Vault-13

SPDR SER TR HYMB

NUVEEN BLOOMBERG · ETP · CUSIP 78464A284

405 institutional holders -12 vs Q4 2025
82,102,43382.1m shares reported held*
$2.0bnreported value*
44 new 161 added 132 reduced 49 sold out net sold ≈ $93.3m (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.82. Options: 2 managers hold calls ($1.0m notional), 0 hold puts (—).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 239Q4 22: 275Q1 23: 275Q2 23: 278Q3 23: 283Q4 23: 335Q1 24: 353Q2 24: 353Q3 24: 361Q4 24: 397Q1 25: 389Q2 25: 393Q3 25: 390Q4 25: 417Q1 26: 405405Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022239
Q4 2022275
Q1 2023275
Q2 2023278
Q3 2023283
Q4 2023335
Q1 2024353
Q2 2024353
Q3 2024361
Q4 2024397
Q1 2025389
Q2 2025393
Q3 2025390
Q4 2025417
Q1 2026405

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 24: 181 bought or addedQ2 24: 147 cut or sold outQ3 24: 199 bought or addedQ3 24: 136 cut or sold outQ3 24Q4 24: 203 bought or addedQ4 24: 131 cut or sold outQ1 25: 193 bought or addedQ1 25: 171 cut or sold outQ1 25Q2 25: 179 bought or addedQ2 25: 190 cut or sold outQ3 25: 204 bought or addedQ3 25: 171 cut or sold outQ3 25Q4 25: 193 bought or addedQ4 25: 176 cut or sold outQ1 26: 205 bought or addedQ1 26: 181 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024181147
Q3 2024199136
Q4 2024203131
Q1 2025193171
Q2 2025179190
Q3 2025204171
Q4 2025193176
Q1 2026205181

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ2 25 calls: $47.6mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $344.0kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $461.4kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $1.0mQ1 26 puts: $0Q1 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2025$47.6m$00.00
Q3 2025$344.0k$00.00
Q4 2025$461.4k$00.00
Q1 2026$1.0m$00.00

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +814,094+814.1k
JPMORGAN CHASE & CO Added +646,255+646.3k
Focus Partners Advisor Solutions, LLC New +496,958+497.0k
Stratos Wealth Partners, LTD. Added +415,366+415.4k
Cetera Investment Advisers Added +317,316+317.3k
RAYMOND JAMES FINANCIAL INC Added +315,175+315.2k
EP Wealth Advisors, LLC New +254,447+254.4k
JANE STREET GROUP, LLC New +235,375+235.4k
Sanctuary Advisors, LLC Added +212,136+212.1k
WCG Wealth Advisors LLC Added +196,346+196.3k

Biggest sellers

GRIMES & Co WEALTH MANAGEMENT, LLC Reduced -2,114,815-2.1m
BANK OF AMERICA CORP /DE/ Reduced -1,716,935-1.7m
GOLDMAN SACHS GROUP INC Reduced -913,817-913.8k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -630,786-630.8k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Reduced -627,585-627.6k
FMR LLC Reduced -289,801-289.8k
Capital Asset Advisory Services LLC Reduced -278,083-278.1k
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Reduced -269,318-269.3k
CAPITAL INSIGHT PARTNERS, LLC Sold out -247,535-247.5k
Collaborative Wealth Managment Inc. Reduced -233,292-233.3k

Biggest calls

CITADEL ADVISORS LLC Added $744.0k30.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $282.7k11.4k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +6.5 pts · filed 2026-09-08 12.0% +6.5 pts 16.7m≈ $425.1m 2026-09-08

