Vault-13

AUTOLUS THERAPEUTICS PLC AUTL

SPON ADS · ADR · CUSIP 05280R100 · ISIN US05280R1005

Company in London, United Kingdom

112 institutional holders -9 vs Q1 2024
178,685,781178.7m shares reported held*
$621.8mreported value*
15 new 39 added 31 reduced 23 sold out net bought ≈ $5.9m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.48. Options: 5 managers hold calls ($121.5k notional), 4 hold puts ($68.9k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 67Q4 22: 72Q1 23: 66Q2 23: 70Q3 23: 72Q4 23: 100Q1 24: 121Q2 24: 112112Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202267
Q4 202272
Q1 202366
Q2 202370
Q3 202372
Q4 2023100
Q1 2024121
Q2 2024112

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 42 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 25 cut or sold outQ2 23: 30 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 33 cut or sold outQ4 23: 50 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 73 bought or addedQ1 24: 33 cut or sold outQ2 24: 54 bought or addedQ2 24: 54 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224227
Q1 20232925
Q2 20233026
Q3 20232333
Q4 20235024
Q1 20247333
Q2 20245454

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $367.7kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $1.5mQ4 23 puts: $21.3kQ4 23P/C 0.01Q1 24 calls: $1.2mQ1 24 puts: $675.9kQ1 24P/C 0.57Q2 24 calls: $121.5kQ2 24 puts: $68.9kQ2 24P/C 0.57
Numbers
QuarterCallsPutsP/C
Q3 2023$367.7k$00.00
Q4 2023$1.5m$21.3k0.01
Q1 2024$1.2m$675.9k0.57
Q2 2024$121.5k$68.9k0.57

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP Added +7,126,833+7.1m
FMR LLC Added +3,278,777+3.3m
GREAT POINT PARTNERS LLC Added +2,275,000+2.3m
ARMISTICE CAPITAL, LLC Added +1,578,000+1.6m
Laurion Capital Management LP Added +1,555,759+1.6m
Bank of New York Mellon Corp Added +1,080,897+1.1m
Affinity Asset Advisors, LLC Added +925,000+925.0k
Exome Asset Management LLC New +839,472+839.5k
MORGAN STANLEY Added +833,424+833.4k
RENAISSANCE TECHNOLOGIES LLC Added +821,156+821.2k

Biggest sellers

Cormorant Asset Management, LP Sold out -6,616,667-6.6m
Paradigm Biocapital Advisors LP Sold out -6,425,803-6.4m
PERCEPTIVE ADVISORS LLC Sold out -4,330,745-4.3m
Lynx1 Capital Management LP Sold out -1,390,160-1.4m
FRED ALGER MANAGEMENT, LLC Reduced -1,186,614-1.2m
Commodore Capital LP Reduced -1,121,277-1.1m
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -1,074,899-1.1m
Integral Health Asset Management, LLC Sold out -500,000-500.0k
Monashee Investment Management LLC Sold out -492,000-492.0k
Schonfeld Strategic Advisors LLC Sold out -429,152-429.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $78.3k22.5k shares
CITADEL ADVISORS LLC Reduced $40.7k11.7k shares
GROUP ONE TRADING LLC Reduced $2.4k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $0100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $57.8k16.6k shares
CITADEL ADVISORS LLC Reduced $10.1k2.9k shares
SIMPLEX TRADING, LLC Reduced $1.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MAK Capital Fund LP 13G · exempt (held before listing) +1.3 pts · filed 2026-05-15 12.6% +1.3 pts 33.6m 2026-05-15
Syncona Portfolio Ltd 13G · exempt (held before listing) filed 2025-05-07 10.8% 28.8m 2025-05-07
ARMISTICE CAPITAL, LLC 13G · institution -0.3 pts · filed 2026-08-14 5.6% -0.3 pts 15.0m 2026-08-14
PPF Group a.s. 13D · may seek influence filed 2026-08-28
Stated purposeItem 4 of the Schedule 13D is hereby amended and supplemented to include the following: The transactions described in this Amendment No. 11 were undertaken solely to effect an internal reorganization of the PPF group of companies. Such transactions did not involve any change in the ultimate beneficial ownership of, or the ultimate voting or dispositive power over, the Ordinary Shares reported herein, and were not undertaken with any purpose of, or with the effect of, changing or influencing control of the Issuer. Other than as described herein, the Reporting Persons do not have any current plans or proposals which relate to or would result in any of the actions described in subparagraphs (a) through (j) above. Full filing
5.6% 14.8m 2026-08-28

