PVG ASSET MANAGEMENT CORP

GOLDEN, CO · CIK 820434 · 13F filing filed 2026-07-01

SEC-registered investment adviser since 1987 · corporation

Assets managed$624.9m
Staff9 · 6 in investment roles
Main clients (by assets)Other advisers 68%, High net worth individuals 21%, Individuals 9%
Main officeCentennial, CO
Form ADV · 2026-08-04SEC adviser record

Others nearbyLittleton, CO, Houston, TX, Cocoa Beach, FL, Oneonta, NY

As an employer

Offices in1 country

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

City	Country	People
Centennial, CO (main office)United States	United States	about 3
Cocoa Beach, FLUnited States	United States	1
Houston, TXUnited States	United States	1
Oneonta, NYUnited States	United States	1

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.

$172.7m reported value +2.3% vs Q1 2026

129positions

34.9%in top 10

14 new 18 added 27 reduced 6 sold out vs Q1 2026

Options: 2 call positions ($342.5k notional), 1 put positions ($139.6k notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	280,457	$17.2m9.98%	9.98%	Unchanged
2	ADVANCED MICRO DEVICES INC COM AMD	AMD	13,429	$7.8m4.52%	4.52%	Reduced -340	-340 -2.5%
3	MARVELL TECHNOLOGY INC COM MRVL	MRVL	19,280	$5.7m3.33%	3.33%	Reduced -620	-620 -3.1%
4	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	7,384	$5.1m2.94%	2.94%	Unchanged
5	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	6,234	$4.6m2.66%	2.66%	Unchanged
6	GE VERNOVA INC COM GEV	GEV	3,579	$4.2m2.43%	2.43%	Added +190	+190 5.6%
7	PUTNAM MASTER INTER INCOME T SH BEN INT PIM	PIM	1,235,001	$4.0m2.31%	2.31%	Added +3.1k	+3,110 0.2%
8	HOWMET AEROSPACE INC COM HWM	HWM	14,507	$3.9m2.26%	2.26%	Unchanged
9	CARPENTER TECHNOLOGY CORP COM CRS	CRS	6,301	$3.9m2.25%	2.25%	Unchanged
10	NVIDIA CORPORATION COM NVDA	NVDA	19,139	$3.8m2.22%	2.22%	Reduced -11	-11 -0.1%
11	MICRON TECHNOLOGY INC COM MU	MU	2,913	$3.4m1.95%	1.95%	Added +4	+4 0.1%
12	COHERENT CORP COM COHR	COHR	8,467	$3.3m1.93%	1.93%	Unchanged
13	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	38,978	$3.2m1.87%	1.87%	Unchanged
14	GE AEROSPACE COM NEW GE	GE	8,221	$3.1m1.78%	1.78%	Unchanged
15	BLOOM ENERGY CORP COM CL A BE	BE	9,987	$3.0m1.75%	1.75%	Unchanged
16	COEUR MNG INC COM NEW CDE	CDE	180,564	$2.9m1.71%	1.71%	Unchanged
17	APPLE INC COM AAPL	AAPL	9,571	$2.8m1.60%	1.60%	Unchanged
18	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	5,676	$2.7m1.57%	1.57%	Added +10	+10 0.2%
19	ALPHABET INC CAP STK CL C GOOG	GOOG	7,498	$2.6m1.53%	1.53%	Unchanged
20	TECHNIPFMC PLC COM FTI	FTI	38,069	$2.5m1.46%	1.46%	Unchanged
21	PAN AMERN SILVER CORP COM PAAS	PAAS	55,443	$2.5m1.44%	1.44%	Unchanged
22	NEOS ETF TRUST NEOS S&P 500 HI SPYI	SPYI	46,032	$2.4m1.41%	1.41%	Added +163	+163 0.4%
23	BARCLAYS PLC ADR BCS	BCS	90,728	$2.4m1.41%	1.41%	Unchanged
24	VIAVI SOLUTIONS INC COM VIAV	VIAV	50,188	$2.4m1.39%	1.39%	Unchanged
25	FIRSTCASH HOLDINGS INC COM FCFS	FCFS	11,019	$2.4m1.38%	1.38%	Unchanged
26	CITIGROUP INC COM NEW C	C	16,821	$2.4m1.36%	1.36%	Unchanged
27	AMERICAN PUB ED INC COM APEI	APEI	42,935	$2.3m1.33%	1.33%	Unchanged
28	ATI INC COM ATI	ATI	10,475	$2.1m1.20%	1.20%	Unchanged