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 6,852,9536.9m $170.0m $170.0m 0.05% Added +315.2k +315,175
2 SEI INVESTMENTS CO 0.16% of their portfolio OAKS, PA 6,825,1586.8m $169.3m $169.3m 0.16% Reduced -199.9k -199,902
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 5,886,5065.9m $146.0m $146.0m 0.03% Added +195.4k +195,414
4 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 5,491,6185.5m $136.2m $136.2m 0.02% Reduced -913.8k -913,817
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 5,092,9835.1m $126.3m $126.3m 0.01% Reduced -1.7m -1,716,935
6 FMR LLC 0.01% of their portfolio BOSTON, MA 4,450,6554.5m $110.4m $110.4m 0.01% Reduced -289.8k -289,801
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 3,320,3043.3m $82.3m $82.3m 0.02% Added +114.9k +114,899
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,717,9482.7m $67.4m $67.4m 0.00% Added +109.8k +109,769
9 Avantax Planning Partners, Inc. 1.14% of their portfolio DUBUQUE, IA 1,681,5991.7m $41.7m $41.7m 1.14% Added +19.2k +19,180
10 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.61% of their portfolio MINNEAPOLIS, MN 1,673,9251.7m $41.5m $41.5m 0.61% Reduced -627.6k -627,585
11 WCG Wealth Advisors LLC 1.14% of their portfolio LAS VEGAS, NV 1,645,6391.6m $40.8m $40.8m 1.14% Added +196.3k +196,346
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,534,8851.5m $38.1m $38.1m 0.01% Added +814.1k +814,094
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,516,5491.5m $37.6m $37.6m 0.01% Reduced -64.3k -64,324
14 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 1,417,3351.4m $35.1m $35.1m 0.05% Reduced -171.1k -171,084
15 Cercano Management LLC 1.49% of their portfolio BELLEVUE, WA 1,387,8251.4m $34.4m $34.4m 1.49% Unchanged
16 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,294,4001.3m $32.1m $32.1m 0.01% Added +186.0k +185,966
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,219,1591.2m $30.2m $30.2m 0.01% Added +70.0k +70,032
18 Revolve Wealth Partners, LLC 3.51% of their portfolio Hackensack, NJ 1,088,9481.1m $27.0m $27.0m 3.51% Added +26.2k +26,243
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,002,0161.0m $24.7m $24.7m 0.00% Added +646.3k +646,255
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.13% of their portfolio IRVING, TX 865,607865.6k $21.5m $21.5m 0.13% Reduced -106.0k -105,979
21 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 762,408762.4k $18.9m $18.9m 0.02% Added +317.3k +317,316
22 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 654,772654.8k $16.2m $16.2m 0.02% Reduced -120.8k -120,779
23 Farther Finance Advisors, LLC 0.14% of their portfolio SAN FRANCISCO, CA 614,052614.1k $15.3m $15.3m 0.14% Added +166.4k +166,439
24 Jordan Park Group LLC 0.74% of their portfolio SAN FRANCISCO, CA 562,231562.2k $13.9m $13.9m 0.74% Reduced -117.9k -117,895
25 Sanctuary Advisors, LLC 0.07% of their portfolio INDIANAPOLIS, IN 551,000551.0k $13.7m $13.7m 0.07% Added +212.1k +212,136
26 Mariner, LLC 0.02% of their portfolio Overland Park, KS 532,181532.2k $13.2m $13.2m 0.02% Added +39.4k +39,362
27 Parkside Investments, LLC 1.60% of their portfolio DEERFIELD, IL 529,675529.7k $13.1m $13.1m 1.60% Reduced -12.2k -12,225
28 Focus Partners Advisor Solutions, LLC 0.12% of their portfolio SAINT LOUIS, MO 496,958497.0k $12.3m $12.3m 0.12% New
29 Capital Analysts, LLC 0.32% of their portfolio FORT WASHINGTON, PA 491,674491.7k $12.2m $12.2m 0.32% Added +52.9k +52,924
30 Stratos Wealth Partners, LTD. 0.13% of their portfolio BEACHWOOD, OH 455,520455.5k $11.3m $11.3m 0.13% Added +415.4k +415,366
31 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 418,556418.6k $10.4m $10.4m 0.02% Reduced -133.7k -133,742
32 Brady Martz Wealth Solutions, LLC 1.71% of their portfolio GRAND FORKS, ND 405,317405.3k $10.1m $10.1m 1.71% Reduced -4.3k -4,310
33 Capital Asset Advisory Services LLC 0.35% of their portfolio Williamston, MI 364,264364.3k $9.2m $9.2m 0.35% Reduced -278.1k -278,083
