BANK OF AMERICA CORP /DE/

CHARLOTTE, NC · CIK 70858 · 13F filing filed 2026-08-14

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityBANK OF AMERICA CORPORATION (US)

Other 13F filers in this group: Rock Creek Group LLC $993.7m, BOFA SECURITIES, INC. files a notice, BofA Securities Europe SA files a notice, MANAGED ACCOUNT ADVISORS LLC files a notice, MERRILL LYNCH CANADA INC. files a notice, MERRILL LYNCH INTERNATIONAL files a notice, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. files a notice, Banc of America Strategic Ventures, Inc. last filed Q3 2022

$1.6tn reported value +13.5% vs Q1 2026

5,665positions

18.0%in top 10

273 new 2,656 added 2,644 reduced 297 sold out vs Q1 2026

This report includes the holdings of 8 other managers that share the investment decisions:

BANK OF AMERICA NA – reports through this filing
BOFA SECURITIES, INC. – reports through this filing
BofA Securities Europe SA – reports through this filing
MANAGED ACCOUNT ADVISORS LLC – reports through this filing
MERRILL LYNCH CANADA INC. – reports through this filing
MERRILL LYNCH INTERNATIONAL – reports through this filing
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. – reports through this filing
U.S. TRUST Co OF DELAWARE – reports through this filing

Also in the report of:

