Vault-13

ISHARES TR SUSA

MSCI USA ESG SLC · ETP · CUSIP 464288802

480 institutional holders -5 vs Q4 2024
18,212,77518.2m shares reported held*
$2.1bnreported value*
26 new 127 added 195 reduced 31 sold out net sold ≈ $42.8m (-373.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($655.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $114.96. Options: 4 managers hold calls ($20.8m notional), 1 hold puts ($23.0k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 397Q4 22: 431Q1 23: 430Q2 23: 435Q3 23: 423Q4 23: 456Q1 24: 455Q2 24: 454Q3 24: 462Q4 24: 485Q1 25: 480480Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022397
Q4 2022431
Q1 2023430
Q2 2023435
Q3 2023423
Q4 2023456
Q1 2024455
Q2 2024454
Q3 2024462
Q4 2024485
Q1 2025480

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 169 bought or addedQ2 23: 168 cut or sold outQ3 23: 131 bought or addedQ3 23: 171 cut or sold outQ3 23Q4 23: 195 bought or addedQ4 23: 147 cut or sold outQ1 24: 159 bought or addedQ1 24: 211 cut or sold outQ1 24Q2 24: 148 bought or addedQ2 24: 203 cut or sold outQ3 24: 143 bought or addedQ3 24: 188 cut or sold outQ3 24Q4 24: 141 bought or addedQ4 24: 220 cut or sold outQ1 25: 153 bought or addedQ1 25: 226 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023169168
Q3 2023131171
Q4 2023195147
Q1 2024159211
Q2 2024148203
Q3 2024143188
Q4 2024141220
Q1 2025153226

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 24 calls: $25.3mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $12.0kQ3 24 puts: $12.0kQ3 24P/C 1.00Q4 24 calls: $11.2mQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $20.8mQ1 25 puts: $23.0kQ1 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2024$25.3m$00.00
Q3 2024$12.0k$12.0k1.00
Q4 2024$11.2m$00.00
Q1 2025$20.8m$23.0k0.00

Biggest buyers

IMA Advisory Services, Inc. New +469,719+469.7k
BlackRock, Inc. Added +334,828+334.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +108,594+108.6k
MERCER GLOBAL ADVISORS INC /ADV Added +81,031+81.0k
ENVESTNET ASSET MANAGEMENT INC Added +68,316+68.3k
Money Design Co.,Ltd. Added +56,010+56.0k
Pure Financial Advisors, LLC New +29,506+29.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +26,350+26.4k
Shira Ridge Wealth Management Added +23,829+23.8k
MISSION WEALTH MANAGEMENT, LP Added +22,221+22.2k

Biggest sellers

DEUTSCHE BANK AG\ Sold out -384,850-384.9k
RAYMOND JAMES FINANCIAL INC Reduced -165,791-165.8k
AMERIPRISE FINANCIAL INC Reduced -134,696-134.7k
BANK HAPOALIM BM Sold out -113,250-113.2k
JPMORGAN CHASE & CO Reduced -111,565-111.6k
MORGAN STANLEY Reduced -88,484-88.5k
World Investment Advisors Reduced -81,200-81.2k
OSAIC HOLDINGS, INC. Reduced -66,539-66.5k
TOMPKINS FINANCIAL CORP Reduced -50,625-50.6k
SOA Wealth Advisors, LLC. Reduced -38,469-38.5k

