Vault-13

SPDR SERIES TRUST SLYG

S&P 600 SMCP GRW · ETP · CUSIP 78464A201

520 institutional holders +7 vs Q4 2025
28,940,65128.9m shares reported held*
$2.8bnreported value*
37 new 191 added 175 reduced 35 sold out net bought ≈ $330.5m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $96.78. Options: 2 managers hold calls ($10.9m notional), 0 hold puts (—).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 341Q4 22: 371Q1 23: 366Q2 23: 373Q3 23: 385Q4 23: 430Q1 24: 442Q2 24: 444Q3 24: 466Q4 24: 479Q1 25: 465Q2 25: 488Q3 25: 487Q4 25: 513Q1 26: 520520Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022341
Q4 2022371
Q1 2023366
Q2 2023373
Q3 2023385
Q4 2023430
Q1 2024442
Q2 2024444
Q3 2024466
Q4 2024479
Q1 2025465
Q2 2025488
Q3 2025487
Q4 2025513
Q1 2026520

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 24: 205 bought or addedQ2 24: 187 cut or sold outQ3 24: 228 bought or addedQ3 24: 180 cut or sold outQ3 24Q4 24: 214 bought or addedQ4 24: 187 cut or sold outQ1 25: 213 bought or addedQ1 25: 212 cut or sold outQ1 25Q2 25: 231 bought or addedQ2 25: 196 cut or sold outQ3 25: 225 bought or addedQ3 25: 208 cut or sold outQ3 25Q4 25: 230 bought or addedQ4 25: 211 cut or sold outQ1 26: 228 bought or addedQ1 26: 210 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024205187
Q3 2024228180
Q4 2024214187
Q1 2025213212
Q2 2025231196
Q3 2025225208
Q4 2025230211
Q1 2026228210

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 25 calls: $1.5mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $1.3mQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $10.9mQ1 26 puts: $0Q1 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2025$1.5m$00.00
Q3 2025$1.3m$00.00
Q4 2025$0$0—
Q1 2026$10.9m$00.00

Biggest buyers

LPL Financial LLC Added +3,653,444+3.7m
BNP PARIBAS FINANCIAL MARKETS Added +199,969+200.0k
Independent Advisor Alliance Added +96,316+96.3k
Summit Financial, LLC Added +45,129+45.1k
Cetera Investment Advisers Added +44,305+44.3k
Pathstone Holdings, LLC Added +43,735+43.7k
Everhart Financial Group, Inc. Added +40,615+40.6k
JONES FINANCIAL COMPANIES LLLP Added +34,196+34.2k
WCG Wealth Advisors LLC Added +33,856+33.9k
UBS Group AG Added +32,664+32.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -156,185-156.2k
Equitable Holdings, Inc. Reduced -154,450-154.4k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -140,297-140.3k
AMERIPRISE FINANCIAL INC Reduced -113,947-113.9k
MORGAN STANLEY Reduced -112,044-112.0k
Roberts Financial Services LLC Reduced -66,433-66.4k
Financial Engines Advisors L.L.C. Reduced -49,587-49.6k
Corient Private Wealth LP Reduced -47,093-47.1k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -33,423-33.4k
Private Advisor Group, LLC Reduced -32,627-32.6k

