Vault-13

BNY MELLON STRATEGIC MUN BD DSM

COM · Closed-End Fund · CUSIP 09662E109

98 institutional holders +6 vs Q1 2024
18,096,66818.1m shares reported held*
$107.5mreported value*
13 new 28 added 25 reduced 7 sold out net bought ≈ $5.3m (+888.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.94.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 83Q4 22: 87Q1 23: 82Q2 23: 89Q3 23: 91Q4 23: 96Q1 24: 92Q2 24: 9898Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202283
Q4 202287
Q1 202382
Q2 202389
Q3 202391
Q4 202396
Q1 202492
Q2 202498

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 39 bought or addedQ4 22: 33 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 36 cut or sold outQ2 23: 35 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 36 cut or sold outQ4 23: 50 bought or addedQ4 23: 34 cut or sold outQ4 23Q1 24: 45 bought or addedQ1 24: 37 cut or sold outQ2 24: 41 bought or addedQ2 24: 32 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223933
Q1 20233536
Q2 20233536
Q3 20233936
Q4 20235034
Q1 20244537
Q2 20244132

Biggest buyers

Saba Capital Management, L.P. Added +984,372+984.4k
Pathstone Holdings, LLC Added +332,752+332.8k
Almitas Capital LLC Added +330,189+330.2k
LPL Financial LLC Added +245,517+245.5k
WELLS FARGO & COMPANY/MN Added +226,351+226.4k
WHITEBOX ADVISORS LLC New +165,808+165.8k
Hennion & Walsh Asset Management, Inc. Added +113,782+113.8k
CITADEL ADVISORS LLC New +87,173+87.2k
HoyleCohen, LLC New +50,000+50.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +47,768+47.8k

Biggest sellers

MORGAN STANLEY Reduced -1,184,346-1.2m
Logan Stone Capital, LLC Reduced -200,783-200.8k
GUGGENHEIM CAPITAL LLC Reduced -129,893-129.9k
OSAIC HOLDINGS, INC. Reduced -94,792-94.8k
Janney Montgomery Scott LLC Reduced -59,242-59.2k
AQR Arbitrage LLC Reduced -51,843-51.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -44,717-44.7k
Cetera Investment Advisers Reduced -44,331-44.3k
RAYMOND JAMES & ASSOCIATES Reduced -43,009-43.0k
KINGSWOOD WEALTH ADVISORS, LLC Sold out -31,000-31.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Saba Capital Management, L.P. 13D · may seek influence no change · filed 2025-12-31
Stated purposeOn December 30, 2025, Saba Capital Master Fund, Ltd., a private fund advised by Saba Capital, submitted to the Issuer a notice of intent informing the Issuer of its intention to nominate Paul Kazarian as an independent director for election to the Board at the Issuer's 2026 annual meeting of shareholders. Full filing
 10.3% no change 5.2m≈ $31.9m 2025-12-31
Bulldog Investors, LLP 13G · institution +1.6 pts · filed 2026-02-13 6.7% +1.6 pts 3.3m≈ $20.4m 2026-02-13
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-10-02 6.0% new 3.0m≈ $18.4m 2026-10-02

