ALPINE WOODS CAPITAL INVESTORS, LLC

PURCHASE, NY · CIK 1226886 · 13F filing filed 2026-08-07

SEC-registered investment adviser since 1997 · limited liability company

Assets managed$180.6m
Staff12 · 3 in investment roles
Main clients (by assets)Private funds 65%, Charities 35%
Private funds3 (3 hedge) · $116.7m gross assets
Websitealpinesaxonwoods.com
Form ADV · 2026-04-21SEC adviser record

Legal entityAlpine Woods Capital Investors, LLC (US)

Kindhedge funds, institutions, futures
Others nearbyPurchase, NY
FamilySAXON WOODS ADVISORS LLC · 2 related pages · largest: SAXON WOODS ADVISORS LLC

As an employer

Offices in1 country
Private fundshedge 3

$443.5m reported value +6.4% vs Q1 2026

218positions

25.5%in top 10

52 new 51 added 77 reduced 33 sold out vs Q1 2026

Options: 0 call positions (— notional), 2 put positions ($16.6m notional) – listed below, not included above.

This report includes the holdings of 1 other manager that shares the investment decisions:

SAXON WOODS ADVISORS LLC – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	BROADCOM INC COM AVGO	AVGO	46,320	$17.5m3.94%	3.94%	Reduced -4.1k	-4,072 -8.1%
2	WELLS FARGO CO NEW COM WFC	WFC	174,191	$14.4m3.25%	3.25%	Unchanged
3	JPMORGAN CHASE & CO COM JPM	JPM	39,661	$13.0m2.93%	2.93%	Added +2.3k	+2,296 6.1%
4	ALPHABET INC CAP STK CL C GOOG	GOOG	34,473	$12.2m2.75%	2.75%	Reduced -3.6k	-3,587 -9.4%
5	CUMMINS INC COM CMI	CMI	14,074	$10.0m2.26%	2.26%	Added +115	+115 0.8%
6	NVIDIA CORPORATION COM NVDA	NVDA	48,172	$9.6m2.17%	2.17%	Reduced -134.1k	-134,090 -73.6%
7	APPLE INC COM AAPL	AAPL	33,261	$9.6m2.17%	2.17%	Reduced -435	-435 -1.3%
8	L3HARRIS TECHNOLOGIES INC COM LHX	LHX	32,964	$9.6m2.16%	2.16%	Added +2.3k	+2,302 7.5%
9	AMGEN INC COM AMGN	AMGN	25,029	$9.1m2.04%	2.04%	Added +2.0k	+1,965 8.5%
10	MICROSOFT CORP COM MSFT	MSFT	22,099	$8.2m1.86%	1.86%	Added +3.7k	+3,671 19.9%
11	BANK AMERICA CORP COM BAC	BAC	140,633	$8.0m1.81%	1.81%	Added +6.3k	+6,251 4.7%
12	ABBVIE INC COM ABBV	ABBV	30,836	$7.8m1.75%	1.75%	Reduced -398	-398 -1.3%
13	AGNICO EAGLE MINES LTD COM AEM	AEM	48,629	$7.5m1.70%	1.70%	Reduced -260	-260 -0.5%
14	EQUINIX INC COM EQIX	EQIX	6,977	$7.3m1.64%	1.64%	Added +267	+267 4.0%
15	WASTE MGMT INC DEL COM WM	WM	30,639	$6.8m1.54%	1.54%	Added +5.9k	+5,916 23.9%
16	TEXAS INSTRS INC COM TXN	TXN	22,450	$6.7m1.51%	1.51%	Reduced -5.4k	-5,445 -19.5%
17	JOHNSON & JOHNSON COM JNJ	JNJ	26,009	$6.6m1.49%	1.49%	Reduced -1.1k	-1,109 -4.1%
18	SOUTHERN CO COM SO	SO	68,598	$6.6m1.48%	1.48%	Reduced -839	-839 -1.2%
19	MONDELEZ INTL INC CL A MDLZ	MDLZ	111,322	$6.4m1.45%	1.45%	Reduced -795	-795 -0.7%
20	EVERGY INC COM EVRG	EVRG	73,415	$6.3m1.43%	1.43%	Reduced -2.3k	-2,280 -3.0%
