Vault-13

CAPITAL GROUP CORE EQUITY ET CGUS

SHS CREATION UNI · ETP · CUSIP 14020V108

246 institutional holders +43 vs Q1 2024
58,569,81758.6m shares reported held*
$1.9bnreported value*
46 new 142 added 38 reduced 9 sold out net bought ≈ $336.9m (+10.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.25. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 67Q4 22: 93Q1 23: 107Q2 23: 118Q3 23: 148Q4 23: 184Q1 24: 203Q2 24: 246246Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202267
Q4 202293
Q1 2023107
Q2 2023118
Q3 2023148
Q4 2023184
Q1 2024203
Q2 2024246

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 78 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 80 bought or addedQ1 23: 18 cut or sold outQ2 23: 79 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 118 bought or addedQ3 23: 17 cut or sold outQ4 23: 137 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 150 bought or addedQ1 24: 45 cut or sold outQ2 24: 188 bought or addedQ2 24: 47 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227810
Q1 20238018
Q2 20237927
Q3 202311817
Q4 202313727
Q1 202415045
Q2 202418847

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $233.5kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$233.5k$00.00
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +1,788,276+1.8m
ENVESTNET ASSET MANAGEMENT INC Added +1,311,729+1.3m
CAPTRUST FINANCIAL ADVISORS Added +1,158,209+1.2m
LPL Financial LLC Added +883,726+883.7k
SEI INVESTMENTS CO New +755,464+755.5k
RAYMOND JAMES & ASSOCIATES Added +670,052+670.1k
Kestra Advisory Services, LLC Added +428,309+428.3k
OSAIC HOLDINGS, INC. Added +394,167+394.2k
JONES FINANCIAL COMPANIES LLLP Added +342,375+342.4k
Capital Group Private Client Services, Inc. Added +301,844+301.8k