Biggest calls

Value Investment Professionals, LLC New $10.5m85.7k shares
JANE STREET GROUP, LLC New $386.5k4.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.21% of their portfolio FORT MILL, SC 8,332,9508.3m $805.1m $805.1m 0.21% Added +3.7m +3,653,444
2 Financial Engines Advisors L.L.C. 0.21% of their portfolio SANTA CLARA, CA 1,094,3111.1m $105.7m $105.7m 0.21% Reduced -49.6k -49,587
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 989,579989.6k $95.6m $95.6m 0.01% Reduced -156.2k -156,185
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 923,235923.2k $89.2m $89.2m 0.01% Reduced -112.0k -112,044
5 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 846,855846.9k $81.9m $81.9m 0.02% Reduced -113.9k -113,947
6 NorthRock Partners, LLC 1.06% of their portfolio MINNEAPOLIS, MN 682,296682.3k $65.9m $65.9m 1.06% Added +21.9k +21,854
7 Diversified Enterprises, LLC 2.86% of their portfolio Wilmington, DE 539,312539.3k $52.1m $52.1m 2.86% Added +20.3k +20,308
8 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 474,052474.1k $45.8m $45.8m 0.05% Added +44.3k +44,305
9 WCG Wealth Advisors LLC 1.17% of their portfolio LAS VEGAS, NV 433,708433.7k $41.9m $41.9m 1.17% Added +33.9k +33,856
10 Rodgers & Associates, LTD 4.11% of their portfolio Lancaster, PA 418,316418.3k $40.4m $40.4m 4.11% Reduced -5.3k -5,335
11 Krilogy Financial LLC 1.18% of their portfolio ST. LOUIS, MO 352,230352.2k $36.7m $36.7m 1.18% Added +9.3k +9,286
12 FAS Wealth Partners, Inc. 2.06% of their portfolio LEAWOOD, KS 342,972343.0k $33.1m $33.1m 2.06% Added +12.0k +12,017
13 Avantax Planning Partners, Inc. 0.88% of their portfolio DUBUQUE, IA 333,499333.5k $32.2m $32.2m 0.88% Added +16.2k +16,158
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 328,038328.0k $31.7m $31.7m 0.01% Added +32.7k +32,664
15 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 314,667314.7k $30.4m $30.4m 0.03% Reduced -12.5k -12,498
16 Savant Capital, LLC 0.15% of their portfolio ROCKFORD, IL 314,310314.3k $30.4m $30.4m 0.15% Added +9.7k +9,728
17 Mariner, LLC 0.03% of their portfolio Overland Park, KS 301,371301.4k $29.1m $29.1m 0.03% Added +18.7k +18,673
18 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 296,036296.0k $28.6m $28.6m 0.01% Added +15.9k +15,866
19 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 292,419292.4k $28.3m $28.3m 0.01% Added +2.0k +2,007
20 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 284,734284.7k $27.5m $27.5m 0.04% Added +7.9k +7,925
21 GHP Investment Advisors, Inc. 0.99% of their portfolio Denver, CO 249,828249.8k $24.1m $24.1m 0.99% Added +1.6k +1,567
22 AIRE ADVISORS, LLC 4.02% of their portfolio BEVERLY HILLS, CA 227,655227.7k $22.0m $22.0m 4.02% Added +1.6k +1,624
23 OpenArc Corporate Advisory, LLC 0.29% of their portfolio ATLANTA, GA 210,881210.9k $20.4m $20.4m 0.29% Reduced -16.0k -15,964
24 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 207,730207.7k $19.6m $19.6m 0.01% Added +34.2k +34,196
25 Klingman & Associates, LLC 0.94% of their portfolio New York, NY 204,106204.1k $19.7m $19.7m 0.94% Reduced -543 -543
26 First National Trust Co 0.67% of their portfolio Johnstown, PA 203,681203.7k $19.7m $19.7m 0.67% Added +7.3k +7,325
27 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 200,000200.0k $19.3m $19.3m 0.01% Added +200.0k +199,969
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 199,052199.1k $19.2m $19.2m 0.01% Reduced -687 -687
29 Convergence Financial, LLC 1.99% of their portfolio COLUMBIA, MO 192,783192.8k $18.8m $18.8m 1.99% Reduced -7.4k -7,370
30 Shakespeare Wealth Management, LLC 4.17% of their portfolio Pewaukee, WI 182,277182.3k $17.6m $17.6m 4.17% Added +4.5k +4,492
31 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 182,166182.2k $17.2m $17.2m 0.11% Reduced -154.4k -154,450
32 Grey Fox Wealth Advisors, LLC 3.30% of their portfolio ROCKLAND, DE 176,876176.9k $17.1m $17.1m 3.30% Added +6.1k +6,091
