Vault-13

NUSHARES ETF TR NUSC

NUVEEN ESG SMLCP · ETP · CUSIP 67092P607

267 institutional holders +6 vs Q4 2025
21,108,84421.1m shares reported held*
$951.3mreported value*
23 new 85 added 97 reduced 14 sold out net sold ≈ $134.1m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.07.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 185Q4 22: 207Q1 23: 204Q2 23: 214Q3 23: 210Q4 23: 229Q1 24: 234Q2 24: 235Q3 24: 242Q4 24: 265Q1 25: 256Q2 25: 244Q3 25: 250Q4 25: 261Q1 26: 267267Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022185
Q4 2022207
Q1 2023204
Q2 2023214
Q3 2023210
Q4 2023229
Q1 2024234
Q2 2024235
Q3 2024242
Q4 2024265
Q1 2025256
Q2 2025244
Q3 2025250
Q4 2025261
Q1 2026267

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 102 bought or addedQ2 24: 100 cut or sold outQ3 24: 94 bought or addedQ3 24: 96 cut or sold outQ3 24Q4 24: 111 bought or addedQ4 24: 107 cut or sold outQ1 25: 104 bought or addedQ1 25: 122 cut or sold outQ1 25Q2 25: 107 bought or addedQ2 25: 109 cut or sold outQ3 25: 94 bought or addedQ3 25: 113 cut or sold outQ3 25Q4 25: 108 bought or addedQ4 25: 117 cut or sold outQ1 26: 108 bought or addedQ1 26: 111 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024102100
Q3 20249496
Q4 2024111107
Q1 2025104122
Q2 2025107109
Q3 202594113
Q4 2025108117
Q1 2026108111

Biggest buyers

UBS Group AG Added +405,052+405.1k
MERCER GLOBAL ADVISORS INC /ADV Added +241,758+241.8k
LPL Financial LLC Added +221,036+221.0k
EP Wealth Advisors, LLC Added +98,117+98.1k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Added +58,822+58.8k
ENVESTNET ASSET MANAGEMENT INC Added +43,155+43.2k
HM PAYSON & CO Added +30,039+30.0k
JONES FINANCIAL COMPANIES LLLP Added +29,447+29.4k
Abacus Wealth Partners, LLC Added +28,654+28.7k
GOLDMAN SACHS GROUP INC New +27,398+27.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -2,285,560-2.3m
TIAA TRUST, NATIONAL ASSOCIATION Reduced -1,349,483-1.3m
Corient Private Wealth LP Reduced -243,700-243.7k
RAYMOND JAMES FINANCIAL INC Reduced -132,116-132.1k
TrueWealth Financial Partners Sold out -124,591-124.6k
Envestnet Portfolio Solutions, Inc. Sold out -42,417-42.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -34,929-34.9k
Klaas Financial Asset Advisors, LLC Reduced -25,331-25.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -24,269-24.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -23,885-23.9k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,877,2783.9m $174.7m $174.7m 0.01% Reduced -2.3m -2,285,560
2 MERCER GLOBAL ADVISORS INC /ADV 0.11% of their portfolio DENVER, CO 1,721,3261.7m $77.6m $77.6m 0.11% Added +241.8k +241,758
3 Abacus Wealth Partners, LLC 5.90% of their portfolio SANTA MONICA, CA 1,434,4291.4m $64.6m $64.6m 5.90% Added +28.7k +28,654
4 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 0.22% of their portfolio CHARLOTTE, NC 1,253,9601.3m $56.5m $56.5m 0.22% First filing
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,055,1041.1m $47.5m $47.5m 0.01% Added +19.7k +19,721
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,046,0671.0m $47.1m $47.1m 0.00% Reduced -22.8k -22,843
7 MISSION WEALTH MANAGEMENT, LP 0.78% of their portfolio Santa Barbara, CA 830,709830.7k $37.4m $37.4m 0.78% Added +12.3k +12,283
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 819,749819.7k $36.9m $36.9m 0.01% Added +221.0k +221,036
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 743,707743.7k $33.5m $33.5m 0.01% Added +405.1k +405,052
