Avantax Planning Partners, Inc.

DUBUQUE, IA · CIK 1005441 · 13F filing filed 2026-05-04

SEC-registered investment adviser since 1996 · corporation

Assets managed$7.6bn
Staff261 · 200 in investment roles
Main clients (by assets)High net worth individuals 47%, Pension plans 29%, Individuals 21%
Form ADV · 2026-06-18SEC adviser record

$3.6bn reported value +1.9% vs Q4 2025

435positions

49.9%in top 10

30 new 161 added 181 reduced 32 sold out vs Q4 2025

Holdings, Q1 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	15,031,527	$437.9m12.02%	12.02%	Added +141.0k	+140,994 0.9%
2	SCHWAB STRATEGIC TR US LCAP VA ETF SCHV	SCHV	10,217,486	$311.6m8.56%	8.56%	Added +29.6k	+29,579 0.3%
3	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	7,317,057	$181.1m4.97%	4.97%	Added +118.8k	+118,781 1.6%
4	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	7,710,661	$179.0m4.92%	4.92%	Added +263.3k	+263,321 3.5%
5	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	5,507,557	$169.0m4.64%	4.64%	Reduced -4.6m	-4,598,666 -45.5%
6	J P MORGAN EXCHANGE TRADED F EQUITY FOCUS ETF JPEF	JPEF	1,787,833	$128.4m3.52%	3.52%	New
7	J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF JPIB	JPIB	2,433,536	$116.4m3.19%	3.19%	Added +103.8k	+103,811 4.5%
8	SPDR SER TR PORTFOLIO LN TSR SPTL	SPTL	4,314,262	$113.5m3.12%	3.12%	Added +123.2k	+123,156 2.9%
9	AMERICAN CENTY ETF TR US SML CP VALU AVUV	AVUV	862,566	$95.3m2.62%	2.62%	Added +3.8k	+3,795 0.4%
10	AMERICAN CENTY ETF TR AVANTIS EMGMKT AVEM	AVEM	1,076,937	$86.8m2.38%	2.38%	Reduced -32.0k	-31,962 -2.9%
11	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	2,300,372	$84.2m2.31%	2.31%	Added +35.8k	+35,798 1.6%
12	J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF JCPB	JCPB	1,674,613	$78.8m2.16%	2.16%	Added +47.6k	+47,635 2.9%
13	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	918,268	$78.2m2.15%	2.15%	Added +24.8k	+24,826 2.8%
14	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	1,241,164	$62.0m1.70%	1.70%	Reduced -10.2k	-10,236 -0.8%
15	ISHARES TR NATIONAL MUN ETF MUB	MUB	495,654	$52.6m1.44%	1.44%	Reduced -7.1k	-7,053 -1.4%
16	FIRST TR EXCH TRADED FD III MANAGD MUN ETF FMB	FMB	842,907	$42.7m1.17%	1.17%	Reduced -11.5k	-11,480 -1.3%
17	SPDR SER TR NUVEEN BLOOMBERG HYMB	HYMB	1,681,599	$41.7m1.14%	1.14%	Added +19.2k	+19,180 1.1%
18	ISHARES TR RUS 1000 GRW ETF IWF	IWF	92,599	$39.5m1.08%	1.08%	Added +20.5k	+20,461 28.4%
19	ALPS ETF TR INTL SEC DV DOG IDOG	IDOG	937,466	$39.0m1.07%	1.07%	Reduced -5.4k	-5,379 -0.6%
20	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	64,918	$38.8m1.07%	1.07%	Added +61.1k	+61,143 1619.7%
21	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	174,460	$37.5m1.03%	1.03%	Reduced -50.8k	-50,797 -22.6%
22	APPLE INC COM AAPL	AAPL	147,675	$37.5m1.03%	1.03%	Added +615	+615 0.4%
23	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	449,329	$34.6m0.95%	0.95%	Added +1.9k	+1,869 0.4%
24	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	333,499	$32.2m0.88%	0.88%	Added +16.2k	+16,158 5.1%
25	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	321,914	$30.9m0.85%	0.85%	Added +33.4k	+33,447 11.6%
26	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	544,900	$30.8m0.85%	0.85%	Added +4.9k	+4,893 0.9%
27	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	395,348	$22.4m0.62%	0.62%	Added +9.8k	+9,785 2.5%
