New England Capital Financial Advisors LLC

MERIDEN, CT · CIK 1964652 · 13F filing filed 2026-07-27

SEC-registered investment adviser since 1999 · limited liability company

Assets managed$768.0m
Staff12 · 12 in investment roles
Main clients (by assets)Individuals 46%, High net worth individuals 45%, Pension plans 8%
Main officeCheshire, CT
Websitenewenglandcapital.com
Form ADV · 2026-08-18SEC adviser record

$418.3m reported value +14.5% vs Q1 2026

431positions

80.7%in top 10

26 new 119 added 52 reduced 20 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	HARTFORD FDS EXCHANGE TRADED STRAT INCOM ETF HFSI	HFSI	2,742,268	$96.4m23.05%	23.05%	Added +197.3k	+197,332 7.8%
2	CAPITAL GROUP GROWTH ETF SHS CREATION UNI CGGR	CGGR	1,531,893	$72.3m17.29%	17.29%	Added +138.3k	+138,256 9.9%
3	VANGUARD MALVERN FDS CORE BD ETF VCRB	VCRB	632,969	$48.9m11.69%	11.69%	Added +42.1k	+42,095 7.1%
4	AMERICAN CENTY ETF TR US SML CP VALU AVUV	AVUV	233,551	$29.1m6.97%	6.97%	Added +15.2k	+15,227 7.0%
5	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	126,090	$26.8m6.41%	6.41%	Added +11.6k	+11,632 10.2%
6	SSGA ACTIVE ETF TR MULT ASS RLRTN RLY	RLY	508,246	$17.5m4.19%	4.19%	Added +11.6k	+11,589 2.3%
7	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	101,462	$12.1m2.89%	2.89%	Reduced -4.0k	-3,977 -3.8%
8	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	196,252	$11.9m2.85%	2.85%	Reduced -6.1k	-6,132 -3.0%
9	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	231,462	$11.4m2.73%	2.73%	Added +88.7k	+88,657 62.1%
10	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	214,550	$10.8m2.58%	2.58%	Reduced -7.2k	-7,182 -3.2%
11	CAPITAL GRP FIXED INCM ETF T MUNICIPAL INCOME CGMU	CGMU	291,291	$8.0m1.91%	1.91%	Added +8.5k	+8,526 3.0%
12	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	66,065	$7.9m1.88%	1.88%	Reduced -465	-465 -0.7%
13	COHEN & STEERS ETF TRUST REAL EST ACT ETF CSRE	CSRE	251,152	$7.1m1.70%	1.70%	Added +8.9k	+8,853 3.6%
14	COLUMBIA ETF TR II EM CORE EX ETF XCEM	XCEM	116,106	$6.1m1.47%	1.47%	Added +1.7k	+1,742 1.5%
15	T ROWE PRICE ETF INC INTERNATIONAL EQ TOUS	TOUS	128,034	$4.9m1.17%	1.17%	Added +94.9k	+94,877 286.1%
16	INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD PDBC	PDBC	233,698	$3.7m0.89%	0.89%	Reduced -26.6k	-26,644 -10.2%
17	CAPITAL GRP FIXED INCM ETF T CORE PLUS INCM CGCP	CGCP	133,126	$3.0m0.71%	0.71%	Reduced -129.9k	-129,858 -49.4%