10 Boston Common Asset Management, LLC 1.23% of their portfolio BOSTON, MA 424,782424.8k $19.1m $19.1m 1.23% Reduced -20.0k -20,044
11 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 359,913359.9k $16.2m $16.2m 0.00% Added +8.6k +8,608
12 North Berkeley Wealth Management, LLC 7.00% of their portfolio Berkeley, CA 293,851293.9k $13.2m $13.2m 7.00% Added +8.1k +8,147
13 First Pacific Financial 1.54% of their portfolio VANCOUVER, WA 265,032265.0k $11.9m $11.9m 1.54% Reduced -355 -355
14 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 262,445262.4k $11.8m $11.8m 0.02% Reduced -243.7k -243,700
15 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 261,816261.8k $11.8m $11.8m 0.02% Added +2.3k +2,327
16 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 260,458260.5k $11.7m $11.7m 0.01% Added +26.2k +26,162
17 WCG Wealth Advisors LLC 0.28% of their portfolio LAS VEGAS, NV 222,001222.0k $10.0m $10.0m 0.28% Added +387 +387
18 FMR LLC 0.00% of their portfolio BOSTON, MA 220,246220.2k $9.9m $9.9m 0.00% Added +21.7k +21,712
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 212,056212.1k $9.6m $9.6m 0.00% Added +3.8k +3,829
20 COLDSTREAM CAPITAL MANAGEMENT INC 0.10% of their portfolio BELLEVUE, WA 181,617181.6k $8.2m $8.2m 0.10% Reduced -11.1k -11,084
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 167,749167.7k $7.6m $7.6m 0.01% Added +4.5k +4,495
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 149,425149.4k $6.7m $6.7m 0.00% Reduced -2.9k -2,931
23 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 136,208136.2k $6.1m $6.1m 0.02% Reduced -359 -359
24 Colorado Capital Management, Inc. 2.26% of their portfolio BOULDER, CO 134,754134.8k $6.1m $6.1m 2.26% Added +4.0k +4,034
25 DeDora Capital, Inc. 1.48% of their portfolio Napa, CA 134,321134.3k $6.1m $6.1m 1.48% Added +1.7k +1,746
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 130,590130.6k $5.9m $5.9m 0.00% Added +43.2k +43,155
27 True Blue Financial, LLC 4.55% of their portfolio STEVENSVILLE, MI 128,062128.1k $5.8m $5.8m 4.55% Added +3.5k +3,496
28 Allodium Investment Consultants, LLC 2.65% of their portfolio MINNEAPOLIS, MN 122,706122.7k $5.5m $5.5m 2.65% Reduced -13.6k -13,605
29 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 116,448116.4k $5.1m $5.1m 0.00% Added +29.4k +29,447
30 Palisades Hudson Asset Management, L.P. 1.97% of their portfolio FORT LAUDERDALE, FL 112,146112.1k $5.1m $5.1m 1.97% Added +4.2k +4,177
31 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 109,733109.7k $4.9m $4.9m 0.03% Added +5.8k +5,796
32 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 106,089106.1k $4.8m $4.8m 0.02% Added +98.1k +98,117
33 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 104,994105.0k $4.7m $4.7m 0.01% Added +8.1k +8,126
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 101,769101.8k $4.6m $4.6m 0.00% Added +3.7k +3,693
35 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 97,91797.9k $4.4m $4.4m 0.01% Reduced -24.3k -24,269
36 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 85,15385.2k $3.8m $3.8m 0.01% Reduced -311 -311
37 Ameritas Advisory Services, LLC 0.15% of their portfolio Lincoln, NE 83,68083.7k $3.8m $3.8m 0.15% Reduced -1.2k -1,151
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 82,28582.3k $3.6m $3.6m 0.00% Added +12.1k +12,121
39 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 82,22882.2k $3.7m $3.7m 0.00% Reduced -132.1k -132,116
