Catherine Avery Investment Management LLC

LONGBOAT KEY, FL · CIK 2103454 · 13F filing filed 2026-01-05

SEC-registered investment adviser since 2017 · limited liability company

Assets managed$318.0m
Staff4 · 2 in investment roles
Main clients (by assets)High net worth individuals 27%
Form ADV · 2026-04-24SEC adviser record

Legal entityCATHERINE AVERY INVESTMENT MANAGEMENT LLC (US)

$111.6m reported value -1.5% vs Q4 2024

161positions

36.7%in top 10

11 new 38 added 38 reduced 26 sold out vs Q4 2024

Holdings, Q1 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	62,078	$5.7m5.10%	5.10%	Added +61.8k	+61,818 23776.2%
2	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	17,815	$4.4m3.97%	3.97%	Reduced -1.1k	-1,121 -5.9%
3	RTX CORPORATION COM RTX	RTX	30,892	$4.1m3.67%	3.67%	Added +1.6k	+1,574 5.4%
4	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	66,268	$4.0m3.62%	3.62%	Added +5.0k	+4,988 8.1%
5	NEXTERA ENERGY INC COM NEE	NEE	54,486	$3.9m3.46%	3.46%	Added +13.8k	+13,762 33.8%
6	JPMORGAN CHASE & CO COM JPM	JPM	15,517	$3.8m3.41%	3.41%	Added +941	+941 6.5%
7	COCA COLA CO COM KO	KO	53,079	$3.8m3.41%	3.41%	Added +6.8k	+6,812 14.7%
8	EVERGY INC COM EVRG	EVRG	55,108	$3.8m3.40%	3.40%	Added +3.8k	+3,784 7.4%
9	CHEVRON CORP NEW COM CVX	CVX	22,497	$3.8m3.37%	3.37%	Added +10.5k	+10,480 87.2%
10	CISCO SYS INC COM CSCO	CSCO	59,976	$3.7m3.32%	3.32%	Reduced -2.6k	-2,611 -4.2%
11	MCDONALDS CORP COM MCD	MCD	11,561	$3.6m3.24%	3.24%	Added +694	+694 6.4%
12	CONAGRA BRANDS INC COM CAG	CAG	134,989	$3.6m3.23%	3.23%	New
13	BAKER HUGHES COMPANY CL A BKR	BKR	81,749	$3.6m3.22%	3.22%	Added +4.5k	+4,493 5.8%
14	MEDTRONIC PLC SHS MDT	MDT	39,580	$3.6m3.19%	3.19%	Added +2.7k	+2,678 7.3%
15	CITIGROUP INC COM NEW C	C	47,411	$3.4m3.02%	3.02%	Reduced -2.5k	-2,455 -4.9%
16	VERIZON COMMUNICATIONS INC COM VZ	VZ	73,492	$3.3m2.99%	2.99%	Added +6.5k	+6,526 9.8%
17	MERCK & CO INC COM MRK	MRK	35,847	$3.2m2.88%	2.88%	Added +6.6k	+6,613 22.6%
18	L3HARRIS TECHNOLOGIES INC COM LHX	LHX	14,476	$3.0m2.71%	2.71%	Added +1.6k	+1,613 12.5%
19	PFIZER INC COM PFE	PFE	114,920	$2.9m2.61%	2.61%	Reduced -7.6k	-7,558 -6.2%
20	OMNICOM GROUP INC COM OMC	OMC	34,251	$2.8m2.54%	2.54%	Added +2.6k	+2,583 8.2%
21	MICROSOFT CORP COM MSFT	MSFT	7,249	$2.7m2.44%	2.44%	Reduced -485	-485 -6.3%
22	ORACLE CORP COM ORCL	ORCL	18,533	$2.6m2.32%	2.32%	Reduced -562	-562 -2.9%
23	BROADCOM INC COM AVGO	AVGO	15,406	$2.6m2.31%	2.31%	Reduced -5.6k	-5,560 -26.5%
24	JOHNSON CTLS INTL PLC SHS JCI	JCI	30,460	$2.4m2.19%	2.19%	Reduced -12.4k	-12,355 -28.9%
25	UNITED PARCEL SERVICE INC CL B UPS	UPS	21,681	$2.4m2.14%	2.14%	Reduced -270	-270 -1.2%
26	LYONDELLBASELL INDUSTRIES N SHS - A - LYB	LYB	32,644	$2.3m2.06%	2.06%	Reduced -8.1k	-8,102 -19.9%
27	AIR PRODS & CHEMS INC COM APD	APD	7,672	$2.3m2.03%	2.03%	Reduced -2.3k	-2,275 -22.9%