18	APPLE INC COM AAPL	AAPL	7,922	$2.3m0.55%	0.55%	Reduced -244	-244 -3.0%
19	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	18,376	$2.1m0.49%	0.49%	Added +297	+297 1.6%
20	CAPITAL GRP FIXED INCM ETF T SHORT DURATION CGSD	CGSD	66,000	$1.7m0.41%	0.41%	Reduced -8.1k	-8,129 -11.0%
21	CALAMOS ETF TR S&P 500 STRUCTU CPSD	CPSD	54,586	$1.5m0.35%	0.35%	Reduced -2.0k	-2,000 -3.5%
22	SPDR INDEX SHS FDS PORTFLI MSCI GBL SPGM	SPGM	16,340	$1.4m0.33%	0.33%	Added +4.8k	+4,757 41.1%
23	RTX CORPORATION COM RTX	RTX	6,965	$1.3m0.32%	0.32%	Added +1.2k	+1,202 20.9%
24	EXXON MOBIL CORP COM XOM	XOM	8,616	$1.2m0.28%	0.28%	Added +216	+216 2.6%
25	PROCTER AND GAMBLE CO COM PG	PG	7,798	$1.1m0.27%	0.27%	Added +491	+491 6.7%
26	MICROSOFT CORP COM MSFT	MSFT	2,483	$926.3k0.22%	0.22%	Added +1.0k	+1,001 67.5%
27	WALMART INC COM WMT	WMT	8,038	$910.4k0.22%	0.22%	Added +23	+23 0.3%
28	FIFTH THIRD BANCORP COM FITB	FITB	14,284	$805.2k0.19%	0.19%	Reduced -268	-268 -1.8%
29	NVIDIA CORPORATION COM NVDA	NVDA	3,733	$747.0k0.18%	0.18%	Reduced -138	-138 -3.6%
30	AMAZON COM INC COM AMZN	AMZN	3,062	$729.9k0.17%	0.17%	Reduced -90	-90 -2.9%
31	JOHNSON & JOHNSON COM JNJ	JNJ	2,860	$726.4k0.17%	0.17%	Added +509	+509 21.6%
32	EVERSOURCE ENERGY COM ES	ES	8,865	$640.7k0.15%	0.15%	Added +11	+11 0.1%
33	TRANE TECHNOLOGIES PLC SHS TT	TT	1,236	$607.2k0.15%	0.15%	Unchanged
34	BOWHEAD SPECIALTY HLDGS INC COM SHS BOW	BOW	19,876	$594.9k0.14%	0.14%	Unchanged
35	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	1,126	$563.4k0.13%	0.13%	Added +200	+200 21.6%
36	COCA COLA CO COM KO	KO	6,852	$556.8k0.13%	0.13%	Added +825	+825 13.7%
37	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	4,726	$515.6k0.12%	0.12%	Added +11	+11 0.2%
38	TESLA INC COM TSLA	TSLA	1,175	$494.0k0.12%	0.12%	Reduced -10	-10 -0.8%
39	EQUIFAX INC COM EFX	EFX	3,034	$481.6k0.12%	0.12%	Unchanged
40	CHEVRON CORP NEW COM CVX	CVX	2,829	$468.9k0.11%	0.11%	Added +4	+4 0.1%
41	GE AEROSPACE COM NEW GE	GE	1,237	$462.1k0.11%	0.11%	Added +184	+184 17.5%
42	HOME DEPOT INC COM HD	HD	1,130	$398.4k0.10%	0.10%	Reduced -29	-29 -2.5%
43	SELECT SECTOR SPDR TR RL EST SEL SEC XLRE	XLRE	8,911	$392.4k0.09%	0.09%	Added +34	+34 0.4%
44	UNITEDHEALTH GROUP INC COM UNH	UNH	884	$367.3k0.09%	0.09%	Reduced -43	-43 -4.6%
45	AT&T INC COM T	T	16,782	$347.4k0.08%	0.08%	Added +2.0k	+2,021 13.7%
46	CARRIER GLOBAL CORPORATION COM CARR	CARR	4,607	$337.9k0.08%	0.08%	Added +12	+12 0.3%
47	MCDONALDS CORP COM MCD	MCD	1,232	$333.0k0.08%	0.08%	Added +3	+3 0.2%