Fell to 5% or below in the last year: Deep Track Capital, LP (1.0%, 2025-11-14)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Syncona Portfolio Ltd 86.51% of their portfolio St Peter Port, Guernsey, X0 21,346,82921.3m $74.3m $74.3m 86.51% Unchanged
2 Blackstone Inc. 0.32% of their portfolio NEW YORK, NY 20,485,61120.5m $71.3m $71.3m 0.32% Unchanged
3 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 17,889,83417.9m $62.3m $62.3m 0.01% Added +7.1m +7,126,833
4 Deep Track Capital, LP 1.59% of their portfolio GREENWICH, CT 15,272,17215.3m $53.1m $53.1m 1.59% Unchanged
5 Avoro Capital Advisors LLC 0.57% of their portfolio NEW YORK, NY 12,345,67812.3m $43.0m $43.0m 0.57% Unchanged
6 FMR LLC 0.00% of their portfolio BOSTON, MA 12,295,16712.3m $42.8m $42.8m 0.00% Added +3.3m +3,278,777
7 Tetragon Partners GP Ltd 8.63% of their portfolio GRAND CAYMAN, E9 8,000,0008.0m $27.8m $27.8m 8.63% Added +474.3k +474,318
8 ARMISTICE CAPITAL, LLC 0.57% of their portfolio NEW YORK, NY 6,250,0006.2m $21.8m $21.8m 0.57% Added +1.6m +1,578,000
9 Frazier Life Sciences Management, L.P. 0.75% of their portfolio PALO ALTO, CA 4,623,3244.6m $16.1m $16.1m 0.75% Unchanged
10 BlackRock Inc. 0.00% of their portfolio New York, NY 4,436,1024.4m $15.4m $15.4m 0.00% Added +380.2k +380,182
11 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 4,414,0874.4m $15.4m $15.4m 0.00% Reduced -1.1m -1,074,899
12 Affinity Asset Advisors, LLC 2.36% of their portfolio NEW YORK, NY 4,300,0004.3m $15.0m $15.0m 2.36% Added +925.0k +925,000
13 Laurion Capital Management LP 0.41% of their portfolio NEW YORK, NY 3,646,2303.6m $12.7m $12.7m 0.41% Added +1.6m +1,555,759
14 DEERFIELD MANAGEMENT COMPANY, L.P. 0.21% of their portfolio New York, NY 3,639,0003.6m $12.7m $12.7m 0.21% Unchanged
15 GREAT POINT PARTNERS LLC 2.29% of their portfolio Greenwich, CT 3,441,6673.4m $12.0m $12.0m 2.29% Added +2.3m +2,275,000
16 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.02% of their portfolio Boston, MA 3,200,0003.2m $11.1m $11.1m 0.02% Unchanged
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,904,8432.9m $10.1m $10.1m 0.00% Added +833.4k +833,424
18 STEMPOINT CAPITAL LP 2.73% of their portfolio NEW YORK, NY 2,662,7322.7m $9.3m $9.3m 2.73% Reduced -303.0k -302,989
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 2,531,6882.5m $8.8m $8.8m 0.00% Added +1.1m +1,080,897
20 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 2,452,0402.5m $8.5m $8.5m 0.01% Added +779.3k +779,308
21 Perpetual Ltd 0.09% of their portfolio SYDNEY, NEW SOUTH WALES, C3 2,400,4122.4m $8.4m $8.4m 0.09% Added +165.9k +165,897
22 Walleye Capital LLC 0.04% of their portfolio NEW YORK, NY 1,188,4931.2m $4.1m $4.1m 0.04% Added +359.7k +359,732
23 Commodore Capital LP 0.28% of their portfolio NEW YORK, NY 1,178,7231.2m $4.1m $4.1m 0.28% Reduced -1.1m -1,121,277
24 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 1,145,0561.1m $4.0m $4.0m 0.01% Added +821.2k +821,156
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,047,4001.0m $3.6m $3.6m 0.00% Added +789.6k +789,582
26 Rock Springs Capital Management LP 0.11% of their portfolio Baltimore, MD 1,032,9881.0m $3.6m $3.6m 0.11% Unchanged
27 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 1,005,9161.0m $3.5m $3.5m 0.01% Added +777.1k +777,074
28 Exome Asset Management LLC 2.60% of their portfolio NEW YORK, NY 839,472839.5k $2.9m $2.9m 2.60% New
29 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 813,031813.0k $2.8m $2.8m 0.00% Added +432.5k +432,503
30 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 802,081802.1k $2.8m $2.8m 0.01% Added +753.5k +753,506
31 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 757,535757.5k $2.6m $2.6m 0.00% Reduced -282.1k -282,142