21	STEEL DYNAMICS INC COM STLD	STLD	26,994	$6.2m1.40%	1.40%	Reduced -17.2k	-17,162 -38.9%
22	CISCO SYS INC COM CSCO	CSCO	51,966	$6.1m1.38%	1.38%	Added +160	+160 0.3%
23	ELI LILLY & CO COM LLY	LLY	5,061	$6.1m1.37%	1.37%	Added +4.3k	+4,311 574.8%
24	PEPSICO INC COM PEP	PEP	43,111	$5.8m1.32%	1.32%	Added +315	+315 0.7%
25	HOME DEPOT INC COM HD	HD	15,837	$5.6m1.26%	1.26%	Added +2.5k	+2,549 19.2%
26	SBA COMMUNICATIONS CORP NEW CL A SBAC	SBAC	30,600	$5.4m1.22%	1.22%	Reduced -1.7k	-1,695 -5.2%
27	MEDTRONIC PLC SHS MDT	MDT	68,491	$5.4m1.21%	1.21%	New
28	QUALCOMM INC COM QCOM	QCOM	28,207	$5.2m1.18%	1.18%	Reduced -5.0k	-5,036 -15.2%
29	AMAZON COM INC COM AMZN	AMZN	21,687	$5.2m1.17%	1.17%	Reduced -100	-100 -0.5%
30	BANK NEW YORK MELLON CORP COM BNY	BNY	35,724	$5.2m1.16%	1.16%	Added +6.5k	+6,465 22.1%
31	WILLIAMS COS INC COM WMB	WMB	68,732	$5.1m1.15%	1.15%	Added +1.3k	+1,342 2.0%
32	EMERSON ELEC CO COM EMR	EMR	33,080	$4.7m1.07%	1.07%	Reduced -4.7k	-4,685 -12.4%
33	TJX COS INC NEW COM TJX	TJX	26,876	$4.1m0.92%	0.92%	Added +4.3k	+4,251 18.8%
34	CHENIERE ENERGY INC COM NEW LNG	LNG	16,720	$4.0m0.90%	0.90%	Reduced -2.2k	-2,227 -11.8%
35	PPG INDS INC COM PPG	PPG	32,912	$4.0m0.90%	0.90%	Reduced -13	-13 -0.0%
36	ABBOTT LABS COM ABT	ABT	43,202	$3.9m0.88%	0.88%	Added +39.9k	+39,877 1199.3%
37	TRANE TECHNOLOGIES PLC SHS TT	TT	7,845	$3.9m0.87%	0.87%	Reduced -450	-450 -5.4%
38	MOTOROLA SOLUTIONS INC COM NEW MSI	MSI	9,091	$3.8m0.85%	0.85%	Reduced -812	-812 -8.2%
39	PALO ALTO NETWORKS INC COM PANW	PANW	10,567	$3.6m0.81%	0.81%	Unchanged
40	RELIANCE INC COM RS	RS	9,641	$3.6m0.81%	0.81%	Reduced -959	-959 -9.1%
41	UNITED RENTALS INC COM URI	URI	3,079	$3.5m0.79%	0.79%	Added +717	+717 30.4%
42	METLIFE INC COM MET	MET	41,057	$3.5m0.78%	0.78%	Reduced -14.4k	-14,441 -26.0%
43	SIMON PPTY GROUP INC NEW COM SPG	SPG	15,515	$3.5m0.78%	0.78%	Reduced -955	-955 -5.8%
44	UNION PAC CORP COM UNP	UNP	12,200	$3.3m0.75%	0.75%	Unchanged
45	US BANCORP DEL COM NEW USB	USB	54,516	$3.3m0.74%	0.74%	Added +9.6k	+9,588 21.3%
46	UBER TECHNOLOGIES INC COM UBER	UBER	45,423	$3.3m0.74%	0.74%	Added +17.0k	+17,044 60.1%
47	BROOKFIELD RENEWABLE CORP CL A EX SUB VTG BEPC	BEPC	85,994	$3.2m0.72%	0.72%	Added +1.6k	+1,631 1.9%
48	HEICO CORP NEW COM HEI	HEI	8,953	$3.2m0.72%	0.72%	Added +30	+30 0.3%
49	INTERNATIONAL FLAVORS&FRAGRA COM IFF	IFF	39,770	$3.2m0.71%	0.71%	New
50	TRUIST FINL CORP COM TFC	TFC	62,556	$3.1m0.70%	0.70%	New
51	LAM RESEARCH CORP COM NEW LRCX	LRCX	7,082	$3.1m0.69%	0.69%	Reduced -3.7k	-3,728 -34.5%
52	GARMIN LTD SHS GRMN	GRMN	12,344	$2.9m0.66%	0.66%	Reduced -18	-18 -0.1%
53	BOOKING HOLDINGS INC COM BKNG	BKNG	15,782	$2.8m0.63%	0.63%	Added +11.8k	+11,807 297.0%