48	ALPHABET INC CAP STK CL A GOOGL	GOOGL	923	$329.7k0.08%	0.08%	Added +1	+1 0.1%
49	GE VERNOVA INC COM GEV	GEV	279	$327.8k0.08%	0.08%	Added +39	+39 16.2%
50	AFLAC INC COM AFL	AFL	2,468	$289.4k0.07%	0.07%	Added +5	+5 0.2%
51	META PLATFORMS INC CL A META	META	505	$284.7k0.07%	0.07%	Unchanged
52	GOLDMAN SACHS ETF TR EQUAL WEIGHT US GSEW	GSEW	2,988	$282.1k0.07%	0.07%	Added +779	+779 35.3%
53	MERCK & CO INC COM MRK	MRK	2,193	$281.8k0.07%	0.07%	Added +11	+11 0.5%
54	MANULIFE FINL CORP COM MFC	MFC	6,752	$273.5k0.07%	0.07%	Added +801	+801 13.5%
55	DISNEY WALT CO COM DIS	DIS	2,765	$266.2k0.06%	0.06%	Added +64	+64 2.4%
56	AMERICAN EXPRESS CO COM AXP	AXP	775	$262.2k0.06%	0.06%	Added +1	+1 0.1%
57	TE CONNECTIVITY PLC ORD SHS TEL	TEL	1,240	$250.0k0.06%	0.06%	Unchanged
58	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	4,319	$248.9k0.06%	0.06%	Reduced -2.1k	-2,075 -32.5%
59	CISCO SYS INC COM CSCO	CSCO	2,047	$240.5k0.06%	0.06%	Added +9	+9 0.4%
60	AMPHENOL CORP CL A APH	APH	1,359	$239.6k0.06%	0.06%	Added +331	+331 32.2%
61	JPMORGAN CHASE & CO COM JPM	JPM	702	$229.7k0.05%	0.05%	Added +500	+500 247.5%
62	ELEVANCE HEALTH INC COM ELV	ELV	548	$212.0k0.05%	0.05%	Added +1	+1 0.2%
63	INTEL CORP COM INTC	INTC	1,513	$211.3k0.05%	0.05%	Reduced -209	-209 -12.1%
64	CATERPILLAR INC COM CAT	CAT	189	$201.7k0.05%	0.05%	Unchanged
65	JOHNSON CTLS INTL PLC SHS JCI	JCI	1,320	$192.9k0.05%	0.05%	Unchanged
66	ALPHABET INC CAP STK CL C GOOG	GOOG	533	$188.2k0.05%	0.05%	Unchanged
67	ORACLE CORP COM ORCL	ORCL	1,248	$182.8k0.04%	0.04%	Added +3	+3 0.2%
68	OTIS WORLDWIDE CORP COM OTIS	OTIS	2,543	$182.1k0.04%	0.04%	Added +10	+10 0.4%
69	HUBBELL INC COM HUBB	HUBB	346	$181.3k0.04%	0.04%	Reduced -25	-25 -6.7%
70	AIR PRODS & CHEMS INC COM APD	APD	615	$180.3k0.04%	0.04%	Added +4	+4 0.7%
71	VISA INC COM CL A V	V	509	$174.8k0.04%	0.04%	Unchanged
72	REGIONS FINANCIAL CORP NEW COM RF	RF	5,707	$172.4k0.04%	0.04%	Unchanged
73	UNUM GROUP COM UNM	UNM	1,904	$170.3k0.04%	0.04%	Unchanged
74	SPDR GOLD TR GOLD SHS GLD	GLD	458	$168.8k0.04%	0.04%	Unchanged
75	DUKE ENERGY CORP NEW COM NEW DUK	DUK	1,270	$160.7k0.04%	0.04%	Added +1	+1 0.1%
76	FIDELITY COVINGTON TRUST MSCI INFO TECH I FTEC	FTEC	545	$155.6k0.04%	0.04%	Added +1	+1 0.2%
77	VERIZON COMMUNICATIONS INC COM VZ	VZ	3,626	$153.5k0.04%	0.04%	Added +808	+808 28.7%
78	HARTFORD INSURANCE GROUP INC COM HIG	HIG	1,127	$149.3k0.04%	0.04%	Unchanged
