Vault-13

FIRST TR EXCH TRADED FD III SDVD

FT VEST SMID · ETP · CUSIP 33738D820

84 institutional holders +15 vs Q4 2024
9,653,0969.7m shares reported held*
$190.9mreported value*
20 new 45 added 11 reduced 5 sold out net bought ≈ $51.3m (+2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.78.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 23: 4Q4 23: 15Q1 24: 34Q2 24: 48Q3 24: 53Q4 24: 69Q1 25: 8484Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 20234
Q4 202315
Q1 202434
Q2 202448
Q3 202453
Q4 202469
Q1 202584

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 14 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 3 cut or sold outQ1 24Q2 24: 37 bought or addedQ2 24: 8 cut or sold outQ2 24Q3 24: 45 bought or addedQ3 24: 10 cut or sold outQ3 24Q4 24: 56 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 65 bought or addedQ1 25: 16 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q4 2023142
Q1 2024323
Q2 2024378
Q3 20244510
Q4 2024564
Q1 20256516

Biggest buyers

Steward Partners Investment Advisory, LLC New +889,276+889.3k
RAYMOND JAMES FINANCIAL INC Added +558,592+558.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +396,687+396.7k
STIFEL FINANCIAL CORP Added +351,692+351.7k
Capital Investment Advisors, LLC Added +251,614+251.6k
ROYAL BANK OF CANADA Added +106,384+106.4k
RiverTree Advisors, LLC New +101,569+101.6k
Whipplewood Advisors, LLC Added +93,094+93.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +73,396+73.4k
Cetera Investment Advisers Added +67,892+67.9k

Biggest sellers

Second Half Financial Partners, LLC Sold out -432,623-432.6k
U.S. Capital Wealth Advisors, LLC Sold out -195,837-195.8k
OneDigital Investment Advisors LLC Reduced -94,909-94.9k
JANE STREET GROUP, LLC Reduced -65,979-66.0k
Next Level Private LLC Reduced -24,615-24.6k
SteelPeak Wealth, LLC Sold out -16,750-16.8k
OLD MISSION CAPITAL LLC Sold out -16,660-16.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -16,448-16.4k
TRUIST FINANCIAL CORP Reduced -12,334-12.3k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Reduced -6,592-6.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.8 pts · filed 2026-10-22 42.9% -1.8 pts 17.3m≈ $399.1m 2026-10-22

