Vault-13

SPDR SERIES TRUST XSW

COMP SOFTWARE · ETP · CUSIP 78464A599

103 institutional holders +16 vs Q3 2023
1,302,0161.3m shares reported held*
$195.7mreported value*
16 new 26 added 25 reduced 4 sold out net bought ≈ $31.5m (+209.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $150.32. Options: 2 managers hold calls ($625.4k notional), 1 hold puts ($375.8k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 73Q4 22: 77Q1 23: 84Q2 23: 78Q3 23: 87Q4 23: 103103Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202273
Q4 202277
Q1 202384
Q2 202378
Q3 202387
Q4 2023103

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 28 bought or addedQ4 22: 39 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 42 bought or addedQ4 23: 29 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222839
Q1 20233433
Q2 20233232
Q3 20233927
Q4 20234229

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 23 calls: $566.1kQ1 23 puts: $196.9kQ1 23P/C 0.35Q2 23 calls: $933.4kQ2 23 puts: $800.1kQ2 23P/C 0.86Q3 23 calls: $571.0kQ3 23 puts: $774.0kQ3 23P/C 1.36Q4 23 calls: $625.4kQ4 23 puts: $375.8kQ4 23P/C 0.60
Numbers
QuarterCallsPutsP/C
Q1 2023$566.1k$196.9k0.35
Q2 2023$933.4k$800.1k0.86
Q3 2023$571.0k$774.0k1.36
Q4 2023$625.4k$375.8k0.60

Biggest buyers

LPL Financial LLC Added +52,087+52.1k
MORGAN STANLEY Added +40,683+40.7k
JPMORGAN CHASE & CO Added +39,161+39.2k
BANK OF AMERICA CORP /DE/ Added +29,153+29.2k
AMICA MUTUAL INSURANCE CO New +15,311+15.3k
BECK CAPITAL MANAGEMENT, LLC New +13,792+13.8k
RAYMOND JAMES & ASSOCIATES Added +11,713+11.7k
Alpine Global Management, LLC New +10,022+10.0k
Belvedere Trading LLC Added +9,962+10.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +8,553+8.6k

Biggest sellers

Foundations Investment Advisors, LLC Reduced -18,001-18.0k
ROYAL BANK OF CANADA Reduced -14,753-14.8k
AMERIPRISE FINANCIAL INC Reduced -13,874-13.9k
Kingsview Wealth Management, LLC Reduced -5,276-5.3k
CITADEL ADVISORS LLC Sold out -3,277-3.3k
BlackRock Inc. Reduced -2,800-2.8k
Cambridge Investment Research Advisors, Inc. Reduced -2,033-2.0k
SIMPLEX TRADING, LLC Reduced -970-970
Baird Financial Group, Inc. Reduced -476-476
COMMONWEALTH EQUITY SERVICES, LLC Reduced -466-466

Biggest calls

Belvedere Trading LLC Reduced $616.4k4.1k shares
Cutler Group LLC / CA Added $9.0k800 shares