Ballentine Partners, LLC – $31.6m of shares are in both reports
Dorsey & Whitney Trust CO LLC – $6.1m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	195,366,864	$39.1bn2.52%	2.52%	Added +4.2m	+4,165,875 2.2%
2	APPLE INC COM AAPL	AAPL	127,820,329	$37.0bn2.38%	2.38%	Added +7.1m	+7,092,365 5.9%
3	VANGUARD INDEX FDS VALUE ETF VTV	VTV	134,456,813	$29.3bn1.89%	1.89%	Added +2.8m	+2,779,845 2.1%
4	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	334,520,544	$28.8bn1.86%	1.86%	Added +6.6m	+6,627,636 2.0%
5	MICROSOFT CORP COM MSFT	MSFT	73,289,286	$27.3bn1.76%	1.76%	Added +2.5m	+2,523,827 3.6%
6	ALPHABET INC CAP STK CL A GOOGL	GOOGL	72,422,160	$25.9bn1.67%	1.67%	Added +3.7m	+3,653,445 5.3%
7	BROADCOM INC COM AVGO	AVGO	61,423,013	$23.2bn1.49%	1.49%	Added +2.7m	+2,685,916 4.6%
8	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	30,777,198	$23.0bn1.48%	1.48%	Reduced -1.5m	-1,498,927 -4.6%
9	JPMORGAN CHASE & CO COM JPM	JPM	69,666,753	$22.8bn1.47%	1.47%	Added +4.0m	+4,006,293 6.1%
10	AMAZON COM INC COM AMZN	AMZN	93,223,020	$22.2bn1.43%	1.43%	Added +9.0m	+9,041,679 10.7%
11	ISHARES TR CORE MSCI EAFE IEFA	IEFA	204,783,528	$19.8bn1.27%	1.27%	Added +1.7m	+1,688,594 0.8%
12	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	27,849,974	$19.1bn1.23%	1.23%	Added +408.9k	+408,913 1.5%
13	ISHARES INC CORE MSCI EMKT IEMG	IEMG	222,148,087	$18.4bn1.19%	1.19%	Added +2.3m	+2,278,466 1.0%
14	ISHARES TR CORE S&P500 ETF IVV	IVV	22,154,893	$16.6bn1.07%	1.07%	Added +2.1m	+2,075,789 10.3%
15	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	201,617,733	$14.4bn0.93%	0.93%	Added +2.9m	+2,941,071 1.5%
16	VANGUARD WORLD FD INF TECH ETF VGT	VGT	115,992,557	$13.9bn0.89%	0.89%	Reduced -4.9m	-4,853,683 -4.0%
17	ELI LILLY & CO COM LLY	LLY	11,274,243	$13.5bn0.87%	0.87%	Added +148.4k	+148,411 1.3%
18	ISHARES TR RUS 1000 GRW ETF IWF	IWF	108,374,626	$13.5bn0.87%	0.87%	Reduced -2.3m	-2,300,622 -2.1%
19	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	16,936,698	$12.5bn0.80%	0.80%	Reduced -318.0k	-317,978 -1.8%
20	META PLATFORMS INC CL A META	META	22,090,012	$12.4bn0.80%	0.80%	Added +1.1m	+1,051,977 5.0%
21	MICRON TECHNOLOGY INC COM MU	MU	10,174,757	$11.7bn0.76%	0.76%	Added +2.1m	+2,136,470 26.6%
22	ALPHABET INC CAP STK CL C GOOG	GOOG	32,582,675	$11.5bn0.74%	0.74%	Added +257.8k	+257,848 0.8%
23	ISHARES TR US TREAS BD ETF GOVT	GOVT	488,595,396	$11.1bn0.72%	0.72%	Added +13.8m	+13,825,456 2.9%
24	ISHARES TR RUS 1000 VAL ETF IWD	IWD	44,711,921	$10.8bn0.70%	0.70%	Reduced -1.4m	-1,432,577 -3.1%
25	ISHARES TR RUSSELL 2000 ETF IWM	IWM	35,580,461	$10.7bn0.69%	0.69%	Reduced -6.0m	-6,015,078 -14.5%
26	ISHARES TR CORE S&P US GWT IUSG	IUSG	53,516,596	$10.1bn0.65%	0.65%	Added +742.0k	+742,038 1.4%
27	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	120,653,396	$10.0bn0.64%	0.64%	Added +2.2m	+2,188,804 1.9%