32 Alphabet Inc. 0.12% of their portfolio Mountain View, CA 698,262698.3k $2.4m $2.4m 0.12% Unchanged
33 Driehaus Capital Management LLC 0.02% of their portfolio Chicago, IL 668,349668.3k $2.3m $2.3m 0.02% Reduced -7.7k -7,676
34 Eversept Partners, LP 0.16% of their portfolio NEW YORK, NY 610,902610.9k $2.1m $2.1m 0.16% New
35 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 596,143596.1k $2.1m $2.1m 0.00% Added +550.3k +550,287
36 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 582,865582.9k $2.0m $2.0m 0.00% Reduced -64.1k -64,094
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 525,788525.8k $1.8m $1.8m 0.00% Reduced -160.7k -160,692
38 HighVista Strategies LLC 0.66% of their portfolio BOSTON, MA 518,820518.8k $1.8m $1.8m 0.66% Added +257.5k +257,496
39 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 380,306380.3k $1.3m $1.3m 0.00% Added +3.5k +3,534
40 LGT CAPITAL PARTNERS LTD. 0.04% of their portfolio PFAEFFIKON, V8 370,000370.0k $1.3m $1.3m 0.04% Reduced -180.0k -180,000
41 DAFNA Capital Management LLC 0.29% of their portfolio LOS ANGELES, CA 346,667346.7k $1.2m $1.2m 0.29% Added +130.0k +130,000
42 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 334,000334.0k $1.2m $1.2m 0.01% Reduced -20.3k -20,306
43 PRELUDE CAPITAL MANAGEMENT, LLC 0.08% of their portfolio NEW YORK, NY 266,692266.7k $928.1k $928.1k 0.08% New
44 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 256,700256.7k $893.3k $893.3k 0.00% Added +225.6k +225,600
45 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 253,493253.5k $882.2k $882.2k 0.00% Reduced -8.0k -8,033
46 Atle Fund Management AB 0.48% of their portfolio STOCKHOLM, V7 226,145226.1k $787.0k $787.0k 0.48% Added +129.8k +129,800
47 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 212,294212.3k $738.8k $738.8k 0.01% Added +186.8k +186,794
48 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 207,097207.1k $720.7k $720.7k 0.00% New
49 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 207,048207.0k $720.5k $720.5k 0.00% Reduced -135.4k -135,358
50 Erste Asset Management GmbH 0.01% of their portfolio VIENNA, C4 195,000195.0k $649.4k $649.4k 0.01% Unchanged
51 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 189,240189.2k $659.0k $659.0k 0.00% Added +169.4k +169,387
52 Octagon Capital Advisors LP 0.10% of their portfolio NEW YORK, NY 176,000176.0k $612.5k $612.5k 0.10% Unchanged
53 BIT Capital GmbH 0.06% of their portfolio BERLIN, 2M 174,987175.0k $609.0k $609.0k 0.06% Reduced -34.5k -34,491
54 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 164,686164.7k $573.1k $573.1k 0.00% Reduced -47.0k -46,961
55 Privium Fund Management B.V. 0.14% of their portfolio AMSTERDAM, P7 160,639160.6k $543.0k $543.0k 0.14% Added +110.6k +110,581
56 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio JUPITER, FL 148,577148.6k $517.0k $517.0k 0.00% Reduced -364.3k -364,270
57 UBS Group AG 0.00% of their portfolio ZURICH, V8 135,791135.8k $472.6k $472.6k 0.00% Added +42.9k +42,943
58 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 134,500134.5k $468.1k $468.1k 0.00% Added +2.7k +2,719
59 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 132,580132.6k $461.4k $461.4k 0.00% Reduced -2.6k -2,580
60 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 110,377110.4k $384.1k $384.1k 0.00% Reduced -5.0k -5,022
61 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 99,31999.3k $345.6k $345.6k 0.00% New
62 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 96,10796.1k $334.5k $334.5k 0.01% New
63 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 93,27593.3k $324.6k $324.6k 0.00% Added +17.6k +17,631
64 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 86,25686.3k $300.2k $300.2k 0.00% Unchanged
65 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 78,36478.4k $272.7k $272.7k 0.00% Reduced -138.0k -137,977
