Vault-13

FIRST TR EXCHANGE-TRADED FD FPX

US EQTY OPPT ETF · ETP · CUSIP 336920103

152 institutional holders -9 vs Q1 2024
3,068,6783.1m shares reported held*
$304.0mreported value*
11 new 18 added 75 reduced 20 sold out net sold ≈ $141.5m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $99.08. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 172Q4 22: 167Q1 23: 162Q2 23: 160Q3 23: 152Q4 23: 167Q1 24: 161Q2 24: 152152Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022172
Q4 2022167
Q1 2023162
Q2 2023160
Q3 2023152
Q4 2023167
Q1 2024161
Q2 2024152

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 37 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 91 cut or sold outQ2 23: 46 bought or addedQ2 23: 83 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 90 cut or sold outQ4 23: 40 bought or addedQ4 23: 88 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 99 cut or sold outQ2 24: 29 bought or addedQ2 24: 95 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202237108
Q1 20235391
Q2 20234683
Q3 20233990
Q4 20234088
Q1 20244499
Q2 20242995

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $115.1kQ4 23 puts: $86.3kQ4 23P/C 0.75Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$115.1k$86.3k0.75
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

CITADEL ADVISORS LLC Added +38,883+38.9k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC New +13,322+13.3k
GOLDMAN SACHS GROUP INC Added +7,948+7.9k
JANE STREET GROUP, LLC Added +7,423+7.4k
IFG Advisory, LLC New +6,668+6.7k
Kovack Advisors, Inc. New +5,974+6.0k
OLD MISSION CAPITAL LLC New +4,430+4.4k
Focus Partners Wealth New +4,000+4.0k
Ameritas Advisory Services, LLC New +3,100+3.1k
Creative Planning Added +2,954+3.0k

