Vault-13

SPDR SER TR SPMB

PORT MTG BK ETF · ETP · CUSIP 78464A383

178 institutional holders +11 vs Q1 2023
192,465,068192.5m shares reported held*
$4.2bnreported value*
27 new 73 added 53 reduced 19 sold out net bought ≈ $200.5m (+9.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.91.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 155Q4 22: 163Q1 23: 167Q2 23: 178178Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022155
Q4 2022163
Q1 2023167
Q2 2023178

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 84 bought or addedQ4 22: 83 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 82 cut or sold outQ1 23Q2 23: 100 bought or addedQ2 23: 72 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228483
Q1 20238582
Q2 202310072

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $23.9kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $2.2kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$23.9k$00.00
Q1 2023$2.2k$00.00
Q2 2023$0$0—

Biggest buyers

Financial Engines Advisors L.L.C. Added +7,120,038+7.1m
LPL Financial LLC Added +1,555,020+1.6m
STATE STREET CORP Added +522,772+522.8k
RETIREMENT CAPITAL STRATEGIES New +470,257+470.3k
Private Advisor Group, LLC Added +451,930+451.9k
COMMONWEALTH EQUITY SERVICES, LLC New +356,887+356.9k
Scissortail Wealth Management, LLC New +271,188+271.2k
Cambridge Investment Research Advisors, Inc. New +256,408+256.4k
Mariner, LLC Added +255,081+255.1k
BlackRock Inc. New +241,741+241.7k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,788,005-1.8m
Gradient Investments LLC Reduced -1,551,040-1.6m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -559,584-559.6k
UBS Group AG Reduced -136,748-136.7k
MONEY CONCEPTS CAPITAL CORP Sold out -104,130-104.1k
CITADEL ADVISORS LLC Sold out -90,077-90.1k
BANK OF MONTREAL /CAN/ Sold out -75,368-75.4k
Cetera Advisor Networks LLC Reduced -55,067-55.1k
CX Institutional Reduced -35,150-35.1k
Wealthcare Advisory Partners LLC Reduced -30,790-30.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 8.35% of their portfolio SANTA CLARA, CA 150,211,438150.2m $3.3bn $3.3bn 8.35% Added +7.1m +7,120,038
2 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 6,853,7866.9m $150.2m $150.2m 0.11% Added +1.6m +1,555,020
3 TOWNSQUARE CAPITAL LLC 1.42% of their portfolio Lehi, UT 3,562,1903.6m $78.0m $78.0m 1.42% Added +106.0k +106,007
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,371,6112.4m $52.0m $52.0m 0.00% Added +522.8k +522,772
5 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.75% of their portfolio ST. LOUIS, MO 2,351,9362.4m $51.5m $51.5m 0.75% Reduced -12.8k -12,800
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,813,2021.8m $39.7m $39.7m 0.00% Added +218.2k +218,175
7 Zurich Insurance Group Ltd/FI 0.34% of their portfolio ZURICH, V8 1,482,2951.5m $32.4m $32.4m 0.34% Unchanged
8 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,398,3251.4m $30.6m $30.6m 0.01% Added +28.3k +28,277
9 Hirtle & Co., LLC 1.38% of their portfolio WEST CONSHOHOCKEN, PA 1,322,1141.3m $29.0m $29.0m 1.38% Added +129.4k +129,363
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,229,0401.2m $26.9m $26.9m 0.00% Reduced -18.7k -18,689
11 CGN Advisors LLC 3.47% of their portfolio MANHATTAN, KS 1,103,4861.1m $24.2m $24.2m 3.47% Added +113.2k +113,227
12 CX Institutional 1.24% of their portfolio AUBURN, IN 1,091,8861.1m $23.9m $23.9m 1.24% Reduced -35.1k -35,150
