Vault-13

ISHARES TR SMIN

MSCI INDIA SM CP · ETP · CUSIP 46429B614

153 institutional holders +13 vs Q1 2024
7,182,3127.2m shares reported held*
$580.7mreported value*
23 new 65 added 34 reduced 12 sold out net sold ≈ $128.1m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($396.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $80.85. Options: 3 managers hold calls ($291.2k notional), 4 hold puts ($913.9k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 66Q4 22: 69Q1 23: 65Q2 23: 66Q3 23: 82Q4 23: 121Q1 24: 140Q2 24: 153153Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202266
Q4 202269
Q1 202365
Q2 202366
Q3 202382
Q4 2023121
Q1 2024140
Q2 2024153

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 30 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 34 cut or sold outQ2 23: 28 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 15 cut or sold outQ4 23: 76 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 94 bought or addedQ1 24: 46 cut or sold outQ2 24: 88 bought or addedQ2 24: 46 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223028
Q1 20231734
Q2 20232828
Q3 20234815
Q4 20237632
Q1 20249446
Q2 20248846

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $467.1kQ3 23 puts: $412.0kQ3 23P/C 0.88Q4 23 calls: $711.9kQ4 23 puts: $1.4mQ4 23P/C 2.00Q1 24 calls: $4.2mQ1 24 puts: $1.1mQ1 24P/C 0.26Q2 24 calls: $291.2kQ2 24 puts: $913.9kQ2 24P/C 3.14
Numbers
QuarterCallsPutsP/C
Q3 2023$467.1k$412.0k0.88
Q4 2023$711.9k$1.4m2.00
Q1 2024$4.2m$1.1m0.26
Q2 2024$291.2k$913.9k3.14

Biggest buyers

JANE STREET GROUP, LLC Added +536,784+536.8k
BANK OF AMERICA CORP /DE/ Added +314,397+314.4k
OLD MISSION CAPITAL LLC Added +206,534+206.5k
GOLDMAN SACHS GROUP INC New +200,000+200.0k
FRANKLIN RESOURCES INC Added +169,398+169.4k
Mirae Asset Global Investments Co., Ltd. New +67,300+67.3k
HSBC HOLDINGS PLC New +63,770+63.8k
LPL Financial LLC Added +56,547+56.5k
RENAISSANCE TECHNOLOGIES LLC Added +51,700+51.7k
FFG Partners, LLC Added +47,706+47.7k