28	FRANKLIN RESOURCES INC COM BEN	BEN	117,083	$2.3m2.02%	2.02%	Added +8.0k	+8,014 7.3%
29	PHILLIPS 66 COM PSX	PSX	17,869	$2.2m1.98%	1.98%	Added +17.8k	+17,848 84990.5%
30	BEST BUY INC COM BBY	BBY	29,219	$2.2m1.93%	1.93%	Reduced -2.8k	-2,844 -8.9%
31	TRUIST FINL CORP COM TFC	TFC	49,230	$2.0m1.81%	1.81%	Added +4.1k	+4,139 9.2%
32	COLGATE PALMOLIVE CO COM CL	CL	17,012	$1.6m1.43%	1.43%	Unchanged
33	HEWLETT PACKARD ENTERPRISE C COM HPE	HPE	103,303	$1.6m1.43%	1.43%	Reduced -44.5k	-44,490 -30.1%
34	VALERO ENERGY CORP COM VLO	VLO	8,436	$1.1m1.00%	1.00%	Reduced -5.4k	-5,419 -39.1%
35	CUMMINS INC COM CMI	CMI	3,048	$955.4k0.86%	0.86%	Reduced -6.2k	-6,222 -67.1%
36	EXXON MOBIL CORP COM XOM	XOM	5,813	$691.3k0.62%	0.62%	Reduced -16	-16 -0.3%
37	MORGAN STANLEY COM NEW MS	MS	4,437	$517.7k0.46%	0.46%	Reduced -22.3k	-22,288 -83.4%
38	BANK AMERICA CORP COM BAC	BAC	8,407	$350.8k0.31%	0.31%	Reduced -1.1k	-1,124 -11.8%
39	FIRST TR EXCHANGE-TRADED FD FT VEST RIS RDVI	RDVI	13,404	$317.9k0.28%	0.28%	New
40	JOHNSON & JOHNSON COM JNJ	JNJ	1,861	$308.6k0.28%	0.28%	Reduced -93	-93 -4.8%
41	APPLE INC COM AAPL	AAPL	1,323	$293.9k0.26%	0.26%	Reduced -210	-210 -13.7%
42	ISHARES TR MSCI USA ESG SLC SUSA	SUSA	2,493	$286.4k0.26%	0.26%	Reduced -7	-7 -0.3%
43	NVIDIA CORPORATION COM NVDA	NVDA	2,637	$285.8k0.26%	0.26%	Reduced -133	-133 -4.8%
44	WILLIAMS COS INC COM WMB	WMB	3,400	$203.2k0.18%	0.18%	Unchanged
45	AMERICAN EXPRESS CO COM AXP	AXP	700	$188.3k0.17%	0.17%	Unchanged
46	INTUIT COM INTU	INTU	300	$184.2k0.17%	0.17%	Unchanged
47	WASTE MGMT INC DEL COM WM	WM	750	$173.6k0.16%	0.16%	Unchanged
48	ABBOTT LABS COM ABT	ABT	1,120	$148.6k0.13%	0.13%	Unchanged
49	QUALCOMM INC COM QCOM	QCOM	834	$128.1k0.11%	0.11%	Unchanged
50	CATERPILLAR INC COM CAT	CAT	360	$118.7k0.11%	0.11%	Reduced -8.0k	-7,968 -95.7%
51	ISHARES TR RUS 1000 VAL ETF IWD	IWD	592	$111.4k0.10%	0.10%	Unchanged
52	AMERICAN WTR WKS CO INC NEW COM AWK	AWK	660	$97.4k0.09%	0.09%	Unchanged
53	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	3,447	$96.4k0.09%	0.09%	Added +3.0k	+3,003 676.4%
54	EMERSON ELEC CO COM EMR	EMR	828	$90.8k0.08%	0.08%	Reduced -3.8k	-3,818 -82.2%
55	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	1,041	$88.4k0.08%	0.08%	Reduced -2.4k	-2,369 -69.5%
56	LOCKHEED MARTIN CORP COM LMT	LMT	185	$82.6k0.07%	0.07%	Added +90	+90 94.7%
57	FIRST TR EXCH TRADED FD III FT VEST SMID SDVD	SDVD	4,124	$82.4k0.07%	0.07%	New
58	CINCINNATI FINL CORP COM CINF	CINF	500	$73.9k0.07%	0.07%	Unchanged
59	TEXAS INSTRS INC COM TXN	TXN	408	$73.3k0.07%	0.07%	Reduced -710	-710 -63.5%
60	VISA INC COM CL A V	V	204	$71.5k0.06%	0.06%	Unchanged
61	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	810	$68.4k0.06%	0.06%	Added +235	+235 40.9%
62	DISNEY WALT CO COM DIS	DIS	684	$67.5k0.06%	0.06%	Reduced -4	-4 -0.6%