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,140,0651.1m $22.8m $22.8m 0.01% Added +558.6k +558,592
2 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 1,045,6261.0m $20.9m $20.9m 0.03% Added +396.7k +396,687
3 Steward Partners Investment Advisory, LLC 0.16% of their portfolio STAMFORD, CT 889,276889.3k $17.8m $17.8m 0.16% New
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 725,491725.5k $14.5m $14.5m 0.00% Added +106.4k +106,384
5 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 655,981656.0k $13.1m $13.1m 0.01% Added +351.7k +351,692
6 STEPHENS INC /AR/ 0.17% of their portfolio LITTLE ROCK, AR 578,655578.7k $11.6m $11.6m 0.17% Added +23.4k +23,394
7 Capital Investment Advisors, LLC 0.15% of their portfolio ATLANTA, GA 381,627381.6k $7.6m $7.6m 0.15% Added +251.6k +251,614
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 380,356380.4k $7.6m $7.6m 0.02% Added +23.9k +23,923
9 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 300,641300.6k $6.0m $6.0m 0.01% Added +67.9k +67,892
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 298,033298.0k $6.0m $6.0m 0.00% Reduced -16.4k -16,448
11 Bullseye Investment Management, LLC 3.18% of their portfolio CINCINNATI, OH 262,066262.1k $5.2m $5.2m 3.18% Added +9.2k +9,154
12 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 207,205207.2k $4.1m $4.1m 0.02% Added +48.4k +48,428
13 Snowden Capital Advisors LLC 0.13% of their portfolio New York, NY 201,724201.7k $4.0m $4.0m 0.13% Added +20.7k +20,663
14 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 133,500133.5k $2.7m $2.7m 0.03% Added +14.9k +14,924
15 Ergawealth Advisors, Inc. 1.26% of their portfolio OAK BROOK, IL 127,713127.7k $2.6m $2.6m 1.26% Added +24.8k +24,811
16 Stonebridge Financial Planning Group, LLC 1.14% of their portfolio ORLANDO, FL 124,711124.7k $2.5m $2.5m 1.14% Added +24.2k +24,185
17 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 122,318122.3k $2.4m $2.4m 0.01% Added +28.7k +28,687
18 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 121,824121.8k $2.4m $2.4m 0.06% Added +17.0k +17,039
19 Whipplewood Advisors, LLC 0.34% of their portfolio LITTLETON, CO 121,257121.3k $574.2k $574.2k 0.34% Added +93.1k +93,094
20 G&S Capital LLC 0.99% of their portfolio DENVER, CO 116,328116.3k $2.3m $2.3m 0.99% Added +10.7k +10,729
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 103,693103.7k $2.1m $2.1m 0.01% Added +8.7k +8,673
22 RiverTree Advisors, LLC 1.36% of their portfolio WINTER PARK, FL 101,569101.6k $2.0m $2.0m 1.36% New
23 CHIRON CAPITAL MANAGEMENT, LLC 1.63% of their portfolio TALLAHASSEE, FL 89,93189.9k $1.8m $1.8m 1.63% Added +5.1k +5,126
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 89,54089.5k $1.8m $1.8m 0.00% Added +61.3k +61,254
25 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 79,20279.2k $1.6m $1.6m 0.05% Added +9.8k +9,758
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 73,39673.4k $1.5m $1.5m 0.00% New
27 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 68,35768.4k $1.4m $1.4m 0.04% Added +6.5k +6,474
28 MTM Investment Management, LLC 0.50% of their portfolio SPARTANBURG, SC 65,05565.1k $1.3m $1.3m 0.50% Added +120 +120
29 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 63,84863.8k $1.3m $1.3m 0.00% Added +30.9k +30,902
30 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 55,27055.3k $1.2m $1.2m 0.05% Unchanged
31 Maia Wealth LLC 0.23% of their portfolio DENVER, CO 53,97954.0k $1.0m $1.0m 0.23% Added +3.1k +3,112
32 INTEGRITY ALLIANCE, LLC. 0.04% of their portfolio Urbandale, IA 52,06752.1k $1.0m $1.0m 0.04% New
33 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 47,07147.1k $940.1k $940.1k 0.05% Added +2.1k +2,080
34 Garden State Investment Advisory Services LLC 0.30% of their portfolio Red Bank, NJ 46,22146.2k $923.0k $923.0k 0.30% Reduced -305 -305
35 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 42,94342.9k $857.6k $857.6k 0.06% Added +3.2k +3,154
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 41,20141.2k $822.8k $822.8k 0.00% Reduced -12.3k -12,334
37 CARY STREET PARTNERS FINANCIAL LLC 0.03% of their portfolio RICHMOND, VA 39,67239.7k $792.2k $792.2k 0.03% Reduced -5.1k -5,053
38 WINNACLE WEALTH LLC 0.67% of their portfolio WACO, TX 36,23136.2k $723.5k $723.5k 0.67% New
39 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio ORLANDO, FL 35,89235.9k $716.8k $716.8k 0.06% Added +8.8k +8,802
40 TrueWealth Advisors, LLC 0.19% of their portfolio BIRMINGHAM, AL 28,73528.7k $573.8k $573.8k 0.19% Added +3.2k +3,246