29	ARIS MNG CORP COM ARIS	ARIS	131,977	$2.0m1.14%	1.14%	Unchanged
30	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	15,503	$1.8m1.05%	1.05%	Unchanged
31	GRAIL INC COM GRAL	GRAL	25,887	$1.8m1.02%	1.02%	Reduced -20	-20 -0.1%
32	CONSTRUCTION PARTNERS INC COM CL A ROAD	ROAD	14,614	$1.7m1.00%	1.00%	Unchanged
33	CORNING INC COM GLW	GLW	6,679	$1.7m0.99%	0.99%	Added +929	+929 16.2%
34	XOMETRY INC CLASS A COM XMTR	XMTR	17,220	$1.7m0.96%	0.96%	Unchanged
35	KAISER ALUMINUM CORP COM PAR $0.01 KALU	KALU	8,374	$1.6m0.95%	0.95%	Unchanged
36	BANC OF CALIFORNIA INC COM BANC	BANC	77,175	$1.6m0.91%	0.91%	Unchanged
37	APPLOVIN CORP COM CL A APP	APP	3,036	$1.6m0.91%	0.91%	Unchanged
38	CENTURY ALUM CO COM CENX	CENX	33,098	$1.5m0.88%	0.88%	Unchanged
39	VIKING HOLDINGS LTD ORD SHS VIK	VIK	13,715	$1.4m0.83%	0.83%	Unchanged
40	INTERCORP FINL SVCS INC SHS IFS	IFS	24,752	$1.4m0.82%	0.82%	Unchanged
41	ALAMOS GOLD INC NEW COM CL A AGI	AGI	45,244	$1.4m0.79%	0.79%	Unchanged
42	ERO COPPER CORP COM ERO	ERO	48,431	$1.3m0.75%	0.75%	Unchanged
43	PALOMAR HLDGS INC COM PLMR	PLMR	10,147	$1.3m0.74%	0.74%	Unchanged
44	GORMAN RUPP CO COM GRC	GRC	13,580	$1.2m0.72%	0.72%	Unchanged
45	SCHWAB CHARLES CORP COM SCHW	SCHW	13,439	$1.2m0.72%	0.72%	Unchanged
46	MASTEC INC COM MTZ	MTZ	2,944	$1.2m0.71%	0.71%	Unchanged
47	VANGUARD SCOTTSDALE FDS VNG RUS3000IDX VTHR	VTHR	3,673	$1.2m0.70%	0.70%	Reduced -14	-14 -0.4%
48	CITIZENS FINL GROUP INC COM CFG	CFG	17,245	$1.2m0.70%	0.70%	Unchanged
49	CAMECO CORP COM CCJ	CCJ	11,818	$1.2m0.70%	0.70%	Unchanged
50	MP MATERIALS CORP COM CL A MP	MP	21,351	$1.2m0.69%	0.69%	Unchanged
51	EASTERN BANKSHARES INC COM EBC	EBC	52,581	$1.2m0.68%	0.68%	Unchanged
52	INVESCO MORTGAGE CAPITAL INC COM IVR	IVR	133,630	$1.1m0.61%	0.61%	Added +5.0k	+4,970 3.9%
53	AMERICAN HEALTHCARE REIT INC COM SHS AHR	AHR	19,237	$1.0m0.58%	0.58%	Unchanged
54	AMAZON COM INC COM AMZN	AMZN	4,191	$998.8k0.58%	0.58%	Unchanged
55	ROYAL GOLD INC COM RGLD	RGLD	4,998	$997.7k0.58%	0.58%	Unchanged
56	ISHARES TR CORE S&P500 ETF IVV	IVV	1,272	$952.6k0.55%	0.55%	Unchanged
57	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	9,671	$886.2k0.51%	0.51%	Reduced -1.8k	-1,812 -15.8%
58	LENDINGCLUB CORP COM NEW HAPN	HAPN	42,137	$873.9k0.51%	0.51%	Unchanged
59	ANAVEX LIFE SCIENCES CORP COM NEW AVXL	AVXL	327,344	$847.8k0.49%	0.49%	Reduced -200	-200 -0.1%
60	BROADCOM INC COM AVGO	AVGO	2,166	$818.1k0.47%	0.47%	Reduced -2	-2 -0.1%
61	VIKING THERAPEUTICS INC COM VKTX	VKTX	19,818	$773.1k0.45%	0.45%	Reduced -35	-35 -0.2%
62	IMMUNEERING CORP CLASS A COM IMRX	IMRX	146,451	$730.8k0.42%	0.42%	Reduced -210	-210 -0.1%
63	ISHARES TR RUSSELL 2000 ETF IWM	IWM	2,231	$670.3k0.39%	0.39%	Reduced -5	-5 -0.2%
64	DYNEX CAP INC COM DX	DX	50,332	$659.9k0.38%	0.38%	Reduced -45	-45 -0.1%
65	NEOS ETF TRUST REAL EST HIG ETF IYRI	IYRI	12,532	$615.4k0.36%	0.36%	Added +1.3k	+1,305 11.6%
66	MICROSOFT CORP COM MSFT	MSFT	1,634	$609.6k0.35%	0.35%	Unchanged
67	REDWOOD TRUST INC COM RWT	RWT	124,930	$592.2k0.34%	0.34%	New
68	BLUE OWL TECHNOLOGY FIN CORP COMMON STOCK OTF	OTF	55,746	$577.0k0.33%	0.33%	Reduced -6.4k	-6,410 -10.3%
69	JOURNEY MED CORP COM DERM	DERM	79,573	$563.4k0.33%	0.33%	Reduced -190	-190 -0.2%
