unchanged
84 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,45713.5k $197.0k $197.0k 0.00% Reduced -36.6k -36,579
85 VERUS CAPITAL PARTNERS, LLC 0.01% of their portfolio SCOTTSDALE, AZ 13,33813.3k $195.3k $195.3k 0.01% Added +52 +52
86 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 12,00012.0k $176.0k $176.0k 0.00% New
87 Soltis Investment Advisors LLC 0.01% of their portfolio ST. GEORGE, UT 11,91911.9k $174.5k $174.5k 0.01% Unchanged
88 Closed-End Fund Advisors, Inc. 0.17% of their portfolio RICHMOND, VA 11,61011.6k $170.0k $170.0k 0.17% Reduced -2.2k -2,197
89 Vanguard National Trust Co 0.01% of their portfolio MALVERN, PA 11,05111.1k $161.8k $161.8k 0.01% Unchanged
90 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 11,04011.0k $161.6k $161.6k 0.00% Unchanged
91 TD Capital Management LLC 0.01% of their portfolio MEMPHIS, TN 4,4964.5k $65.8k $65.8k 0.01% Unchanged
92 SITTNER & NELSON, LLC 0.02% of their portfolio EUGENE, OR 4,4444.4k $65.1k $65.1k 0.02% Unchanged
93 NBT BANK, N.A. 0.00% of their portfolio NORWICH, NY 4,0314.0k $59.0k $59.0k 0.00% Unchanged
94 BARRETT & COMPANY, INC. 0.01% of their portfolio PROVIDENCE, RI 3,2503.2k $47.6k $47.6k 0.01% Unchanged
95 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 3,0433.0k $44.7k $44.7k 0.00% Added +45 +45
96 Daytona Street Capital LLC 0.02% of their portfolio SAINT LOUIS, MO 2,2812.3k $32.2k $32.2k 0.02% Unchanged
97 Hara Capital LLC 0.02% of their portfolio BELLEVUE, WA 2,2402.2k $32.8k $32.8k 0.02% Reduced -7.8k -7,820
98 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 2,0962.1k $30.7k $30.7k 0.00% Unchanged
99 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 1,3021.3k $19.1k $19.1k 0.00% Unchanged
100 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 677677 $9.9k $9.9k 0.00% Added +577 +577