Biggest sellers

Amundi Sold out -1,719,600-1.7m
MORGAN STANLEY Reduced -928,479-928.5k
GLOBEFLEX CAPITAL L P Sold out -496,172-496.2k
State of New Jersey Common Pension Fund D Reduced -106,545-106.5k
Perpetual Ltd Reduced -80,323-80.3k
VICTORY CAPITAL MANAGEMENT INC Sold out -58,145-58.1k
Alberta Investment Management Corp Sold out -43,572-43.6k
NEUBERGER BERMAN GROUP LLC Reduced -35,409-35.4k
D. E. Shaw & Co., Inc. Sold out -20,588-20.6k
Virtus Investment Advisers, LLC Sold out -19,463-19.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $234.6k2.9k shares
CITADEL ADVISORS LLC Reduced $40.4k500 shares
Belvedere Trading LLC Unchanged $16.2k200 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $808.8k10.0k shares
CITADEL ADVISORS LLC Reduced $97.1k1.2k shares
Belvedere Trading LLC Reduced $8.1k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.14% of their portfolio NEW YORK, NY 1,571,4671.6m $127.1m $127.1m 0.14% Added +536.8k +536,784
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 548,865548.9k $44.4m $44.4m 0.00% Reduced -928.5k -928,479
3 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 543,260543.3k $43.9m $43.9m 0.01% Added +169.4k +169,398
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 515,180515.2k $41.7m $41.7m 0.00% Added +314.4k +314,397
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 258,467258.5k $20.9m $20.9m 0.01% Added +56.5k +56,547
6 OLD MISSION CAPITAL LLC 0.48% of their portfolio CHICAGO, IL 223,989224.0k $18.1m $18.1m 0.48% Added +206.5k +206,534
7 State of New Jersey Common Pension Fund D 0.08% of their portfolio TRENTON, NJ 222,543222.5k $18.0m $18.0m 0.08% Reduced -106.5k -106,545
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 200,000200.0k $16.2m $16.2m 0.00% New
9 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 161,110161.1k $13.0m $13.0m 0.01% Reduced -15.3k -15,329
10 FFG Partners, LLC 5.30% of their portfolio Fort Lauderdale, FL 156,154156.2k $12.6m $12.6m 5.30% Added +47.7k +47,706
11 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 155,300155.3k $12.6m $12.6m 0.00% Unchanged
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 153,193153.2k $12.4m $12.4m 0.01% Added +4.8k +4,808
13 Randolph Co Inc 1.37% of their portfolio Cincinnati, OH 138,461138.5k $11.2m $11.2m 1.37% Added +95 +95
14 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 109,432109.4k $8.9m $8.9m 0.00% Added +3.1k +3,100
15 Adams Wealth Management 1.91% of their portfolio LOGAN, UT 102,677102.7k $8.3m $8.3m 1.91% Added +2.3k +2,284
16 CacheTech Inc. 1.91% of their portfolio LOGAN, UT 102,677102.7k $8.3m $8.3m 1.91% First filing
17 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 75,10275.1k $6.1m $6.1m 0.03% Reduced -3.5k -3,509
18 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 67,30067.3k $5.4m $5.4m 0.03% New
19 Crumly & Associates Inc. 1.49% of their portfolio SPRINGFIELD, IL 64,02564.0k $5.2m $5.2m 1.49% Reduced -597 -597
20 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 63,77063.8k $5.0m $5.0m 0.00% New
21 Mainsail Financial Group, LLC 2.91% of their portfolio BELLEVUE, WA 61,11761.1k $4.9m $4.9m 2.91% Added +12.6k +12,581
22 CAUSEWAY CAPITAL MANAGEMENT LLC 0.13% of their portfolio LOS ANGELES, CA 58,39558.4k $4.7m $4.7m 0.13% Reduced -9.1k -9,055
23 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 56,00056.0k $4.5m $4.5m 0.01% Added +51.7k +51,700
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 52,79252.8k $4.3m $4.3m 0.00% Added +43.2k +43,243
25 Main Management ETF Advisors, LLC 0.21% of their portfolio SAN FRANCISCO, CA 52,30052.3k $4.2m $4.2m 0.21% Added +1.0k +1,000
26 Susquehanna International Group Ltd. 1.06% of their portfolio DUBLIN, L2 52,04652.0k $4.2m $4.2m 1.06% Added +19.5k +19,533
27 Hillsdale Investment Management Inc. 0.29% of their portfolio Toronto, A6 46,10046.1k $3.7m $3.7m 0.29% New
28 ERn Financial, LLC 0.30% of their portfolio MIDDLETON, WI 44,46444.5k $3.6m $3.6m 0.30% Added +18.0k +17,965