Biggest sellers

MORGAN STANLEY Reduced -1,180,638-1.2m
SageView Advisory Group, LLC Sold out -71,526-71.5k
GeoWealth Management, LLC Sold out -71,378-71.4k
Janney Montgomery Scott LLC Sold out -47,307-47.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -26,357-26.4k
OSAIC HOLDINGS, INC. Reduced -18,405-18.4k
Advisory Alpha, LLC Reduced -14,952-15.0k
Cetera Investment Advisers Reduced -14,563-14.6k
Cedar Brook Financial Partners, LLC Sold out -14,148-14.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -9,929-9.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 568,698568.7k $56.5m $56.5m 0.00% Reduced -1.2m -1,180,638
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 336,009336.0k $33.4m $33.4m 0.02% Reduced -2.6k -2,627
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 258,820258.8k $25.7m $25.7m 0.01% Reduced -1.1k -1,099
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 127,257127.3k $12.6m $12.6m 0.00% Added +419 +419
5 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 115,441115.4k $11.5m $11.5m 0.03% Reduced -14.6k -14,563
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 94,84494.8k $9.4m $9.4m 0.01% Reduced -9.9k -9,929
7 Arax Advisory Partners 0.88% of their portfolio NEW YORK, NY 91,27591.3k $9.1m $9.1m 0.88% Reduced -1.5k -1,458
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 84,90584.9k $8.4m $8.4m 0.00% Reduced -469 -469
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 82,30082.3k $8.2m $8.2m 0.01% Reduced -1.4k -1,430
10 Cassia Capital Partners, LLC 4.66% of their portfolio WINSTON SALEM, NC 71,12171.1k $7.1m $7.1m 4.66% Added +2.8k +2,754
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 60,40060.4k $6.0m $6.0m 0.00% Reduced -6.6k -6,626
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 54,06354.1k $5.4m $5.4m 0.00% Added +2.0k +1,952
13 Good Life Advisors, LLC 0.43% of their portfolio READING, PA 52,92252.9k $5.3m $5.3m 0.43% Reduced -3.5k -3,462
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 51,83151.8k $5.1m $5.1m 0.00% Reduced -2.6k -2,634
15 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 49,14349.1k $4.9m $4.9m 0.01% Reduced -2.2k -2,206
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 48,88148.9k $4.9m $4.9m 0.00% Added +38.9k +38,883
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 46,99047.0k $4.7m $4.7m 0.02% Reduced -1.3k -1,313
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 45,19045.2k $4.5m $4.5m 0.01% Reduced -1.4k -1,375
19 TWIN PEAKS WEALTH ADVISORS, LLC 2.15% of their portfolio SAN FRANCISCO, CA 43,29343.3k $4.3m $4.3m 2.15% Reduced -914 -914
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 41,50641.5k $4.1m $4.1m 0.01% Reduced -18.4k -18,405
21 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 37,73037.7k $3.7m $3.7m 0.01% Reduced -1.6k -1,649
22 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 32,93632.9k $3.3m $3.3m 0.01% Reduced -26.4k -26,357
23 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 31,97732.0k $3.2m $3.2m 0.11% Reduced -181 -181
24 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 31,86631.9k $3.2m $3.2m 0.03% Reduced -2.9k -2,908
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,25528.3k $2.8m $2.8m 0.00% Added +7.9k +7,948
26 COTTONWOOD CAPITAL ADVISORS, LLC 1.85% of their portfolio SALT LAKE CITY, UT 27,72727.7k $2.4m $2.4m 1.85% Reduced -393 -393
27 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 24,11124.1k $2.0m $2.0m 0.01% Reduced -7.6k -7,631
28 Western Wealth Management, LLC 0.17% of their portfolio GOLDEN, CO 23,64623.6k $2.3m $2.3m 0.17% Reduced -421 -421
29 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 21,12421.1k $2.1m $2.1m 0.01% Reduced -941 -941
30 Chicago Partners Investment Group LLC 0.07% of their portfolio CHICAGO, IL 19,69719.7k $1.9m $1.9m 0.07% Reduced -193 -193
31 Onyx Bridge Wealth Group LLC 0.28% of their portfolio TARRYTOWN, NY 17,15417.2k $1.7m $1.7m 0.28% Reduced -840 -840
32 Fernwood Investment Management, LLC 0.49% of their portfolio QUINCY, MA 16,01416.0k $1.6m $1.6m 0.49% Unchanged
33 CALTON & ASSOCIATES, INC. 0.69% of their portfolio Tampa, FL 13,84213.8k $1.4m $1.4m 0.69% Reduced -1.4k -1,421
34 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.03% of their portfolio LOS ANGELES, CA 13,32213.3k $1.3m $1.3m 0.03% New
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,27613.3k $1.3m $1.3m 0.00% Added +2.0k +1,985
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 12,76812.8k $1.3m $1.3m 0.01% Reduced -1.3k -1,300
37 Spectrum Wealth Advisory Group, LLC 1.31% of their portfolio GRANITE BAY, CA 12,35312.4k $1.2m $1.2m 1.31% Unchanged
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,32912.3k $1.2m $1.2m 0.00% Reduced -2.1k -2,128
39 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 11,83611.8k $1.2m $1.2m 0.02% Added +84 +84
40 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 11,49511.5k $1.1m $1.1m 0.01% Added +58 +58
41 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,09910.1k $1.0m $1.0m 0.00% Reduced -6.3k -6,344
42 Kraft, Davis & Associates, LLC 0.30% of their portfolio St. Louis, MO 9,97510.0k $993.9k $993.9k 0.30% Reduced -2.7k -2,736
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,3319.3k $926.9k $926.9k 0.00% Added +7.4k +7,423
44 Pacific Sun Financial Corp 0.52% of their portfolio LOS ANGELES, CA 8,7798.8k $872.1k $872.1k 0.52% Reduced -160 -160
45 Householder Group Estate & Retirement Specialist, LLC 0.24% of their portfolio SCOTTSDALE, AZ 8,4588.5k $840.0k $840.0k 0.24% Reduced -1.2k -1,154
46 PCG Wealth Advisors, LLC 0.35% of their portfolio OVERLAND PARK, KS 8,2008.2k $814.5k $814.5k 0.35% Reduced -21 -21
47 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 8,0958.1k $804.1k $804.1k 0.02% Reduced -210 -210
