Catherine Avery Investment Management LLC

LONGBOAT KEY, FL · CIK 2103454 · 13F filing filed 2026-07-27

SEC-registered investment adviser since 2017 · limited liability company

Assets managed$318.0m
Staff4 · 2 in investment roles
Main clients (by assets)High net worth individuals 27%
Form ADV · 2026-04-24SEC adviser record

Legal entityCATHERINE AVERY INVESTMENT MANAGEMENT LLC (US)

$229.0m reported value +2.5% vs Q1 2026

166positions

33.5%in top 10

64 new 14 added 45 reduced 7 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	11,595	$11.2m4.89%	4.89%	Reduced -1.0k	-1,030 -8.2%
2	CISCO SYS INC COM CSCO	CSCO	67,834	$8.0m3.48%	3.48%	Reduced -22.9k	-22,882 -25.2%
3	MICROSOFT CORP COM MSFT	MSFT	20,780	$7.8m3.39%	3.39%	Added +13.8k	+13,761 196.1%
4	CITIGROUP INC COM NEW C	C	54,620	$7.6m3.34%	3.34%	Reduced -9.1k	-9,098 -14.3%
5	JPMORGAN CHASE & CO COM JPM	JPM	22,241	$7.3m3.18%	3.18%	Reduced -42	-42 -0.2%
6	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	25,644	$7.2m3.15%	3.15%	Reduced -2.9k	-2,865 -10.1%
7	BEST BUY INC COM BBY	BBY	92,755	$7.0m3.07%	3.07%	Reduced -2.4k	-2,426 -2.5%
8	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	119,907	$6.9m3.02%	3.02%	Added +15.0k	+15,044 14.3%
9	MERCK & CO INC COM MRK	MRK	53,596	$6.9m3.01%	3.01%	Reduced -86	-86 -0.2%
10	BROADCOM INC COM AVGO	AVGO	17,835	$6.7m2.94%	2.94%	Reduced -2.5k	-2,548 -12.5%
11	FREEPORT-MCMORAN INC CL B FCX	FCX	104,522	$6.6m2.87%	2.87%	Reduced -9.7k	-9,699 -8.5%
12	COCA COLA CO COM KO	KO	80,871	$6.6m2.87%	2.87%	Reduced -5.5k	-5,507 -6.4%
13	TARGET CORP COM TGT	TGT	50,194	$6.6m2.86%	2.86%	Reduced -3.2k	-3,219 -6.0%
14	BANK AMERICA CORP COM BAC	BAC	111,573	$6.4m2.78%	2.78%	Reduced -2.9k	-2,925 -2.5%
15	AMGEN INC COM AMGN	AMGN	17,530	$6.3m2.77%	2.77%	Added +1.7k	+1,655 10.4%
16	ONEOK INC NEW COM OKE	OKE	70,408	$6.1m2.67%	2.67%	Reduced -2.2k	-2,192 -3.0%
17	NEXTERA ENERGY INC COM NEE	NEE	69,471	$6.1m2.66%	2.66%	Reduced -2.0k	-2,036 -2.9%
18	L3HARRIS TECHNOLOGIES INC COM LHX	LHX	33,098	$6.1m2.65%	2.65%	Added +14.7k	+14,735 80.2%
19	HOME DEPOT INC COM HD	HD	16,897	$6.0m2.60%	2.60%	Added +137	+137 0.8%
20	UNITED PARCEL SERVICE INC CL B UPS	UPS	53,469	$5.7m2.51%	2.51%	Reduced -3.4k	-3,400 -6.0%
21	KEYCORP COM KEY	KEY	249,306	$5.7m2.51%	2.51%	Reduced -18.8k	-18,788 -7.0%
22	TRUIST FINL CORP COM TFC	TFC	114,289	$5.7m2.49%	2.49%	Reduced -5.1k	-5,134 -4.3%
23	MCDONALDS CORP COM MCD	MCD	21,006	$5.7m2.48%	2.48%	Added +1.8k	+1,810 9.4%
24	CHEVRON CORP NEW COM CVX	CVX	34,079	$5.6m2.47%	2.47%	Reduced -1.0k	-1,049 -3.0%
25	LENNAR CORP CL A LEN	LEN	61,453	$5.6m2.43%	2.43%	Added +3.0k	+2,950 5.0%
26	OMNICOM GROUP INC COM OMC	OMC	76,208	$5.6m2.42%	2.42%	Reduced -5.8k	-5,815 -7.1%
27	PFIZER INC COM PFE	PFE	227,951	$5.5m2.40%	2.40%	Added +22.1k	+22,131 10.8%
28	INTERNATIONAL PAPER CO COM IP	IP	46,731	$5.5m2.39%	2.39%	New
29	HEWLETT PACKARD ENTERPRISE C COM HPE	HPE	120,344	$5.4m2.37%	2.37%	Reduced -136.3k	-136,327 -53.1%
