Vault-13

OCCIDENTAL PETE CORP OXY.WS

*W EXP 08/03/202 · Equity WRT · CUSIP 674599162

326 institutional holders +1 vs Q1 2023
61,799,23861.8m shares reported held*
$2.4bnreported value*
23 new 52 added 50 reduced 27 sold out net sold ≈ $101.8m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($32.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.39. Options: 4 managers hold calls ($138.3m notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 333Q1 23: 325Q2 23: 326326Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022303
Q4 2022333
Q1 2023325
Q2 2023326

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 115 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 77 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229198
Q1 202381115
Q2 20237577

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $103.3mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $121.3mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $151.7mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $138.3mQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$103.3m$00.00
Q4 2022$121.3m$00.00
Q1 2023$151.7m$00.00
Q2 2023$138.3m$00.00

Biggest buyers

OTA Financial Group L.P. Added +1,169,996+1.2m
BLUEFIN CAPITAL MANAGEMENT, LLC New +433,836+433.8k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Added +172,108+172.1k
Skaana Management L.P. Added +129,209+129.2k
CreativeOne Wealth, LLC Added +104,907+104.9k
CSS LLC/IL Added +84,994+85.0k
EQUITEC PROPRIETARY MARKETS, LLC Added +53,700+53.7k
MORGAN STANLEY Added +44,390+44.4k
GoodHaven Capital Management, LLC New +42,320+42.3k
WOLVERINE ASSET MANAGEMENT LLC Added +30,544+30.5k

Biggest sellers

Hudson Bay Capital Management LP Reduced -2,963,700-3.0m
ARISTEIA CAPITAL, L.L.C. Reduced -611,709-611.7k
BLUEFIN CAPITAL MANAGEMENT, LLC Sold out -433,836-433.8k
D. E. Shaw & Co., Inc. Reduced -392,557-392.6k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Reduced -300,000-300.0k
FMR LLC Reduced -158,797-158.8k
STRS OHIO Reduced -52,500-52.5k
GOLDMAN SACHS GROUP INC Reduced -51,418-51.4k
Warberg Asset Management LLC Reduced -24,773-24.8k
Dodge & Cox Reduced -20,561-20.6k