Biggest calls

JPMORGAN CHASE & CO New $9.5m100.0k shares
IMC-Chicago, LLC Added $8.7m91.7k shares
GROUP ONE TRADING LLC Reduced $2.6m26.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $23.0k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,499,6951.5m $172.3m $172.3m 0.01% Reduced -111.6k -111,565
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,485,6171.5m $170.7m $170.7m 0.02% Reduced -1.8k -1,812
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,056,0971.1m $121.3m $121.3m 0.01% Reduced -88.5k -88,484
4 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 997,373997.4k $114.6m $114.6m 0.06% Reduced -6.6k -6,606
5 BlackRock, Inc. 0.00% of their portfolio New York, NY 814,318814.3k $93.5m $93.5m 0.00% Added +334.8k +334,828
6 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 650,947650.9k $74.7m $74.7m 0.02% Reduced -134.7k -134,696
7 SPINNAKER TRUST 4.54% of their portfolio PORTLAND, ME 605,262605.3k $69.5m $69.5m 4.54% Reduced -18.3k -18,327
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 572,801572.8k $65.8m $65.8m 0.01% Reduced -9.7k -9,702
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 526,618526.6k $60.5m $60.5m 0.01% Reduced -26.2k -26,154
10 M&T Bank Corp 0.22% of their portfolio BUFFALO, NY 516,050516.0k $59.3m $59.3m 0.22% Reduced -9.4k -9,365
11 MISSION WEALTH MANAGEMENT, LP 1.39% of their portfolio Santa Barbara, CA 483,625483.6k $55.6m $55.6m 1.39% Added +22.2k +22,221
12 IMA Advisory Services, Inc. 6.40% of their portfolio DENVER, CO 469,719469.7k $54.0m $54.0m 6.40% New
13 Acorns Advisers, LLC 0.42% of their portfolio IRVINE, CA 382,178382.2k $43.9m $43.9m 0.42% Added +9.4k +9,364
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 381,555381.6k $43.8m $43.8m 0.01% Reduced -4.2k -4,200
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 323,252323.3k $37.1m $37.1m 0.01% Added +68.3k +68,316
16 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 302,566302.6k $34.8m $34.8m 0.01% Reduced -7.5k -7,512
17 Shira Ridge Wealth Management 16.47% of their portfolio LARKSPUR, CA 287,478287.5k $33.0m $33.0m 16.47% Added +23.8k +23,829
18 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 211,505211.5k $24.3m $24.3m 0.03% Added +108.6k +108,594
19 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 202,228202.2k $23.2m $23.2m 0.01% Reduced -165.8k -165,791
20 Ellevest, Inc. 1.54% of their portfolio NEW YORK, NY 200,854200.9k $23.1m $23.1m 1.54% Reduced -32.7k -32,660
21 Betterment LLC 0.05% of their portfolio NEW YORK, NY 183,029183.0k $21.0m $21.0m 0.05% Reduced -2.3k -2,347
22 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 182,778182.8k $21.0m $21.0m 0.03% Added +4.0k +4,024
23 Mariner, LLC 0.03% of their portfolio Overland Park, KS 165,392165.4k $19.0m $19.0m 0.03% Added +3.3k +3,309
24 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 146,190146.2k $16.8m $16.8m 0.03% Reduced -4.3k -4,311
25 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 139,068139.1k $16.0m $16.0m 0.04% Added +81.0k +81,031
26 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 136,272136.3k $15.7m $15.7m 0.02% Reduced -27.3k -27,276
27 Money Design Co.,Ltd. 0.76% of their portfolio TOKYO, M0 132,929132.9k $15.3m $15.3m 0.76% Added +56.0k +56,010
28 Fund Evaluation Group, LLC 0.64% of their portfolio CINCINNATI, OH 128,645128.6k $14.8m $14.8m 0.64% Reduced -14.0k -13,999
29 World Investment Advisors 0.31% of their portfolio LINCROFT, NJ 105,136105.1k $12.1m $12.1m 0.31% Reduced -81.2k -81,200
30 Quent Capital, LLC 1.17% of their portfolio NEW YORK, NY 97,46897.5k $11.2m $11.2m 1.17% Added +4.1k +4,106
31 Farrow Financial, Inc. 7.44% of their portfolio SOUTH BURLINGTON, VT 96,32096.3k $11.1m $11.1m 7.44% Reduced -1.1k -1,117
32 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 95,69295.7k $11.0m $11.0m 0.02% Reduced -5.5k -5,520