Biggest puts

Belvedere Trading LLC Reduced $375.8k2.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 393,606393.6k $59.2m $59.2m 0.01% Added +29.2k +29,153
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 133,540133.5k $20.1m $20.1m 0.01% Added +52.1k +52,087
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 129,538129.5k $19.5m $19.5m 0.00% Added +40.7k +40,683
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 82,63882.6k $12.4m $12.4m 0.00% Added +39.2k +39,161
5 McGuire Investment Group, LLC 1.41% of their portfolio WAKEFIELD, RI 56,38256.4k $8.5m $8.5m 1.41% Added +2.2k +2,238
6 BlackRock Inc. 0.00% of their portfolio New York, NY 47,39047.4k $7.1m $7.1m 0.00% Reduced -2.8k -2,800
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 39,23739.2k $5.9m $5.9m 0.00% Reduced -360 -360
8 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 21,12021.1k $3.2m $3.2m 0.00% Added +2.6k +2,609
9 IEQ CAPITAL, LLC 0.05% of their portfolio Foster City, CA 20,77720.8k $3.1m $3.1m 0.05% Reduced -24 -24
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 20,00020.0k $3.0m $3.0m 0.00% Added +11.7k +11,713
11 Northeast Financial Consultants Inc 0.17% of their portfolio WESTPORT, CT 19,92419.9k $3.0m $3.0m 0.17% Added +12 +12
12 Belvedere Trading LLC 0.25% of their portfolio CHICAGO, IL 19,22119.2k $2.9m $2.9m 0.25% Added +10.0k +9,962
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 18,54118.5k $2.8m $2.8m 0.00% Reduced -461 -461
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 15,96416.0k $2.4m $2.4m 0.00% Reduced -273 -273
15 AMICA MUTUAL INSURANCE CO 0.25% of their portfolio PROVIDENCE, RI 15,31115.3k $2.3m $2.3m 0.25% New
16 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 14,98015.0k $2.3m $2.3m 0.01% Added +5.2k +5,188
17 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,48014.5k $2.2m $2.2m 0.00% Reduced -160 -160
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,31814.3k $2.2m $2.2m 0.00% Added +1.7k +1,681
19 BECK CAPITAL MANAGEMENT, LLC 0.71% of their portfolio AUSTIN, TX 13,79213.8k $2.1m $2.1m 0.71% New
20 LEVEL FOUR ADVISORY SERVICES, LLC 0.10% of their portfolio DALLAS, TX 12,23212.2k $1.8m $1.8m 0.10% Added +530 +530
21 Fort Point Capital Partners LLC 0.23% of their portfolio San Francisco, CA 10,04510.0k $1.5m $1.5m 0.23% Reduced -40 -40
22 Alpine Global Management, LLC 0.22% of their portfolio NEW YORK, NY 10,02210.0k $1.5m $1.5m 0.22% New
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,00010.0k $1.5m $1.5m 0.00% Unchanged
24 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 9,7919.8k $1.5m $1.5m 0.04% Added +71 +71
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,5538.6k $1.3m $1.3m 0.00% New
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,2358.2k $1.2m $1.2m 0.00% Added +3.5k +3,525
27 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 7,9077.9k $1.2m $1.2m 0.04% Reduced -5.3k -5,276
28 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 7,5007.5k $1.1m $1.1m 0.00% Added +4.5k +4,500
29 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,3437.3k $1.1m $1.1m 0.00% Reduced -476 -476
30 LEUTHOLD GROUP, LLC 0.12% of their portfolio MINNEAPOLIS, MN 6,5746.6k $988.3k $988.3k 0.12% Added +82 +82
31 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 6,4826.5k $974.5k $974.5k 0.00% Added +1.3k +1,277
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 6,1966.2k $931.4k $931.4k 0.00% Reduced -13.9k -13,874
33 NTV Asset Management LLC 0.15% of their portfolio Charleston, WV 5,8255.8k $875.7k $875.7k 0.15% Unchanged
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,2475.2k $789.0k $789.0k 0.00% Reduced -14.8k -14,753
35 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 4,8514.9k $729.3k $729.3k 0.03% Added +178 +178
36 NFSG Corp 0.33% of their portfolio BOCA RATON, FL 4,5164.5k $678.9k $678.9k 0.33% Added +420 +420
37 Global Endowment Management, LP 0.07% of their portfolio CHARLOTTE, NC 4,0004.0k $601.3k $601.3k 0.07% Unchanged
38 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 3,9003.9k $586.3k $586.3k 0.00% New
39 Fifth Third Securities, Inc. 0.05% of their portfolio Cincinnati, OH 3,2893.3k $494.4k $494.4k 0.05% Added +846 +846
40 Quantum Private Wealth, LLC 0.20% of their portfolio TAMPA, FL 3,1773.2k $477.6k $477.6k 0.20% Reduced -100 -100
41 TELEMUS CAPITAL, LLC 0.04% of their portfolio Southfield, MI 3,0243.0k $454.6k $454.6k 0.04% Added +687 +687
42 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,7672.8k $416.0k $416.0k 0.00% Unchanged
43 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 2,6342.6k $396.0k $396.0k 0.00% Reduced -2.0k -2,033
44 NAPA WEALTH MANAGEMENT 0.21% of their portfolio Napa, CA 2,6102.6k $392.4k $392.4k 0.21% First filing
45 Sivia Capital Partners, LLC 0.29% of their portfolio Mill Valley, CA 2,5732.6k $386.8k $386.8k 0.29% First filing
46 Beacon Financial Advisory LLC 0.19% of their portfolio CLEVELAND, OH 2,5672.6k $385.8k $385.8k 0.19% Added +486 +486
47 MONEY CONCEPTS CAPITAL CORP 0.04% of their portfolio PALM BEACH GARDENS, FL 2,5522.6k $383.6k $383.6k 0.04% Reduced -97 -97
48 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 2,5122.5k $377.0k $377.0k 0.00% New