29 Calamos Wealth Management LLC 0.19% of their portfolio NAPERVILLE, IL 44,45344.5k $3.6m $3.6m 0.19% Added +3.8k +3,794
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 44,03944.0k $3.6m $3.6m 0.00% Reduced -6.3k -6,281
31 Legal & General Group Plc 0.00% of their portfolio London, X0 43,65043.6k $3.5m $3.5m 0.00% Unchanged
32 WASATCH ADVISORS LP 0.02% of their portfolio SALT LAKE CITY, UT 41,37741.4k $3.3m $3.3m 0.02% Unchanged
33 3EDGE Asset Management, LP 0.26% of their portfolio Naples, FL 40,63640.6k $3.3m $3.3m 0.26% Added +12.7k +12,747
34 PRIMORIS WEALTH ADVISORS, LLC 2.55% of their portfolio North Palm Beach, FL 39,52039.5k $3.2m $3.2m 2.55% Reduced -5.5k -5,500
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 38,90538.9k $3.1m $3.1m 0.00% Added +7.3k +7,270
36 Nipun Capital, L.P. 2.13% of their portfolio Foster City, CA 36,95437.0k $3.0m $3.0m 2.13% Unchanged
37 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 34,08034.1k $2.8m $2.8m 0.00% Added +3.3k +3,334
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,60133.6k $2.7m $2.7m 0.00% Added +4.6k +4,591
39 626 Financial, LLC 1.43% of their portfolio PORTAGE, MI 30,51530.5k $2.5m $2.5m 1.43% Added +24.1k +24,101
40 Perpetual Ltd 0.03% of their portfolio SYDNEY, NEW SOUTH WALES, C3 28,94728.9k $2.3m $2.3m 0.03% Reduced -80.3k -80,323
41 Highland Financial Advisors, LLC 0.86% of their portfolio WAYNE, NJ 28,52828.5k $2.3m $2.3m 0.86% Added +2.5k +2,460
42 MANNING & NAPIER ADVISORS LLC 0.03% of their portfolio Fairport, NY 28,16328.2k $2.3m $2.3m 0.03% First filing
43 TAP Consulting, LLC 0.45% of their portfolio KIRKWOOD, MO 26,30226.3k $2.1m $2.1m 0.45% Added +1.9k +1,903
44 Trek Financial, LLC 0.16% of their portfolio Scottsdale, AZ 24,45124.5k $2.0m $2.0m 0.16% Added +4.0k +4,021
45 Leibman Financial Services, Inc. 1.41% of their portfolio LOUISVILLE, NE 23,52023.5k $1.9m $1.9m 1.41% Added +1.5k +1,469
46 Proficio Capital Partners LLC 0.20% of their portfolio NEWTON, MA 23,08023.1k $1.9m $1.9m 0.20% Unchanged
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,52422.5k $1.8m $1.8m 0.00% Added +1.7k +1,688
48 Anthracite Investment Company, Inc. 0.95% of their portfolio FORT WORTH, TX 22,01022.0k $1.8m $1.8m 0.95% Reduced -10.0k -10,000
49 Belpointe Asset Management LLC 0.12% of their portfolio RENO, NV 21,04421.0k $1.7m $1.7m 0.12% Added +9.8k +9,790
50 BASSO CAPITAL MANAGEMENT, L.P. 1.52% of their portfolio STAMFORD, CT 20,84020.8k $1.7m $1.7m 1.52% Unchanged
51 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 20,47020.5k $1.7m $1.7m 0.01% Added +1.4k +1,404
52 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 20,46520.5k $1.7m $1.7m 0.00% Added +19.7k +19,698
53 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,68019.7k $1.6m $1.6m 0.00% Reduced -2.6k -2,568
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,46119.5k $1.6m $1.6m 0.00% Reduced -2.2k -2,160
55 CENTAURUS FINANCIAL, INC. 0.10% of their portfolio ANAHEIM, CA 18,99019.0k $1.5m $1.5m 0.10% Added +2.2k +2,151
56 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,61018.6k $1.5m $1.5m 0.00% Added +2.1k +2,120
57 DHK Financial Advisors, Inc. 1.04% of their portfolio PORTSMOUTH, NH 18,35418.4k $1.5m $1.5m 1.04% Unchanged
58 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 17,98918.0k $1.5m $1.5m 0.02% Reduced -5.3k -5,349
59 Perigon Wealth Management, LLC 0.04% of their portfolio SAN FRANCISCO, CA 17,62417.6k $1.4m $1.4m 0.04% Added +3.6k +3,555
60 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 17,47017.5k $1.4m $1.4m 0.00% Reduced -4.9k -4,939
61 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 17,00317.0k $1.4m $1.4m 0.01% Reduced -4.2k -4,170
62 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,88216.9k $1.4m $1.4m 0.00% Reduced -6.2k -6,188
63 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,23816.2k $1.3m $1.3m 0.00% Added +2.0k +1,986
64 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 15,96816.0k $1.3m $1.3m 0.00% Reduced -17.7k -17,687