79	PHILIP MORRIS INTL INC COM PM	PM	821	$148.6k0.04%	0.04%	Added +6	+6 0.7%
80	MICRON TECHNOLOGY INC COM MU	MU	128	$147.8k0.04%	0.04%	Reduced -906	-906 -87.6%
81	PEPSICO INC COM PEP	PEP	1,080	$146.3k0.03%	0.03%	Added +6	+6 0.6%
82	PFIZER INC COM PFE	PFE	5,713	$137.6k0.03%	0.03%	Reduced -13	-13 -0.2%
83	HILLTOP HOLDINGS INC COM HTH	HTH	3,384	$131.2k0.03%	0.03%	Unchanged
84	CRANE COMPANY COMMON STOCK CR	CR	567	$126.5k0.03%	0.03%	Unchanged
85	COSTCO WHSL CORP NEW COM COST	COST	131	$122.4k0.03%	0.03%	Unchanged
86	ROCKWELL AUTOMATION INC COM ROK	ROK	240	$119.0k0.03%	0.03%	Reduced -10	-10 -4.0%
87	GOLDMAN SACHS GROUP INC COM GS	GS	115	$116.3k0.03%	0.03%	Unchanged
88	NETFLIX INC COM NFLX	NFLX	1,605	$114.6k0.03%	0.03%	Unchanged
89	ALLIANT ENERGY CORP COM LNT	LNT	1,486	$113.4k0.03%	0.03%	Unchanged
90	ASTRAZENECA PLC ORD AZN	AZN	560	$106.1k0.03%	0.03%	Unchanged
91	VANGUARD INDEX FDS EXTEND MKT ETF VXF	VXF	394	$97.0k0.02%	0.02%	Unchanged
92	MEDTRONIC PLC SHS MDT	MDT	1,225	$95.8k0.02%	0.02%	Reduced -180	-180 -12.8%
93	DEERE & CO COM DE	DE	148	$94.0k0.02%	0.02%	Unchanged
94	INGERSOLL RAND INC COM IR	IR	1,144	$93.8k0.02%	0.02%	Unchanged
95	VANGUARD WORLD FD INF TECH ETF VGT	VGT	771	$92.2k0.02%	0.02%	Added +3	+3 0.4%
96	ABBVIE INC COM ABBV	ABBV	363	$91.3k0.02%	0.02%	Unchanged
97	PROLOGIS INC. COM PLD	PLD	663	$89.8k0.02%	0.02%	Added +3	+3 0.5%
98	THE CIGNA GROUP COM CI	CI	322	$88.8k0.02%	0.02%	Added +1	+1 0.3%
99	L3HARRIS TECHNOLOGIES INC COM LHX	LHX	300	$87.3k0.02%	0.02%	New
100	TJX COS INC NEW COM TJX	TJX	570	$86.4k0.02%	0.02%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		106	$47.8k106 shares
ABERCROMBIE & FITCH CO ANF	ANF	123	$11.3k123 shares
DUPONT DE NEMOURS INC DWDP	DWDP	60	$8.3k60 shares
ETFIS SER TR I BBC	BBC	158	$6.6k158 shares
CARNIVAL CORP		251	$6.5k251 shares
ROUNDHILL ETF TRUST MEME	MEME	925	$5.7k925 shares
VANECK ETF TRUST GDX	GDX	40	$3.7k40 shares
SABRE CORP SABR	SABR	1,500	$2.2k1.5k shares
AMERICAS GOLD AND SILVER COR USAS	USAS	400	$2.1k400 shares
ARIS MNG CORP ARIS	ARIS	100	$1.9k100 shares
GLOBAL X FDS SHLD	SHLD	25	$1.8k25 shares
INNOVATIVE SOLUTIONS & SUPPO IA	IA	75	$1.5k75 shares
ISHARES INC SLVP	SLVP	30	$1.1k30 shares
LUCID GROUP INC LCID	LCID	80	$76380 shares
ENHABIT INC EHAB	EHAB	53	$74753 shares
LUMEN TECHNOLOGIES INC LUMN	LUMN	100	$695100 shares
GOLDMINING INC GLDG	GLDG	500	$595500 shares
SADOT GROUP INC		50	$7750 shares
EVGO INC EVGO	EVGO	30	$5230 shares
SMITH MICRO SOFTWARE INC		31	$2331 shares