28	ISHARES TR S&P 500 GRWT ETF IVW	IVW	187,275	$21.2m0.58%	0.58%	Added +1.2k	+1,189 0.6%
29	MICROSOFT CORP COM MSFT	MSFT	51,692	$19.1m0.53%	0.53%	Added +10.1k	+10,139 24.4%
30	VANGUARD MUN BD FDS INTERMEDIATE TRM VTEI	VTEI	190,307	$19.0m0.52%	0.52%	Added +30.3k	+30,334 19.0%
31	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	183,763	$17.4m0.48%	0.48%	Reduced -4.7k	-4,670 -2.5%
32	ISHARES TR RUS 2000 GRW ETF IWO	IWO	54,775	$17.2m0.47%	0.47%	Added +712	+712 1.3%
33	VANGUARD WHITEHALL FDS INTL DVD ETF VIGI	VIGI	190,877	$16.9m0.46%	0.46%	Reduced -2.1k	-2,081 -1.1%
34	EXXON MOBIL CORP COM XOM	XOM	98,224	$16.7m0.46%	0.46%	Added +9.0k	+9,040 10.1%
35	ISHARES TR RUS MDCP VAL ETF IWS	IWS	114,135	$16.6m0.46%	0.46%	Added +6.7k	+6,716 6.2%
36	NVIDIA CORPORATION COM NVDA	NVDA	92,691	$16.2m0.44%	0.44%	Reduced -1.5k	-1,536 -1.6%
37	DIMENSIONAL ETF TRUST EMGR CRE EQT MNG DFAE	DFAE	454,437	$15.4m0.42%	0.42%	Reduced -13.4k	-13,382 -2.9%
38	VANGUARD INDEX FDS SML CP GRW ETF VBK	VBK	50,527	$15.3m0.42%	0.42%	Reduced -495	-495 -1.0%
39	JPMORGAN CHASE & CO COM JPM	JPM	50,447	$14.8m0.41%	0.41%	Reduced -736	-736 -1.4%
40	DIMENSIONAL ETF TRUST US SMALL CAP VAL US SMALL CAP VAL		413,787	$14.5m0.40%	0.40%	Reduced -6.6k	-6,621 -1.6%
41	ISHARES TR RUS MD CP GR ETF IWP	IWP	111,789	$14.3m0.39%	0.39%	Reduced -2.6k	-2,599 -2.3%
42	DEERE & CO COM DE	DE	25,296	$14.2m0.39%	0.39%	Added +1.4k	+1,374 5.7%
43	BROADCOM INC COM AVGO	AVGO	45,911	$14.2m0.39%	0.39%	Reduced -1.1k	-1,057 -2.2%
44	ABBVIE INC COM ABBV	ABBV	60,872	$13.2m0.36%	0.36%	Added +3.3k	+3,283 5.7%
45	FASTENAL CO COM FAST	FAST	284,389	$13.2m0.36%	0.36%	Added +1.7k	+1,680 0.6%
46	COCA COLA CO COM KO	KO	173,037	$13.2m0.36%	0.36%	Reduced -7.2k	-7,236 -4.0%
47	CHEVRON CORP NEW COM CVX	CVX	61,302	$12.7m0.35%	0.35%	Reduced -3.6k	-3,557 -5.5%
48	WISDOMTREE TR US MIDCAP DIVID DON	DON	233,065	$12.2m0.34%	0.34%	Added +5.8k	+5,817 2.6%
49	MERCK & CO INC COM MRK	MRK	98,512	$11.9m0.33%	0.33%	Reduced -13.1k	-13,075 -11.7%
50	VANGUARD INDEX FDS MCAP GR IDXVIP VOT	VOT	45,734	$11.8m0.32%	0.32%	Reduced -82	-82 -0.2%
51	PIMCO ETF TR INTER MUN BD ACT MUNI	MUNI	215,876	$11.3m0.31%	0.31%	Reduced -12.2k	-12,237 -5.4%
52	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	206,723	$11.2m0.31%	0.31%	Reduced -10.7k	-10,653 -4.9%
53	AMAZON COM INC COM AMZN	AMZN	53,248	$11.1m0.30%	0.30%	Added +2.3k	+2,252 4.4%
54	CISCO SYS INC COM CSCO	CSCO	140,202	$10.9m0.30%	0.30%	Reduced -4.1k	-4,110 -2.9%
55	HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE HMOP	HMOP	279,200	$10.8m0.30%	0.30%	Added +119.4k	+119,393 74.7%
56	JOHNSON & JOHNSON COM JNJ	JNJ	43,955	$10.7m0.29%	0.29%	Reduced -4.5k	-4,500 -9.3%
57	VANECK ETF TRUST HIGH YLD MUNIETF HYD	HYD	211,755	$10.6m0.29%	0.29%	Added +44.2k	+44,164 26.4%
58	ISHARES TR 10-20 YR TRS ETF TLH	TLH	105,266	$10.6m0.29%	0.29%	Added +14.2k	+14,184 15.6%
59	VERIZON COMMUNICATIONS INC COM VZ	VZ	210,476	$10.6m0.29%	0.29%	Reduced -10.7k	-10,715 -4.8%
60	ISHARES INC CORE MSCI EMKT IEMG	IEMG	150,955	$10.5m0.29%	0.29%	Reduced -4.0k	-3,960 -2.6%
61	VALERO ENERGY CORP COM VLO	VLO	41,733	$10.3m0.28%	0.28%	Reduced -3.5k	-3,524 -7.8%
62	COSTCO WHSL CORP NEW COM COST	COST	10,247	$10.2m0.28%	0.28%	Reduced -445	-445 -4.2%
63	DIMENSIONAL ETF TRUST US CORE EQUITY 2 DFAC	DFAC	261,521	$10.2m0.28%	0.28%	Reduced -39.9k	-39,857 -13.2%