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.10% of their portfolio IRVING, TX 869,870869.9k $19.1m $19.1m 0.10% Reduced -22.9k -22,892
14 ST GERMAIN D J CO INC 0.98% of their portfolio SPRINGFIELD, MA 847,269847.3k $18.6m $18.6m 0.98% First filing
15 Mariner, LLC 0.05% of their portfolio Overland Park, KS 828,694828.7k $18.2m $18.2m 0.05% Added +255.1k +255,081
16 Private Advisor Group, LLC 0.16% of their portfolio MORRISTOWN, NJ 827,128827.1k $18.1m $18.1m 0.16% Added +451.9k +451,930
17 KWB Wealth 2.52% of their portfolio REDLANDS, CA 728,660728.7k $16.0m $16.0m 2.52% Added +6.2k +6,182
18 Leicht Financial Planning & Wealth Management, Inc. 8.88% of their portfolio PARSIPPANY, NJ 670,996671.0k $14.7m $14.7m 8.88% Added +125.4k +125,399
19 FINANCIAL LIFE ADVISORS 5.53% of their portfolio SAN ANTONIO, TX 605,215605.2k $13.3m $13.3m 5.53% Added +80.7k +80,700
20 Stokes Family Office, LLC 1.53% of their portfolio NEW ORLEANS, LA 602,585602.6k $13.2m $13.2m 1.53% Reduced -18.8k -18,803
21 GREAT VALLEY ADVISOR GROUP, INC. 0.55% of their portfolio WILMINGTON, DE 595,869595.9k $13.1m $13.1m 0.55% Added +9.8k +9,775
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 586,533586.5k $12.9m $12.9m 0.00% Added +35.5k +35,476
23 CANTOR FITZGERALD, L. P. 0.24% of their portfolio NEW YORK, NY 481,839481.8k $10.6m $10.6m 0.24% Added +7.4k +7,437
24 RETIREMENT CAPITAL STRATEGIES 4.74% of their portfolio SAN JOSE, CA 470,257470.3k $10.3m $10.3m 4.74% New
25 Equitable Holdings, Inc. 0.13% of their portfolio NEW YORK, NY 404,050404.1k $8.9m $8.9m 0.13% Added +26.4k +26,386
26 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 356,887356.9k $7.8m $7.8m 0.02% New
27 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 339,670339.7k $7.4m $7.4m 0.04% Added +16.4k +16,417
28 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio OMAHA, NE 330,905330.9k $7.2m $7.2m 0.08% Reduced -22.8k -22,754
29 FLAGSHIP HARBOR ADVISORS, LLC 0.59% of their portfolio BOSTON, MA 327,007327.0k $7.2m $7.2m 0.59% Added +100.0k +100,029
30 Chesapeake Wealth Management 2.60% of their portfolio WILLIAMSBURG, VA 300,975301.0k $6.6m $6.6m 2.60% Added +11.8k +11,814
31 Carr Financial Group Corp 2.53% of their portfolio WORCESTER, MA 289,634289.6k $6.3m $6.3m 2.53% Reduced -4.3k -4,283
32 Comprehensive Wealth Management, LLC 5.38% of their portfolio LYNNWOOD, WA 283,238283.2k $6.2m $6.2m 5.38% Reduced -11.3k -11,254
33 Certified Advisory Corp 1.12% of their portfolio ALTAMONTE SPRINGS, FL 277,460277.5k $6.1m $6.1m 1.12% Added +35.0k +34,984
34 Scissortail Wealth Management, LLC 4.88% of their portfolio TULSA, OK 271,188271.2k $6.0m $6.0m 4.88% New
35 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 262,470262.5k $5.8m $5.8m 0.05% Added +4.7k +4,715
36 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 256,408256.4k $5.6m $5.6m 0.03% New
37 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 254,335254.3k $5.6m $5.6m 0.01% Reduced -1.8m -1,788,005
38 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 245,730245.7k $5.4m $5.4m 0.01% Reduced -8.7k -8,705
39 BlackRock Inc. 0.00% of their portfolio New York, NY 241,741241.7k $5.3m $5.3m 0.00% New
40 Kingsview Wealth Management, LLC 0.21% of their portfolio GRANTS PASS, OR 238,967239.0k $5.2m $5.2m 0.21% Added +3.0k +3,013
41 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 186,994187.0k $4.1m $4.1m 0.07% Reduced -15.4k -15,426