33 Stewardship Advisors, LLC 2.95% of their portfolio MOUNT JOY, PA 94,94394.9k $10.9m $10.9m 2.95% Reduced -9.1k -9,070
34 HM PAYSON & CO 0.18% of their portfolio PORTLAND, ME 89,29189.3k $10.3m $10.3m 0.18% Added +1.2k +1,182
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 82,75782.8k $9.5m $9.5m 0.01% Added +555 +555
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 78,49978.5k $9.0m $9.0m 0.01% Reduced -8.0k -8,041
37 Charter Oak Capital Management, LLC 0.81% of their portfolio PORTSMOUTH, NH 76,39076.4k $8.8m $8.8m 0.81% Added +928 +928
38 Advisory Services Network, LLC 0.17% of their portfolio ATLANTA, GA 75,85375.9k $8.7m $8.7m 0.17% Added +8.9k +8,864
39 Corundum Group, Inc. 3.65% of their portfolio COLORADO SPRINGS, CO 66,29266.3k $7.6m $7.6m 3.65% Added +14 +14
40 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 64,32364.3k $7.4m $7.4m 0.00% Reduced -13 -13
41 REGIONS FINANCIAL CORP 0.05% of their portfolio BIRMINGHAM, AL 60,34760.3k $6.9m $6.9m 0.05% Reduced -1.9k -1,869
42 Accredited Investors Inc. 0.43% of their portfolio EDINA, MN 59,73359.7k $6.9m $6.9m 0.43% Reduced -235 -235
43 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 56,24456.2k $6.5m $6.5m 0.03% Reduced -3.9k -3,936
44 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 54,63054.6k $6.3m $6.3m 0.04% Added +3.3k +3,306
45 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 52,53952.5k $6.0m $6.0m 0.01% Reduced -66.5k -66,539
46 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 52,33452.3k $6.0m $6.0m 0.00% Added +325 +325
47 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 51,85851.9k $6.0m $6.0m 0.01% Reduced -2.0k -1,952
48 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 51,40451.4k $5.9m $5.9m 0.05% Reduced -2.7k -2,681
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 50,44850.4k $5.8m $5.8m 0.01% Added +26.4k +26,350
50 Roof Eidam Maycock Peralta, LLC 1.52% of their portfolio San Francisco, CA 49,86449.9k $5.7m $5.7m 1.52% Reduced -5.2k -5,213
51 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 49,05449.1k $5.6m $5.6m 0.01% Reduced -2.7k -2,698
52 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 48,94448.9k $5.6m $5.6m 0.02% Reduced -1.7k -1,701
53 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 48,72948.7k $5.6m $5.6m 0.02% Reduced -820 -820
54 Permanens Capital L.P. 1.01% of their portfolio NEW YORK, NY 48,64148.6k $5.6m $5.6m 1.01% Added +3.3k +3,272
55 TOMPKINS FINANCIAL CORP 0.53% of their portfolio ITHACA, NY 48,54948.5k $5.6m $5.6m 0.53% Reduced -50.6k -50,625
56 LFA - Lugano Financial Advisors SA 3.74% of their portfolio LUGANO, V8 47,84647.8k $5.5m $5.5m 3.74% Unchanged
57 3EDGE Asset Management, LP 0.37% of their portfolio Naples, FL 47,08747.1k $5.4m $5.4m 0.37% Reduced -3.4k -3,401
58 HILLTOP WEALTH ADVISORS, LLC 2.77% of their portfolio CHAPEL HILL, NC 42,77542.8k $4.9m $4.9m 2.77% Reduced -1.1k -1,125
59 Glenview Trust Co 0.09% of their portfolio Louisville, KY 42,50042.5k $4.9m $4.9m 0.09% Added +7.5k +7,500
60 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 37,70837.7k $4.3m $4.3m 0.01% Reduced -8.8k -8,827
61 Garde Capital, Inc. 0.25% of their portfolio SEATTLE, WA 37,61737.6k $4.3m $4.3m 0.25% Added +120 +120
62 Bear Mountain Capital, Inc. 1.61% of their portfolio SEATTLE, WA 36,39236.4k $4.2m $4.2m 1.61% Added +714 +714
63 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 36,27236.3k $4.2m $4.2m 0.03% Reduced -493 -493
64 Robertson Stephens Wealth Management, LLC 0.15% of their portfolio San Francisco, CA 34,42934.4k $4.0m $4.0m 0.15% Reduced -12.4k -12,360
65 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 33,06933.1k $3.8m $3.8m 0.05% Reduced -2.3k -2,280
66 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.21% of their portfolio ROCHESTER, NY 33,05033.0k $3.8m $3.8m 0.21% Reduced -3.9k -3,868