64	AMGEN INC COM AMGN	AMGN	28,617	$10.1m0.28%	0.28%	Reduced -2.4k	-2,398 -7.7%
65	LOCKHEED MARTIN CORP COM LMT	LMT	16,394	$9.9m0.27%	0.27%	Reduced -2.9k	-2,874 -14.9%
66	VANGUARD INDEX FDS MCAP VL IDXVIP VOE	VOE	52,399	$9.7m0.27%	0.27%	Reduced -914	-914 -1.7%
67	HOME DEPOT INC COM HD	HD	28,833	$9.5m0.26%	0.26%	Reduced -2.3k	-2,332 -7.5%
68	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	14,389	$9.4m0.26%	0.26%	Reduced -545	-545 -3.6%
69	TEXAS INSTRS INC COM TXN	TXN	47,307	$9.2m0.25%	0.25%	Reduced -4.3k	-4,270 -8.3%
70	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	61,065	$9.0m0.25%	0.25%	Reduced -9.2k	-9,206 -13.1%
71	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	36,587	$8.9m0.24%	0.24%	Reduced -463	-463 -1.2%
72	VANGUARD BD INDEX FDS INTERMED TERM BIV	BIV	112,934	$8.7m0.24%	0.24%	Added +5.8k	+5,786 5.4%
73	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	17,100	$8.2m0.22%	0.22%	Added +2.5k	+2,528 17.4%
74	CONOCOPHILLIPS COM COP	COP	61,638	$8.1m0.22%	0.22%	Added +30.6k	+30,647 98.9%
75	VANGUARD INDEX FDS VALUE ETF VTV	VTV	41,301	$8.1m0.22%	0.22%	Added +185	+185 0.5%
76	PROCTER AND GAMBLE CO COM PG	PG	53,904	$7.8m0.21%	0.21%	Added +2.4k	+2,423 4.7%
77	J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT JPEM	JPEM	123,594	$7.7m0.21%	0.21%	Added +1.0k	+1,049 0.9%
78	ISHARES TR CORE US AGGBD ET AGG	AGG	76,250	$7.6m0.21%	0.21%	Reduced -4.7k	-4,720 -5.8%
79	ALPHABET INC CAP STK CL A GOOGL	GOOGL	25,700	$7.4m0.20%	0.20%	Added +199	+199 0.8%
80	ISHARES TR EAFE VALUE ETF EFV	EFV	96,298	$7.2m0.20%	0.20%	Added +235	+235 0.2%
81	PEPSICO INC COM PEP	PEP	46,062	$7.2m0.20%	0.20%	Reduced -16.5k	-16,521 -26.4%
82	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	12,043	$7.0m0.19%	0.19%	Added +26	+26 0.2%
83	ALTRIA GROUP INC COM MO	MO	105,325	$7.0m0.19%	0.19%	Reduced -11.7k	-11,697 -10.0%
84	PFIZER INC COM PFE	PFE	241,169	$6.8m0.19%	0.19%	Reduced -12.7k	-12,717 -5.0%
85	TESLA INC COM TSLA	TSLA	16,115	$6.0m0.16%	0.16%	Added +113	+113 0.7%
86	ISHARES TR RUS 2000 VAL ETF IWN	IWN	30,585	$5.8m0.16%	0.16%	Reduced -1.5k	-1,530 -4.8%
87	EOG RES INC COM EOG	EOG	40,066	$5.8m0.16%	0.16%	Reduced -394	-394 -1.0%
88	ELI LILLY & CO COM LLY	LLY	6,284	$5.8m0.16%	0.16%	Added +230	+230 3.8%
89	BLUEROCK PVT REAL ESTATE FD COM BPRE	BPRE	344,467	$5.7m0.16%	0.16%	Reduced -9.3k	-9,332 -2.6%
90	MCDONALDS CORP COM MCD	MCD	18,065	$5.6m0.15%	0.15%	Added +26	+26 0.1%
91	BANK AMERICA CORP COM BAC	BAC	107,237	$5.2m0.14%	0.14%	Reduced -3.8k	-3,821 -3.4%
92	CASEYS GEN STORES INC COM CASY	CASY	7,176	$5.2m0.14%	0.14%	Unchanged
93	UNITED PARCEL SERVICE INC CL B UPS	UPS	51,129	$5.0m0.14%	0.14%	Reduced -8.8k	-8,779 -14.7%
94	VANGUARD WORLD FD INF TECH ETF VGT	VGT	7,079	$4.9m0.14%	0.14%	Added +4.8k	+4,821 213.5%
95	ISHARES TR SHRT NAT MUN ETF SUB	SUB	46,116	$4.9m0.13%	0.13%	Reduced -6.1k	-6,104 -11.7%
96	CATERPILLAR INC COM CAT	CAT	6,850	$4.9m0.13%	0.13%	Added +1	+1 0.0%
97	VANGUARD MUN BD FDS TAX EXEMPT BD VTEB	VTEB	93,553	$4.7m0.13%	0.13%	Reduced -54.9k	-54,890 -37.0%
98	US BANCORP DEL COM NEW USB	USB	85,641	$4.5m0.12%	0.12%	Reduced -5.9k	-5,869 -6.4%
99	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	59,906	$4.4m0.12%	0.12%	Added +22.0k	+21,992 58.0%
100	GLOBAL X FDS S&P 500 COVERED XYLD	XYLD	108,022	$4.2m0.12%	0.12%	Added +16.7k	+16,684 18.3%

