Vault-13

CAPITAL GRP FIXED INCM ETF T CGSD

SHORT DURATION · ETP · CUSIP 14020Y409

83 institutional holders +5 vs Q1 2024
14,471,88114.5m shares reported held*
$367.8mreported value*
14 new 46 added 17 reduced 10 sold out net bought ≈ $86.0m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($104.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.41.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 13Q1 23: 33Q2 23: 46Q3 23: 54Q4 23: 70Q1 24: 78Q2 24: 8383Q4 22Q2 23Q4 23Q2 24
Numbers
QuarterHolders
Q4 202213
Q1 202333
Q2 202346
Q3 202354
Q4 202370
Q1 202478
Q2 202483

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 30 bought or addedQ1 23: 3 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 34 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 47 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 58 bought or addedQ1 24: 18 cut or sold outQ1 24Q2 24: 60 bought or addedQ2 24: 27 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023303
Q2 2023398
Q3 20233417
Q4 20234718
Q1 20245818
Q2 20246027

Biggest buyers

Capital Group Private Client Services, Inc. Added +1,797,927+1.8m
OSAIC HOLDINGS, INC. Added +492,840+492.8k
WNY Asset Management, LLC Added +436,948+436.9k
LPL Financial LLC Added +198,160+198.2k
Ameritas Advisory Services, LLC New +136,064+136.1k
UBS Group AG Added +135,033+135.0k
KESTRA PRIVATE WEALTH SERVICES, LLC New +125,846+125.8k
Bridgewealth Advisory Group, LLC Added +123,369+123.4k
MORGAN STANLEY Added +119,559+119.6k
ENVESTNET ASSET MANAGEMENT INC Added +119,082+119.1k