67 Olde Wealth Management, LLC 1.34% of their portfolio SAMMAMISH, WA 32,98433.0k $3.8m $3.8m 1.34% Reduced -136 -136
68 Long Run Wealth Advisors, LLC 0.84% of their portfolio Lake Placid, NY 32,14432.1k $3.7m $3.7m 0.84% Added +8 +8
69 BigSur Wealth Management LLC 1.00% of their portfolio MIAMI, FL 32,00032.0k $3.7m $3.7m 1.00% Unchanged
70 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 31,39931.4k $3.6m $3.6m 0.04% Added +3.2k +3,182
71 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 30,89530.9k $3.5m $3.5m 0.00% Reduced -906 -906
72 SageView Advisory Group, LLC 0.15% of their portfolio Newport Beach, CA 30,86030.9k $3.5m $3.5m 0.15% Reduced -14.8k -14,793
73 CRUX WEALTH ADVISORS 1.83% of their portfolio LONG BEACH, CA 30,64730.6k $3.5m $3.5m 1.83% Reduced -639 -639
74 Destination Wealth Management 0.11% of their portfolio Walnut Creek, CA 30,38130.4k $3.5m $3.5m 0.11% Added +579 +579
75 GRIMES & Co WEALTH MANAGEMENT, LLC 0.11% of their portfolio WESTBOROUGH, MA 30,08430.1k $3.5m $3.5m 0.11% Added +194 +194
76 eCIO, Inc. 1.14% of their portfolio MADISON, WI 29,73229.7k $3.4m $3.4m 1.14% First filing
77 Pure Financial Advisors, LLC 0.07% of their portfolio SAN DIEGO, CA 29,50629.5k $3.4m $3.4m 0.07% New
78 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 28,89428.9k $3.3m $3.3m 0.01% Reduced -53 -53
79 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 28,63028.6k $3.3m $3.3m 0.03% Reduced -34.0k -33,971
80 Relyea Zuckerberg Hanson LLC 0.44% of their portfolio STAMFORD, CT 28,23328.2k $3.2m $3.2m 0.44% Unchanged
81 Laird Norton Wetherby Trust Company, LLC 0.50% of their portfolio Seattle, WA 27,06427.1k $3.1m $3.1m 0.50% Unchanged
82 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 25,58425.6k $2.9m $2.9m 0.00% Added +10.3k +10,253
83 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 25,40825.4k $2.9m $2.9m 0.01% Reduced -4.5k -4,532
84 CPC Advisors, LLC 0.40% of their portfolio Atlanta, GA 25,11025.1k $2.9m $2.9m 0.40% Added +1.2k +1,247
85 BAILARD, INC. 0.07% of their portfolio Foster City, CA 24,35024.4k $2.8m $2.8m 0.07% Reduced -1.9k -1,897
86 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 24,21824.2k $2.8m $2.8m 0.01% Reduced -7.5k -7,545
87 Simmons Bank 0.21% of their portfolio Pine Bluff, AR 24,08124.1k $2.8m $2.8m 0.21% Unchanged
88 VERITY Wealth Advisors 2.01% of their portfolio SAUSALITO, X1 23,55423.6k $2.7m $2.7m 2.01% Unchanged
89 Shepherd Financial Partners LLC 0.30% of their portfolio WINCHESTER, MA 22,51122.5k $2.6m $2.6m 0.30% Reduced -4.5k -4,475
90 Asset Dedication, LLC 0.21% of their portfolio SAN FRANCISCO, CA 22,48922.5k $2.6m $2.6m 0.21% Added +720 +720
91 HB Wealth Management, LLC 0.02% of their portfolio Atlanta, GA 22,31922.3k $2.6m $2.6m 0.02% Added +6.7k +6,678
92 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 22,13722.1k $2.5m $2.5m 0.01% Added +701 +701
93 Composition Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 21,97922.0k $2.5m $2.5m 0.05% Reduced -548 -548
94 CWM, LLC 0.01% of their portfolio OMAHA, NE 21,66721.7k $2.5m $2.5m 0.01% Added +169 +169
95 WHITTIER TRUST CO OF NEVADA INC 0.06% of their portfolio RENO, NV 21,31321.3k $2.4m $2.4m 0.06% Reduced -76 -76
96 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 21,29321.3k $2.4m $2.4m 0.03% Added +3.9k +3,874
97 CGN Advisors LLC 0.24% of their portfolio MANHATTAN, KS 21,22021.2k $2.4m $2.4m 0.24% Unchanged
98 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 21,14221.1k $2.4m $2.4m 0.01% Reduced -21.3k -21,342
99 Ledyard National Bank 0.24% of their portfolio HANOVER, NH 21,12921.1k $2.4m $2.4m 0.24% Reduced -373 -373
100 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 21,00721.0k $2.4m $2.4m 0.01% Reduced -2.3k -2,289