30	SALESFORCE INC COM CRM	CRM	34,593	$5.4m2.37%	2.37%	New
31	PHILLIPS 66 COM PSX	PSX	31,061	$5.3m2.29%	2.29%	Added +70	+70 0.2%
32	ORACLE CORP COM ORCL	ORCL	28,378	$4.2m1.82%	1.82%	Reduced -14.2k	-14,190 -33.3%
33	EVERSOURCE ENERGY COM ES	ES	51,329	$3.7m1.62%	1.62%	Reduced -3.7k	-3,671 -6.7%
34	VERIZON COMMUNICATIONS INC COM VZ	VZ	61,801	$2.6m1.14%	1.14%	Reduced -73.3k	-73,342 -54.3%
35	VALERO ENERGY CORP COM VLO	VLO	7,196	$1.9m0.82%	0.82%	Reduced -301	-301 -4.0%
36	CUMMINS INC COM CMI	CMI	2,287	$1.6m0.71%	0.71%	Reduced -20	-20 -0.9%
37	RTX CORPORATION COM RTX	RTX	8,567	$1.6m0.71%	0.71%	Reduced -254	-254 -2.9%
38	COLGATE PALMOLIVE CO COM CL	CL	17,012	$1.6m0.68%	0.68%	Unchanged
39	JOHNSON CTLS INTL PLC SHS JCI	JCI	8,343	$1.2m0.53%	0.53%	Reduced -529	-529 -6.0%
40	EVERGY INC COM EVRG	EVRG	13,834	$1.2m0.52%	0.52%	Reduced -314	-314 -2.2%
41	MORGAN STANLEY COM NEW MS	MS	3,880	$811.1k0.35%	0.35%	Unchanged
42	EXXON MOBIL CORP COM XOM	XOM	5,204	$711.5k0.31%	0.31%	Reduced -429	-429 -7.6%
43	BAKER HUGHES COMPANY CL A BKR	BKR	10,571	$586.7k0.26%	0.26%	Reduced -2.6k	-2,590 -19.7%
44	STANLEY BLACK & DECKER INC COM SWK	SWK	5,414	$509.6k0.22%	0.22%	Reduced -72.8k	-72,834 -93.1%
45	AIR PRODS & CHEMS INC COM APD	APD	1,559	$457.1k0.20%	0.20%	Reduced -127	-127 -7.5%
46	PACKAGING CORP AMER COM PKG	PKG	1,755	$418.2k0.18%	0.18%	Reduced -23.5k	-23,468 -93.0%
47	ISHARES TR MSCI USA ESG SLC SUSA	SUSA	2,493	$384.7k0.17%	0.17%	Unchanged
48	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	3,944	$361.4k0.16%	0.16%	New
49	QUALCOMM INC COM QCOM	QCOM	1,934	$357.4k0.16%	0.16%	Reduced -39.4k	-39,438 -95.3%
50	MICRON TECHNOLOGY INC COM MU	MU	282	$325.4k0.14%	0.14%	Unchanged
51	JOHNSON & JOHNSON COM JNJ	JNJ	1,257	$319.2k0.14%	0.14%	Reduced -177	-177 -12.3%
52	APPLE INC COM AAPL	AAPL	1,082	$313.1k0.14%	0.14%	Reduced -18	-18 -1.6%
53	WILLIAMS COS INC COM WMB	WMB	3,400	$252.8k0.11%	0.11%	Unchanged
54	NVIDIA CORPORATION COM NVDA	NVDA	1,235	$247.1k0.11%	0.11%	Unchanged
55	MEDTRONIC PLC SHS MDT	MDT	2,729	$213.5k0.09%	0.09%	Reduced -196	-196 -6.7%
56	FIRST TR EXCHANGE-TRADED FD FT VEST RIS RDVI	RDVI	6,443	$189.4k0.08%	0.08%	New
57	AMERICAN EXPRESS CO COM AXP	AXP	500	$169.1k0.07%	0.07%	Unchanged
58	WASTE MGMT INC DEL COM WM	WM	700	$156.0k0.07%	0.07%	Unchanged
59	FRANKLIN RESOURCES INC COM BEN	BEN	3,614	$120.2k0.05%	0.05%	Reduced -230	-230 -6.0%
60	ALPHABET INC CAP STK CL A GOOGL	GOOGL	334	$119.4k0.05%	0.05%	Unchanged
61	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	3,000	$110.3k0.05%	0.05%	New
62	EMERSON ELEC CO COM EMR	EMR	750	$107.4k0.05%	0.05%	Reduced -5	-5 -0.7%
63	CATERPILLAR INC COM CAT	CAT	96	$102.2k0.04%	0.04%	Reduced -2	-2 -2.0%
64	ENERGY TRANSFER L P COM UT LTD PTN ET	ET	5,000	$95.6k0.04%	0.04%	New
65	ABBOTT LABS COM ABT	ABT	1,000	$90.7k0.04%	0.04%	Reduced -120	-120 -10.7%
