Walsh & Associates, LLC

SARASOTA, FL · CIK 2135144 · 13F filing filed 2026-05-15

SEC-registered investment adviser since 2013 · limited liability company

Assets managed$827.7m
Staff15 · 9 in investment roles
Main clients (by assets)High net worth individuals 74%, Individuals 23%, Pension plans 2%
Form ADV · 2026-03-10SEC adviser record

$100.8m reported value -0.6% vs Q4 2025

287positions

63.6%in top 10

59 new 47 added 36 reduced 7 sold out vs Q4 2025

Holdings, Q1 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR RUS 1000 GRW ETF IWF	IWF	32,351	$13.8m13.68%	13.68%	Added +613	+613 1.9%
2	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	135,216	$13.2m13.13%	13.13%	Added +2.4k	+2,400 1.8%
3	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	183,563	$10.4m10.30%	10.30%	Reduced -397	-397 -0.2%
4	DIMENSIONAL ETF TRUST US MKTWIDE VALUE DFUV	DFUV	187,026	$9.1m8.99%	8.99%	Added +5.9k	+5,919 3.3%
5	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	118,531	$5.6m5.51%	5.51%	Added +1.7k	+1,742 1.5%
6	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	63,051	$2.9m2.85%	2.85%	Added +1.1k	+1,061 1.7%
7	DIMENSIONAL ETF TRUST US TARGETED VLU DFAT	DFAT	41,159	$2.6m2.55%	2.55%	Added +2.0k	+1,985 5.1%
8	NVIDIA CORPORATION COM NVDA	NVDA	13,853	$2.4m2.40%	2.40%	Reduced -33	-33 -0.2%
9	APPLE INC COM AAPL	AAPL	9,034	$2.3m2.27%	2.27%	Reduced -40	-40 -0.4%
10	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	20,328	$2.0m1.93%	1.93%	Added +831	+831 4.3%
11	ADAMS DIVERSIFIED EQUITY FD COM ADX	ADX	79,791	$1.7m1.73%	1.73%	Added +75.9k	+75,938 1970.9%
12	ISHARES TR CORE S&P TTL STK ITOT	ITOT	12,054	$1.7m1.70%	1.70%	Added +16	+16 0.1%
13	SPDR SERIES TRUST PORTFOLI S&P1500 SPTM	SPTM	21,076	$1.7m1.65%	1.65%	Added +1.5k	+1,538 7.9%
14	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	15,465	$1.5m1.48%	1.48%	Added +291	+291 1.9%
15	ISHARES TR RUS MDCP VAL ETF IWS	IWS	9,112	$1.3m1.32%	1.32%	Added +1	+1 0.0%
16	ISHARES TR RUS MD CP GR ETF IWP	IWP	9,661	$1.2m1.23%	1.23%	Unchanged
17	ISHARES TR RUS 1000 VAL ETF IWD	IWD	5,684	$1.2m1.20%	1.20%	Reduced -214	-214 -3.6%
18	PROSHARES TR S&P 500 DV ARIST NOBL	NOBL	10,537	$1.1m1.11%	1.11%	Reduced -247	-247 -2.3%
19	ISHARES TR RUS 2000 GRW ETF IWO	IWO	3,537	$1.1m1.10%	1.10%	Added +10	+10 0.3%
20	ISHARES TR CORE MSCI EAFE IEFA	IEFA	11,444	$1.0m1.03%	1.03%	Added +566	+566 5.2%
21	ADAM NAT RES FD INC COM PEO	PEO	35,472	$986.1k0.98%	0.98%	Added +319	+319 0.9%
22	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	11,524	$981.3k0.97%	0.97%	Added +153	+153 1.4%
23	PEPSICO INC COM PEP	PEP	5,993	$930.7k0.92%	0.92%	Unchanged
24	PROCTER AND GAMBLE CO COM PG	PG	5,471	$790.2k0.78%	0.78%	Reduced -97	-97 -1.7%
25	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	1,275	$761.9k0.76%	0.76%	Unchanged
26	HARBOR ETF TRUST LONG TERM GROWER WINN	WINN	27,193	$754.0k0.75%	0.75%	Added +4.2k	+4,186 18.2%
27	SELECT SECTOR SPDR TR INDL XLI	XLI	4,375	$707.6k0.70%	0.70%	Reduced -180	-180 -4.0%
28	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	1,222	$705.3k0.70%	0.70%	Reduced -66	-66 -5.1%