40 BSW Wealth Partners 0.44% of their portfolio BOULDER, CO 80,35180.4k $3.6m $3.6m 0.44% Reduced -2.5k -2,481
41 Rossby Financial, LCC 0.72% of their portfolio MELBOURNE, FL 75,60175.6k $3.4m $3.4m 0.72% Reduced -2.2k -2,204
42 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 71,30171.3k $3.2m $3.2m 0.01% Reduced -76 -76
43 Clarity Wealth Development LLC 2.62% of their portfolio Corvallis, OR 71,28171.3k $3.2m $3.2m 2.62% Added +557 +557
44 ST GERMAIN D J CO INC 0.12% of their portfolio SPRINGFIELD, MA 65,04865.0k $2.9m $2.9m 0.12% Added +1.6k +1,577
45 SilverOak Wealth Management LLC 0.44% of their portfolio Edina, MN 61,74661.7k $2.8m $2.8m 0.44% Added +892 +892
46 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 58,82458.8k $2.7m $2.7m 0.00% Added +58.8k +58,822
47 SBE LLC DBA CEDAR COVE WEALTH PARTNERS 1.38% of their portfolio BLOOMINGTON, MN 58,33558.3k $2.6m $2.6m 1.38% Added +808 +808
48 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 58,10158.1k $2.6m $2.6m 0.01% Reduced -9.0k -8,987
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 57,04757.0k $2.6m $2.6m 0.01% Reduced -34.9k -34,929
50 RWA WEALTH PARTNERS, LLC 0.03% of their portfolio BOSTON, MA 54,68654.7k $2.5m $2.5m 0.03% Reduced -744 -744
51 Arlington Financial Advisors, LLC 0.35% of their portfolio SANTA BARBARA, CA 54,50654.5k $2.5m $2.5m 0.35% Reduced -1.8k -1,785
52 Wescott Financial Advisory Group, LLC 0.20% of their portfolio Philadelphia, PA 51,51151.5k $2.3m $2.3m 0.20% Reduced -471 -471
53 XY Planning Network, Inc. 0.37% of their portfolio BOZEMAN, MT 50,55350.6k $2.3m $2.3m 0.37% Added +1.3k +1,282
54 IMPACTfolio, LLC 0.87% of their portfolio DENVER, CO 45,62545.6k $2.1m $2.1m 0.87% Added +526 +526
55 Corundum Group, Inc. 0.68% of their portfolio COLORADO SPRINGS, CO 45,34945.3k $2.0m $2.0m 0.68% Reduced -787 -787
56 WHITTIER TRUST CO 0.02% of their portfolio SOUTH PASADENA, CA 42,81242.8k $2.0m $2.0m 0.02% Reduced -10.7k -10,748
57 Modera Wealth Management, LLC 0.02% of their portfolio WESTWOOD, NJ 42,07642.1k $1.9m $1.9m 0.02% Reduced -4.8k -4,806
58 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 41,89841.9k $1.9m $1.9m 0.00% Unchanged
59 SageView Advisory Group, LLC 0.07% of their portfolio Newport Beach, CA 40,64840.6k $1.8m $1.8m 0.07% Reduced -363 -363
60 Xena Financial Planning, LLC 2.06% of their portfolio PORTLAND, OR 40,49640.5k $1.8m $1.8m 2.06% Added +9.1k +9,146
61 Modern Wealth Management, LLC 0.03% of their portfolio KANSAS CITY, MO 39,38539.4k $1.8m $1.8m 0.03% Reduced -5.9k -5,873
62 Stonehearth Capital Management, LLC 0.70% of their portfolio DANVERS, MA 39,11939.1k $1.8m $1.8m 0.70% Reduced -2.9k -2,856
63 WHITTIER TRUST CO OF NEVADA INC 0.04% of their portfolio RENO, NV 39,02139.0k $1.8m $1.8m 0.04% Reduced -1.6k -1,621
64 Westfuller Advisors, LLC 0.71% of their portfolio New York, NY 36,68136.7k $1.7m $1.7m 0.71% Added +25 +25
65 HM PAYSON & CO 0.02% of their portfolio PORTLAND, ME 35,39235.4k $1.6m $1.6m 0.02% Added +30.0k +30,039
66 TIAA TRUST, NATIONAL ASSOCIATION 0.09% of their portfolio CHARLOTTE, NC 33,11933.1k $1.5m $1.5m 0.09% Reduced -1.3m -1,349,483
67 WealthShield Partners, LLC 0.16% of their portfolio CARY, NC 32,55532.6k $1.5m $1.5m 0.16% Added +2.2k +2,231
68 Pioneer Wealth Management Group 0.41% of their portfolio AUSTIN, TX 32,44532.4k $1.5m $1.5m 0.41% Reduced -1.2k -1,234
69 Revolve Wealth Partners, LLC 0.19% of their portfolio Hackensack, NJ 32,38832.4k $1.5m $1.5m 0.19% Reduced -225 -225