42 Redwood Financial Network Corp 3.82% of their portfolio SOLON, OH 185,943185.9k $4.1m $4.1m 3.82% Reduced -6.5k -6,545
43 Portside Wealth Group, LLC 0.74% of their portfolio Provo, UT 182,183182.2k $4.0m $4.0m 0.74% First filing
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 166,766166.8k $3.7m $3.7m 0.00% Added +121.3k +121,275
45 Concord Wealth Partners 0.70% of their portfolio ABINGDON, VA 147,827147.8k $3.2m $3.2m 0.70% Added +265 +265
46 SIGNET FINANCIAL MANAGEMENT, LLC 0.51% of their portfolio PARSIPPANY, NJ 147,414147.4k $3.2m $3.2m 0.51% Added +59.5k +59,530
47 WBI INVESTMENTS, LLC 0.57% of their portfolio RED BANK, NJ 142,596142.6k $3.1m $3.1m 0.57% Added +46.3k +46,315
48 GPS Wealth Strategies Group, LLC 0.56% of their portfolio CENTENNIAL, CO 138,081138.1k $3.0m $3.0m 0.56% Added +41.0k +40,987
49 Sharkey, Howes & Javer 0.55% of their portfolio DENVER, CO 131,422131.4k $2.9m $2.9m 0.55% Added +96.3k +96,334
50 Willow Creek Wealth Management Inc. 0.40% of their portfolio Sebastopol, CA 129,922129.9k $2.8m $2.8m 0.40% Added +565 +565
51 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 126,122126.1k $2.8m $2.8m 0.04% Added +97.6k +97,590
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 125,730125.7k $2.8m $2.8m 0.00% Added +116.4k +116,395
53 Allen Capital Group, LLC 0.48% of their portfolio GRAND ISLAND, NE 122,299122.3k $2.7m $2.7m 0.48% Reduced -1.4k -1,420
54 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 115,184115.2k $2.5m $2.5m 0.01% New
55 Detalus Advisors, LLC 1.07% of their portfolio ST. LOUIS, MO 108,601108.6k $2.4m $2.4m 1.07% Added +7.6k +7,584
56 Vertex Planning Partners, LLC 0.69% of their portfolio DOWNERS GROVE, IL 93,04693.0k $2.0m $2.0m 0.69% Added +5.9k +5,876
57 GUIDANCE CAPITAL, INC 0.82% of their portfolio LOUSVILLE, KY 88,31888.3k $1.9m $1.9m 0.82% First filing
58 Visionary Wealth Advisors 0.15% of their portfolio O'FALLON, IL 87,04787.0k $1.9m $1.9m 0.15% Reduced -2.4k -2,447
59 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 86,29286.3k $1.9m $1.9m 0.04% New
60 Alesco Advisors, LLC, An ESL Co 0.07% of their portfolio Pittsford, NY 85,55085.5k $1.9m $1.9m 0.07% Unchanged
61 Perennial Investment Advisors, LLC 0.32% of their portfolio Los Angeles, CA 82,42682.4k $1.8m $1.8m 0.32% Added +7.4k +7,406
62 Concord Asset Management, LLC/VA 0.63% of their portfolio ABINGDON, VA 81,39781.4k $1.8m $1.8m 0.63% Reduced -2.3k -2,270
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 78,40978.4k $1.7m $1.7m 0.00% Reduced -6.4k -6,436
64 Leading Edge Financial Planning LLC 1.11% of their portfolio KNOXVILLE, TN 77,56077.6k $1.7m $1.7m 1.11% Added +2.9k +2,931
65 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 68,59868.6k $1.5m $1.5m 0.08% New
66 Exchange Capital Management, Inc. 0.28% of their portfolio Ann Arbor, MI 67,77767.8k $1.5m $1.5m 0.28% Reduced -2.3k -2,315
67 CWM, LLC 0.01% of their portfolio OMAHA, NE 66,23166.2k $1.5m $1.5m 0.01% Added +66.1k +66,129
68 Northwest Capital Management Inc 0.61% of their portfolio Lake Oswego, OR 66,12966.1k $1.4m $1.4m 0.61% Added +9.8k +9,835
69 DFPG INVESTMENTS, LLC 0.13% of their portfolio SANDY, UT 63,23163.2k $1.4m $1.4m 0.13% Added +222 +222
70 ROCKLAND TRUST CO 0.08% of their portfolio HANOVER, MA 61,96462.0k $1.4m $1.4m 0.08% Reduced -10.9k -10,883