63	ISHARES TR U.S. MED DVC ETF IHI	IHI	1,112	$66.9k0.06%	0.06%	Unchanged
64	ILLINOIS TOOL WKS INC COM ITW	ITW	261	$64.7k0.06%	0.06%	Reduced -16	-16 -5.8%
65	ALAMOS GOLD INC NEW COM CL A AGI	AGI	2,402	$64.2k0.06%	0.06%	Unchanged
66	PHILIP MORRIS INTL INC COM PM	PM	373	$59.2k0.05%	0.05%	Added +4	+4 1.1%
67	ALPHABET INC CAP STK CL A GOOGL	GOOGL	372	$57.5k0.05%	0.05%	Added +1	+1 0.3%
68	ABBVIE INC COM ABBV	ABBV	261	$54.6k0.05%	0.05%	Added +1	+1 0.4%
69	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	258	$44.5k0.04%	0.04%	New
70	FORD MTR CO COM F	F	4,033	$40.5k0.04%	0.04%	Reduced -225.4k	-225,352 -98.2%
71	BLACKROCK INC COM BLK	BLK	42	$39.8k0.04%	0.04%	New
72	LOWES COS INC COM LOW	LOW	167	$38.9k0.03%	0.03%	Added +135	+135 421.9%
73	CONSTELLATION BRANDS INC CL A STZ	STZ	200	$36.7k0.03%	0.03%	Unchanged
74	KIMBERLY-CLARK CORP COM KMB	KMB	250	$35.6k0.03%	0.03%	Unchanged
75	HOME DEPOT INC COM HD	HD	90	$33.0k0.03%	0.03%	Unchanged
76	COSTCO WHSL CORP NEW COM COST	COST	28	$26.5k0.02%	0.02%	Unchanged
77	MICRON TECHNOLOGY INC COM MU	MU	281	$24.4k0.02%	0.02%	Added +1	+1 0.4%
78	META PLATFORMS INC CL A META	META	42	$24.2k0.02%	0.02%	Unchanged
79	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	78	$23.8k0.02%	0.02%	Unchanged
80	CF INDS HLDGS INC COM CF	CF	283	$22.1k0.02%	0.02%	Reduced -308	-308 -52.1%
81	NETFLIX INC COM NFLX	NFLX	23	$21.4k0.02%	0.02%	Added +20	+20 666.7%
82	ISHARES TR SELECT DIVID ETF DVY	DVY	149	$20.0k0.02%	0.02%	Unchanged
83	PROCTER AND GAMBLE CO COM PG	PG	109	$18.6k0.02%	0.02%	Reduced -100	-100 -47.9%
84	AMAZON COM INC COM AMZN	AMZN	89	$16.9k0.02%	0.02%	Unchanged
85	DEVON ENERGY CORP NEW COM DVN	DVN	408	$15.3k0.01%	0.01%	Reduced -199	-199 -32.8%
86	GENERAL MTRS CO COM GM	GM	300	$14.1k0.01%	0.01%	Reduced -227	-227 -43.1%
87	ENTERGY CORP NEW COM ETR	ETR	154	$13.2k0.01%	0.01%	Unchanged
88	NEWMONT CORP COM NEM	NEM	271	$13.1k0.01%	0.01%	Added +2	+2 0.7%
89	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	251	$12.6k0.01%	0.01%	Added +3	+3 1.2%
90	ELI LILLY & CO COM LLY	LLY	15	$12.4k0.01%	0.01%	Unchanged
91	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	22	$11.7k0.01%	0.01%	Unchanged
92	ALTRIA GROUP INC COM MO	MO	190	$11.4k0.01%	0.01%	Unchanged
93	MONDELEZ INTL INC CL A MDLZ	MDLZ	165	$11.2k0.01%	0.01%	Added +1	+1 0.6%
94	STRAN & COMPANY INC COMMON STOCK SWAG	SWAG	10,500	$10.5k0.01%	0.01%	Added +2.0k	+2,000 23.5%
95	ONEOK INC NEW COM OKE	OKE	100	$9.9k0.01%	0.01%	Unchanged
96	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	17	$9.5k0.01%	0.01%	Added +9	+9 112.5%
97	INTEL CORP COM INTC	INTC	410	$9.3k0.01%	0.01%	Added +25	+25 6.5%
98	ISHARES TR CORE S&P MCP ETF IJH	IJH	155	$9.0k0.01%	0.01%	Unchanged
99	PRUDENTIAL FINL INC COM PRU	PRU	80	$8.9k0.01%	0.01%	New
100	RELIANCE INC COM RS	RS	30	$8.7k0.01%	0.01%	Unchanged