29	ISHARES TR CORE S&P500 ETF IVV	IVV	1,009	$658.9k0.65%	0.65%	Reduced -65	-65 -6.0%
30	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	2,773	$596.4k0.59%	0.59%	Unchanged
31	JPMORGAN CHASE & CO COM JPM	JPM	1,886	$554.8k0.55%	0.55%	Reduced -45	-45 -2.3%
32	MICROSOFT CORP COM MSFT	MSFT	1,455	$538.5k0.53%	0.53%	Reduced -304	-304 -17.3%
33	ISHARES INC MSCI EMRG CHN EMXC	EMXC	6,601	$519.2k0.51%	0.51%	Unchanged
34	ISHARES INC CORE MSCI EMKT IEMG	IEMG	6,828	$476.2k0.47%	0.47%	Unchanged
35	GRACO INC COM GGG	GGG	5,455	$461.8k0.46%	0.46%	Unchanged
36	ISHARES TR RUSSELL 2000 ETF IWM	IWM	1,695	$420.4k0.42%	0.42%	Unchanged
37	JOHNSON & JOHNSON COM JNJ	JNJ	1,618	$395.5k0.39%	0.39%	Added +3	+3 0.2%
38	CONSTELLATION ENERGY CORP COM CEG	CEG	1,384	$386.5k0.38%	0.38%	Unchanged
39	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	3,466	$384.3k0.38%	0.38%	Reduced -154	-154 -4.2%
40	AMAZON COM INC COM AMZN	AMZN	1,487	$309.7k0.31%	0.31%	Reduced -499	-499 -25.1%
41	WEC ENERGY GROUP INC COM WEC	WEC	2,484	$287.6k0.29%	0.29%	Unchanged
42	SOUTHERN CO COM SO	SO	2,920	$281.8k0.28%	0.28%	Unchanged
43	WELLS FARGO CO NEW COM WFC	WFC	3,173	$252.6k0.25%	0.25%	Added +6	+6 0.2%
44	ISHARES TR S&P 500 GRWT ETF IVW	IVW	2,232	$252.5k0.25%	0.25%	Reduced -9	-9 -0.4%
45	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	383	$249.1k0.25%	0.25%	Reduced -6	-6 -1.5%
46	ALPHABET INC CAP STK CL C GOOG	GOOG	831	$238.4k0.24%	0.24%	Reduced -122	-122 -12.8%
47	ISHARES TR RUS MID CAP ETF IWR	IWR	2,351	$228.6k0.23%	0.23%	Reduced -103	-103 -4.2%
48	ALPHABET INC CAP STK CL A GOOGL	GOOGL	788	$226.6k0.22%	0.22%	Reduced -193	-193 -19.7%
49	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	698	$223.9k0.22%	0.22%	Reduced -10	-10 -1.4%
50	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	2,833	$216.8k0.22%	0.22%	Reduced -913	-913 -24.4%
51	EXELON CORP COM EXC	EXC	4,157	$203.8k0.20%	0.20%	Unchanged
52	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	1,332	$197.3k0.20%	0.20%	Unchanged
53	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	3,677	$181.5k0.18%	0.18%	Unchanged
54	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	407	$177.8k0.18%	0.18%	Unchanged
55	ISHARES TR RUS 2000 VAL ETF IWN	IWN	894	$169.5k0.17%	0.17%	Unchanged
56	LPL FINL HLDGS INC COM LPLA	LPLA	542	$163.1k0.16%	0.16%	Unchanged
57	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	2,486	$159.3k0.16%	0.16%	Added +1	+1 0.0%
58	WALMART INC COM WMT	WMT	1,256	$156.1k0.15%	0.15%	Added +5	+5 0.4%
59	ISHARES TR CORE S&P SCP ETF IJR	IJR	1,207	$150.0k0.15%	0.15%	Reduced -102	-102 -7.8%
60	PHILIP MORRIS INTL INC COM PM	PM	887	$146.7k0.15%	0.15%	Reduced -98	-98 -9.9%
61	CUMMINS INC COM CMI	CMI	264	$142.0k0.14%	0.14%	Unchanged
62	ABBVIE INC COM ABBV	ABBV	643	$139.8k0.14%	0.14%	Added +2	+2 0.3%
63	BLACKROCK LTD DURATION INCOM COM SHS BLW	BLW	11,000	$138.5k0.14%	0.14%	Unchanged
64	VANGUARD INDEX FDS VALUE ETF VTV	VTV	702	$137.8k0.14%	0.14%	Unchanged
65	ISHARES TR S&P MC 400GR ETF IJK	IJK	1,326	$133.4k0.13%	0.13%	Unchanged
66	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	268	$128.4k0.13%	0.13%	Added +2	+2 0.8%