70	PEPSICO INC COM PEP	PEP	4,142	$560.8k0.32%	0.32%	Added +2.4k	+2,439 143.2%
71	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	8,987	$507.6k0.29%	0.29%	Reduced -178	-178 -1.9%
72	RUNWAY GROWTH FINANCE CORP COM RWAY	RWAY	90,209	$506.1k0.29%	0.29%	Added +660	+660 0.7%
73	BOEING CO COM BA	BA	2,225	$481.6k0.28%	0.28%	Unchanged
74	ABBVIE INC COM ABBV	ABBV	1,905	$479.2k0.28%	0.28%	Unchanged
75	HEWLETT PACKARD ENTERPRISE C COM HPE	HPE	9,551	$430.8k0.25%	0.25%	Reduced -20	-20 -0.2%
76	ELI LILLY & CO COM LLY	LLY	345	$413.8k0.24%	0.24%	Unchanged
77	NORTHERN LTS FD TR IV INSPIRE 100 ETF BIBL	BIBL	6,625	$383.5k0.22%	0.22%	Unchanged
78	INTEL CORP COM INTC	INTC	2,736	$382.0k0.22%	0.22%	Added +1.6k	+1,620 145.2%
79	DISNEY WALT CO COM DIS	DIS	3,657	$352.0k0.20%	0.20%	New
80	WESTERN AST INFL LKD OPP & I COM WIW	WIW	41,513	$348.7k0.20%	0.20%	Reduced -12.9k	-12,945 -23.8%
81	WENDYS CO COM WEN	WEN	41,447	$343.6k0.20%	0.20%	Reduced -9.0k	-9,010 -17.9%
82	CAPITAL ONE FINL CORP COM COF	COF	1,697	$340.5k0.20%	0.20%	Added +289	+289 20.5%
83	SPDR GOLD TR GOLD SHS GLD	GLD	923	$340.0k0.20%	0.20%	Reduced -4	-4 -0.4%
84	ON HLDG AG NAMEN AKT A ONON	ONON	9,341	$330.9k0.19%	0.19%	Added +480	+480 5.4%
85	FLOOR & DECOR HLDGS INC CL A FND	FND	5,562	$330.2k0.19%	0.19%	Reduced -10	-10 -0.2%
86	CARNIVAL CORP UNIT 99/99/9999 UNIT 99/99/9999		11,077	$316.5k0.18%	0.18%	Reduced -25	-25 -0.2%
87	AMPLIFY ETF TR AMPLIFY CYBERSEC HACK	HACK	2,997	$314.5k0.18%	0.18%	New
88	BLACKSTONE SECD LENDING FD COMMON STOCK BXSL	BXSL	13,206	$313.1k0.18%	0.18%	Added +110	+110 0.8%
89	ISHARES TR EXPANDED TECH IGV	IGV	3,265	$295.8k0.17%	0.17%	New
90	EXXON MOBIL CORP COM XOM	XOM	2,150	$293.9k0.17%	0.17%	Unchanged
91	FIRST TR EXCHANGE-TRADED FD INDXX AEROSPACE MISL	MISL	6,359	$291.1k0.17%	0.17%	Unchanged
92	BANK AMERICA CORP COM BAC	BAC	5,093	$290.2k0.17%	0.17%	Unchanged
93	NETFLIX INC COM NFLX	NFLX	3,984	$284.5k0.16%	0.16%	New
94	PGIM ETF TR PGIM ULTRA SH BD PULS	PULS	5,573	$276.1k0.16%	0.16%	Added +302	+302 5.7%
95	BLACKROCK HEALTH SCIENCES TR COM XBMEX	XBMEX	6,402	$275.0k0.16%	0.16%	Added +195	+195 3.1%
96	TRINITY CAP INC COM TRIN	TRIN	15,275	$273.3k0.16%	0.16%	Added +185	+185 1.2%
97	JOHNSON & JOHNSON COM JNJ	JNJ	1,070	$271.6k0.16%	0.16%	Unchanged
98	MEDIWOUND LTD SHS NEW MDWD	MDWD	18,122	$266.4k0.15%	0.15%	Reduced -20	-20 -0.1%
99	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	946	$266.0k0.15%	0.15%	New
100	AMERICAN EXPRESS CO COM AXP	AXP	781	$264.2k0.15%	0.15%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
SELECT SECTOR SPDR TR XLI	XLI	1,602	$286.2k1.6k shares
CREDO TECHNOLOGY GROUP HOLDI CRDO	CRDO	891	$231.1k891 shares
ROCKWELL AUTOMATION INC ROK	ROK	458	$212.3k458 shares
VEECO INSTRS INC DEL VECO	VECO	2,481	$206.0k2.5k shares
LIGHTPATH TECHNOLOGIES INC LPTH	LPTH	10,773	$161.5k10.8k shares
DIAMONDBACK ENERGY INC FANG	FANG	253	$48.1k253 shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
VALERO ENERGY CORP VLO · Call	VLO	Call	1,000	$260.4k1.0k shares	Unchanged
INTEL CORP INTC · Put	INTC	Put	1,000	$139.6k1.0k shares	Unchanged
EXXON MOBIL CORP XOM · Call	XOM	Call	600	$82.0k600 shares	Unchanged