Vault-13

THE ALGER ETF TRUST FRTY

MID CAP 40 ETF · ETP · CUSIP 015564107

42 institutional holders +1 vs Q1 2026
4,284,7934.3m shares reported held*
$105.5mreported value*
8 new 19 added 10 reduced 6 sold out net bought ≈ $3.5m (+184.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.62.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 10Q4 22: 15Q1 23: 12Q2 23: 11Q3 23: 14Q4 23: 14Q1 24: 13Q2 24: 14Q3 24: 19Q4 24: 21Q1 25: 30Q2 25: 34Q3 25: 30Q4 25: 39Q1 26: 41Q2 26: 4242Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202210
Q4 202215
Q1 202312
Q2 202311
Q3 202314
Q4 202314
Q1 202413
Q2 202414
Q3 202419
Q4 202421
Q1 202530
Q2 202534
Q3 202530
Q4 202539
Q1 202641
Q2 202642

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 12 bought or addedQ3 24: 5 cut or sold outQ4 24: 13 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 19 bought or addedQ1 25: 7 cut or sold outQ2 25: 18 bought or addedQ2 25: 15 cut or sold outQ2 25Q3 25: 20 bought or addedQ3 25: 10 cut or sold outQ4 25: 26 bought or addedQ4 25: 7 cut or sold outQ4 25Q1 26: 24 bought or addedQ1 26: 19 cut or sold outQ2 26: 27 bought or addedQ2 26: 16 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024125
Q4 2024138
Q1 2025197
Q2 20251815
Q3 20252010
Q4 2025267
Q1 20262419
Q2 20262716

Biggest buyers

TRUIST FINANCIAL CORP Added +263,900+263.9k
LPL Financial LLC Added +51,544+51.5k
Worth Financial Advisory Group, LLC Added +43,125+43.1k
Cambridge Investment Research Advisors, Inc. Added +40,297+40.3k
JONES FINANCIAL COMPANIES LLLP Added +34,079+34.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +28,505+28.5k
Proactive Wealth Strategies LLC Added +25,500+25.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +22,157+22.2k
Savant Capital, LLC New +14,690+14.7k
Integrated Wealth Concepts LLC New +12,813+12.8k

Biggest sellers

UBS Group AG Reduced -180,085-180.1k
Whipplewood Advisors, LLC Reduced -48,601-48.6k
Ascentis Independent Advisors Sold out -45,652-45.7k
Brookwood Investment Group LLC Reduced -36,004-36.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -25,938-25.9k
HighTower Advisors, LLC Reduced -17,712-17.7k
HRT FINANCIAL LP Sold out -14,967-15.0k
JANE STREET GROUP, LLC Sold out -11,233-11.2k
Western Wealth Management, LLC Reduced -6,777-6.8k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -4,126-4.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: ALGER ASSOCIATES INC (0.1%, 2025-12-05)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,093,8221.1m $27.1m $27.1m 0.00% Reduced -180.1k -180,085
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 481,597481.6k $12.0m $12.0m 0.00% Added +51.5k +51,544
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 471,613471.6k $11.0m $11.0m 0.02% Added +22.2k +22,157
4 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 294,352294.4k $7.3m $7.3m 0.00% Added +328 +328
5 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 291,608291.6k $7.2m $7.2m 0.01% Added +263.9k +263,900
6 Brookwood Investment Group LLC 0.76% of their portfolio PHOENIX, AZ 264,920264.9k $6.6m $6.6m 0.76% Reduced -36.0k -36,004
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 245,461245.5k $6.1m $6.1m 0.01% Added +28.5k +28,505
8 Castle Rock Wealth Management, LLC 0.63% of their portfolio WALNUT CREEK, CA 133,065133.1k $3.2m $3.2m 0.63% Added +7.1k +7,057
9 Proactive Wealth Strategies LLC 0.34% of their portfolio MARIETTA, GA 86,33086.3k $2.1m $2.1m 0.34% Added +25.5k +25,500
10 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 82,73882.7k $2.1m $2.1m 0.00% Added +40.3k +40,297
11 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 74,97475.0k $1.9m $1.9m 0.07% Reduced -2.4k -2,403
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 69,99870.0k $1.7m $1.7m 0.00% Added +10.9k +10,935
13 Advisory Advocates, LLC 1.47% of their portfolio GRAND RAPIDS, MI 68,97369.0k $1.7m $1.7m 1.47% Added +3.7k +3,700
14 CREATIVE FINANCIAL DESIGNS INC /ADV 0.08% of their portfolio KOKOMO, IN 66,75466.8k $1.7m $1.7m 0.08% Reduced -4.1k -4,126
15 Keystone Financial Services, LLC 0.93% of their portfolio OMAHA, NE 62,14862.1k $1.5m $1.5m 0.93% Added +1.9k +1,873
16 Sargent Investment Group, LLC 0.18% of their portfolio BETHESDA, MD 60,62860.6k $1.5m $1.5m 0.18% Unchanged
17 Worth Financial Advisory Group, LLC 0.60% of their portfolio CHARLOTTE, NC 57,55557.6k $1.4m $1.4m 0.60% Added +43.1k +43,125
18 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 51,67851.7k $1.3m $1.3m 0.04% Reduced -6.8k -6,777
19 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 48,27648.3k $1.1m $1.1m 0.00% Added +34.1k +34,079
20 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 41,61541.6k $1.0m $1.0m 0.00% Added +3.9k +3,929
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 35,23535.2k $874.0k $874.0k 0.00% Added +622 +622
22 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 33,43333.4k $829.7k $829.7k 0.00% Added +2.0k +2,000
23 Balentine LLC 0.03% of their portfolio ATLANTA, GA 30,51030.5k $757.2k $757.2k 0.03% Unchanged
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,63220.6k $512.0k $512.0k 0.00% Added +5.1k +5,055
25 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 14,69014.7k $325.4k $325.4k 0.00% New
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,04013.0k $323.6k $323.6k 0.00% Reduced -1.0k -1,012
27 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 12,81312.8k $318.0k $318.0k 0.00% New
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,38112.4k $307.3k $307.3k 0.00% Reduced -17.7k -17,712
29 Prosperity Financial Group, Inc. 0.09% of their portfolio San Ramon, CA 11,69011.7k $290.1k $290.1k 0.09% Reduced -450 -450
30 Stonebridge Financial Group, LLC / MO 0.19% of their portfolio ST. LOUIS, MO 11,64411.6k $289.0k $289.0k 0.19% Added +1.6k +1,640
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,54311.5k $286.0k $286.0k 0.00% Added +1.1k +1,095
32 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 11,00411.0k $267.6k $267.6k 0.01% Unchanged
33 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 10,00010.0k $248.2k $248.2k 0.02% Unchanged
34 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,7823.8k $93.9k $93.9k 0.00% New
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,5001.5k $37.2k $37.2k 0.00% Unchanged
36 Whipplewood Advisors, LLC 0.02% of their portfolio LITTLETON, CO 1,2261.2k $30.4k $30.4k 0.02% Reduced -48.6k -48,601
37 Catherine Avery Investment Management LLC 0.01% of their portfolio LONGBOAT KEY, FL 721721 $17.9k $17.9k 0.01% New
38 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 481481 $11.9k $11.9k 0.00% New
39 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 209209 $5.2k $5.2k 0.00% New
40 Ritter Daniher Financial Advisory LLC / DE 0.00% of their portfolio CINCINNATI, OH 150150 $3.7k $3.7k 0.00% Reduced -206 -206
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33 $83 $83 0.00% New
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $36 $36 0.00% New