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 0.53% of their portfolio NEW YORK, NY 4,065,6014.1m $24.1m $24.1m 0.53% Added +984.4k +984,372
2 Pathstone Holdings, LLC 0.05% of their portfolio ENGLEWOOD, NJ 1,713,3521.7m $10.2m $10.2m 0.05% Added +332.8k +332,752
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.41% of their portfolio WEST PALM BEACH, FL 1,465,7721.5m $8.7m $8.7m 0.41% Reduced -21.9k -21,911
4 Hennion & Walsh Asset Management, Inc. 0.35% of their portfolio Parsippany, NJ 1,162,2551.2m $6.9m $6.9m 0.35% Added +113.8k +113,782
5 Logan Stone Capital, LLC 1.12% of their portfolio CHICAGO, IL 730,727730.7k $4.3m $4.3m 1.12% Reduced -200.8k -200,783
6 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 725,211725.2k $4.3m $4.3m 0.03% Reduced -129.9k -129,893
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 660,045660.0k $3.9m $3.9m 0.00% Reduced -1.2m -1,184,346
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 658,130658.1k $3.9m $3.9m 0.00% Added +245.5k +245,517
9 SIT INVESTMENT ASSOCIATES INC 0.08% of their portfolio Minneapolis, MN 572,719572.7k $3.4m $3.4m 0.08% Added +45.5k +45,457
10 Almitas Capital LLC 1.38% of their portfolio SANTA MONICA, CA 559,398559.4k $3.3m $3.3m 1.38% Added +330.2k +330,189
11 Bulldog Investors, LLP 1.05% of their portfolio SADDLE BROOK, NJ 474,121474.1k $2.8m $2.8m 1.05% Unchanged
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 423,127423.1k $2.5m $2.5m 0.00% Added +5.8k +5,829
13 AQR Arbitrage LLC 0.06% of their portfolio Greenwich, CT 416,572416.6k $2.5m $2.5m 0.06% Reduced -51.8k -51,843
14 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 408,395408.4k $2.4m $2.4m 0.00% Reduced -20.6k -20,551
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 399,631399.6k $2.4m $2.4m 0.00% Added +226.4k +226,351
16 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 310,890310.9k $1.8m $1.8m 0.04% Reduced -3.9k -3,900
17 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 215,289215.3k $1.3m $1.3m 0.00% Added +4.1k +4,100
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 172,421172.4k $1.0m $1.0m 0.00% Reduced -44.7k -44,717
19 WHITEBOX ADVISORS LLC 0.04% of their portfolio MINNEAPOLIS, MN 165,808165.8k $984.9k $984.9k 0.04% New
20 ROBINSON CAPITAL MANAGEMENT, LLC 0.35% of their portfolio GROSSE POINTE FARMS, MI 164,148164.1k $965.2k $965.2k 0.35% Unchanged
21 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 159,152159.2k $945.0k $945.0k 0.01% Reduced -2.3k -2,272
22 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 101,730101.7k $604.3k $604.3k 0.01% Added +624 +624
23 Ackerman Capital Advisors, LLC 0.16% of their portfolio DALLAS, TX 98,64398.6k $585.9k $585.9k 0.16% Added +20.0k +20,001
24 Thomas J. Herzfeld Advisors, Inc. 0.21% of their portfolio MIAMI BEACH, FL 98,49598.5k $585.1k $585.1k 0.21% Added +41.8k +41,758
25 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 90,29690.3k $536.4k $536.4k 0.01% Unchanged
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 87,17387.2k $517.8k $517.8k 0.00% New
27 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 86,53586.5k $506.2k $506.2k 0.02% Reduced -429 -429
28 PFS Partners, LLC 0.32% of their portfolio MINE HILL, NJ 85,39785.4k $507.3k $507.3k 0.32% Added +804 +804
29 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 81,03681.0k $481.4k $481.4k 0.04% Reduced -30.2k -30,243
30 Bridgewater Advisors Inc. 0.06% of their portfolio NEW YORK, NY 77,22577.2k $457.9k $457.9k 0.06% Unchanged
31 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 73,81373.8k $438.4k $438.4k 0.00% Added +920 +920
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 66,96467.0k $397.8k $397.8k 0.00% Reduced -10.1k -10,146
33 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 63,46763.5k $374.0k $374.0k 0.03% Reduced -5.5k -5,483
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 58,83958.8k $349.5k $349.5k 0.00% Added +697 +697
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 56,56056.6k $336.0k $336.0k 0.00% Reduced -43.0k -43,009
36 HoyleCohen, LLC 0.02% of their portfolio SAN DIEGO, CA 50,00050.0k $297.0k $297.0k 0.02% New
37 Gridiron Partners, LLC 0.18% of their portfolio Wexford, PA 48,89148.9k $290.4k $290.4k 0.18% Unchanged
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 47,76847.8k $283.7k $283.7k 0.00% New
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 41,40541.4k $245.9k $245.9k 0.05% Added +27.5k +27,506
40 ROTHSCHILD INVESTMENT LLC 0.02% of their portfolio CHICAGO, IL 40,48540.5k $240.5k $240.5k 0.02% Unchanged
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,58139.6k $235.1k $235.1k 0.00% Reduced -94.8k -94,792
42 Palogic Value Management, L.P. 0.10% of their portfolio DALLAS, TX 39,27439.3k $233.3k $233.3k 0.10% Unchanged
43 Camelot Portfolios, LLC 0.13% of their portfolio Maumee, OH 38,79438.8k $230.4k $230.4k 0.13% Added +12.0k +12,045
44 Fortitude Advisory Group L.L.C. 0.14% of their portfolio GIG HARBOR, WA 38,76238.8k $230.2k $230.2k 0.14% Unchanged
45 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 38,62538.6k $229.4k $229.4k 0.00% New
46 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 38,20038.2k $226.9k $226.9k 0.00% Unchanged
47 Arkos Global Advisors 0.03% of their portfolio HOUSTON, TX 36,00036.0k $214.0k $214.0k 0.03% Unchanged
48 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 35,38535.4k $210.2k $210.2k 0.00% Added +26 +26