66 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 74,39874.4k $258.9k $258.9k 0.00% New
67 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 67,30067.3k $234.2k $234.2k 0.00% Unchanged
68 Legal & General Group Plc 0.00% of their portfolio London, X0 60,51260.5k $210.9k $210.9k 0.00% New
69 Handelsbanken Fonder AB 0.00% of their portfolio STOCKHOLM, V7 56,00056.0k $195.0k $195.0k 0.00% New
70 WEALTH EFFECTS LLC 0.06% of their portfolio BOSTON, MA 49,00049.0k $170.5k $170.5k 0.06% Added +8.0k +8,000
71 Bayesian Capital Management, LP 0.02% of their portfolio Brooklyn, NY 39,40039.4k $137.1k $137.1k 0.02% Added +23.8k +23,800
72 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 38,70038.7k $134.7k $134.7k 0.00% Unchanged
73 EXCHANGE TRADED CONCEPTS, LLC 0.00% of their portfolio Oklahoma City, OK 38,12638.1k $132.7k $132.7k 0.00% Reduced -11.9k -11,863
74 TRUST CO OF TOLEDO NA /OH/ 0.02% of their portfolio HOLLAND, OH 36,26536.3k $126.2k $126.2k 0.02% Unchanged
75 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 33,58533.6k $116.9k $116.9k 0.00% Reduced -984 -984
76 Bellevue Group AG 0.00% of their portfolio ZURICH, V8 32,50032.5k $113.1k $113.1k 0.00% Unchanged
77 Dynamic Technology Lab Private Ltd 0.01% of their portfolio SINGAPORE, U0 27,39527.4k $95.0k $95.0k 0.01% New
78 Leonteq Securities AG 0.01% of their portfolio ZURICH, V8 25,00025.0k $87.0k $87.0k 0.01% Unchanged
79 China Universal Asset Management Co., Ltd. 0.01% of their portfolio SHANGHAI, F4 23,43423.4k $81.5k $81.5k 0.01% Reduced -3.6k -3,600
80 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 22,24222.2k $77.4k $77.4k 0.00% Reduced -38.7k -38,686
81 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 20,58920.6k $71.7k $71.7k 0.00% New
82 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,57520.6k $71.6k $71.6k 0.00% Added +100 +100
83 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,40320.4k $71.0k $71.0k 0.00% Reduced -50.8k -50,816
84 VIRTUS ADVISERS, LLC 0.03% of their portfolio HARTFORD, CT 19,98420.0k $69.5k $69.5k 0.03% New
85 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 18,79418.8k $65.4k $65.4k 0.00% Reduced -313 -313
86 EWA, LLC 0.03% of their portfolio PITTSBURGH, PA 17,73817.7k $76.1k $76.1k 0.03% Reduced -6.6k -6,562
87 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 16,95217.0k $59.0k $59.0k 0.00% Reduced -65.6k -65,633
88 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 16,32416.3k $56.8k $56.8k 0.00% Added +5.3k +5,253
89 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 15,86815.9k $55.0k $55.0k 0.00% Added +15.3k +15,293
90 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 13,33713.3k $46.4k $46.4k 0.00% Added +11.7k +11,721
91 Marex Group Ltd 0.00% of their portfolio London, X0 12,50012.5k $43.5k $43.5k 0.00% Unchanged
92 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 12,31312.3k $42.8k $42.8k 0.00% New
93 UNITED BANK 0.00% of their portfolio VIENNA, VA 11,50011.5k $40.0k $40.0k 0.00% Unchanged
94 FRED ALGER MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 10,26210.3k $35.7k $35.7k 0.00% Reduced -1.2m -1,186,614
95 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 10,11110.1k $35.2k $35.2k 0.00% Added +2.7k +2,741
96 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 10,00010.0k $34.8k $34.8k 0.00% Unchanged
97 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 5,9556.0k $19.8k $19.8k 0.00% New
98 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 5,8025.8k $20.2k $20.2k 0.00% Added +3.5k +3,488
99 Itau Unibanco Holding S.A. 0.00% of their portfolio SAO PAULO, D5 3,7633.8k $13.1k $13.1k 0.00% New
100 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 3,0243.0k $10.5k $10.5k 0.00% Unchanged