66	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	770	$89.8k0.04%	0.04%	Unchanged
67	ISHARES TR RUS 1000 VAL ETF IWD	IWD	370	$89.7k0.04%	0.04%	Unchanged
68	AMERICAN WTR WKS CO INC NEW COM AWK	AWK	675	$88.8k0.04%	0.04%	Added +15	+15 2.3%
69	LOCKHEED MARTIN CORP COM LMT	LMT	155	$79.0k0.03%	0.03%	Unchanged
70	INTUIT COM INTU	INTU	300	$78.3k0.03%	0.03%	Unchanged
71	CINCINNATI FINL CORP COM CINF	CINF	395	$73.1k0.03%	0.03%	Reduced -105	-105 -21.0%
72	ALTRIA GROUP INC COM MO	MO	1,000	$72.0k0.03%	0.03%	Unchanged
73	PHILIP MORRIS INTL INC COM PM	PM	388	$70.3k0.03%	0.03%	Added +3	+3 0.8%
74	VISA INC COM CL A V	V	197	$67.6k0.03%	0.03%	Unchanged
75	ALAMOS GOLD INC NEW COM CL A AGI	AGI	1,902	$57.7k0.03%	0.03%	Unchanged
76	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	1,806	$57.3k0.03%	0.03%	New
77	VANGUARD SCOTTSDALE FDS VNG RUS1000GRW VONG	VONG	435	$55.6k0.02%	0.02%	New
78	ISHARES TR U.S. MED DVC ETF IHI	IHI	1,112	$54.9k0.02%	0.02%	Unchanged
79	VANGUARD INDEX FDS MCAP GR IDXVIP VOT	VOT	165	$50.5k0.02%	0.02%	New
80	VANGUARD INDEX FDS MCAP VL IDXVIP VOE	VOE	254	$50.2k0.02%	0.02%	New
81	FORD MTR CO COM F	F	2,691	$37.4k0.02%	0.02%	Unchanged
82	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	46	$34.4k0.02%	0.02%	Reduced -3	-3 -6.1%
83	ABBVIE INC COM ABBV	ABBV	117	$29.4k0.01%	0.01%	Added +1	+1 0.9%
84	NEWMONT CORP COM NEM	NEM	275	$25.7k0.01%	0.01%	Added +1	+1 0.4%
85	INTEL CORP COM INTC	INTC	181	$25.3k0.01%	0.01%	Unchanged
86	LOWES COS INC COM LOW	LOW	112	$24.7k0.01%	0.01%	Unchanged
87	META PLATFORMS INC CL A META	META	42	$23.7k0.01%	0.01%	Reduced -1	-1 -2.3%
88	DIMENSIONAL ETF TRUST INTERNATNAL VAL DFIV	DFIV	436	$23.6k0.01%	0.01%	New
89	ISHARES TR SELECT DIVID ETF DVY	DVY	149	$23.3k0.01%	0.01%	Unchanged
90	GLOBAL X FDS X EMERGING MKT EMBD	EMBD	868	$20.8k0.01%	0.01%	New
91	ISHARES U S ETF TR SHORT DURATION B NEAR	NEAR	410	$20.8k0.01%	0.01%	New
92	INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM SPMO	SPMO	126	$20.4k0.01%	0.01%	New
93	FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP FYC	FYC	148	$18.8k0.01%	0.01%	New
94	COSTCO WHSL CORP NEW COM COST	COST	20	$18.7k0.01%	0.01%	Unchanged
95	EA SERIES TRUST FREEDOM 100 EM FRDM	FRDM	251	$18.3k0.01%	0.01%	New
96	JANUS DETROIT STR TR HENDRSON AAA CL JAAA	JAAA	355	$17.9k0.01%	0.01%	New
97	THE ALGER ETF TRUST MID CAP 40 ETF FRTY	FRTY	721	$17.9k0.01%	0.01%	New
98	AMERICAN CENTY ETF TR US LARGE CAP VLU AVLV	AVLV	180	$16.4k0.01%	0.01%	New
99	DIMENSIONAL ETF TRUST US SMALL CAP ETF DFAS	DFAS	198	$16.3k0.01%	0.01%	New
100	PROCTER AND GAMBLE CO COM PG	PG	109	$16.0k0.01%	0.01%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
BLACKROCK INC BLK	BLK	25	$24.0k25 shares
AUTOMATIC DATA PROCESSING IN ADP	ADP	50	$10.2k50 shares
HONEYWELL INTL INC		14	$6.6k14 shares
AT&T INC T	T	86	$2.5k86 shares
CF INDS HLDGS INC CF	CF	10	$1.3k10 shares
KIMBERLY-CLARK CORP KMB	KMB	12	$1.2k12 shares
GENERAL MLS INC GIS	GIS	31	$1.2k31 shares