28	VANGUARD SCOTTSDALE FDS VNG RUS1000GRW VONG	VONG	75,510,712	$9.7bn0.62%	0.62%	Reduced -609.1k	-609,067 -0.8%
29	ISHARES TR CORE S&P US VLU IUSV	IUSV	87,142,505	$9.6bn0.62%	0.62%	Added +3.8m	+3,767,783 4.5%
30	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	154,196,277	$9.2bn0.59%	0.59%	Added +9.4m	+9,390,027 6.5%
31	EXXON MOBIL CORP COM XOM	XOM	62,990,531	$8.6bn0.55%	0.55%	Reduced -5.5m	-5,493,282 -8.0%
32	VISA INC COM CL A V	V	23,172,097	$8.0bn0.51%	0.51%	Added +290.4k	+290,364 1.3%
33	PALO ALTO NETWORKS INC COM PANW	PANW	22,681,876	$7.7bn0.50%	0.50%	Added +205.1k	+205,123 0.9%
34	TESLA INC COM TSLA	TSLA	18,117,418	$7.6bn0.49%	0.49%	Reduced -845.4k	-845,410 -4.5%
35	ISHARES TR RUS MID CAP ETF IWR	IWR	68,880,354	$7.6bn0.49%	0.49%	Added +3.0m	+3,004,119 4.6%
36	WALMART INC COM WMT	WMT	65,823,155	$7.5bn0.48%	0.48%	Reduced -21.1k	-21,092 -0.0%
37	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	15,282,620	$7.3bn0.47%	0.47%	Added +1.2m	+1,174,849 8.3%
38	ADVANCED MICRO DEVICES INC COM AMD	AMD	12,088,320	$7.0bn0.45%	0.45%	Added +1.9m	+1,926,839 19.0%
39	COSTCO WHSL CORP NEW COM COST	COST	7,249,774	$6.8bn0.44%	0.44%	Reduced -265.3k	-265,257 -3.5%
40	GOLDMAN SACHS GROUP INC COM GS	GS	6,680,811	$6.8bn0.44%	0.44%	Added +225.8k	+225,800 3.5%
41	ISHARES TR CORE US AGGBD ET AGG	AGG	66,617,105	$6.6bn0.42%	0.42%	Reduced -3.0m	-3,043,377 -4.4%
42	VANGUARD INDEX FDS SMALL CP ETF VB	VB	21,579,198	$6.5bn0.42%	0.42%	Reduced -55.2k	-55,226 -0.3%
43	ISHARES TR MBS ETF MBB	MBB	68,261,267	$6.5bn0.42%	0.42%	Added +2.1m	+2,053,970 3.1%
44	VANECK ETF TRUST SEMICONDUCTR ETF SMH	SMH	9,557,301	$6.3bn0.40%	0.40%	Reduced -902.2k	-902,168 -8.6%
45	VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH	VCSH	79,080,073	$6.2bn0.40%	0.40%	Added +3.5m	+3,453,771 4.6%
46	VANGUARD CHARLOTTE FDS TOTAL INT BD ETF BNDX	BNDX	128,817,197	$6.2bn0.40%	0.40%	Added +3.8m	+3,804,781 3.0%
47	VANGUARD INDEX FDS MID CAP ETF VO	VO	73,987,186	$6.0bn0.38%	0.38%	Added +1.5m	+1,462,886 2.0%
48	JOHNSON & JOHNSON COM JNJ	JNJ	23,438,141	$6.0bn0.38%	0.38%	Reduced -2.1m	-2,078,556 -8.2%
49	ISHARES TR 20 YR TR BD ETF TLT	TLT	68,394,742	$5.9bn0.38%	0.38%	Reduced -16.2m	-16,203,187 -19.1%
50	CISCO SYS INC COM CSCO	CSCO	50,164,984	$5.9bn0.38%	0.38%	Reduced -1.7m	-1,684,516 -3.2%
51	CATERPILLAR INC COM CAT	CAT	5,463,565	$5.8bn0.37%	0.37%	Reduced -214.0k	-214,013 -3.8%
52	HOME DEPOT INC COM HD	HD	16,390,122	$5.8bn0.37%	0.37%	Added +75.8k	+75,765 0.5%
53	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	14,540,049	$5.4bn0.35%	0.35%	Added +252.6k	+252,640 1.8%
54	ABBVIE INC COM ABBV	ABBV	21,237,764	$5.3bn0.34%	0.34%	Reduced -2.7m	-2,699,179 -11.3%
55	APPLIED MATLS INC COM AMAT	AMAT	7,265,371	$5.3bn0.34%	0.34%	Added +1.9m	+1,879,768 34.9%
56	VANGUARD SCOTTSDALE FDS INTER TERM TREAS VGIT	VGIT	88,414,545	$5.2bn0.34%	0.34%	Added +5.4m	+5,361,281 6.5%