Sold out since Q4 2025

Security	Ticker	Shares held before	Value then
APPLOVIN CORP APP	APP	786	$529.6k786 shares
GALLAGHER ARTHUR J & CO AJG	AJG	1,875	$485.1k1.9k shares
SEAGATE TECHNOLOGY HLDNGS PL STX	STX	1,700	$468.2k1.7k shares
CELESTICA INC CLS	CLS	1,528	$451.7k1.5k shares
EA SERIES TRUST STXM	STXM	13,980	$398.6k14.0k shares
FEDERATED HERMES INC FHI	FHI	7,000	$364.5k7.0k shares
BARRICK MNG CORP B	B	7,789	$339.2k7.8k shares
EA SERIES TRUST		10,431	$325.2k10.4k shares
NATIONAL HEALTH INVS INC NHI	NHI	4,208	$321.4k4.2k shares
ONE LIBERTY PPTYS INC OLP	OLP	14,016	$284.4k14.0k shares
MGIC INVT CORP WIS MTG	MTG	9,138	$267.0k9.1k shares
STERLING INFRASTRUCTURE INC STRL	STRL	870	$266.4k870 shares
REGENERON PHARMACEUTICALS REGN	REGN	317	$244.7k317 shares
GENERAL MTRS CO GM	GM	2,895	$235.4k2.9k shares
S&P GLOBAL INC SPGI	SPGI	448	$234.1k448 shares
PROGRESSIVE CORP PGR	PGR	1,012	$230.5k1.0k shares
BROADRIDGE FINL SOLUTIONS IN BR	BR	1,016	$226.7k1.0k shares
FIRST TR EXCHANGE TRADED FD SKYY	SKYY	1,740	$226.4k1.7k shares
ISHARES TR ISTB	ISTB	4,563	$222.4k4.6k shares
SPROTT PHYSICAL GOLD TR PHYS	PHYS	6,658	$219.8k6.7k shares
GRAYSCALE BITCOIN TRUST ETF GBTC	GBTC	3,213	$219.6k3.2k shares
FEDERAL AGRIC MTG CORP AGM	AGM	1,238	$217.4k1.2k shares
INVESCO LTD IVZ	IVZ	8,187	$215.1k8.2k shares
EDWARDS LIFESCIENCES CORP EW	EW	2,447	$208.6k2.4k shares
ISHARES TR IJR	IJR	1,731	$208.0k1.7k shares