Biggest sellers

Summit Investment Advisory Services, LLC Sold out -571,128-571.1k
LINCOLN NATIONAL CORP Sold out -322,800-322.8k
Janney Montgomery Scott LLC Sold out -312,680-312.7k
STIFEL FINANCIAL CORP Reduced -296,739-296.7k
OLD MISSION CAPITAL LLC Reduced -179,945-179.9k
Aptus Capital Advisors, LLC Reduced -166,918-166.9k
Faithward Advisors, LLC Reduced -121,695-121.7k
AFS Financial Group, LLC Reduced -103,943-103.9k
Cedar Brook Financial Partners, LLC Sold out -56,751-56.8k
Merit Financial Group, LLC Reduced -38,839-38.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 5,892,2245.9m $190.0m $190.0m 0.07% Added +1.3m +1,311,729
2 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 4,913,7104.9m $158.5m $158.5m 0.08% Added +883.7k +883,726
3 Capital Group Private Client Services, Inc. 1.17% of their portfolio Los Angeles, CA 3,618,5393.6m $116.7m $116.7m 1.17% Added +301.8k +301,844
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 2,474,4942.5m $79.8m $79.8m 0.08% Added +270.2k +270,168
5 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 2,339,0832.3m $75.4m $75.4m 0.17% Added +155.3k +155,260
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,273,2592.3m $73.3m $73.3m 0.01% Added +1.8m +1,788,276
7 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 2,210,4842.2m $71.3m $71.3m 0.05% Added +670.1k +670,052
8 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 2,072,2462.1m $66.8m $66.8m 0.11% Added +91.6k +91,644
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,745,0191.7m $56.3m $56.3m 0.01% Added +297.3k +297,343
10 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,716,8301.7m $55.4m $55.4m 0.08% Added +211.3k +211,269
11 Cambridge Investment Research Advisors, Inc. 0.19% of their portfolio FAIRFIELD, IA 1,580,2571.6m $51.0m $51.0m 0.19% Added +158.5k +158,486
12 MML INVESTORS SERVICES, LLC 0.20% of their portfolio SPRINGFIELD, MA 1,541,6161.5m $49.7m $49.7m 0.20% Added +200.0k +200,027
13 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,492,7041.5m $48.1m $48.1m 0.11% Added +394.2k +394,167
14 CAPTRUST FINANCIAL ADVISORS 0.13% of their portfolio RALEIGH, NC 1,227,9181.2m $39.6m $39.6m 0.13% Added +1.2m +1,158,209
15 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,152,4701.2m $37.2m $37.2m 0.01% Added +211.0k +210,978
16 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 916,428916.4k $29.6m $29.6m 0.06% Added +2.9k +2,894
17 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 894,431894.4k $28.8m $28.8m 0.03% Reduced -296.7k -296,739
18 CWM, LLC 0.13% of their portfolio OMAHA, NE 838,407838.4k $27.0m $27.0m 0.13% Added +74.6k +74,613
19 Kestra Advisory Services, LLC 0.15% of their portfolio AUSTIN, TX 826,369826.4k $26.7m $26.7m 0.15% Added +428.3k +428,309
20 Midwest Heritage Bank, FSB 13.04% of their portfolio WEST DES MOINES, IA 800,030800.0k $25.8m $25.8m 13.04% Added +78.4k +78,417
21 HUB Investment Partners, LLC 1.19% of their portfolio AUSTIN, TX 764,797764.8k $24.7m $24.7m 1.19% Added +134.9k +134,875
22 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 755,464755.5k $24.4m $24.4m 0.03% New
23 Souders Financial Advisors 3.67% of their portfolio CINCINNATI, OH 753,795753.8k $24.3m $24.3m 3.67% Added +14.2k +14,173
24 ASSETMARK, INC 0.07% of their portfolio CONCORD, CA 745,305745.3k $24.0m $24.0m 0.07% Added +27.8k +27,794
25 UBS Group AG 0.01% of their portfolio ZURICH, V8 668,314668.3k $21.6m $21.6m 0.01% Added +192.2k +192,165
26 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 642,363642.4k $20.7m $20.7m 0.15% Added +197.5k +197,479
27 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 588,249588.2k $19.0m $19.0m 0.02% Added +342.4k +342,375
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 575,939575.9k $18.6m $18.6m 0.04% Reduced -12.3k -12,325
29 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 487,169487.2k $15.7m $15.7m 0.11% Added +120.2k +120,183
30 Vantage Financial Partners Ltd., Inc. 3.65% of their portfolio ARLINGTON HEIGHTS, IL 455,246455.2k $14.7m $14.7m 3.65% Added +77.4k +77,427