67	ISHARES TR CORE MSCI INTL IDEV	IDEV	1,530	$127.9k0.13%	0.13%	Reduced -80	-80 -5.0%
68	ISHARES TR CORE S&P MCP ETF IJH	IJH	1,744	$117.8k0.12%	0.12%	Unchanged
69	FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF CIBR	CIBR	1,852	$116.1k0.12%	0.12%	Unchanged
70	ISHARES TR SP SMCP600VL ETF IJS	IJS	975	$115.5k0.11%	0.11%	Unchanged
71	CHEVRON CORP NEW COM CVX	CVX	552	$114.2k0.11%	0.11%	Added +2	+2 0.4%
72	PUBLIC STORAGE COM PSA	PSA	398	$107.8k0.11%	0.11%	Unchanged
73	DIMENSIONAL ETF TRUST US EQUITY MARKET DFUS	DFUS	1,510	$107.1k0.11%	0.11%	Unchanged
74	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	803	$106.4k0.11%	0.11%	Unchanged
75	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	1,118	$105.7k0.10%	0.10%	Added +25	+25 2.3%
76	NUSHARES ETF TR NUVEEN ESG SMLCP NUSC	NUSC	2,310	$104.1k0.10%	0.10%	Added +300	+300 14.9%
77	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	540	$103.6k0.10%	0.10%	Added +40	+40 8.0%
78	ISHARES TR MSCI USA MIN VOL USMV	USMV	1,085	$100.6k0.10%	0.10%	Reduced -500	-500 -31.6%
79	EXXON MOBIL CORP COM XOM	XOM	579	$98.2k0.10%	0.10%	Added +5	+5 0.9%
80	FEDERAL SIGNAL CORP COM FSS	FSS	907	$98.1k0.10%	0.10%	Reduced -300	-300 -24.9%
81	UNION PAC CORP COM UNP	UNP	399	$96.8k0.10%	0.10%	Unchanged
82	RTX CORPORATION COM RTX	RTX	501	$96.6k0.10%	0.10%	Added +1	+1 0.2%
83	LAM RESEARCH CORP COM NEW LRCX	LRCX	451	$96.4k0.10%	0.10%	Reduced -199	-199 -30.6%
84	BROADCOM INC COM AVGO	AVGO	303	$93.8k0.09%	0.09%	Added +3	+3 1.0%
85	PAYCHEX INC COM PAYX	PAYX	993	$91.5k0.09%	0.09%	Reduced -500	-500 -33.5%
86	TESLA INC COM TSLA	TSLA	242	$90.0k0.09%	0.09%	Added +3	+3 1.3%
87	AMGEN INC COM AMGN	AMGN	250	$88.0k0.09%	0.09%	Unchanged
88	ARCHER DANIELS MIDLAND CO COM ADM	ADM	1,200	$87.2k0.09%	0.09%	Unchanged
89	META PLATFORMS INC CL A META	META	140	$80.1k0.08%	0.08%	Added +2	+2 1.4%
90	MCDONALDS CORP COM MCD	MCD	231	$71.8k0.07%	0.07%	Added +1	+1 0.4%
91	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	372	$71.4k0.07%	0.07%	Unchanged
92	ISHARES TR CORE US AGGBD ET AGG	AGG	703	$69.8k0.07%	0.07%	Unchanged
93	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	518	$68.9k0.07%	0.07%	Unchanged
94	ALTRIA GROUP INC COM MO	MO	1,034	$68.2k0.07%	0.07%	Unchanged
95	COSTCO WHSL CORP NEW COM COST	COST	67	$66.8k0.07%	0.07%	Unchanged
96	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	1,736	$65.7k0.07%	0.07%	Unchanged
97	THE CIGNA GROUP COM CI	CI	241	$64.3k0.06%	0.06%	Unchanged
98	VANGUARD SCOTTSDALE FDS VNG RUS2000IDX VTWO	VTWO	636	$63.7k0.06%	0.06%	Unchanged
99	ISHARES TR MSCI EMG MKT ETF EEM	EEM	1,101	$62.5k0.06%	0.06%	Reduced -12	-12 -1.1%
100	MICRON TECHNOLOGY INC COM MU	MU	185	$62.5k0.06%	0.06%	Added +1	+1 0.5%

Sold out since Q4 2025

Security	Ticker	Shares held before	Value then
DNP SELECT INCOME FD INC DNP	DNP	3,658	$36.5k3.7k shares
CAVA GROUP INC CAVA	CAVA	300	$17.6k300 shares
BLUEROCK PVT REAL ESTATE FD BPRE	BPRE	801	$12.0k801 shares
ISHARES TR MTUM	MTUM	42	$10.5k42 shares
VNET GROUP INC VNET	VNET	1,100	$9.3k1.1k shares
GDS HLDGS LTD GDS	GDS	166	$5.8k166 shares
SOLSTICE ADVANCED MATLS INC SOLS	SOLS	25	$1.2k25 shares