33 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 175,015175.0k $16.9m $16.9m 0.02% Added +3.3k +3,327
34 VICTORY FINANCIAL GROUP, LLC 1.94% of their portfolio AUSTIN, TX 163,534163.5k $15.8m $15.8m 1.94% Added +13.8k +13,784
35 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 158,609158.6k $15.3m $15.3m 0.07% Reduced -32.6k -32,627
36 CWM, LLC 0.03% of their portfolio OMAHA, NE 137,291137.3k $13.3m $13.3m 0.03% Reduced -10.3k -10,341
37 Optimist Retirement Group LLC 5.70% of their portfolio BELLEVUE, WA 133,819133.8k $12.9m $12.9m 5.70% Added +153 +153
38 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 0.05% of their portfolio CHARLOTTE, NC 121,432121.4k $11.7m $11.7m 0.05% First filing
39 BALANCED WEALTH GROUP LLC 4.12% of their portfolio WESTLAKE, OH 119,039119.0k $11.5m $11.5m 4.12% Added +2.9k +2,941
40 Marietta Wealth Management, LLC 1.36% of their portfolio MARIETTA, GA 118,237118.2k $11.4m $11.4m 1.36% Added +1.7k +1,670
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 115,037115.0k $11.1m $11.1m 0.00% Reduced -26.3k -26,343
42 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 106,014106.0k $10.2m $10.2m 0.08% Added +29.7k +29,655
43 Csenge Advisory Group 0.46% of their portfolio CLEARWATER, FL 104,313104.3k $10.1m $10.1m 0.46% Reduced -11.2k -11,190
44 RAINEY & RANDALL WEALTH ADVISORS INC. 1.61% of their portfolio Celebration, FL 102,766102.8k $9.9m $9.9m 1.61% Reduced -69 -69
45 Independent Advisor Alliance 0.11% of their portfolio CHARLOTTE, NC 102,570102.6k $9.9m $9.9m 0.11% Added +96.3k +96,316
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 100,045100.0k $9.7m $9.7m 0.00% Added +17.4k +17,355
47 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 99,26899.3k $9.6m $9.6m 0.10% Reduced -897 -897
48 BIP Wealth, LLC 0.37% of their portfolio ATLANTA, GA 94,24494.2k $9.1m $9.1m 0.37% Reduced -1.4k -1,380
49 MONECO ADVISORS, LLC 0.69% of their portfolio FAIRFIELD, CT 91,78291.8k $8.9m $8.9m 0.69% Added +20.5k +20,472
50 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 84,58784.6k $8.2m $8.2m 0.05% Reduced -1.1k -1,073
51 Key Financial Inc 1.43% of their portfolio WEST CHESTER, PA 83,12783.1k $8.0m $8.0m 1.43% Added +52 +52
52 Financial Strategies Group, Inc. 1.48% of their portfolio OKEMOS, MI 82,46582.5k $8.8m $8.8m 1.48% Added +5.1k +5,115
53 Mutual Advisors, LLC 0.17% of their portfolio OMAHA, NE 82,37282.4k $8.0m $8.0m 0.17% Reduced -4.2k -4,197
54 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 80,45680.5k $7.8m $7.8m 0.01% Added +5.6k +5,596
55 Integrity Wealth Solutions LLC 2.98% of their portfolio DENVER, CO 78,42178.4k $7.6m $7.6m 2.98% Reduced -449 -449
56 EARNED WEALTH ADVISORS, LLC 0.50% of their portfolio WALNUT CREEK, CA 77,06477.1k $7.4m $7.4m 0.50% Added +2.0k +2,024
57 Tradition Wealth Management, LLC 0.53% of their portfolio EDINA, MN 76,55776.6k $7.4m $7.4m 0.53% Added +342 +342
58 HRC WEALTH MANAGEMENT, LLC 3.47% of their portfolio Moscow, ID 76,12076.1k $7.4m $7.4m 3.47% Added +1.7k +1,745
59 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 76,00176.0k $7.3m $7.3m 0.01% Reduced -273 -273
60 KWB Wealth 0.71% of their portfolio REDLANDS, CA 75,97376.0k $7.2m $7.2m 0.71% Reduced -8.2k -8,179
61 Cerro Pacific Wealth Advisors LLC 1.91% of their portfolio San Luis Obispo, CA 75,44075.4k $7.3m $7.3m 1.91% Added +9.3k +9,322
62 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 73,94673.9k $7.1m $7.1m 0.06% Added +2.0k +2,003
63 Strategies Wealth Advisors, LLC 0.71% of their portfolio GRAND RAPIDS, MI 72,91272.9k $7.0m $7.0m 0.71% Reduced -1.7k -1,697
64 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 71,92671.9k $6.9m $6.9m 0.03% Added +43.7k +43,735
65 Wealthcare Advisory Partners LLC 0.13% of their portfolio WEST CHESTER, PA 71,49371.5k $6.9m $6.9m 0.13% Reduced -30.4k -30,352
66 Nvest Wealth Strategies, Inc. 4.77% of their portfolio POWELL, OH 70,16370.2k $6.8m $6.8m 4.77% Reduced -8.5k -8,535