34 Perigon Wealth Management, LLC 0.16% of their portfolio SAN FRANCISCO, CA 362,279362.3k $9.0m $9.0m 0.16% Reduced -42.8k -42,816
35 Syntegra Private Wealth Group, LLC 0.85% of their portfolio Chesterfield, MO 360,120360.1k $8.9m $8.9m 0.85% Reduced -8.8k -8,772
36 Wealthspire Advisors, LLC 0.07% of their portfolio NEW YORK, NY 346,081346.1k $8.6m $8.6m 0.07% Reduced -5.9k -5,865
37 OLD NATIONAL BANCORP /IN/ 0.14% of their portfolio EVANSVILLE, IN 332,193332.2k $8.2m $8.2m 0.14% Added +26.2k +26,161
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 331,226331.2k $8.2m $8.2m 0.01% Reduced -18.2k -18,237
39 Heartwood Wealth Advisors LLC 0.70% of their portfolio RICHMOND, VA 321,392321.4k $8.0m $8.0m 0.70% Reduced -76.3k -76,326
40 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 317,206317.2k $7.9m $7.9m 0.01% Added +59.1k +59,099
41 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.14% of their portfolio Seattle, WA 315,994316.0k $7.8m $7.8m 0.14% Reduced -269.3k -269,318
42 Dakota Wealth Management 0.16% of their portfolio PALM BEACH GARDENS, FL 299,109299.1k $7.4m $7.4m 0.16% Added +28.7k +28,700
43 OneDigital Investment Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 290,915290.9k $7.2m $7.2m 0.07% Added +158.8k +158,846
44 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 273,296273.3k $6.8m $6.8m 0.05% Added +46.4k +46,379
45 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 264,092264.1k $6.5m $6.5m 0.00% Added +55.8k +55,767
46 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 259,869259.9k $6.4m $6.4m 0.01% Reduced -26.6k -26,561
47 Austin Wealth Management, LLC 1.44% of their portfolio Austin, TX 254,493254.5k $6.3m $6.3m 1.44% Reduced -1.8k -1,761
48 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 254,447254.4k $6.3m $6.3m 0.03% New
49 Modera Wealth Management, LLC 0.07% of their portfolio WESTWOOD, NJ 246,610246.6k $6.1m $6.1m 0.07% Added +9.7k +9,666
50 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 245,262245.3k $6.1m $6.1m 0.05% Added +39.5k +39,526
51 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 237,727237.7k $5.9m $5.9m 0.01% Reduced -53.6k -53,585
52 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 235,375235.4k $5.8m $5.8m 0.01% New
53 Keystone Financial Group 0.39% of their portfolio LEXINGTON, KY 229,586229.6k $5.8m $5.8m 0.39% Added +44.1k +44,081
54 Savvy Advisors, Inc. 0.15% of their portfolio NEW YORK, NY 226,270226.3k $5.6m $5.6m 0.15% Added +120.9k +120,852
55 Avidian Wealth Enterprises, LLC 0.17% of their portfolio Houston, TX 215,702215.7k $5.3m $5.3m 0.17% Added +32.5k +32,483
56 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 212,742212.7k $5.3m $5.3m 0.00% Added +3.5k +3,450
57 BENJAMIN EDWARDS INC 0.05% of their portfolio Clayton, MO 206,843206.8k $5.1m $5.1m 0.05% Added +5.7k +5,688
58 CGN Advisors LLC 0.40% of their portfolio MANHATTAN, KS 203,898203.9k $5.1m $5.1m 0.40% Reduced -5.5k -5,463
59 CX Institutional 0.15% of their portfolio AUBURN, IN 193,555193.6k $4.8m $4.8m 0.15% Added +1.4k +1,436
60 Chemistry Wealth Management LLC 0.84% of their portfolio NEW YORK, NY 192,201192.2k $4.8m $4.8m 0.84% Added +54.2k +54,232
61 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 189,908189.9k $4.7m $4.7m 0.02% Added +17.5k +17,497
62 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 187,724187.7k $4.7m $4.7m 0.01% Reduced -32.5k -32,452
63 High Net Worth Advisory Group LLC 1.08% of their portfolio NAPLES, FL 186,892186.9k $4.6m $4.6m 1.08% Added +358 +358
64 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 181,877181.9k $4.5m $4.5m 0.06% Added +14.7k +14,723
65 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 180,565180.6k $4.5m $4.5m 0.01% Added +39.8k +39,787
66 Erickson Financial Group, LLC 2.74% of their portfolio ALLENTOWN, PA 176,617176.6k $4.4m $4.4m 2.74% Added +26.4k +26,389