Biggest calls

MILLENNIUM MANAGEMENT LLC Added $137.6m3.7m shares
TUDOR INVESTMENT CORP ET AL Unchanged $370.3k9.9k shares
CITIGROUP INC Reduced $336.2k9.0k shares
DEUTSCHE BANK AG\ New $2246 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ICAHN CARL C 3.97% of their portfolio SUNNY ISLES BEACH, FL 16,485,43216.5m $615.2m $615.2m 3.97% Unchanged
2 Dodge & Cox 0.36% of their portfolio San Francisco, CA 14,298,81814.3m $533.6m $533.6m 0.36% Reduced -20.6k -20,561
3 Aequim Alternative Investments LP 8.00% of their portfolio MILL VALLEY, CA 5,750,0005.8m $212.6m $212.6m 8.00% Unchanged
4 MFN Partners Management, LP 6.90% of their portfolio BOSTON, MA 5,690,6005.7m $212.4m $212.4m 6.90% Unchanged
5 Hudson Bay Capital Management LP 1.11% of their portfolio STAMFORD, CT 2,963,7003.0m $110.6m $110.6m 1.11% Reduced -3.0m -2,963,700
6 ARISTEIA CAPITAL, L.L.C. 2.90% of their portfolio GREENWICH, CT 2,249,6982.2m $83.0m $83.0m 2.90% Reduced -611.7k -611,709
7 OTA Financial Group L.P. 47.24% of their portfolio PURCHASE, NY 1,734,8761.7m $64.7m $64.7m 47.24% Added +1.2m +1,169,996
8 Walleye Capital LLC 1.09% of their portfolio NEW YORK, NY 1,666,8361.7m $62.2m $62.2m 1.09% Unchanged
9 HIGHBRIDGE CAPITAL MANAGEMENT LLC 3.51% of their portfolio NEW YORK, NY 1,618,2281.6m $60.4m $60.4m 3.51% Added +172.1k +172,108
10 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.78% of their portfolio CHICAGO, IL 1,000,0001.0m $36.9m $36.9m 0.78% Reduced -300.0k -300,000
11 Sea Otter Advisors LLC 28.52% of their portfolio Miami, FL 1,000,0001.0m $36.9m $36.9m 28.52% Unchanged
12 Warberg Asset Management LLC 10.51% of their portfolio WINNETKA, IL 997,821997.8k $36.8m $36.8m 10.51% Reduced -24.8k -24,773
13 683 Capital Management, LLC 3.10% of their portfolio NEW YORK, NY 854,600854.6k $31.9m $31.9m 3.10% Unchanged
14 Greylin Investment Management, Inc 3.84% of their portfolio ORANGE, VA 568,932568.9k $21.2m $21.2m 3.84% Added +6.6k +6,605
15 Privium Fund Management B.V. 5.41% of their portfolio AMSTERDAM, P7 514,207514.2k $18.8m $18.8m 5.41% Added +21.0k +20,954
16 ZAZOVE ASSOCIATES LLC 1.68% of their portfolio INCLINE VILLAGE, NV 500,000500.0k $18.4m $18.4m 1.68% Unchanged
17 Adams Asset Advisors, LLC 2.59% of their portfolio DALLAS, TX 474,852474.9k $17.7m $17.7m 2.59% Unchanged
18 BOOTHBAY FUND MANAGEMENT, LLC 0.80% of their portfolio NEW YORK, NY 438,997439.0k $25.8m $25.8m 0.80% Unchanged
19 BLUEFIN CAPITAL MANAGEMENT, LLC 3.69% of their portfolio NEW YORK, NY 433,836433.8k $16.2m $16.2m 3.69% New
20 NOMURA HOLDINGS INC 0.13% of their portfolio TOKYO, M0 354,291354.3k $13.2m $13.2m 0.13% Unchanged
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 339,982340.0k $12.7m $12.7m 0.02% Added +6.7k +6,688
22 Smead Capital Management, Inc. 0.21% of their portfolio Phoenix, AZ 290,115290.1k $10.8m $10.8m 0.21% Added +2.8k +2,790
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 282,875282.9k $10.6m $10.6m 0.00% Added +19.5k +19,543
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 270,416270.4k $10.1m $10.1m 0.00% Added +44.4k +44,390
25 WOLVERINE ASSET MANAGEMENT LLC 0.18% of their portfolio CHICAGO, IL 253,553253.6k $9.5m $9.5m 0.18% Added +30.5k +30,544
26 Skaana Management L.P. 2.76% of their portfolio BROOKLYN, NY 251,370251.4k $9.4m $9.4m 2.76% Added +129.2k +129,209
27 OnyxPoint Global Management LP 6.30% of their portfolio NEW YORK, NY 220,359220.4k $8.2m $8.2m 6.30% Unchanged
28 EQUITEC PROPRIETARY MARKETS, LLC 5.80% of their portfolio CHICAGO, IL 219,800219.8k $8.2m $8.2m 5.80% Added +53.7k +53,700
29 FMR LLC 0.00% of their portfolio BOSTON, MA 158,797158.8k $5.9m $5.9m 0.00% Reduced -158.8k -158,797
30 CSS LLC/IL 0.34% of their portfolio CHICAGO, IL 117,707117.7k $4.4m $4.4m 0.34% Added +85.0k +84,994
31 CreativeOne Wealth, LLC 0.11% of their portfolio OVERLAND PARK, KS 117,196117.2k $4.4m $4.4m 0.11% Added +104.9k +104,907
32 Pacific Heights Asset Management LLC 0.34% of their portfolio San Francisco, CA 100,000100.0k $3.7m $3.7m 0.34% Unchanged
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 83,26883.3k $3.1m $3.1m 0.00% Reduced -3.9k -3,911
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 69,27269.3k $2.6m $2.6m 0.00% Added +3.7k +3,707
35 GoodHaven Capital Management, LLC 0.95% of their portfolio MILLBURN, NJ 42,32042.3k $1.6m $1.6m 0.95% New
36 ROYAL LONDON ASSET MANAGEMENT LTD 0.00% of their portfolio UNITED KINGDOM, X0 41,27441.3k $1.5m $1.5m 0.00% Unchanged
37 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 39,90439.9k $1.5m $1.5m 0.00% Reduced -392.6k -392,557
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 37,08137.1k $1.4m $1.4m 0.00% Reduced -51.4k -51,418
39 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 35,52835.5k $1.3m $1.3m 0.00% Unchanged
40 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 35,02735.0k $1.3m $1.3m 0.00% Unchanged
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,47234.5k $1.3m $1.3m 0.00% Reduced -938 -938
42 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 33,49733.5k $1.3m $1.3m 0.00% Unchanged
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,82831.8k $1.2m $1.2m 0.00% Added +19 +19
44 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 31,69331.7k $1.2m $1.2m 0.01% Unchanged
45 Virtu Financial LLC 0.08% of their portfolio New York, NY 28,41528.4k $1.1m $1.1m 0.08% Added +16.4k +16,421
46 Parallax Volatility Advisers, L.P. 0.03% of their portfolio San Francisco, CA 26,54926.5k $990.8k $990.8k 0.03% Unchanged
47 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 26,25026.2k $0 $0 0.00% Reduced -52.5k -52,500