Sold out since Q4 2024

Security	Ticker	Shares held before	Value then
SCHWAB STRATEGIC TR SCHF	SCHF	2,044	$37.8k2.0k shares
REVVITY INC RVTY	RVTY	172	$19.2k172 shares
SPDR S&P MIDCAP 400 ETF TR MDY	MDY	30	$17.1k30 shares
SOUTHERN CO SO	SO	200	$16.5k200 shares
ISHARES INC IEMG	IEMG	246	$12.8k246 shares
RIVIAN AUTOMOTIVE INC RIVN	RIVN	745	$9.9k745 shares
GE AEROSPACE GE	GE	31	$5.2k31 shares
SALESFORCE INC CRM	CRM	10	$3.3k10 shares
GE VERNOVA INC GEV	GEV	7	$2.3k7 shares
CADENCE DESIGN SYSTEM INC CDNS	CDNS	7	$2.1k7 shares
ADVANCED MICRO DEVICES INC AMD	AMD	15	$1.8k15 shares
APPLIED MATLS INC AMAT	AMAT	10	$1.6k10 shares
LAM RESEARCH CORP LRCX	LRCX	20	$1.4k20 shares
KONTOOR BRANDS INC KTB	KTB	15	$1.3k15 shares
OCCIDENTAL PETE CORP OXY	OXY	18	$88918 shares
METLIFE INC MET	MET	10	$81910 shares
GE HEALTHCARE TECHNOLOGIES I GEHC	GEHC	10	$78210 shares
MARA HOLDINGS INC MARA	MARA	40	$67140 shares
DUKE ENERGY CORP NEW DUK	DUK	6	$6466 shares
ROIVANT SCIENCES LTD ROIV	ROIV	50	$59250 shares
RECURSION PHARMACEUTICALS IN RXRX	RXRX	70	$47370 shares
SCIENCE APPLICATIONS INTL CO SAIC	SAIC	2	$2242 shares
PRIME MEDICINE INC PRME	PRME	67	$19667 shares
WABTEC WAB	WAB	1	$1901 shares
NANO X IMAGING LTD NNOX	NNOX	25	$18025 shares