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 164,667164.7k $4.1m $4.1m 0.01% Added +11.8k +11,844
68 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 160,395160.4k $4.0m $4.0m 0.02% Added +81.6k +81,586
69 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 144,675144.7k $3.6m $3.6m 0.04% Reduced -11.2k -11,166
70 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 138,687138.7k $3.6m $3.6m 0.02% Reduced -59.3k -59,346
71 Melone Private Wealth, LLC 1.35% of their portfolio AUBURN HILLS, MI 133,072133.1k $3.3m $3.3m 1.35% Added +40.2k +40,189
72 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 131,313131.3k $3.3m $3.3m 0.01% Reduced -657 -657
73 Prentice Wealth Management LLC 0.70% of their portfolio Rochester, NY 125,024125.0k $3.1m $3.1m 0.70% Reduced -4.6k -4,575
74 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ST. LOUIS, MO 124,905124.9k $3.1m $3.1m 0.05% Reduced -611 -611
75 Harbor Group, Inc. 0.42% of their portfolio BEDFORD, NH 118,393118.4k $2.9m $2.9m 0.42% Reduced -487 -487
76 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 117,918117.9k $2.9m $2.9m 0.01% Reduced -2.5k -2,506
77 Oakwell Private Wealth Management, LLC 0.52% of their portfolio Austin, TX 116,884116.9k $2.9m $2.9m 0.52% Added +3.5k +3,497
78 Financial Partners Group, Inc 0.34% of their portfolio Overland Park, KS 113,892113.9k $2.8m $2.8m 0.34% Reduced -231 -231
79 Diversified Portfolios, Inc. 0.21% of their portfolio Bloomfield Hills, MI 105,254105.3k $2.6m $2.6m 0.21% Added +2.9k +2,884
80 UMB Bank, n.a. 0.04% of their portfolio Kansas City, MO 104,000104.0k $2.6m $2.6m 0.04% Reduced -46.4k -46,446
81 Bragg Financial Advisors, Inc 0.08% of their portfolio CHARLOTTE, NC 103,342103.3k $2.6m $2.6m 0.08% Reduced -480 -480
82 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 98,48798.5k $2.4m $2.4m 0.05% Added +5.5k +5,451
83 Tradewinds Capital Management, LLC 0.47% of their portfolio BELLINGHAM, WA 95,37695.4k $2.4m $2.4m 0.47% Added +5.3k +5,326
84 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 94,66794.7k $2.3m $2.3m 0.00% Added +26.8k +26,838
85 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 92,59792.6k $2.3m $2.3m 0.01% Added +1.3k +1,320
86 Legacy Financial Advisors, Inc. 0.32% of their portfolio COVINGTON, KY 92,58592.6k $2.3m $2.3m 0.32% Reduced -1.5k -1,509
87 SigFig Wealth Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 92,43892.4k $2.3m $2.3m 0.07% Added +18.0k +18,045
88 Aprio Wealth Management, LLC 0.12% of their portfolio ATLANTA, GA 91,56591.6k $2.3m $2.3m 0.12% Added +3.2k +3,185
89 Friday Financial 0.77% of their portfolio DUBUQUE, IA 90,13890.1k $2.2m $2.2m 0.77% Added +3.8k +3,802
90 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 89,80589.8k $2.2m $2.2m 0.02% Reduced -13.8k -13,766
91 CIBC Bancorp USA Inc. 0.00% of their portfolio CHICAGO, IL 88,49188.5k $2.2m $2.2m 0.00% First filing
92 FourThought Financial Partners, LLC 0.19% of their portfolio VENICE, FL 88,46588.5k $2.2m $2.2m 0.19% Added +21.9k +21,858
93 Collaborative Wealth Managment Inc. 1.00% of their portfolio LAKE MARY, FL 87,36687.4k $2.2m $2.2m 1.00% Reduced -233.3k -233,292
94 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 86,09286.1k $2.1m $2.1m 0.02% Added +4.6k +4,619
95 MATHER GROUP, LLC. 0.02% of their portfolio CHICAGO, IL 84,59184.6k $2.1m $2.1m 0.02% Reduced -1.6k -1,619
96 Wedmont Private Capital 0.07% of their portfolio WEST CHESTER, PA 84,51784.5k $2.1m $2.1m 0.07% Added +22 +22
97 WEALTH MANAGEMENT RESOURCES, INC. 0.71% of their portfolio SMITHFIELD, RI 82,34582.3k $2.0m $2.0m 0.71% Reduced -5.3k -5,274
98 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 80,95781.0k $2.0m $2.0m 0.00% Reduced -105.4k -105,378
99 LAUREL OAK WEALTH MANAGEMENT, LLC 0.33% of their portfolio MARLTON, NJ 80,16980.2k $2.0m $2.0m 0.33% Added +6.8k +6,778
100 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 76,85076.8k $1.9m $1.9m 0.01% Reduced -433 -433