31 Advisory Services Network, LLC 0.28% of their portfolio ATLANTA, GA 415,799415.8k $13.4m $13.4m 0.28% Added +147.7k +147,676
32 D.A. DAVIDSON & CO. 0.11% of their portfolio GREAT FALLS, MT 391,616391.6k $12.6m $12.6m 0.11% Added +17.4k +17,397
33 Strategic Blueprint, LLC 0.79% of their portfolio ATLANTA, GA 360,703360.7k $11.6m $11.6m 0.79% Added +9.2k +9,170
34 Orion Porfolio Solutions, LLC 0.12% of their portfolio OMAHA, NE 350,706350.7k $11.3m $11.3m 0.12% Added +19.4k +19,442
35 Orion Portfolio Solutions, LLC 0.12% of their portfolio Omaha, NE 350,706350.7k $11.3m $11.3m 0.12% Added +19.4k +19,442
36 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 339,631339.6k $11.0m $11.0m 0.04% Added +28.3k +28,269
37 Vestmark Advisory Solutions, Inc. 0.44% of their portfolio Wakefield, MA 330,318330.3k $10.7m $10.7m 0.44% Added +45.2k +45,176
38 HARBOUR INVESTMENTS, INC. 0.35% of their portfolio MADISON, WI 319,939319.9k $10.3m $10.3m 0.35% Reduced -3.9k -3,916
39 Sunbelt Securities, Inc. 0.99% of their portfolio HOUSTON, TX 299,002299.0k $9.6m $9.6m 0.99% Added +56.5k +56,477
40 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 286,846286.8k $9.3m $9.3m 0.10% Added +32.6k +32,596
41 Burford Brothers, Inc. 4.73% of their portfolio DALLAS, TX 252,094252.1k $8.1m $8.1m 4.73% Added +67.4k +67,386
42 &PARTNERS 0.36% of their portfolio NASHVILLE, TN 251,998252.0k $8.1m $8.1m 0.36% Added +7.4k +7,420
43 Investment Planning Advisors, Inc. 4.06% of their portfolio CUMMING, GA 246,626246.6k $8.0m $8.0m 4.06% First filing
44 BENJAMIN F. EDWARDS & COMPANY, INC. 0.14% of their portfolio ST. LOUIS, MO 239,649239.6k $7.7m $7.7m 0.14% Added +5.4k +5,385
45 Wealthcare Advisory Partners LLC 0.24% of their portfolio WEST CHESTER, PA 233,572233.6k $7.5m $7.5m 0.24% Added +12.3k +12,284
46 FinDec Wealth Services, Inc. 4.63% of their portfolio Stockton, CA 227,267227.3k $7.3m $7.3m 4.63% Reduced -9.4k -9,369
47 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.29% of their portfolio RICHMOND, VA 225,792225.8k $7.3m $7.3m 0.29% Reduced -18.7k -18,712
48 Essex Financial Services, Inc. 0.52% of their portfolio ESSEX, CT 221,048221.0k $7.1m $7.1m 0.52% Added +98.0k +97,971
49 Valmark Advisers, Inc. 0.12% of their portfolio AKRON, OH 217,031217.0k $7.0m $7.0m 0.12% Added +20.8k +20,793
50 OLD MISSION CAPITAL LLC 0.18% of their portfolio CHICAGO, IL 211,934211.9k $6.8m $6.8m 0.18% Reduced -179.9k -179,945
51 ST GERMAIN D J CO INC 0.31% of their portfolio SPRINGFIELD, MA 197,589197.6k $6.4m $6.4m 0.31% Added +42.0k +41,990
52 Bridgewealth Advisory Group, LLC 2.78% of their portfolio Fresno, CA 194,820194.8k $6.3m $6.3m 2.78% Added +38.6k +38,577
53 AA Financial Advisors, LLC 2.18% of their portfolio Columbus, OH 192,132192.1k $6.2m $6.2m 2.18% Added +88.4k +88,387
54 SMITH, MOORE & CO. 0.63% of their portfolio CLAYTON, MO 190,929190.9k $6.2m $6.2m 0.63% Added +3.3k +3,343
55 Dynamic Advisor Solutions LLC 0.19% of their portfolio PHOENIX, AZ 185,361185.4k $6.0m $6.0m 0.19% New
56 CREATIVE FINANCIAL DESIGNS INC /ADV 0.52% of their portfolio KOKOMO, IN 179,458179.5k $5.8m $5.8m 0.52% Added +61.2k +61,163
57 PRINCIPAL SECURITIES, INC. 0.15% of their portfolio DES MOINES, IA 171,419171.4k $5.5m $5.5m 0.15% Added +31.5k +31,457
58 Gerber Kawasaki Wealth & Investment Management 0.27% of their portfolio SANTA MONICA, CA 166,594166.6k $5.4m $5.4m 0.27% Added +6.3k +6,318
59 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 132,810132.8k $4.3m $4.3m 0.01% Added +16.4k +16,424
60 Continuum Advisory, LLC 0.59% of their portfolio EAGLE, ID 126,818126.8k $4.1m $4.1m 0.59% Added +8.5k +8,499
61 LANARK FINANCIAL, INC. 0.34% of their portfolio BIRMINGHAM, AL 115,446115.4k $3.7m $3.7m 0.34% Added +20.2k +20,201
62 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 104,259104.3k $3.4m $3.4m 0.01% Added +12.7k +12,739
63 BARNES PETTEY FINANCIAL ADVISORS, LLC 2.83% of their portfolio CLARKSDALE, MS 101,972102.0k $3.3m $3.3m 2.83% Reduced -3.2k -3,158
64 FOUNDERS FINANCIAL SECURITIES LLC 0.31% of their portfolio TOWSON, MD 100,677100.7k $3.2m $3.2m 0.31% Added +19.3k +19,321
