OTA Financial Group L.P.
PURCHASE, NY · CIK 1317346 · 13F filing filed 2023-08-17
No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.
- Others nearbyPurchase, NY
$137.0m
reported value
+30.7% vs Q1 2023
5positions
100.0%in top 10
3 new
1 added
1 reduced
42 sold out
vs Q1 2023
Options: 2 call positions ($6.1m notional), 0 put positions (— notional) – listed below, not included above.
This report includes the holdings of 2 other managers that share the investment decisions:
- OTA LLC – reports through this filing
- OTA TRADING FUND 1 LLC – reports through this filing
Shares in two reports are counted once in each security's totals.
Holdings, Q2 2023
The small lines show how much was held over the last 4 quarters (adjusted for stock splits).
| Security | Value | Change |
|---|---|---|
| OCCIDENTAL PETE CORP OXY.WS | $64.7m47.24% | Added +1.2m |
| BOOKING HOLDINGS INC BKNG | $45.9m33.50% | New |
| BERKSHIRE HATHAWAY INC DEL BRK.B | $20.5m14.93% | New |
| ALPHABET INC GOOGL | $5.1m3.72% | New |
| LIBERTY BROADBAND CORP LBRDK | $843.0k0.62% | Reduced -21.6k |
Sold out since Q1 2023
| Security | Value then |
|---|---|
| SPDR SER TR BIL | $23.9m260.2k shares |
| MICROSOFT CORP MSFT | $14.4m50.0k shares |
| META PLATFORMS INC META | $10.6m50.0k shares |
| ALPHABET INC GOOG | $3.9m37.3k shares |
| YAMANA GOLD INC YRI | $3.1m524.5k shares |
| TORTOISE ENERGY INFRA CORP TYG | $2.2m73.2k shares |
| SCHWAB CHARLES CORP SCHW | $1.8m34.0k shares |
| ISHARES TR SHYG | $1.7m41.6k shares |
| SCHWAB STRATEGIC TR SCHZ | $1.6m33.9k shares |
| VANGUARD SCOTTSDALE FDS VCIT | $1.4m17.6k shares |
| PLAINS ALL AMERN PIPELINE L PAA | $1.4m110.1k shares |
| EATON VANCE ENHANCED EQUITY EOS | $861.0k52.5k shares |
| BROADMARK RLTY CAP INC | $830.0k176.6k shares |
| ROYCE SMALL CAP TRUST INC RVT | $738.0k54.5k shares |
| ISHARES TR IGSB | $612.0k12.1k shares |
| FIRST TR MLP & ENERGY INCOM | $610.0k79.9k shares |
| BROOKFIELD RENEWABLE PARTNER BEP | $570.0k18.1k shares |
| KAYNE ANDERSON ENERGY INFRST KYN | $540.0k62.6k shares |
| BANNER ACQUISITION CORP | $513.0k50.2k shares |
| SPDR SER TR SPAB | $492.0k19.1k shares |
| SPORTSMAP TECH ACQUISITIN CO | $478.0k46.0k shares |
| TEMPLETON DRAGON FD INC TDF | $435.0k41.1k shares |
| TG VENTURE ACQUISITION CORP | $412.0k39.8k shares |
| CLEARWAY ENERGY INC CWEN | $403.0k12.9k shares |
| INTEGRAL ACQUISITION CORP 1 INTE | $403.0k39.3k shares |
Options (notional value)
| Underlying | Notional | Change |
|---|---|---|
| SCILEX HOLDING CO SCLX · Call | $5.8m1.0m shares | Reduced |
| BIORA THERAPEUTICS INC Call | $379.0k98.5k shares | Unchanged |