Biggest sellers

LINCOLN NATIONAL CORP Sold out -493,397-493.4k
JANE STREET GROUP, LLC Reduced -144,594-144.6k
BANK OF MONTREAL /CAN/ Sold out -64,861-64.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -62,335-62.3k
McIlrath & Eck, LLC Reduced -50,780-50.8k
HARTLINE INVESTMENT CORP/ Sold out -48,766-48.8k
OLD MISSION CAPITAL LLC Reduced -47,274-47.3k
Sigma Planning Corp Sold out -34,348-34.3k
GOLDMAN SACHS GROUP INC Sold out -31,580-31.6k
FLOW TRADERS U.S. LLC Sold out -15,447-15.4k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 0.55% of their portfolio Los Angeles, CA 2,152,9652.2m $54.7m $54.7m 0.55% Added +1.8m +1,797,927
2 McIlrath & Eck, LLC 4.87% of their portfolio ARLINGTON, WA 1,291,0771.3m $32.8m $32.8m 4.87% Reduced -50.8k -50,780
3 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,288,5661.3m $32.7m $32.7m 0.05% Added +29.4k +29,420
4 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,044,3681.0m $26.5m $26.5m 0.06% Added +492.8k +492,840
5 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 964,072964.1k $24.5m $24.5m 0.06% Added +24.3k +24,259
6 WNY Asset Management, LLC 3.20% of their portfolio Williamsville, NY 951,572951.6k $24.2m $24.2m 3.20% Added +436.9k +436,948
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 898,175898.2k $22.8m $22.8m 0.01% Added +198.2k +198,160
8 Bridgewealth Advisory Group, LLC 5.99% of their portfolio Fresno, CA 532,318532.3k $13.5m $13.5m 5.99% Added +123.4k +123,369
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 477,219477.2k $12.1m $12.1m 0.00% Added +135.0k +135,033
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 409,535409.5k $10.4m $10.4m 0.00% Added +119.1k +119,082
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 360,930360.9k $9.2m $9.2m 0.00% Added +119.6k +119,559
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 294,734294.7k $7.5m $7.5m 0.00% Added +46.7k +46,672
13 Souders Financial Advisors 0.91% of their portfolio CINCINNATI, OH 237,239237.2k $6.0m $6.0m 0.91% Added +7.2k +7,199
14 New England Capital Financial Advisors LLC 3.03% of their portfolio MERIDEN, CT 213,326213.3k $5.4m $5.4m 3.03% Added +9.0k +9,029
15 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 198,982199.0k $5.1m $5.1m 0.02% Added +50.5k +50,451
16 ROTHSCHILD INVESTMENT LLC 0.28% of their portfolio CHICAGO, IL 155,482155.5k $4.0m $4.0m 0.28% Added +10.7k +10,716
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 152,989153.0k $3.9m $3.9m 0.01% Added +12.0k +12,046
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 136,303136.3k $3.5m $3.5m 0.00% Added +104.5k +104,499
19 Ameritas Advisory Services, LLC 0.13% of their portfolio Lincoln, NE 136,064136.1k $3.5m $3.5m 0.13% New
20 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 125,846125.8k $3.2m $3.2m 0.06% New
21 BlackDiamond Wealth Management, LLC 2.06% of their portfolio NEW YORK, NY 121,998122.0k $3.1m $3.1m 2.06% Added +2.7k +2,718
22 BENJAMIN F. EDWARDS & COMPANY, INC. 0.05% of their portfolio ST. LOUIS, MO 121,685121.7k $3.1m $3.1m 0.05% Reduced -212 -212
23 Capital International Investors 0.00% of their portfolio Los Angeles, CA 120,969121.0k $3.1m $3.1m 0.00% Added +11.0k +10,969
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 120,821120.8k $3.1m $3.1m 0.00% Added +6.0k +6,041
25 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.27% of their portfolio ORLANDO, FL 112,217112.2k $2.9m $2.9m 0.27% Added +336 +336
26 SOL Capital Management CO 0.30% of their portfolio ROCKVILLE, MD 99,25299.3k $2.5m $2.5m 0.30% Reduced -12.1k -12,140
27 Lodestone Wealth Management LLC 1.32% of their portfolio SPOKANE, WA 98,26298.3k $2.5m $2.5m 1.32% Added +2.6k +2,561
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 97,02597.0k $2.5m $2.5m 0.00% Added +32.7k +32,683
29 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 95,02395.0k $2.4m $2.4m 0.06% Reduced -47.3k -47,274
30 FINANCIAL MANAGEMENT NETWORK INC 0.51% of their portfolio MISSION VIEJO, CA 82,77282.8k $2.1m $2.1m 0.51% Added +7.8k +7,814
31 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 74,00374.0k $1.9m $1.9m 0.02% Added +42.3k +42,279
32 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 71,53571.5k $1.8m $1.8m 0.01% Added +19.8k +19,780
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 70,86370.9k $1.8m $1.8m 0.00% Added +44.8k +44,753
34 Inspire Advisors, LLC 0.24% of their portfolio Meridian, ID 70,19870.2k $1.8m $1.8m 0.24% Added +4.5k +4,457
35 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 64,41164.4k $1.6m $1.6m 0.01% Added +3.2k +3,199
36 DeDora Capital, Inc. 0.45% of their portfolio Napa, CA 57,33257.3k $1.5m $1.5m 0.45% Added +2.5k +2,450
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 56,07356.1k $1.4m $1.4m 0.00% Added +38.9k +38,937
38 Simplicity Wealth,LLC 0.03% of their portfolio SUMMIT, NJ 49,24849.2k $1.3m $1.3m 0.03% Added +12.1k +12,129