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,63034.6k $201.0k $201.0k 0.00% New
50 Matisse Capital 0.10% of their portfolio PORTLAND, OR 32,63032.6k $193.8k $193.8k 0.10% Unchanged
51 Ranch Capital Advisors Inc. 0.10% of their portfolio SARASOTA, FL 31,58831.6k $187.6k $187.6k 0.10% Unchanged
52 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 31,51931.5k $187.2k $187.2k 0.15% Added +3.9k +3,948
53 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,40631.4k $187.0k $187.0k 0.00% Reduced -1.6k -1,554
54 Capital Market Strategies LLC 0.11% of their portfolio PALM BEACH GARDENS, FL 28,45928.5k $169.0k $169.0k 0.11% Reduced -10.2k -10,200
55 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 28,23128.2k $167.7k $167.7k 0.01% Added +4.3k +4,326
56 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 28,23028.2k $167.7k $167.7k 0.01% Unchanged
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,60026.6k $158.0k $158.0k 0.00% Reduced -59.2k -59,242
58 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 26,55026.6k $157.7k $157.7k 0.00% Added +10.8k +10,800
59 Karpus Management, Inc. 0.00% of their portfolio Pittsford, NY 25,79325.8k $153.2k $153.2k 0.00% Unchanged
60 Aviance Capital Partners, LLC 0.02% of their portfolio NAPLES, FL 25,42225.4k $151.0k $151.0k 0.02% Added +5.2k +5,176
61 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 24,95225.0k $148.2k $148.2k 0.00% New
62 Relyea Zuckerberg Hanson LLC 0.02% of their portfolio STAMFORD, CT 23,95324.0k $142.3k $142.3k 0.02% Unchanged
63 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 23,84323.8k $142.0k $142.0k 0.00% Reduced -171 -171
64 Modern Wealth Management, LLC 0.01% of their portfolio KANSAS CITY, MO 23,59323.6k $140.1k $140.1k 0.01% New
65 ProVise Management Group, LLC 0.01% of their portfolio CLEARWATER, FL 22,87022.9k $135.5k $135.5k 0.01% Reduced -3.0k -3,000
66 MELFA WEALTH MANAGEMENT, INC. 0.09% of their portfolio WESTBOROUGH, MA 21,86121.9k $129.9k $129.9k 0.09% Unchanged
67 Advisor OS, LLC 0.01% of their portfolio CHICAGO, IL 20,96621.0k $124.5k $124.5k 0.01% Added +2.0k +1,955
68 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 20,94620.9k $124.4k $124.4k 0.00% Reduced -11.3k -11,301
69 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,89020.9k $124.1k $124.1k 0.00% Reduced -44.3k -44,331
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,70919.7k $117.1k $117.1k 0.00% Added +3.9k +3,907
71 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,28317.3k $102.7k $102.7k 0.00% Added +4.1k +4,066
72 LexAurum Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 17,23417.2k $102.4k $102.4k 0.02% Unchanged
73 Novak & Powell Financial Services, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 16,92516.9k $100.5k $100.5k 0.06% Added +211 +211
74 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.00% of their portfolio LOS ANGELES, CA 15,76815.8k $93.7k $93.7k 0.00% New
75 Realta Investment Advisors 0.02% of their portfolio WILMINGTON, DE 15,24715.2k $90.6k $90.6k 0.02% Unchanged
76 WMG Financial Advisors, LLC 0.05% of their portfolio Knoxville, TN 14,62014.6k $86.8k $86.8k 0.05% New
77 Fort Point Capital Partners LLC 0.01% of their portfolio San Francisco, CA 14,20414.2k $84.4k $84.4k 0.01% Added +1.4k +1,446
78 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 13,50013.5k $80.0k $80.0k 0.00% Unchanged
79 ARBOR TRUST WEALTH ADVISORS, LLC 0.04% of their portfolio ANN ARBOR, MI 13,00013.0k $77.5k $77.5k 0.04% New
80 Clear Creek Financial Management, LLC 0.01% of their portfolio SILVERDALE, WA 11,91011.9k $70.7k $70.7k 0.01% Unchanged
81 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 11,23211.2k $66.7k $66.7k 0.00% Added +7.7k +7,732
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,33010.3k $61.4k $61.4k 0.00% Reduced -9.5k -9,455
83 Wealthcare Advisory Partners LLC 0.00% of their portfolio WEST CHESTER, PA 10,13110.1k $60.2k $60.2k 0.00% Unchanged
84 SMITH, MOORE & CO. 0.01% of their portfolio CLAYTON, MO 10,00010.0k $59.4k $59.4k 0.01% Reduced -5.0k -5,000
85 Moors & Cabot, Inc. 0.00% of their portfolio BOSTON, MA 10,00010.0k $59.4k $59.4k 0.00% Unchanged
86 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,0077.0k $41.6k $41.6k 0.00% Unchanged
87 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 7,0007.0k $41.6k $41.6k 0.00% New
88 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 6,9707.0k $41.4k $41.4k 0.00% Unchanged
89 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,0685.1k $30.1k $30.1k 0.00% Unchanged
90 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 4,4604.5k $26.5k $26.5k 0.01% Unchanged
91 Luken Investment Analytics, LLC 0.01% of their portfolio BRENTWOOD, TN 3,7513.8k $22.3k $22.3k 0.01% New
92 Prestige Wealth Management Group LLC 0.00% of their portfolio FLEMINGTON, NJ 1,4471.4k $8.6k $8.6k 0.00% Unchanged
93 Briaud Financial Planning Inc 0.00% of their portfolio COLLEGE STATION, TX 874874 $5.0k $5.0k 0.00% Unchanged
94 Scarborough Advisors, LLC 0.00% of their portfolio ANNAPOLIS, MD 729729 $0 $0 0.00% Unchanged
95 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 664664 $4.0k $4.0k 0.00% Reduced -24 -24
96 Mascoma Wealth Management LLC 0.00% of their portfolio HANOVER, NH 565565 $3.4k $3.4k 0.00% Unchanged
97 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $6 $6 0.00% Unchanged
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged