Vault-13

HARTFORD FDS EXCHANGE TRADED HFSI

STRAT INCOM ETF · ETP · CUSIP 41653L875

82 institutional holders +14 vs Q1 2026
21,317,95421.3m shares reported held*
$749.5mreported value*
18 new 50 added 10 reduced 4 sold out net bought ≈ $147.1m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.16.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 5Q4 22: 7Q1 23: 6Q2 23: 8Q3 23: 7Q4 23: 7Q1 24: 8Q2 24: 10Q3 24: 7Q4 24: 9Q1 25: 13Q2 25: 14Q3 25: 30Q4 25: 55Q1 26: 68Q2 26: 8282Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20225
Q4 20227
Q1 20236
Q2 20238
Q3 20237
Q4 20237
Q1 20248
Q2 202410
Q3 20247
Q4 20249
Q1 202513
Q2 202514
Q3 202530
Q4 202555
Q1 202668
Q2 202682

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 2 bought or addedQ3 24: 4 cut or sold outQ4 24: 4 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 10 bought or addedQ1 25: 4 cut or sold outQ2 25: 12 bought or addedQ2 25: 2 cut or sold outQ2 25Q3 25: 26 bought or addedQ3 25: 4 cut or sold outQ4 25: 42 bought or addedQ4 25: 8 cut or sold outQ4 25Q1 26: 54 bought or addedQ1 26: 15 cut or sold outQ2 26: 68 bought or addedQ2 26: 14 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202424
Q4 202444
Q1 2025104
Q2 2025122
Q3 2025264
Q4 2025428
Q1 20265415
Q2 20266814

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +885,847+885.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +475,941+475.9k
RAYMOND JAMES FINANCIAL INC Added +394,494+394.5k
OSAIC HOLDINGS, INC. Added +258,318+258.3k
Focus Partners Wealth New +255,309+255.3k
GREAT VALLEY ADVISOR GROUP, INC. New +233,559+233.6k
LPL Financial LLC New +210,893+210.9k
New England Capital Financial Advisors LLC Added +197,332+197.3k
JONES FINANCIAL COMPANIES LLLP Added +164,453+164.5k
Private Advisor Group, LLC New +162,423+162.4k