39 Bleakley Financial Group, LLC 0.04% of their portfolio PARSIPPANY, NJ 49,24849.2k $1.3m $1.3m 0.04% Added +12.1k +12,129
40 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.19% of their portfolio CONCORD, MA 45,28745.3k $1.2m $1.2m 0.19% Reduced -3.5k -3,479
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 42,12442.1k $1.1m $1.1m 0.00% Reduced -2.9k -2,857
42 Continuum Advisory, LLC 0.14% of their portfolio EAGLE, ID 39,05239.1k $992.3k $992.3k 0.14% Added +4.5k +4,452
43 Burford Brothers, Inc. 0.57% of their portfolio DALLAS, TX 38,38338.4k $975.3k $975.3k 0.57% Added +87 +87
44 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 38,30038.3k $973.2k $973.2k 0.00% Reduced -144.6k -144,594
45 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 38,05238.1k $966.9k $966.9k 0.03% Added +304 +304
46 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 35,32835.3k $897.7k $897.7k 0.03% New
47 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 34,62134.6k $879.7k $879.7k 0.01% Added +9.1k +9,083
48 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 32,55232.6k $835.3k $835.3k 0.03% Added +6.8k +6,838
49 Kestra Investment Management, LLC 0.06% of their portfolio AUSTIN, TX 31,85631.9k $809.5k $809.5k 0.06% First filing
50 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 29,45029.4k $748.3k $748.3k 0.01% Unchanged
51 GUARDIAN WEALTH ADVISORS, LLC / NC 0.09% of their portfolio RALEIGH, NC 29,45029.4k $748.3k $748.3k 0.09% Unchanged
52 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 28,57328.6k $726.0k $726.0k 0.05% Added +5.9k +5,884
53 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 25,89425.9k $658.0k $658.0k 0.03% Reduced -1.9k -1,852
54 Saxony Capital Management, LLC 0.62% of their portfolio ST. LOUIS, MO 22,14722.1k $562.8k $562.8k 0.62% New
55 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 21,41921.4k $544.3k $544.3k 0.02% Reduced -2.7k -2,720
56 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 19,88719.9k $505.0k $505.0k 0.05% Reduced -399 -399
57 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 19,43219.4k $493.8k $493.8k 0.00% New
58 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 19,15019.1k $486.6k $486.6k 0.02% New
59 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 19,06919.1k $484.5k $484.5k 0.00% Added +1.8k +1,756
60 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 18,30218.3k $468.0k $468.0k 0.00% Added +7.2k +7,224
61 Strategic Family Wealth Counselors, L.L.C. 0.17% of their portfolio FAIRFIELD, NJ 17,62317.6k $447.8k $447.8k 0.17% New
62 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 17,55117.6k $446.0k $446.0k 0.00% Added +13.6k +13,612
63 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 17,12317.1k $435.1k $435.1k 0.01% New
64 LongView Wealth Management 0.15% of their portfolio ATLANTA, GA 16,35516.4k $415.6k $415.6k 0.15% New
65 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 14,74014.7k $374.5k $374.5k 0.02% Added +3.6k +3,650
66 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,67414.7k $373.0k $373.0k 0.00% Added +43 +43
67 Ausdal Financial Partners, Inc. 0.04% of their portfolio Davenport, IA 14,35214.4k $364.7k $364.7k 0.04% New
68 CGN Advisors LLC 0.04% of their portfolio MANHATTAN, KS 13,06813.1k $332.1k $332.1k 0.04% Added +251 +251
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,82412.8k $325.9k $325.9k 0.00% Reduced -62.3k -62,335
70 TrueWealth Advisors, LLC 0.11% of their portfolio BIRMINGHAM, AL 11,27111.3k $286.4k $286.4k 0.11% New
71 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 10,06510.1k $256.6k $256.6k 0.02% Reduced -740 -740
72 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 8,7008.7k $221.1k $221.1k 0.00% Unchanged
73 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 8,3008.3k $210.9k $210.9k 0.01% Unchanged
74 ST GERMAIN D J CO INC 0.01% of their portfolio SPRINGFIELD, MA 5,7015.7k $144.9k $144.9k 0.01% Reduced -4.5k -4,524
75 WR Wealth Planners, LLC 0.04% of their portfolio COLUMBIA, MO 5,3715.4k $136.5k $136.5k 0.04% Reduced -175 -175
76 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,1821.2k $30.0k $30.0k 0.00% Reduced -8.4k -8,381
77 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,0001.0k $25.4k $25.4k 0.00% Unchanged
78 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 840840 $21.3k $21.3k 0.00% Added +13 +13
79 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 780780 $19.8k $19.8k 0.00% New
80 Signature Resources Capital Management, LLC 0.02% of their portfolio NEWPORT BEACH, CA 778778 $19.8k $19.8k 0.02% Reduced -95 -95
81 Raleigh Capital Management Inc. 0.01% of their portfolio CARY, NC 546546 $13.9k $13.9k 0.01% New
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 132132 $3.4k $3.4k 0.00% New
83 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 44 $184 $184 0.00% Reduced -6.1k -6,070