65 Channing Global Advisors, LLC 1.08% of their portfolio Miami, FL 15,89415.9k $1.3m $1.3m 1.08% Reduced -3.4k -3,421
66 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 14,52114.5k $1.2m $1.2m 0.00% Reduced -35.4k -35,409
67 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 14,13214.1k $1.1m $1.1m 0.01% New
68 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 13,58113.6k $1.1m $1.1m 0.03% Added +3.5k +3,506
69 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 11,99212.0k $969.9k $969.9k 0.02% Added +8.0k +8,041
70 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 11,22011.2k $907.5k $907.5k 0.01% Reduced -395 -395
71 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 11,22011.2k $907.5k $907.5k 0.01% Reduced -395 -395
72 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 0.57% of their portfolio DUNMORE, PA 10,75510.8k $869.9k $869.9k 0.57% Reduced -155 -155
73 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,30210.3k $833.0k $833.0k 0.00% New
74 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,29110.3k $832.3k $832.3k 0.01% Reduced -466 -466
75 Bryn Mawr Trust Advisors, LLC 0.04% of their portfolio PHILADELPHIA, PA 9,8149.8k $792.4k $792.4k 0.04% Added +8.5k +8,521
76 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 9,5999.6k $776.4k $776.4k 0.00% Added +3.4k +3,410
77 ADVISORS MANAGEMENT GROUP INC /ADV 0.19% of their portfolio LA CROSSE, WI 9,4549.5k $765.0k $765.0k 0.19% Added +926 +926
78 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 9,1919.2k $743.4k $743.4k 0.00% Reduced -2.5k -2,510
79 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,7608.8k $708.5k $708.5k 0.00% Added +55 +55
80 GG Group Ventures, LLC 0.92% of their portfolio ORLANDO, FL 8,2128.2k $664.0k $664.0k 0.92% First filing
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,0578.1k $651.7k $651.7k 0.00% New
82 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 7,6737.7k $620.6k $620.6k 0.00% Added +3.1k +3,089
83 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,3497.3k $594.4k $594.4k 0.01% Added +635 +635
84 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,7506.8k $545.9k $545.9k 0.00% Added +738 +738
85 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,7306.7k $544.3k $544.3k 0.00% Added +170 +170
86 Ironsides Asset Advisors, LLC 0.18% of their portfolio ROCKY MOUNT, NC 6,6236.6k $535.7k $535.7k 0.18% Added +1.1k +1,075
87 Grey Ledge Advisors, LLC 0.14% of their portfolio GUILFORD, CT 6,4666.5k $523.0k $523.0k 0.14% Unchanged
88 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 6,2296.2k $504.1k $504.1k 0.00% Added +803 +803
89 Belvedere Trading LLC 0.03% of their portfolio CHICAGO, IL 6,0036.0k $485.5k $485.5k 0.03% Reduced -3.1k -3,066
90 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,9175.9k $479.0k $479.0k 0.00% Added +7 +7
91 GHP Investment Advisors, Inc. 0.02% of their portfolio Denver, CO 5,5655.6k $450.1k $450.1k 0.02% Unchanged
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,3855.4k $435.6k $435.6k 0.00% Reduced -2.6k -2,619
93 CAPITAL MANAGEMENT CORP /VA 0.08% of their portfolio GLEN ALLEN, VA 5,2005.2k $420.6k $420.6k 0.08% Unchanged
94 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,1155.1k $413.7k $413.7k 0.00% Added +688 +688
95 Knollwood Investment Advisory, LLC 0.04% of their portfolio HUNT VALLEY, MD 5,0005.0k $404.4k $404.4k 0.04% Unchanged
96 GOULD ASSET MANAGEMENT LLC /CA/ 0.09% of their portfolio CLAREMONT, CA 4,9304.9k $398.7k $398.7k 0.09% Unchanged
97 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 4,9134.9k $397.0k $397.0k 0.00% New
98 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 4,9044.9k $396.6k $396.6k 0.00% Added +132 +132
99 BARD ASSOCIATES INC 0.15% of their portfolio CHICAGO, IL 4,8254.8k $390.2k $390.2k 0.15% Unchanged
100 Realta Investment Advisors 0.08% of their portfolio WILMINGTON, DE 4,8134.8k $389.3k $389.3k 0.08% Added +4.2k +4,242