48 RBF Capital, LLC 0.06% of their portfolio RENO, NV 25,62325.6k $956.2k $956.2k 0.06% Unchanged
49 Yarbrough Capital, LLC 0.05% of their portfolio FRANKLIN, TN 23,95924.0k $894.1k $894.1k 0.05% Unchanged
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22,99923.0k $858.3k $858.3k 0.00% Reduced -1.7k -1,726
51 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.03% of their portfolio PASADENA, CA 20,92320.9k $780.8k $780.8k 0.03% Reduced -18 -18
52 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 20,78120.8k $775.9k $775.9k 0.00% Unchanged
53 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,75020.8k $774.4k $774.4k 0.00% Added +455 +455
54 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,36919.4k $722.9k $722.9k 0.00% Added +10.1k +10,120
55 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 18,47618.5k $689.5k $689.5k 0.00% Added +135 +135
56 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,52117.5k $655.0k $655.0k 0.00% Added +3.2k +3,171
57 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 17,52117.5k $653.9k $653.9k 0.03% Reduced -12 -12
58 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,31217.3k $646.0k $646.0k 0.00% Reduced -796 -796
59 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,28417.3k $645.0k $645.0k 0.00% Reduced -744 -744
60 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 16,33216.3k $609.5k $609.5k 0.00% Unchanged
61 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 16,32616.3k $609.3k $609.3k 0.00% Added +89 +89
62 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 16,26116.3k $606.9k $606.9k 0.00% Unchanged
63 PECAUT & CO. 0.25% of their portfolio SIOUX CITY, IA 15,78015.8k $588.9k $588.9k 0.25% Unchanged
64 Cheyne Capital Management (UK) LLP 2.13% of their portfolio LONDON, X0 15,50015.5k $578.5k $578.5k 2.13% Not comparable
65 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 14,13614.1k $520.3k $520.3k 0.02% Unchanged
66 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,45713.5k $502.2k $502.2k 0.01% Added +1.2k +1,157
67 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 12,52712.5k $467.5k $467.5k 0.02% Added +23 +23
68 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,32312.3k $459.5k $459.5k 0.00% Reduced -496 -496
69 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 12,20012.2k $455.3k $455.3k 0.00% Reduced -274 -274
70 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,07912.1k $450.8k $450.8k 0.00% Unchanged
71 Linscomb Wealth, Inc. 0.02% of their portfolio Houston, TX 11,47811.5k $428.4k $428.4k 0.02% Reduced -112 -112
72 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 10,93710.9k $448.4k $448.4k 0.00% Unchanged
73 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.21% of their portfolio ATLANTA, GA 10,72110.7k $400.1k $400.1k 0.21% Unchanged
74 BlackRock Inc. 0.00% of their portfolio New York, NY 10,71110.7k $399.7k $399.7k 0.00% Reduced -493 -493
75 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 10,05410.1k $376.0k $376.0k 0.00% Added +5.0k +5,027
76 SUMMIT SECURITIES GROUP LLC 0.15% of their portfolio NEW YORK, NY 9,8399.8k $367.0k $367.0k 0.15% Unchanged
77 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 9,4359.4k $352.1k $352.1k 0.01% Reduced -1 -1
78 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 9,3789.4k $350.0k $350.0k 0.00% Unchanged
79 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 9,0019.0k $335.9k $335.9k 0.00% Unchanged
80 Aldebaran Capital, LLC 0.34% of their portfolio CARMEL, IN 8,9669.0k $334.6k $334.6k 0.34% Reduced -21 -21
81 TD Capital Management LLC 0.04% of their portfolio MEMPHIS, TN 8,7518.8k $326.6k $326.6k 0.04% Unchanged
82 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 8,3678.4k $312.3k $312.3k 0.00% Reduced -91 -91
83 Freestone Capital Holdings, LLC 0.01% of their portfolio Seattle, WA 7,3667.4k $274.9k $274.9k 0.01% Added +7 +7
84 Purus Wealth Management, LLC 0.18% of their portfolio Newport Beach, CA 7,2877.3k $272.0k $272.0k 0.18% Unchanged
85 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 7,1617.2k $267.2k $267.2k 0.02% Unchanged
86 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 6,7776.8k $252.9k $252.9k 0.00% Reduced -450 -450
87 Mraz, Amerine & Associates, Inc. 0.06% of their portfolio Modesto, CA 6,5616.6k $244.9k $244.9k 0.06% Unchanged
88 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,4296.4k $239.9k $239.9k 0.01% Added +101 +101
89 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,3536.4k $237.1k $237.1k 0.00% Reduced -147 -147
90 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,3366.3k $236.0k $236.0k 0.00% Reduced -61 -61
91 Legal & General Group Plc 0.00% of their portfolio London, X0 6,0146.0k $221.4k $221.4k 0.00% Unchanged
92 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 5,9185.9k $220.9k $220.9k 0.00% Added +5 +5
93 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,8415.8k $218.0k $218.0k 0.00% Reduced -936 -936
94 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 5,3705.4k $197.7k $197.7k 0.00% Unchanged
95 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 4,5064.5k $168.2k $168.2k 0.00% Unchanged
96 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,7573.8k $140.2k $140.2k 0.00% Reduced -52 -52
97 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 2,8852.9k $107.7k $107.7k 0.01% Added +31 +31
98 CARDIFF PARK ADVISORS, LLC 0.01% of their portfolio SAN MARCOS, CA 2,7032.7k $100.9k $100.9k 0.01% Unchanged
99 Murchinson Ltd. 0.01% of their portfolio TORONTO, A6 2,6752.7k $99.8k $99.8k 0.01% New
100 Beacon Capital Management, LLC 0.02% of their portfolio FRANKLIN, TN 2,2342.2k $83.4k $83.4k 0.02% Added +29 +29