Biggest sellers

Summit Financial, LLC Reduced -111,531-111.5k
WNY Asset Management, LLC Reduced -71,263-71.3k
CORE WEALTH ADVISORS, LLC Reduced -66,566-66.6k
Gateway Wealth Partners, LLC Sold out -24,950-24.9k
MGO ONE SEVEN LLC Reduced -8,929-8.9k
Marks Group Wealth Management, Inc Reduced -7,316-7.3k
GOLDMAN SACHS GROUP INC Sold out -6,502-6.5k
BENJAMIN EDWARDS INC Reduced -2,885-2.9k
Arkadios Wealth Advisors Reduced -1,088-1.1k
Ascentis Independent Advisors Sold out -1,008-1.0k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 New England Capital Financial Advisors LLC 23.05% of their portfolio MERIDEN, CT 2,742,2682.7m $96.4m $96.4m 23.05% Added +197.3k +197,332
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 2,599,2322.6m $91.4m $91.4m 0.05% Added +475.9k +475,941
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,107,2342.1m $74.1m $74.1m 0.00% Added +885.8k +885,847
4 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,583,0721.6m $55.7m $55.7m 0.02% Added +394.5k +394,494
5 Hartford Funds Management Co LLC 4.39% of their portfolio WAYNE, PA 1,559,2421.6m $54.8m $54.8m 4.39% Added +22.7k +22,652
6 BENJAMIN EDWARDS INC 0.31% of their portfolio Clayton, MO 968,502968.5k $34.1m $34.1m 0.31% Reduced -2.9k -2,885
7 Retirement Management Systems Inc. 5.99% of their portfolio STEVENSVILLE, MD 832,783832.8k $29.3m $29.3m 5.99% Added +109.6k +109,645
8 Modern Wealth Management, LLC 0.32% of their portfolio KANSAS CITY, MO 773,637773.6k $27.2m $27.2m 0.32% Added +67.6k +67,633
9 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 720,743720.7k $25.3m $25.3m 0.03% Added +258.3k +258,318
10 Bleakley Financial Group, LLC 0.29% of their portfolio PARSIPPANY, NJ 643,146643.1k $22.6m $22.6m 0.29% Added +30.1k +30,134
11 Wealthspire Retirement, LLC 1.16% of their portfolio ALISO VIEJO, CA 600,921600.9k $21.1m $21.1m 1.16% Reduced -158 -158
12 Centric Wealth Management 2.24% of their portfolio CHICAGO, IL 411,612411.6k $14.4m $14.4m 2.24% Unchanged
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 389,715389.7k $13.7m $13.7m 0.00% Added +3.9k +3,903
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 372,711372.7k $13.1m $13.1m 0.00% Added +28.7k +28,680
15 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 313,490313.5k $11.1m $11.1m 0.00% Added +164.5k +164,453
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 308,104308.1k $10.8m $10.8m 0.01% Added +67.9k +67,868
17 Live Oak Investment Partners 5.05% of their portfolio AUSTIN, TX 266,848266.8k $9.4m $9.4m 5.05% Added +11.3k +11,341
18 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 255,309255.3k $9.0m $9.0m 0.01% New
19 Mutual Advisors, LLC 0.16% of their portfolio OMAHA, NE 244,505244.5k $8.6m $8.6m 0.16% Added +22.0k +21,976
20 GREAT VALLEY ADVISOR GROUP, INC. 0.13% of their portfolio WILMINGTON, DE 233,559233.6k $8.2m $8.2m 0.13% New
21 CITIZENS FINANCIAL GROUP INC/RI 0.10% of their portfolio PROVIDENCE, RI 225,038225.0k $8.0m $8.0m 0.10% Added +8.6k +8,591
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 210,893210.9k $7.4m $7.4m 0.00% New
23 MGO ONE SEVEN LLC 0.12% of their portfolio Beachwood, OH 202,154202.2k $7.1m $7.1m 0.12% Reduced -8.9k -8,929
24 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 194,597194.6k $6.8m $6.8m 0.01% Added +33.1k +33,058
25 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 178,985179.0k $6.3m $6.3m 0.01% Added +14.6k +14,594
26 Retirement Planning Group, LLC 0.16% of their portfolio LEAWOOD, KS 175,023175.0k $6.2m $6.2m 0.16% Added +52.9k +52,881
27 Sonoma Allocations LLC 1.87% of their portfolio SANTA ROSA, CA 171,553171.6k $6.0m $6.0m 1.87% Added +79.0k +78,958
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 167,236167.2k $5.9m $5.9m 0.01% Added +6.6k +6,584
29 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 162,423162.4k $5.7m $5.7m 0.03% New
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 158,900158.9k $5.6m $5.6m 0.01% Added +80.2k +80,157
31 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 144,428144.4k $5.1m $5.1m 0.02% Added +8.1k +8,062
32 WNY Asset Management, LLC 0.34% of their portfolio Williamsville, NY 108,824108.8k $3.8m $3.8m 0.34% Reduced -71.3k -71,263
33 Diversify Advisory Services, LLC 0.06% of their portfolio SANDY, UT 103,237103.2k $3.6m $3.6m 0.06% New
34 DIVERSIFY WEALTH MANAGEMENT, LLC 0.06% of their portfolio SANDY, UT 103,237103.2k $3.6m $3.6m 0.06% New
35 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 90,70290.7k $3.2m $3.2m 0.01% Added +68.3k +68,273
36 Strategic Blueprint, LLC 0.15% of their portfolio ATLANTA, GA 84,59384.6k $3.0m $3.0m 0.15% Added +13.1k +13,072
37 CARY STREET PARTNERS FINANCIAL LLC 0.06% of their portfolio RICHMOND, VA 76,73076.7k $2.7m $2.7m 0.06% Added +9.4k +9,444
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 65,62265.6k $2.3m $2.3m 0.00% Added +7.9k +7,895