57	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	24,471,419	$5.2bn0.34%	0.34%	Reduced -898.6k	-898,641 -3.5%
58	ISHARES TR CORE S&P MCP ETF IJH	IJH	67,302,599	$5.2bn0.33%	0.33%	Added +139.6k	+139,617 0.2%
59	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	32,283,419	$5.1bn0.33%	0.33%	Added +1.3m	+1,261,860 4.1%
60	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	21,358,826	$5.1bn0.33%	0.33%	Reduced -319.1k	-319,053 -1.5%
61	ISHARES TR CORE S&P SCP ETF IJR	IJR	33,264,973	$4.9bn0.32%	0.32%	Reduced -550.3k	-550,332 -1.6%
62	LAM RESEARCH CORP COM NEW LRCX	LRCX	11,244,147	$4.9bn0.31%	0.31%	Added +584.5k	+584,489 5.5%
63	ISHARES TR NATIONAL MUN ETF MUB	MUB	44,699,544	$4.8bn0.31%	0.31%	Added +2.6m	+2,585,884 6.1%
64	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	54,715,109	$4.8bn0.31%	0.31%	Added +18.5m	+18,542,208 51.3%
65	CORNING INC COM GLW	GLW	18,730,616	$4.8bn0.31%	0.31%	Added +4.2m	+4,231,507 29.2%
66	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	44,248,852	$4.7bn0.31%	0.31%	Added +304.4k	+304,423 0.7%
67	EATON CORP PLC SHS ETN	ETN	11,076,048	$4.7bn0.30%	0.30%	Reduced -1.0m	-1,006,982 -8.3%
68	DELL TECHNOLOGIES INC CL C DELL	DELL	10,842,148	$4.7bn0.30%	0.30%	Reduced -3.6m	-3,552,687 -24.7%
69	SELECT SECTOR SPDR TR SBI CONS DISCR XLY	XLY	39,616,579	$4.6bn0.30%	0.30%	Added +640.9k	+640,917 1.6%
70	RTX CORPORATION COM RTX	RTX	24,345,900	$4.6bn0.30%	0.30%	Reduced -1.0m	-1,047,785 -4.1%
71	ISHARES TR CORE MSCI INTL IDEV	IDEV	51,849,271	$4.6bn0.30%	0.30%	Added +2.2m	+2,219,180 4.5%
72	CHEVRON CORP NEW COM CVX	CVX	27,205,457	$4.5bn0.29%	0.29%	Reduced -424.8k	-424,770 -1.5%
73	INTEL CORP COM INTC	INTC	31,724,362	$4.4bn0.29%	0.29%	Added +8.3m	+8,342,514 35.7%
74	WELLTOWER INC COM WELL	WELL	19,496,361	$4.4bn0.29%	0.29%	Reduced -2.3m	-2,254,140 -10.4%
75	BLACKROCK INC COM BLK	BLK	4,585,356	$4.4bn0.28%	0.28%	Reduced -647.6k	-647,617 -12.4%
76	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	22,775,787	$4.3bn0.28%	0.28%	Reduced -1.1m	-1,093,025 -4.6%
77	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	8,535,076	$4.3bn0.28%	0.28%	Reduced -117.2k	-117,203 -1.4%
78	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	14,988,328	$4.2bn0.27%	0.27%	Reduced -1.1m	-1,075,325 -6.7%
79	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	78,510,008	$4.2bn0.27%	0.27%	Reduced -7.5m	-7,468,571 -8.7%
80	ISHARES TR MSCI EAFE ETF EFA	EFA	40,238,465	$4.2bn0.27%	0.27%	Added +604.5k	+604,529 1.5%
81	WESTERN DIGITAL CORP COM WDC	WDC	6,489,630	$4.1bn0.27%	0.27%	Reduced -2.0m	-1,999,982 -23.6%
82	SPDR GOLD TR GOLD SHS GLD	GLD	11,018,304	$4.1bn0.26%	0.26%	Reduced -45.9k	-45,891 -0.4%
83	UNITEDHEALTH GROUP INC COM UNH	UNH	9,735,874	$4.0bn0.26%	0.26%	Reduced -2.0m	-1,977,810 -16.9%
84	KLA CORP COM NEW KLAC	KLAC	13,372,400	$4.0bn0.26%	0.26%	Added +300.5k	+300,500 2.3%
85	UNION PAC CORP COM UNP	UNP	14,527,563	$4.0bn0.25%	0.25%	Added +64.5k	+64,492 0.5%