49 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 2,4632.5k $370.3k $370.3k 0.02% Unchanged
50 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,4132.4k $362.7k $362.7k 0.00% Added +850 +850
51 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 2,3602.4k $354.8k $354.8k 0.00% Added +172 +172
52 Caerus Investment Advisors, LLC 0.30% of their portfolio WEST LAKE HILLS, TX 2,0902.1k $314.2k $314.2k 0.30% New
53 Per Stirling Capital Management, LLC. 0.06% of their portfolio AUSTIN, TX 2,0442.0k $307.2k $307.2k 0.06% Added +1 +1
54 Sunbelt Securities, Inc. 0.04% of their portfolio HOUSTON, TX 2,0062.0k $301.6k $301.6k 0.04% Reduced -112 -112
55 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 2,0002.0k $300.7k $300.7k 0.01% New
56 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 1,9071.9k $285.4k $285.4k 0.01% Reduced -18.0k -18,001
57 Kaizen Financial Strategies 0.22% of their portfolio CAMPBELL, CA 1,9071.9k $286.7k $286.7k 0.22% Reduced -10 -10
58 V2 Financial group LLC 0.19% of their portfolio NAPERVILLE, IL 1,8001.8k $270.6k $270.6k 0.19% Unchanged
59 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 1,7071.7k $257.0k $257.0k 0.00% Reduced -466 -466
60 RETIREMENT INCOME SOLUTIONS, INC 0.06% of their portfolio ANN ARBOR, MI 1,7041.7k $256.2k $256.2k 0.06% Unchanged
61 TrinityPoint Wealth, LLC 0.05% of their portfolio MILFORD, CT 1,6581.7k $249.3k $249.3k 0.05% Unchanged
62 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 1,5971.6k $240.1k $240.1k 0.00% Reduced -4 -4
63 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 1,4531.5k $218.4k $218.4k 0.00% New
64 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 1,3861.4k $208.4k $208.4k 0.02% New
65 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 1,3601.4k $204.5k $204.5k 0.02% New
66 American State Bank (Iowa) 0.13% of their portfolio SIOUX CENTER, IA 1,3061.3k $196.3k $196.3k 0.13% Unchanged
67 Ramirez Asset Management, Inc. 0.03% of their portfolio NEW YORK, NY 1,0001.0k $150.3k $150.3k 0.03% Unchanged
68 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 976976 $147.0k $147.0k 0.01% New
69 Sandy Spring Bank 0.01% of their portfolio Olney, MD 948948 $142.5k $142.5k 0.01% Unchanged
70 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 737737 $110.8k $110.8k 0.00% New
71 Able Wealth Management LLC 0.10% of their portfolio Toms River, NJ 716716 $107.6k $107.6k 0.10% First filing
72 Tidemark, LLC 0.06% of their portfolio SAN DIEGO, CA 643643 $96.7k $96.7k 0.06% First filing
73 EdgeRock Capital LLC 0.07% of their portfolio DENVER, CO 610610 $91.6k $91.6k 0.07% New
74 Salomon & Ludwin, LLC 0.01% of their portfolio RICHMOND, VA 579579 $73.5k $73.5k 0.01% Unchanged
75 Versant Capital Management, Inc 0.02% of their portfolio PHOENIX, AZ 500500 $75.2k $75.2k 0.02% Unchanged
76 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 470470 $70.0k $70.0k 0.00% Reduced -970 -970
77 FMR LLC 0.00% of their portfolio BOSTON, MA 451451 $67.8k $67.8k 0.00% Added +268 +268
78 Canton Hathaway, LLC 0.02% of their portfolio PROVIDENCE, RI 423423 $64.0k $64.0k 0.02% Unchanged
79 Focused Wealth Management, Inc 0.01% of their portfolio Newburgh, NY 363363 $54.5k $54.5k 0.01% Reduced -2 -2
80 Powell Investment Advisors, LLC 0.03% of their portfolio MIAMI, FL 330330 $49.6k $49.6k 0.03% New
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 274274 $41.2k $41.2k 0.00% Unchanged
82 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 254254 $37.4k $37.4k 0.00% Unchanged
83 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 210210 $31.6k $31.6k 0.00% Unchanged
84 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 200200 $29.2k $29.2k 0.00% Unchanged
85 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 193193 $29.0k $29.0k 0.00% Unchanged
86 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 188188 $28.9k $28.9k 0.00% Unchanged
87 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 143143 $21.5k $21.5k 0.00% Reduced -71 -71
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 115115 $17.3k $17.3k 0.00% Unchanged
89 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 109109 $16.0k $16.0k 0.00% Unchanged
90 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 105105 $15.8k $15.8k 0.00% Reduced -94 -94
91 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 9797 $14.6k $14.6k 0.00% Unchanged
92 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 8989 $13.4k $13.4k 0.00% Unchanged
93 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 8585 $12.8k $12.8k 0.00% Unchanged
94 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 8585 $12.4k $12.4k 0.00% Unchanged
95 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 6969 $10.4k $10.4k 0.00% First filing
96 Nemes Rush Group LLC 0.00% of their portfolio NOVI, MI 6262 $9.3k $9.3k 0.00% Unchanged
97 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 5050 $7.1k $7.1k 0.00% Unchanged
98 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4040 $6.0k $6.0k 0.00% Unchanged
99 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 2929 $4.4k $4.4k 0.00% Reduced -27 -27
100 Armor Investment Advisors, LLC 0.00% of their portfolio RALEIGH, NC 2121 $3.2k $3.2k 0.00% New