41 Capital Investment Advisory Services, LLC 0.05% of their portfolio RALEIGH, NC 28,04328.0k $560.0k $560.0k 0.05% Added +8.8k +8,850
42 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 26,96827.0k $538.6k $538.6k 0.00% Added +2.3k +2,273
43 Next Level Private LLC 0.19% of their portfolio HARRISON, NY 25,66025.7k $512.4k $512.4k 0.19% Reduced -24.6k -24,615
44 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 25,55125.6k $510.3k $510.3k 0.00% Added +4.0k +4,004
45 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 25,06725.1k $497.8k $497.8k 0.05% Added +848 +848
46 Schulz Wealth, LTD. 0.36% of their portfolio MANSFIELD, TX 23,70023.7k $473.3k $473.3k 0.36% Unchanged
47 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 22,15622.2k $442.4k $442.4k 0.01% Added +2.3k +2,317
48 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,91721.9k $438.0k $438.0k 0.00% New
49 Trueblood Wealth Management, LLC 0.20% of their portfolio LIMA, OH 21,80821.8k $435.5k $435.5k 0.20% Added +1.2k +1,182
50 Cambridge Advisors Inc. 0.09% of their portfolio OMAHA, NE 21,12821.1k $421.9k $421.9k 0.09% New
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 21,10221.1k $421.4k $421.4k 0.00% Reduced -66.0k -65,979
52 Core Wealth Partners LLC 0.22% of their portfolio SANTA ROSA, CA 20,19620.2k $383.8k $383.8k 0.22% New
53 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 19,63519.6k $392.1k $392.1k 0.01% Unchanged
54 Faithward Advisors, LLC 0.07% of their portfolio LANCASTER, PA 19,28719.3k $385.2k $385.2k 0.07% Added +1.5k +1,506
55 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 17,84617.8k $356.4k $356.4k 0.01% New
56 Virtue Capital Management, LLC 0.04% of their portfolio BRENTWOOD, TN 17,59817.6k $350.7k $350.7k 0.04% New
57 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 17,58817.6k $351.2k $351.2k 0.00% Added +1.6k +1,613
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,51917.5k $349.9k $349.9k 0.00% Added +11 +11
59 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 16,92816.9k $338.1k $338.1k 0.00% Added +83 +83
60 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 16,78916.8k $335.3k $335.3k 0.03% Reduced -6.6k -6,592
61 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 14,44714.4k $288.5k $288.5k 0.00% Added +2.9k +2,928
62 TKG Advisors, LLC 0.14% of their portfolio VALPARAISO, IN 14,26414.3k $284.9k $284.9k 0.14% Reduced -393 -393
63 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 14,24914.2k $285.0k $285.0k 0.01% Added +2.1k +2,119
64 Independent Wealth Network Inc. 0.10% of their portfolio URBANDALE, IA 12,81312.8k $255.9k $255.9k 0.10% Reduced -348 -348
65 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 12,76112.8k $254.8k $254.8k 0.00% New
66 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 11,94111.9k $238.5k $238.5k 0.00% Reduced -94.9k -94,909
67 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 11,33411.3k $226.3k $226.3k 0.01% New
68 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 11,33111.3k $226.3k $226.3k 0.00% Added +1.4k +1,354
69 L.M. KOHN & COMPANY 0.06% of their portfolio CINCINNATI, OH 11,14511.1k $222.6k $222.6k 0.06% New
70 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 11,10511.1k $221.8k $221.8k 0.03% Unchanged
71 Balboa Wealth Partners 0.05% of their portfolio SCOTTSDALE, AZ 10,45010.4k $208.7k $208.7k 0.05% New
72 Luken Investment Analytics, LLC 0.08% of their portfolio BRENTWOOD, TN 8,0598.1k $160.9k $160.9k 0.08% New
73 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,9695.0k $99.2k $99.2k 0.00% Added +105 +105
74 Catherine Avery Investment Management LLC 0.07% of their portfolio LONGBOAT KEY, FL 4,1244.1k $82.4k $82.4k 0.07% New
75 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,2172.2k $44.0k $44.0k 0.00% New
76 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 1,3501.4k $27.0k $27.0k 0.00% Added +1.2k +1,229
77 Pacifica Partners Inc. 0.01% of their portfolio SURREY, Z4 880880 $16.6k $16.6k 0.01% Unchanged
78 COMERICA BANK 0.00% of their portfolio DALLAS, TX 496496 $9.9k $9.9k 0.00% New
79 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 346346 $7.4k $7.4k 0.00% Unchanged
80 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 286286 $5.7k $5.7k 0.00% Unchanged
81 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 180180 $3.6k $3.6k 0.00% Unchanged
82 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2020 $400 $400 0.00% New
83 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $21 $21 0.00% New
84 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Reduced -4.1k -4,137