48 Clarus Wealth Advisors 0.39% of their portfolio PEORIA, AZ 7,3297.3k $737.1k $737.1k 0.39% Reduced -393 -393
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,0747.1k $702.7k $702.7k 0.00% Added +3.0k +2,954
50 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 6,7286.7k $668.3k $668.3k 0.02% Reduced -322 -322
51 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 6,6686.7k $662.4k $662.4k 0.04% New
52 INSIGNEO ADVISORY SERVICES, LLC 0.07% of their portfolio MIAMI, FL 6,5366.5k $603.5k $603.5k 0.07% Reduced -1.3k -1,303
53 NTV Asset Management LLC 0.09% of their portfolio Charleston, WV 6,5306.5k $648.6k $648.6k 0.09% Reduced -300 -300
54 Concentrum Wealth Management 0.27% of their portfolio SAN JOSE, CA 6,4076.4k $636.4k $636.4k 0.27% Reduced -200 -200
55 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,3806.4k $633.8k $633.8k 0.00% Reduced -1.4k -1,422
56 Cornerstone Wealth Management, LLC 0.05% of their portfolio ST. PETERS, MO 6,2036.2k $616.2k $616.2k 0.05% Reduced -491 -491
57 Investors Research Corp 0.14% of their portfolio ATLANTA, GA 6,1556.2k $611.4k $611.4k 0.14% Added +147 +147
58 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 6,1246.1k $608.3k $608.3k 0.01% Reduced -2 -2
59 Cascade Investment Advisors, Inc. 0.41% of their portfolio Oregon City, OR 6,0666.1k $602.6k $602.6k 0.41% Added +75 +75
60 Kovack Advisors, Inc. 0.07% of their portfolio FT. LAUDERDALE, FL 5,9746.0k $593.4k $593.4k 0.07% New
61 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 5,7115.7k $568.0k $568.0k 0.02% Reduced -14 -14
62 Atlas Private Wealth Advisors 0.09% of their portfolio RED BANK, NJ 5,5885.6k $555.0k $555.0k 0.09% Added +2.4k +2,427
63 RDA Financial Network 0.18% of their portfolio AKRON, IA 5,5615.6k $552.4k $552.4k 0.18% Reduced -28 -28
64 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 5,4655.5k $542.9k $542.9k 0.01% Reduced -482 -482
65 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 5,4285.4k $539.0k $539.0k 0.01% Reduced -1.3k -1,254
66 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 5,3255.3k $529.0k $529.0k 0.00% Unchanged
67 ICA Group Wealth Management, LLC 0.32% of their portfolio DENVER, CO 5,3245.3k $529.0k $529.0k 0.32% Unchanged
68 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,2225.2k $519.0k $519.0k 0.00% Reduced -461 -461
69 FMR LLC 0.00% of their portfolio BOSTON, MA 4,9424.9k $490.9k $490.9k 0.00% Reduced -47 -47
70 Impact Partnership Wealth, LLC 0.12% of their portfolio MARIETTA, GA 4,7364.7k $470.4k $470.4k 0.12% Added +149 +149
71 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.19% of their portfolio Phoenix, AZ 4,5574.6k $452.7k $452.7k 0.19% Reduced -750 -750
72 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 4,4304.4k $440.1k $440.1k 0.01% New
73 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 4,0884.1k $406.1k $406.1k 0.03% Reduced -14 -14
74 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,0474.0k $402.1k $402.1k 0.01% Reduced -926 -926
75 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 4,0004.0k $397.0k $397.0k 0.00% New
76 Advisory Alpha, LLC 0.02% of their portfolio HOLLAND, MI 3,9564.0k $393.0k $393.0k 0.02% Reduced -15.0k -14,952
77 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 3,7993.8k $377.3k $377.3k 0.01% Added +168 +168
78 Boyce & Associates Wealth Consulting, Inc. 0.42% of their portfolio CEDAR PARK, TX 3,5653.6k $354.1k $354.1k 0.42% Unchanged
79 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 3,5613.6k $353.8k $353.8k 0.00% Added +181 +181
80 Accel Wealth Management 0.14% of their portfolio WAVERLY, IA 3,5093.5k $348.6k $348.6k 0.14% Reduced -678 -678
81 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 3,4443.4k $342.1k $342.1k 0.01% Reduced -1.5k -1,453
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,4323.4k $341.0k $341.0k 0.00% Reduced -105 -105
83 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 3,3633.4k $334.0k $334.0k 0.00% Reduced -285 -285
84 Legacy Trust 0.08% of their portfolio GRAND RAPIDS, MI 3,3293.3k $330.7k $330.7k 0.08% Unchanged
85 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,1003.1k $307.9k $307.9k 0.01% New
86 Patten Group, Inc. 0.07% of their portfolio CHATTANOOGA, TN 3,0873.1k $306.7k $306.7k 0.07% Added +24 +24
87 Alpha Omega Group, Inc. 0.37% of their portfolio RESTON, VA 2,9503.0k $293.0k $293.0k 0.37% Added +8 +8
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,8662.9k $284.7k $284.7k 0.00% Reduced -1.7k -1,667
89 SMITH, MOORE & CO. 0.03% of their portfolio CLAYTON, MO 2,8292.8k $281.0k $281.0k 0.03% Unchanged
90 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,7492.7k $275.4k $275.4k 0.00% Reduced -85 -85
91 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 2,6522.7k $263.0k $263.0k 0.01% Reduced -288 -288
92 Accredited Investors Inc. 0.02% of their portfolio EDINA, MN 2,6492.6k $263.1k $263.1k 0.02% Unchanged
93 Family Capital Management, Inc. 0.17% of their portfolio GRAND RAPIDS, MI 2,5392.5k $252.2k $252.2k 0.17% Unchanged
94 Intrua Financial, LLC 0.04% of their portfolio Houston, TX 2,4382.4k $242.2k $242.2k 0.04% Reduced -200 -200
95 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 2,4192.4k $240.3k $240.3k 0.02% Reduced -136 -136
96 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 2,3952.4k $237.9k $237.9k 0.02% Reduced -200 -200
97 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,3212.3k $230.5k $230.5k 0.00% Reduced -273 -273
98 Wiser Advisor Group LLC 0.36% of their portfolio PHOENIX, AZ 2,3152.3k $229.9k $229.9k 0.36% Reduced -53 -53
99 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 2,2822.3k $226.7k $226.7k 0.00% Reduced -158 -158
100 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 2,2172.2k $220.2k $220.2k 0.01% Reduced -321 -321