70 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 32,28332.3k $1.5m $1.5m 0.01% Unchanged
71 Mariner, LLC 0.00% of their portfolio Overland Park, KS 31,99232.0k $1.4m $1.4m 0.00% Added +8.9k +8,872
72 Stewardship Advisors, LLC 0.32% of their portfolio MOUNT JOY, PA 31,16831.2k $1.4m $1.4m 0.32% Added +1.8k +1,792
73 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,93930.9k $1.4m $1.4m 0.00% Added +1.3k +1,264
74 Equita Financial Network, Inc. 0.40% of their portfolio FORT WASHINGTON, PA 28,28928.3k $1.3m $1.3m 0.40% Added +2.5k +2,519
75 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 27,80427.8k $1.3m $1.3m 0.03% Added +2.6k +2,617
76 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 27,39827.4k $1.2m $1.2m 0.00% New
77 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 27,02827.0k $1.2m $1.2m 0.00% Reduced -156 -156
78 Brio Consultants, LLC 0.16% of their portfolio SAN FRANCISCO, CA 26,86326.9k $1.3m $1.3m 0.16% Added +7.6k +7,616
79 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 26,66726.7k $1.2m $1.2m 0.01% Reduced -1.3k -1,286
80 Walkner Condon Financial Advisors LLC 0.16% of their portfolio MADISON, WI 26,15026.1k $1.2m $1.2m 0.16% Added +617 +617
81 Legacy Edge Advisors, LLC 0.12% of their portfolio SYOSSET, NY 25,35825.4k $1.1m $1.1m 0.12% Added +4.8k +4,827
82 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,00824.0k $1.1m $1.1m 0.00% New
83 Neumann Capital Management, LLC 0.31% of their portfolio FOSTER CITY, CA 23,51923.5k $1.1m $1.1m 0.31% Reduced -100 -100
84 Napier Financial, LLC 0.24% of their portfolio BRAINTREE, MA 22,93122.9k $1.0m $1.0m 0.24% New
85 SGL Investment Advisors, Inc. 0.42% of their portfolio MISSOULA, MT 22,84522.8k $1.1m $1.1m 0.42% Added +2.2k +2,220
86 Diversified Enterprises, LLC 0.05% of their portfolio Wilmington, DE 22,21822.2k $1.0m $1.0m 0.05% Added +1.9k +1,881
87 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 22,01022.0k $991.8k $991.8k 0.02% Reduced -5.3k -5,292
88 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 21,86321.9k $985.1k $985.1k 0.01% Added +1.1k +1,102
89 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 21,18721.2k $954.7k $954.7k 0.01% Added +246 +246
90 Betterment LLC 0.00% of their portfolio NEW YORK, NY 20,97921.0k $945.0k $945.0k 0.00% Reduced -148 -148
91 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 20,44220.4k $921.1k $921.1k 0.03% Reduced -3.3k -3,313
92 Evolution Advisers, Inc. 0.38% of their portfolio RICHMOND, VA 20,22020.2k $911.0k $911.0k 0.38% Added +4.2k +4,191
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,08320.1k $905.0k $905.0k 0.00% Added +2.3k +2,330
94 Silver Oak Advisory Group, Inc. 0.38% of their portfolio PORTLAND, OR 19,43519.4k $875.0k $875.0k 0.38% Reduced -1.6k -1,554
95 VICUS CAPITAL 0.06% of their portfolio STATE COLLEGE, PA 19,02119.0k $857.1k $857.1k 0.06% Reduced -1.5k -1,543
96 RTD Financial Advisors, Inc. 0.11% of their portfolio Philadelphia, PA 19,00119.0k $856.2k $856.2k 0.11% Added +1.4k +1,400
97 Addison Advisors LLC 0.19% of their portfolio MIDDLEBURY, VT 18,64518.6k $840.1k $840.1k 0.19% Reduced -3.9k -3,920
98 RVW Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 18,35818.4k $827.2k $827.2k 0.06% Reduced -30 -30
99 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 17,79717.8k $801.9k $801.9k 0.01% New
100 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 17,65217.7k $795.4k $795.4k 0.04% Added +10.3k +10,257