54	MCDONALDS CORP COM MCD	MCD	10,210	$2.8m0.62%	0.62%	New
55	INTUITIVE SURGICAL INC COM NEW ISRG	ISRG	6,884	$2.7m0.62%	0.62%	Unchanged
56	META PLATFORMS INC CL A META	META	4,747	$2.7m0.60%	0.60%	Added +938	+938 24.6%
57	GENERAL MLS INC COM GIS	GIS	73,981	$2.6m0.58%	0.58%	Reduced -12.5k	-12,480 -14.4%
58	PRIMERICA INC COM PRI	PRI	8,989	$2.6m0.58%	0.58%	Reduced -654	-654 -6.8%
59	HINGE HEALTH INC CL A HNGE	HNGE	29,938	$2.5m0.56%	0.56%	Reduced -162	-162 -0.5%
60	SNAP ON INC COM SNA	SNA	6,122	$2.5m0.56%	0.56%	Reduced -75	-75 -1.2%
61	KRAFT HEINZ CO COM KHC	KHC	102,869	$2.4m0.55%	0.55%	Reduced -25.2k	-25,195 -19.7%
62	DANAHER CORPORATION COM DHR	DHR	12,322	$2.3m0.53%	0.53%	New
63	NORTHROP GRUMMAN CORP COM NOC	NOC	4,539	$2.3m0.52%	0.52%	Added +1.7k	+1,670 58.2%
64	D R HORTON INC COM DHI	DHI	13,621	$2.2m0.50%	0.50%	Unchanged
65	ALPHABET INC CAP STK CL A GOOGL	GOOGL	6,141	$2.2m0.49%	0.49%	Reduced -630	-630 -9.3%
66	PROCTER AND GAMBLE CO COM PG	PG	14,364	$2.1m0.47%	0.47%	Added +985	+985 7.4%
67	MARVELL TECHNOLOGY INC COM MRVL	MRVL	6,842	$2.0m0.46%	0.46%	Reduced -3.2k	-3,176 -31.7%
68	GRAINGER W W INC COM GWW	GWW	1,494	$2.0m0.46%	0.46%	Unchanged
69	NETFLIX INC COM NFLX	NFLX	27,580	$2.0m0.44%	0.44%	Reduced -10.5k	-10,522 -27.6%
70	BAKER HUGHES COMPANY CL A BKR	BKR	35,293	$2.0m0.44%	0.44%	Reduced -872	-872 -2.4%
71	CONSTELLATION BRANDS INC CL A STZ	STZ	13,498	$1.9m0.42%	0.42%	Reduced -19.5k	-19,535 -59.1%
72	VISA INC COM CL A V	V	5,284	$1.8m0.41%	0.41%	New
73	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	2,281	$1.7m0.39%	0.39%	Reduced -1.8k	-1,802 -44.1%
74	LABCORP HOLDINGS INC COM SHS LH	LH	6,036	$1.7m0.38%	0.38%	Reduced -1.2k	-1,159 -16.1%
75	HOULIHAN LOKEY INC CL A HLI	HLI	12,258	$1.6m0.37%	0.37%	Added +283	+283 2.4%
76	TRACTOR SUPPLY CO COM TSCO	TSCO	51,444	$1.6m0.37%	0.37%	Reduced -69	-69 -0.1%
77	QUEST DIAGNOSTICS INC COM DGX	DGX	7,115	$1.5m0.34%	0.34%	Reduced -2.9k	-2,864 -28.7%
78	ROCKWELL AUTOMATION INC COM ROK	ROK	3,021	$1.5m0.34%	0.34%	New
79	STARBUCKS CORP COM SBUX	SBUX	14,384	$1.5m0.33%	0.33%	New
80	PHILLIPS 66 COM PSX	PSX	8,644	$1.5m0.33%	0.33%	Reduced -598	-598 -6.5%
81	PRECIGEN INC COM PGEN	PGEN	229,618	$1.3m0.30%	0.30%	New
82	TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS SPONSORED ADS		36,992	$1.3m0.28%	0.28%	Added +7.6k	+7,568 25.7%
83	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	2,463	$1.2m0.28%	0.28%	Added +36	+36 1.5%
84	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	2,550	$1.2m0.27%	0.27%	Reduced -50	-50 -1.9%
85	RAYMOND JAMES FINL INC COM RJF	RJF	7,916	$1.2m0.27%	0.27%	Unchanged