67 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 67,75267.8k $6.5m $6.5m 0.02% Reduced -160 -160
68 Fragasso Financial Advisors Inc 0.40% of their portfolio SEWICKLEY, PA 67,04767.0k $6.6m $6.6m 0.40% Reduced -973 -973
69 New England Capital Financial Advisors LLC 1.76% of their portfolio MERIDEN, CT 66,53066.5k $6.4m $6.4m 1.76% Added +14.1k +14,126
70 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 64,39464.4k $6.2m $6.2m 0.01% Added +2.4k +2,419
71 Compton Financial Group, LLC 1.33% of their portfolio TOWSON, MD 62,14362.1k $6.0m $6.0m 1.33% Reduced -20.4k -20,441
72 Roberts Financial Services LLC 1.86% of their portfolio MARQUETTE, MI 60,48260.5k $5.8m $5.8m 1.86% Reduced -66.4k -66,433
73 Leslie Global Wealth, LLC 3.01% of their portfolio Itasca, IL 59,16159.2k $5.7m $5.7m 3.01% Reduced -2.9k -2,902
74 Financial Security Advisor, Inc. 1.04% of their portfolio VIRGINIA BEACH, VA 58,33658.3k $5.6m $5.6m 1.04% Reduced -2.0k -1,981
75 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 57,78357.8k $5.7m $5.7m 0.01% Reduced -15.2k -15,159
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 57,75957.8k $5.6m $5.6m 0.00% Added +546 +546
77 Leicht Financial Planning & Wealth Management, Inc. 2.50% of their portfolio PARSIPPANY, NJ 57,09057.1k $5.5m $5.5m 2.50% Reduced -716 -716
78 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 56,68056.7k $5.5m $5.5m 0.01% Added +230 +230
79 Junk Investment Group, LLC 2.82% of their portfolio HUNT VALLEY, MD 55,64255.6k $5.4m $5.4m 2.82% First filing
80 WealthShield Partners, LLC 0.59% of their portfolio CARY, NC 54,99255.0k $5.3m $5.3m 0.59% Reduced -7 -7
81 Pacific Sun Financial Corp 2.44% of their portfolio LOS ANGELES, CA 52,04352.0k $5.0m $5.0m 2.44% Added +102 +102
82 Summit Financial, LLC 0.06% of their portfolio PARSIPPANY, NJ 51,94651.9k $5.0m $5.0m 0.06% Added +45.1k +45,129
83 BARRETT & COMPANY, INC. 1.70% of their portfolio PROVIDENCE, RI 51,26651.3k $5.0m $5.0m 1.70% Added +738 +738
84 Midwest Financial Group LLC 2.10% of their portfolio Overland Park, KS 50,96051.0k $4.9m $4.9m 2.10% Added +2.0k +2,019
85 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 50,46350.5k $4.9m $4.9m 0.01% Reduced -16.0k -15,975
86 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,35250.4k $4.9m $4.9m 0.00% Added +3.4k +3,398
87 J.W. COLE ADVISORS, INC. 0.16% of their portfolio TAMPA, FL 49,77649.8k $4.8m $4.8m 0.16% Added +554 +554
88 Financial Concepts Unlimited, Inc. 4.29% of their portfolio CENTREVILLE, ME 49,52449.5k $4.8m $4.8m 4.29% First filing
89 ERn Financial, LLC 0.89% of their portfolio MIDDLETON, WI 49,25649.3k $4.8m $4.8m 0.89% Reduced -1.1k -1,119
90 INTERACTIVE FINANCIAL ADVISORS, INC. 3.07% of their portfolio New Lenox, IL 48,63448.6k $4.7m $4.7m 3.07% Added +758 +758
91 SIGNET FINANCIAL MANAGEMENT, LLC 0.53% of their portfolio PARSIPPANY, NJ 48,58848.6k $4.7m $4.7m 0.53% Reduced -1.6k -1,601
92 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 47,84247.8k $4.6m $4.6m 0.11% Reduced -1.4k -1,381
93 Marathon Mission, Inc. 2.62% of their portfolio ALBANY, NY 46,66946.7k $4.5m $4.5m 2.62% Added +912 +912
94 Livet Wealth, LLC 2.87% of their portfolio SALT LAKE CITY, UT 46,64446.6k $4.5m $4.5m 2.87% Reduced -545 -545
95 Quent Capital, LLC 0.32% of their portfolio NEW YORK, NY 46,62046.6k $4.5m $4.5m 0.32% Added +2.1k +2,118
96 Probity Advisors, Inc. 0.71% of their portfolio DALLAS, TX 46,29146.3k $4.5m $4.5m 0.71% Added +494 +494
97 Graney & King, LLC 2.40% of their portfolio LATHAM, NY 45,99346.0k $4.4m $4.4m 2.40% Reduced -5.4k -5,373
98 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.09% of their portfolio LOS ANGELES, CA 45,98446.0k $4.4m $4.4m 0.09% Added +1.6k +1,588
99 McAdam, LLC 0.20% of their portfolio Philadelphia, PA 45,11845.1k $4.4m $4.4m 0.20% Reduced -3.2k -3,220
100 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 44,96345.0k $4.3m $4.3m 0.01% Reduced -47.1k -47,093