39 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 65,37565.4k $2.3m $2.3m 0.01% New
40 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 63,39763.4k $2.2m $2.2m 0.00% Added +40.7k +40,660
41 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 51,04751.0k $1.8m $1.8m 0.09% Added +1.7k +1,678
42 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 43,03943.0k $1.5m $1.5m 0.01% Added +1.4k +1,429
43 Destiny Capital Corp/CO 0.62% of their portfolio DENVER, CO 37,98538.0k $1.3m $1.3m 0.62% Added +20.8k +20,773
44 LIBERTY ONE INVESTMENT MANAGEMENT, LLC 0.13% of their portfolio LIBERTYVILLE, IL 37,30637.3k $1.3m $1.3m 0.13% Added +3.2k +3,180
45 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 36,06336.1k $1.3m $1.3m 0.00% New
46 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 33,98634.0k $1.2m $1.2m 0.00% Added +16.6k +16,560
47 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 31,64331.6k $1.1m $1.1m 0.01% Added +428 +428
48 Hobart Private Capital, LLC 0.16% of their portfolio CHARLOTTE, NC 25,87625.9k $909.8k $909.8k 0.16% Reduced -792 -792
49 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,41722.4k $788.2k $788.2k 0.00% Added +1.4k +1,379
50 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 22,09522.1k $776.8k $776.8k 0.04% Added +2.9k +2,936
51 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 20,35320.4k $715.6k $715.6k 0.01% Reduced -1.1k -1,088
52 UPTICK PARTNERS, LLC 0.10% of their portfolio NACOGDOCHES, TX 18,45918.5k $649.0k $649.0k 0.10% Added +2.6k +2,641
53 CORE WEALTH ADVISORS, LLC 0.47% of their portfolio INDIANAPOLIS, IN 17,99118.0k $632.6k $632.6k 0.47% Reduced -66.6k -66,566
54 SURIENCE PRIVATE WEALTH LLC 0.56% of their portfolio YAKIMA, WA 17,96818.0k $631.8k $631.8k 0.56% Added +5 +5
55 Evergreen Wealth Partners LLC 0.37% of their portfolio KALISPELL, MT 17,39317.4k $611.5k $611.5k 0.37% New
56 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 16,83516.8k $591.9k $591.9k 0.02% New
57 Marks Group Wealth Management, Inc 0.05% of their portfolio MINNETONKA, MN 16,26316.3k $571.8k $571.8k 0.05% Reduced -7.3k -7,316
58 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 15,82615.8k $556.4k $556.4k 0.01% Added +2.3k +2,307
59 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 15,75315.8k $553.9k $553.9k 0.03% Added +8.1k +8,094
60 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 13,90613.9k $488.9k $488.9k 0.00% Added +3.7k +3,676
61 CWC Advisors, LLC. 0.18% of their portfolio LAKE OSWEGO, OR 11,40811.4k $401.1k $401.1k 0.18% New
62 Vise Technologies, Inc. 0.00% of their portfolio NEW YORK, NY 10,92010.9k $383.9k $383.9k 0.00% New
63 Meridian Financial Advisors, LLC 0.16% of their portfolio HOLLISTON, MA 9,4669.5k $332.8k $332.8k 0.16% Reduced -484 -484
64 Bright Futures Wealth Management, LLC. 0.21% of their portfolio WEBSTER, NY 14580, NY 9,3749.4k $329.6k $329.6k 0.21% Added +371 +371
65 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 8,9198.9k $314.4k $314.4k 0.01% New
66 Cypress Wealth Services, LLC 0.04% of their portfolio PALM DESERT, CA 8,7858.8k $308.9k $308.9k 0.04% Added +121 +121
67 Coquina Private Wealth LLC 0.20% of their portfolio PORT CHARLOTTE, FL 8,3538.4k $293.7k $293.7k 0.20% Added +404 +404
68 COZAD ASSET MANAGEMENT INC 0.02% of their portfolio CHAMPAIGN, IL 7,9628.0k $279.9k $279.9k 0.02% New
69 AXXCESS WEALTH MANAGEMENT, LLC 0.00% of their portfolio CARLSBAD, CA 6,9837.0k $245.5k $245.5k 0.00% New
70 Stonebridge Financial Group, LLC / MO 0.16% of their portfolio ST. LOUIS, MO 6,9527.0k $244.4k $244.4k 0.16% Added +96 +96
71 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 6,7886.8k $239.8k $239.8k 0.00% Reduced -111.5k -111,531
72 ALEXANDER LABRUNERIE & CO., INC. 0.08% of their portfolio COLUMBIA, MO 6,5746.6k $231.1k $231.1k 0.08% Unchanged
73 BARNES PETTEY FINANCIAL ADVISORS, LLC 0.06% of their portfolio CLARKSDALE, MS 5,7265.7k $201.4k $201.4k 0.06% New
74 Wealth Enhancement Trust Services, Inc. 0.02% of their portfolio SIOUX FALLS, SD 5,4745.5k $192.5k $192.5k 0.02% Added +801 +801
75 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 5,2065.2k $183.0k $183.0k 0.00% Unchanged
76 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,7932.8k $98.2k $98.2k 0.00% Added +990 +990
77 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,1022.1k $73.9k $73.9k 0.00% Unchanged
78 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 876876 $30.8k $30.8k 0.00% New
79 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 724724 $25.4k $25.4k 0.00% Added +10 +10
80 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 536536 $18.8k $18.8k 0.00% Added +6 +6
81 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 168168 $5.9k $5.9k 0.00% Added +45 +45
82 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 8181 $2.8k $2.8k 0.00% New