86	MERCK & CO INC COM MRK	MRK	30,535,208	$3.9bn0.25%	0.25%	Reduced -239.0k	-239,013 -0.8%
87	PROCTER AND GAMBLE CO COM PG	PG	26,259,055	$3.9bn0.25%	0.25%	Reduced -82.3k	-82,266 -0.3%
88	CITIGROUP INC COM NEW C	C	27,014,016	$3.8bn0.24%	0.24%	Added +145.0k	+145,004 0.5%
89	COCA COLA CO COM KO	KO	45,958,636	$3.7bn0.24%	0.24%	Added +1.9m	+1,939,673 4.4%
90	TEXAS INSTRS INC COM TXN	TXN	12,416,018	$3.7bn0.24%	0.24%	Added +556.3k	+556,332 4.7%
91	ANALOG DEVICES INC COM ADI	ADI	8,996,351	$3.6bn0.23%	0.23%	Reduced -1.2m	-1,220,348 -11.9%
92	TJX COS INC NEW COM TJX	TJX	23,178,569	$3.5bn0.23%	0.23%	Reduced -2.0m	-2,033,506 -8.1%
93	ORACLE CORP COM ORCL	ORCL	23,954,012	$3.5bn0.23%	0.23%	Added +8.6m	+8,570,333 55.7%
94	MORGAN STANLEY COM NEW MS	MS	16,651,161	$3.5bn0.22%	0.22%	Added +324.5k	+324,485 2.0%
95	WELLS FARGO CO NEW COM WFC	WFC	40,883,892	$3.4bn0.22%	0.22%	Reduced -11.1m	-11,089,177 -21.3%
96	ASTRAZENECA PLC ORD AZN	AZN	17,690,462	$3.4bn0.22%	0.22%	Reduced -1.4m	-1,367,865 -7.2%
97	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	13,679,532	$3.3bn0.21%	0.21%	Added +278.5k	+278,538 2.1%
98	WILLIAMS COS INC COM WMB	WMB	44,667,824	$3.3bn0.21%	0.21%	Added +206.6k	+206,588 0.5%
99	ISHARES TR USD INV GRDE ETF USIG	USIG	64,560,210	$3.3bn0.21%	0.21%	Added +2.9m	+2,890,795 4.7%
100	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	1,662,192	$3.3bn0.21%	0.21%	Added +101.9k	+101,936 6.5%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		4,562,264	$2.1bn4.6m shares
DUPONT DE NEMOURS INC DWDP	DWDP	1,543,224	$212.0m1.5m shares
COTERRA ENERGY INC CTRA	CTRA	5,966,066	$209.6m6.0m shares
CARNIVAL CORP		6,750,400	$174.7m6.8m shares
HOLOGIC INC HOLX	HOLX	2,254,024	$170.4m2.3m shares
THOMSON REUTERS CORP		1,627,069	$146.4m1.6m shares
CENTESSA PHARMACEUTICALS PLC		1,932,406	$76.8m1.9m shares
VERIS RESIDENTIAL INC		3,069,250	$57.9m3.1m shares
AMICUS THERAPEUTICS INC FOLD	FOLD	3,899,490	$56.4m3.9m shares
ARCELLX INC ACLX	ACLX	452,333	$51.9m452.3k shares
APELLIS PHARMACEUTICALS INC APLS	APLS	1,190,864	$47.9m1.2m shares
ASCENDIS PHARMA A/S		198,505	$45.4m198.5k shares
TRI POINTE HOMES INC TPH	TPH	946,703	$44.2m946.7k shares
TERNS PHARMACEUTICALS INC		811,636	$42.8m811.6k shares
MASIMO CORP MASI	MASI	232,003	$41.3m232.0k shares
DAY ONE BIOPHARMACEUTICALS I		1,902,868	$40.8m1.9m shares
CLEARWATER ANALYTICS HLDGS I		1,468,417	$34.7m1.5m shares
GRANITE CONSTR INC GVA 3.75 05.15.28	GVA 3.75 05.15.28	11,846,000	$31.1m11.8m shares
AIR LEASE CORP AL	AL	461,118	$29.9m461.1k shares
TASEKO MINES LTD		4,577,781	$29.5m4.6m shares
CARNIVAL PLC CUK	CUK	919,986	$23.7m920.0k shares
JANUS DETROIT STR TR JBBB	JBBB	500,176	$23.3m500.2k shares
MISTER CAR WASH INC		2,914,403	$20.3m2.9m shares
ENVIRI CORP		912,015	$17.9m912.0k shares
SEALED AIR CORP NEW		412,091	$17.3m412.1k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on. The largest 25 of 34.