71 Arden Trust Co 0.22% of their portfolio WILMINGTON, DE 60,11860.1k $1.3m $1.3m 0.22% Added +36.1k +36,108
72 Bell Investment Advisors, Inc 0.29% of their portfolio ORINDA, CA 59,17359.2k $1.3m $1.3m 0.29% Reduced -141 -141
73 Centennial Wealth Advisory LLC 0.67% of their portfolio Traverse City, MI 58,54558.5k $1.3m $1.3m 0.67% Reduced -721 -721
74 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 57,04057.0k $1.2m $1.2m 0.01% Added +19.9k +19,948
75 WBH ADVISORY INC 0.14% of their portfolio BALTIMORE, MD 52,58152.6k $1.2m $1.2m 0.14% Reduced -4.0k -3,963
76 Trilogy Capital Inc. 0.07% of their portfolio IRVINE, CA 51,37751.4k $1.1m $1.1m 0.07% Added +11.4k +11,418
77 Stratos Wealth Advisors, LLC 0.08% of their portfolio BEACHWOOD, OH 50,76250.8k $1.1m $1.1m 0.08% New
78 FirstPurpose Wealth LLC 0.44% of their portfolio OREM, UT 46,94346.9k $1.0m $1.0m 0.44% Reduced -1.1k -1,054
79 BAKER TILLY WEALTH MANAGEMENT, LLC 0.09% of their portfolio MADISON, WI 40,31840.3k $883.4k $883.4k 0.09% Added +3.3k +3,318
80 Collaborative Wealth Managment Inc. 0.49% of their portfolio LAKE MARY, FL 37,88137.9k $830.0k $830.0k 0.49% Added +3.1k +3,137
81 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 37,74037.7k $823.0k $823.0k 0.00% Reduced -3.0k -2,997
82 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 37,11737.1k $813.2k $813.2k 0.03% Added +16.5k +16,513
83 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 37,09537.1k $812.8k $812.8k 0.06% Added +27.7k +27,664
84 UBS Group AG 0.00% of their portfolio ZURICH, V8 36,33436.3k $796.1k $796.1k 0.00% Reduced -136.7k -136,748
85 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 35,06835.1k $768.3k $768.3k 0.07% Reduced -9.0k -8,986
86 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 33,70933.7k $738.6k $738.6k 0.06% Added +8.2k +8,206
87 Donald L. Hagan, LLC 0.41% of their portfolio Sarasota, FL 33,43833.4k $732.6k $732.6k 0.41% Added +9.7k +9,699
88 Vise Technologies, Inc. 0.17% of their portfolio NEW YORK, NY 31,84531.8k $697.7k $697.7k 0.17% Added +2.3k +2,258
89 Simplicity Solutions, LLC 0.02% of their portfolio MINNEAPOLIS, MN 31,63931.6k $693.2k $693.2k 0.02% New
90 Simplicity Wealth,LLC 0.43% of their portfolio SUMMIT, NJ 31,63931.6k $693.2k $693.2k 0.43% New
91 Alliance Wealth Advisors, LLC /UT 0.26% of their portfolio Centerville, UT 31,55831.6k $691.4k $691.4k 0.26% Reduced -87 -87
92 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 30,32030.3k $664.3k $664.3k 0.02% Reduced -242 -242
93 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 29,74529.7k $651.7k $651.7k 0.04% Added +4.8k +4,789
94 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 28,28528.3k $619.7k $619.7k 0.01% Reduced -559.6k -559,584
95 Measured Wealth Private Client Group, LLC 0.21% of their portfolio PORTSMOUTH, NH 25,56925.6k $560.2k $560.2k 0.21% Reduced -211 -211
96 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 24,42224.4k $535.1k $535.1k 0.01% Reduced -2.9k -2,902
97 TELEMUS CAPITAL, LLC 0.05% of their portfolio Southfield, MI 24,39624.4k $534.5k $534.5k 0.05% Reduced -16.1k -16,089
98 FOSTER & MOTLEY INC 0.04% of their portfolio CINCINNATI, OH 23,05623.1k $505.0k $505.0k 0.04% Reduced -6.6k -6,573
99 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 22,86722.9k $501.0k $501.0k 0.02% Reduced -870 -870
100 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 22,80922.8k $499.7k $499.7k 0.00% Reduced -55.1k -55,067