86	JACOBS SOLUTIONS INC COM J	J	9,162	$1.2m0.26%	0.26%	Reduced -10.9k	-10,862 -54.2%
87	ADVANCED MICRO DEVICES INC COM AMD	AMD	1,870	$1.1m0.24%	0.24%	Reduced -132	-132 -6.6%
88	SNOWFLAKE INC CL A SNOW	SNOW	4,262	$1.1m0.24%	0.24%	New
89	AIRBNB INC COM CL A ABNB	ABNB	7,556	$1.1m0.24%	0.24%	New
90	VISTRA CORP COM VST	VST	6,666	$1.1m0.24%	0.24%	New
91	INTEL CORP COM INTC	INTC	7,480	$1.0m0.24%	0.24%	New
92	CME GROUP INC COM CME	CME	4,718	$1.0m0.23%	0.23%	Reduced -166	-166 -3.4%
93	MP MATERIALS CORP COM CL A MP	MP	18,126	$1.0m0.23%	0.23%	Reduced -4.4k	-4,431 -19.6%
94	VERTIV HOLDINGS CO COM CL A VRT	VRT	3,032	$1.0m0.23%	0.23%	New
95	CAMECO CORP COM CCJ	CCJ	9,695	$987.5k0.22%	0.22%	Added +546	+546 6.0%
96	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	5,000	$952.6k0.21%	0.21%	Unchanged
97	IMAX CORP COM IMAX	IMAX	23,371	$931.6k0.21%	0.21%	Reduced -7.3k	-7,281 -23.8%
98	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	16,000	$921.9k0.21%	0.21%	New
99	INGREDION INC COM INGR	INGR	9,622	$911.3k0.21%	0.21%	Reduced -4.5k	-4,507 -31.9%
100	NEXTERA ENERGY INC COM NEE	NEE	10,250	$899.6k0.20%	0.20%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
CLOROX CO DEL CLX	CLX	32,067	$3.3m32.1k shares
MASTERCARD INCORPORATED MA	MA	5,099	$2.5m5.1k shares
TETRA TECH INC NEW TTEK	TTEK	84,047	$2.5m84.0k shares
CITIGROUP INC C	C	20,771	$2.4m20.8k shares
TYSON FOODS INC TSN	TSN	25,448	$1.6m25.4k shares
INTERCONTINENTAL EXCHANGE IN ICE	ICE	9,336	$1.5m9.3k shares
DOMINOS PIZZA INC DPZ	DPZ	4,065	$1.5m4.1k shares
PRUDENTIAL FINL INC PRU	PRU	12,965	$1.3m13.0k shares
NRG ENERGY INC NRG	NRG	8,380	$1.2m8.4k shares
MCCORMICK & CO INC MKC	MKC	20,900	$1.1m20.9k shares
SCHWAB CHARLES CORP SCHW	SCHW	6,218	$584.4k6.2k shares
ESSENTIAL UTILS INC WTRG	WTRG	14,077	$566.9k14.1k shares
CELESTICA INC CLS	CLS	2,000	$563.4k2.0k shares
HUBBELL INC HUBB	HUBB	979	$480.4k979 shares
HUNTINGTON INGALLS INDS INC HII	HII	1,195	$454.0k1.2k shares
CRISPR THERAPEUTICS AG CRSP	CRSP	8,220	$391.0k8.2k shares
VALVOLINE INC VVV	VVV	9,153	$308.3k9.2k shares
SELECT MED HLDGS CORP SEM	SEM	18,132	$295.4k18.1k shares
PORTLAND GEN ELEC CO POR	POR	5,566	$293.7k5.6k shares
BIRKENSTOCK HOLDING PLC BIRK	BIRK	8,111	$290.6k8.1k shares
URANIUM ENERGY CORP UEC	UEC	20,829	$281.2k20.8k shares
NATIONAL STORAGE AFFILIATES NSA	NSA	6,594	$248.9k6.6k shares
REGENERON PHARMACEUTICALS REGN	REGN	320	$247.2k320 shares
PATTERSON-UTI ENERGY INC PTEN	PTEN	22,453	$243.2k22.5k shares
SELECT WATER SOLUTIONS INC WTTR	WTTR	15,197	$232.5k15.2k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
INVESCO QQQ TR QQQ · Put	QQQ	Put	15,000	$11.0m15.0k shares	New
WELLS FARGO CO NEW WFC · Put	WFC	Put	67,500	$5.6m67.5k shares	New