Company	Ticker	Stake	Change	Schedule	Last filed
NUVEEN MINN QUALITY MUN INM NMS · 13D · filed 2026-10-15	NMS	100.0%		13D	2026-10-15
PIMCO NEW YORK MUN FD II PNI · 13D · filed 2026-08-26	PNI	100.0%	+14.1 pts	13D	2026-08-26
INVESCO ADVANTAGE MUN INCOME VKI · 13D · filed 2026-05-04	VKI	100.0%	no change	13D	2026-05-04
FEDERATED HERMES PREM MUNI I FMN · 13D · filed 2026-04-06	FMN	100.0%	no change	13D	2026-04-06
INVESCO PA VALUE MUN INC TR VPV · 13D · filed 2025-09-09	VPV	100.0%		13D	2025-09-09
INVESCO CALIF VALUE MUN INCO VCV · 13D · filed 2025-09-09	VCV	100.0%		13D	2025-09-09
INVESCO TR INVT GRADE NEW YO VTN · 13D · filed 2025-09-09	VTN	100.0%		13D	2025-09-09
PUTNAM MANAGED MUN INCOME TR PMM · 13D · filed 2024-12-20	PMM	92.0%		13D	2024-12-20
PIMCO MUN INCOME FD II PML · 13D · filed 2026-08-26	PML	79.5%	-4.2 pts	13D	2026-08-26
NUVEEN QUALITY MUNCP INCOME NAD · 13D · filed 2026-10-05	NAD	52.5%	+0.2 pts	13D	2026-10-05
NUVEEN MUN CR OPPORTUNITIES NMCO · 13D · filed 2026-10-02	NMCO	50.7%	no change	13D	2026-10-02
NUVEEN MUN HIGH INCOME OPPOR NMZ · 13D · filed 2026-04-29	NMZ	23.2%	-29.2 pts	13D	2026-04-29
OWENS & MINOR INC NEW ACH · 13G · filed 2026-10-07	ACH	10.8%≈ $28.3m	new	13G	2026-10-07
TRIMAS CORP TRS · 13G · filed 2026-02-11	TRS	10.2%≈ $181.2m	+1.0 pts	13G	2026-02-11
TREDEGAR CORP TG · 13G · filed 2025-02-14	TG	8.3%≈ $22.8m	new	13G	2025-02-14
KAYNE ANDERSON BDC INC KBDC · 13G · filed 2026-02-12	KBDC	8.0%≈ $73.7m	+1.5 pts	13G	2026-02-12
Q32 BIO INC QTTB · 13G · filed 2026-10-28	QTTB	7.4%≈ $28.1m	new	13G	2026-10-28
COHEN & STEERS TAX ADVAN PFD PTA · 13G · filed 2025-11-14	PTA	7.2%≈ $76.6m		13G	2025-11-14
DIGITALBRIDGE GROUP INC 13G · filed 2026-04-27		7.1%≈ $203.1m	+1.8 pts	13G	2026-04-27
DINE BRANDS GLOBAL INC DIN · 13G · filed 2026-10-28	DIN	6.9%≈ $31.2m	new	13G	2026-10-28
NEUBERGER BERMAN ENERGY INFR NML · 13G · filed 2026-04-27	NML	6.8%≈ $38.8m	+1.2 pts	13G	2026-04-27
TOTAL RETURN SECURITIES FUND SWZ · 13G · filed 2026-08-03	SWZ	6.7%≈ $5.2m	new	13G	2026-08-03
NGL ENERGY PARTNERS LP NGL · 13G · filed 2026-04-27	NGL	6.7%≈ $132.0m	-2.5 pts	13G	2026-04-27
CELCUITY INC CELC · 13G · filed 2026-08-11	CELC	6.5%≈ $331.7m	new	13G	2026-08-11
JASPER THERAPEUTICS INC JSPR · 13G · filed 2026-10-28	JSPR	6.4%≈ $898.4k	new	13G	2026-10-28