65 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 95,60495.6k $3.1m $3.1m 0.00% New
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.19% of their portfolio BIRMINGHAM, AL 95,28495.3k $3.1m $3.1m 0.19% Added +51.2k +51,237
67 Sigma Planning Corp 0.09% of their portfolio ANN ARBOR, MI 90,40290.4k $2.9m $2.9m 0.09% Reduced -17.6k -17,615
68 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 85,78085.8k $2.8m $2.8m 0.00% Added +10.5k +10,463
69 G&S Capital LLC 1.21% of their portfolio DENVER, CO 83,80583.8k $2.8m $2.8m 1.21% Reduced -4.1k -4,137
70 Clear Creek Financial Management, LLC 0.32% of their portfolio SILVERDALE, WA 81,90281.9k $2.6m $2.6m 0.32% Added +32.4k +32,443
71 Simplicity Wealth,LLC 0.06% of their portfolio SUMMIT, NJ 76,85776.9k $2.5m $2.5m 0.06% Added +645 +645
72 Bleakley Financial Group, LLC 0.07% of their portfolio PARSIPPANY, NJ 76,85776.9k $2.5m $2.5m 0.07% Added +645 +645
73 CHOREO, LLC 0.04% of their portfolio ROCKFORD, IL 73,73573.7k $2.4m $2.4m 0.04% Reduced -431 -431
74 WINTRUST INVESTMENTS LLC 0.21% of their portfolio CHICAGO, IL 73,22673.2k $2.4m $2.4m 0.21% Added +6.8k +6,821
75 Ameritas Advisory Services, LLC 0.09% of their portfolio Lincoln, NE 72,27272.3k $2.3m $2.3m 0.09% Added +18.5k +18,465
76 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 71,39371.4k $2.3m $2.3m 0.03% Added +17.5k +17,519
77 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 69,45969.5k $2.2m $2.2m 0.05% Reduced -38.8k -38,839
78 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 69,42869.4k $2.2m $2.2m 0.06% Added +11.0k +11,027
79 Olistico Wealth, LLC 1.40% of their portfolio TULSA, OK 68,21068.2k $2.2m $2.2m 1.40% Added +10 +10
80 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 66,15366.2k $2.1m $2.1m 0.04% Reduced -166.9k -166,918
81 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.05% of their portfolio LOS ANGELES, CA 61,37161.4k $2.0m $2.0m 0.05% New
82 PFG Advisors 0.13% of their portfolio Phoenix, AZ 59,61359.6k $1.9m $1.9m 0.13% Added +47.0k +46,983
83 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 57,73957.7k $1.9m $1.9m 0.01% Added +8.1k +8,061
84 FLOW TRADERS U.S. LLC 0.09% of their portfolio NEW YORK, NY 55,00155.0k $1.8m $1.8m 0.09% New
85 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 49,11849.1k $1.6m $1.6m 0.00% Added +28.8k +28,755
86 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 47,95348.0k $1.5m $1.5m 0.02% Added +11.8k +11,834
87 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 45,74045.7k $1.5m $1.5m 0.07% Reduced -15 -15
88 ASHTON THOMAS SECURITIES, LLC 0.36% of their portfolio ROCHESTER, NY 45,70045.7k $1.5m $1.5m 0.36% First filing
89 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 45,00045.0k $1.5m $1.5m 0.00% Reduced -35.7k -35,700
90 Lodestone Wealth Management LLC 0.76% of their portfolio SPOKANE, WA 44,56444.6k $1.4m $1.4m 0.76% Added +2.7k +2,678
91 KPP Advisory Services LLC 0.37% of their portfolio Louisville, KY 43,00343.0k $1.4m $1.4m 0.37% Added +6.3k +6,349
92 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 42,64742.6k $1.4m $1.4m 0.04% Added +6.4k +6,431
93 WOODMONT INVESTMENT COUNSEL LLC 0.11% of their portfolio NASHVILLE, TN 40,39040.4k $1.3m $1.3m 0.11% Added +11.8k +11,774
94 FLPUTNAM INVESTMENT MANAGEMENT CO 0.02% of their portfolio PORTLAND, ME 39,83639.8k $1.3m $1.3m 0.02% New
95 Koshinski Asset Management, Inc. 0.12% of their portfolio DECATUR, IL 38,33038.3k $1.3m $1.3m 0.12% Added +10.2k +10,226
96 WealthCare Investment Partners, LLC 0.54% of their portfolio PORTSMOUTH, RI 35,79935.8k $1.2m $1.2m 0.54% Added +88 +88
97 INVESTMENT ADVISORY SERVICES INC /TX /ADV 0.41% of their portfolio THE WOODLANDS, TX 34,71834.7k $1.1m $1.1m 0.41% Added +9.0k +8,958
98 Meridian Wealth Management, LLC 0.13% of their portfolio LEXINGTON, KY 34,67034.7k $1.1m $1.1m 0.13% New
99 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 34,62734.6k $1.1m $1.1m 0.02% New
100 Premier Path Wealth Partners, LLC 0.19% of their portfolio MADISON, NJ 34,47934.5k $1.1m $1.1m 0.19% New