Trades reported as a company insider since 1 Apr 2026

Owning 10% or more of a company, or having someone on its board, makes this manager an insider there: it reports its trades in that company's shares on Form 4 within two business days. Open-market and private purchases and sales only.

Date	Company	Ticker	Trade	Shares	Value	Their holding
2026-08-18	PIMCO MUN INCOME FD II 10% owner · See Footnotes	PML	Bought	100	$745100 shares	new
2026-08-18	PIMCO MUN INCOME FD II 10% owner · See Footnotes	PML	Sold	100	$736100 shares	-100%
2026-08-04	NUVEEN MUN HIGH INCOME OPPOR 10% owner · See Footnotes	NMZ	Sold	3	$313 shares	-100%
2026-08-04	NUVEEN MUN HIGH INCOME OPPOR 10% owner · See Footnotes	NMZ	Bought	3	$313 shares	new
2026-08-03	NUVEEN MUN HIGH INCOME OPPOR 10% owner · See Footnotes	NMZ	Bought	36	$36836 shares	new
2026-08-03	NUVEEN MUN HIGH INCOME OPPOR 10% owner · See Footnotes	NMZ	Sold	31	$31831 shares	-86%
2026-07-31	NUVEEN MUN HIGH INCOME OPPOR 10% owner · See Footnotes	NMZ	Sold	5	$525 shares	-100%
2026-07-24	NUVEEN MUN HIGH INCOME OPPOR 10% owner · See Footnotes	NMZ	Bought	9	$929 shares	new
2026-07-24	NUVEEN MUN HIGH INCOME OPPOR 10% owner · See Footnotes	NMZ	Sold	9	$929 shares	-100%
2026-07-17	PUTNAM MANAGED MUN INCOME TR 10% owner · See Footnotes	PMM	Bought	437	$2.9k437 shares	new
2026-07-16	PUTNAM MANAGED MUN INCOME TR 10% owner · See Footnotes	PMM	Sold	437	$2.9k437 shares	-100%
2026-05-20	NEUBERGER BERMAN MUN FD INC 10% owner · See Footnotes	NBH	Bought	3,200	$32.8k3.2k shares	new
2026-05-20	NEUBERGER BERMAN MUN FD INC 10% owner · See Footnotes	NBH	Sold	3,200	$32.4k3.2k shares	-100%
2026-05-20	PIMCO MUN INCOME FD II 10% owner · See Footnotes	PML	Bought	680	$5.0k680 shares	new
2026-05-20	PIMCO MUN INCOME FD II 10% owner · See Footnotes	PML	Sold	680	$5.0k680 shares	-100%
2026-05-19	NUVEEN NEW YORK QLT MUN INC 10% owner · See Footnotes	NAN	Sold	3,000	$34.1k3.0k shares	-100%
2026-05-19	NUVEEN NEW YORK QLT MUN INC 10% owner · See Footnotes	NAN	Bought	3,000	$33.8k3.0k shares	new
2026-05-19	NUVEEN MUN CR OPPORTUNITIES 10% owner · See Footnotes	NMCO	Sold	1,000	$10.5k1.0k shares	-100%
2026-05-18	NUVEEN MUN CR OPPORTUNITIES 10% owner · See Footnotes	NMCO	Bought	1,000	$10.6k1.0k shares	new
2026-04-02	INVESCO ADVANTAGE MUN INCOME 10% owner · See Footnotes	VKI	Sold	3,359	$29.2k3.4k shares	-100%
2026-04-02	INVESCO ADVANTAGE MUN INCOME 10% owner · See Footnotes	VKI	Bought	3,359	$29.2k3.4k shares	new